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Form 4 HARTFORD FINANCIAL SERVI For: Nov 25 Filed by: Swift Christopher

November 29, 2022 4:13 PM EST
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Swift Christopher

(Last) (First) (Middle)
ONE HARTFORD PLAZA

(Street)
HARTFORD CT 06155

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HARTFORD FINANCIAL SERVICES GROUP, INC. [ HIG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
11/25/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/25/2022   M   7,292 A $ 24.15 150,567 D  
Common Stock 11/25/2022   S (1)   7,292 D $ 76.0226 (2) 143,275 D  
Common Stock 11/28/2022   M   3,600 A $ 24.15 146,875 D  
Common Stock 11/28/2022   S (1)   3,600 D $ 76.0063 (3) 143,275 D  
Common Stock               43,179 I By Spouse
Common Stock               95,386 I Swift Family Gift Trust
Common Stock               60,865 I Swift Family Legacy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 24.15 11/25/2022   M     7,292   (4) 03/05/2023 Common Stock 7,292 $ 0 39,836 D  
Stock Option $ 24.15 11/28/2022   M     3,600   (4) 03/05/2023 Common Stock 3,600 $ 0 36,236 D  
Stock Option $ 35.83               (5) 03/04/2024 Common Stock 103,872   103,872 D  
Stock Option $ 41.25               (6) 03/03/2025 Common Stock 301,887   301,887 D  
Stock Option $ 43.59               (7) 03/01/2026 Common Stock 294,481   294,481 D  
Stock Option $ 48.89               (8) 02/28/2027 Common Stock 302,908   302,908 D  
Stock Option $ 49.01               (9) 02/26/2029 Common Stock 352,263   352,263 D  
Stock Option $ 51.87               (10) 02/23/2031 Common Stock 310,820   310,820 D  
Stock Option $ 53.81               (11) 02/27/2028 Common Stock 284,819   284,819 D  
Stock Option $ 55.27               (12) 02/25/2030 Common Stock 327,679   327,679 D  
Stock Option $ 69.41               (13) 02/23/2032 Common Stock 301,932   301,932 D  
Explanation of Responses:
1. The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023.
2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.09 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $76.00 - $76.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
4. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
5. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
6. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
7. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
8. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
9. The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
10. One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
11. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
12. One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.
13. One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
Anthony J. Salerno, Jr., Attorney-in-Fact 11/29/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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