Form 497J FRANKLIN GLOBAL TRUST Dec 3, 2021 07:40AM http://archive.fast-edgar.com/20211203/AC22822CZ222J2ZG222J2CE2MF9ETG22Z232 Filed on: December 3, 2021
Form 424B2 TORONTO DOMINION BANK Dec 3, 2021 07:38AM Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-231751 The information in this pricing supplement is not complete and may be changed. This pricing supplement is not an offer to sell nor does it seek an offer to buy these Notes in any state where the offer or sale is not... (continue reading...)
Form 40-APP Brightwood Capital SBIC Dec 3, 2021 07:36AM

 

 

 

No. [ ]   U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     APPLICATION FOR AN ORDER PURSUANT TO SECTIONS 17(d) AND 57(i) OF THE INVESTMENT COMPANY ACT OF 1940 AND RULE 17d-1 UNDER THE ACT TO PERMIT CERTAIN JOINT TRANSACTIONS OTHERWISE PROHIBITED BY SECTIONS 17(d) AND 57(a)(4) OF THE ACT AND RULE 17d-l UNDER THE ACT    

BRIGHTWOOD CAPITAL CORPORATION I,... (continue reading...)


Form 8-K Claros Mortgage Trust, For: Dec 02 Dec 3, 2021 07:36AM

Exhibit 10.1

Execution Version

AMENDMENT NO. 3 TO TERM LOAN CREDIT AGREEMENT

This AMENDMENT NO. 3 TO TERM LOAN CREDIT AGREEMENT, dated as of December 2, 2021 (this “Amendment No. 3”), is entered into by and among Claros Mortgage Trust, Inc., a Maryland corporation (the “Borrower”), the subsidiary guarantors party hereto, the Additional Term B-1 Lender (as defined in the Amended Credit Agreement referred to below), the Lenders party hereto and JPMorgan Chase... (continue reading...)


Form 4 9 METERS BIOPHARMA, INC. For: Dec 02 Filed by: Sirgo Mark A Dec 3, 2021 07:34AM .FormData { color: blue; background-color: white; font-size: 12px; font-family: Times, serif; } .FormDataR { color: blue; background-color: white; font-size: 12px; font-family: Times, serif; text-align: right; } .SmallFormData { color: blue; background-color: white; font-size: 10px; font-family: Times, serif; } .FootnoteData { color: green; background-color: white; ... (continue reading...)

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