Form 4 New York City REIT, Inc. For: May 12 Filed by: SCHORSCH NICHOLAS S
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
|
2. Issuer Name
and
Ticker or Trading Symbol
New York City REIT, Inc. [ NYC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
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3. Date of Earliest Transaction
(Month/Day/Year) 05/12/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A common stock | 05/12/2022 | P | 12,500 | A | $ 10.6 (1) (2) | 1,353,991 | I | See footnote (1) | ||
Class A common stock | 05/13/2022 | P | 12,500 | A | $ 10.39 (1) (3) | 1,366,491 | I | See footnote (1) | ||
Class A common stock | 167,913 | I | See footnote (4) | |||||||
Class A common stock | 119,904 | D (5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
/s/ See signatures attached as Exhibit 99.1 | 05/13/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EXHIBIT 99.1
This Statement on Form 4 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons can be found on the Form 4 filed herewith.
Name of Designated Filer: Nicholas S. Schorsch
Date of Event Requiring Statement: May 12, 2022
Issuer Name and Ticker or Trading Symbol: New York City REIT, Inc. [NYC]
NICHOLAS S. SCHORSCH | |||
By: | /s/ Michael R. Anderson | ||
Name: Michael R. Anderson, as Attorney-in-Fact |
BELLEVUE CAPITAL PARTNERS, LLC | |||
By: | /s/ Michael R. Anderson | ||
Name: Michael R. Anderson Title: General Counsel |
AR GLOBAL INVESTMENTS, LLC | |||
By: | /s/ Michael R. Anderson | ||
Name: Michael R. Anderson Title: General Counsel |
AMERICAN REALTY CAPITAL III, LLC | |||
By: | AR GLOBAL INVESTMENTS, LLC, its sole member | ||
By: | /s/ Michael R. Anderson | ||
Name: Michael R. Anderson Title: General Counsel |
NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC | |||
By: | AMERICAN REALTY CAPITAL III, LLC, its sole member | ||
By: | AR GLOBAL INVESTMENTS, LLC, its sole member | ||
By: | /s/ Michael R. Anderson | ||
Name: Michael R. Anderson Title: General Counsel |
NEW YORK CITY ADVISORS, LLC | |||
By: | NEW YORK CITY SPECIAL LIMITED PARTNERSHIP, LLC its sole member | ||
By: | AMERICAN REALTY CAPITAL III, LLC, its sole member | ||
By: | AR GLOBAL INVESTMENTS, LLC, its sole member | ||
By: | /s/ Michael R. Anderson | ||
Name: Michael R. Anderson | |||
Title: General Counsel |
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