Form 4 Roblox Corp For: Nov 23 Filed by: Sturman Daniel

November 26, 2021 5:53 PM EST

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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Sturman Daniel

(Last) (First) (Middle)
C/O ROBLOX CORPORATION
970 PARK PLACE

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/23/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/23/2021   S (1)   4,537 D $ 114.857 (2) 147,446 I See Footnote (3)
Class A Common Stock 11/23/2021   S (1)   4,958 D $ 115.6487 (4) 142,488 I See Footnote (3)
Class A Common Stock 11/23/2021   S (1)   5,305 D $ 116.7756 (5) 137,183 I See Footnote (3)
Class A Common Stock 11/23/2021   S (1)   2,200 D $ 117.7677 (6) 134,983 I See Footnote (3)
Class A Common Stock 11/23/2021   S (1)   1,700 D $ 118.8576 (7) 133,283 I See Footnote (3)
Class A Common Stock 11/23/2021   S (1)   1,100 D $ 120.0027 (8) 132,183 I See Footnote (3)
Class A Common Stock 11/23/2021   S (1)   200 D $ 120.64 131,983 I See Footnote (3)
Class A Common Stock 11/23/2021   S (1)   1,100 D $ 114.4282 (9) 150,882 I See Footnotes (10)
Class A Common Stock 11/23/2021   S (1)   6,400 D $ 115.1826 (11) 144,482 I See Footnotes (10)
Class A Common Stock 11/23/2021   S (1)   3,923 D $ 116.2034 (12) 140,559 I See Footnotes (10)
Class A Common Stock 11/23/2021   S (1)   4,577 D $ 117.0824 (13) 135,982 I See Footnotes (10)
Class A Common Stock 11/23/2021   S (1)   1,500 D $ 119.1507 (14) 134,482 I See Footnotes (10)
Class A Common Stock 11/23/2021   S (1)   1,500 D $ 119.1507 (15) 132,982 I See Footnotes (10)
Class A Common Stock 11/23/2021   S (1)   1,000 D $ 120.318 (16) 131,982 I See Footnotes (10)
Class A Common Stock 11/24/2021   S (1)   20,000 D $ 125 111,983 I See Footnote (3)
Class A Common Stock 11/24/2021   S (1)   20,000 D $ 125 111,982 I See Footnotes (10)
Class A Common Stock               58,736 D  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021.
2. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $114.23 to $115.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company.
4. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $115.23 to $116.18, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $116.25 to $117.18, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.29 to $118.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
7. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.45 to $119.34, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
8. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.53 to $120.51, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
9. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $113.65 to $114.60, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
10. These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company.
11. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $114.68 to $115.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
12. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $115.70 to $116.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
13. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $116.70 to $117.68, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
14. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.71 to $118.59, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
15. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.74 to $119.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
16. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.82 to $120.70, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/Mark Reinstra Attorney-in-Fact for Daniel Sturman 11/26/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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