Form 4 RGC RESOURCES INC For: Aug 02 Filed by: AGEE NANCY H
August 3, 2021 11:36 AM EDT
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
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Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
|
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
RGC RESOURCES INC
[
RGCO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year)
08/02/2021
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock
|
08/02/2021 |
|
A |
|
169.935
|
A
|
$
25.5
|
41,205.869
|
I
|
Trust
|
|
Common Stock
|
08/02/2021 |
|
P |
|
58.824
|
A
|
$
25.5
|
41,317.928
|
I
|
Trust
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
|
|
|
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/s/ Nancy H. Agee by David M. Garcia, POA dated 07/26/2021 |
08/03/2021 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
RGC RESOURCES, INC
POWER OF ATTORNEY
THE UNDERSIGNED DIRECTOR of RGC Resources, Inc. hereby makes, constitutes
and appoints David M. Garcia, Lawrence T. Oliver, Paul W. Nester, Robert
L. Wells, II, or any one of them, as his true and lawful attorney-in-fact
to sign, for him or her and in his or her name, place and stead, and to
cause to be filed with the Securities and Exchange Commission, any form,
report, or other document and any amendment or supplement thereto, which
is required to be filed or which such attorney-in-fact deems should be
filed under Section 16 of the Securities Exchange Act of 1934, as
amended, and the regulations promulgated thereunder, as amended, and to
do all other things necessary to accomplish the foregoing; and hereby
grants to such attorney-in-fact full power of substitution and
revocation and hereby confirmed and ratifying all that such
attorney-in-fact or his or her substitute may do by virtue hereof.
IN WITNESS WHEREOF, I have hereunto set my hand this 26th day of
July, 2021.
/s/Nancy Howell Agee
Nancy Howell Agee
Sworn to and subscribed in my presence by
Nancy Howell Agee this 26th day of July, 2O21.
/s/Diane Light Conner, REG #225607
Diane Light Conner
Notary Public
Commonwealth of Virginia, City of Roanoke
My Commission Expires 02/28/2022
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