Form 4 Resonant Inc For: Dec 01 Filed by: MCDERMUT MARTIN S

December 3, 2021 8:57 PM EST

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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
MCDERMUT MARTIN S

(Last) (First) (Middle)
C/O RESONANT INC. 10900 STONELAKE BLVD.
SUITE 100, OFFICE 02-130

(Street)
AUSTIN TX 78759

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Resonant Inc [ RESN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/01/2021   M   43,750 A (1) 232,400 D  
Common Stock 12/01/2021   M   1,918 A (1) 234,318 D  
Common Stock 12/01/2021   M   14,772 A (1) 249,090 D  
Common Stock 12/01/2021   M   11,834 A (1) 260,924 D  
Common Stock 12/01/2021   M   7,500 A (1) 268,424 D  
Common Stock               3,400 I By Mr. McDermut's spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 12/01/2021   M     43,750   (2)   (2) Common Stock 43,750 $ 0 0 D  
Restricted Stock Units (1) 12/01/2021   M     1,918   (3)   (3) Common Stock 1,918 $ 0 1,918 D  
Restricted Stock Units (1) 12/01/2021   M     14,772   (4)   (4) Common Stock 14,772 $ 0 29,544 D  
Restricted Stock Units (1) 12/01/2021   M     11,834   (5)   (5) Common Stock 11,834 $ 0 35,499 D  
Restricted Stock Units (1) 12/01/2021   M     7,500   (6)   (6) Common Stock 7,500 $ 0 15,000 D  
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
2. 43,750 restricted stock units vested on each of December 1, 2018 and December 2, 2019, December 1, 2020, and December 1, 2021.
3. 1,920 restricted stock units vested on December 2, 2019, installments of 1,918 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 1,918 restricted stock units will vest on December 1, 2022.
4. 14,772 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and installments of 14,772 restricted stock units will vest on each of December 1, 2022, and December 1, 2023.
5. 11,834 restricted stock units vested on December 1, 2021, and installments of 11,833 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
6. 7,500 restricted stock units vested on December 1, 2021, and installments of 7,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
/s/Martin S. McDermut 12/03/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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