Form 4 Frontier Communications For: Sep 24 Filed by: Ares Management GP LLC
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
Frontier Communications Parent, Inc. [ FYBR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/24/2021 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 27 | A | $ 26.95 | 105,592 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A1, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 4 | A | $ 26.95 | 18,032 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A2, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 15 | A | $ 26.95 | 830,837 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A3, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 24 | A | $ 26.95 | 281,844 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A4, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 19 | A | $ 26.95 | 167,160 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A5, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 27 | A | $ 26.95 | 292,124 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A6, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 19 | A | $ 26.95 | 289,417 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A7, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 20 | A | $ 26.95 | 238,026 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A8, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 22 | A | $ 26.95 | 360,644 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A9, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 40 | A | $ 26.95 | 259,665 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A10, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 9 | A | $ 26.95 | 245,236 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV A11, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 226 | D | $ 26.95 | 9,597,579 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | I | By ASOF Frontier AIV B1, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 32,032 | D | $ 26.95 | 249,805 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A1, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 30,325 | D | $ 26.95 | 89,581 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A2, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 7,078 | D | $ 26.95 | 20,902 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A3, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 92,018 | D | $ 26.95 | 271,730 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A4, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 101,137 | D | $ 26.95 | 298,604 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A5, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 56,632 | D | $ 26.95 | 167,219 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A6, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 98,395 | A | $ 26.95 | 302,616 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A7, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 184,073 | A | $ 26.95 | 303,979 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A8, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 96,690 | D | $ 26.95 | 285,466 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A9, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | S (1) | 7,981 | D | $ 26.95 | 90,268 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | ACOF VI Frontier AIV A10, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 09/24/2021 | P (1) | 141,425 | A | $ 26.95 | 15,068,130 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | By ACOF VI Frontier AIV B1, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | ||
Common Stock, par value $0.01 | 2,694,242 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | By ASSF IV AIV B Holdings III, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | |||||||
Common Stock, par value $0.01 | 2,654,041 (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) | I | By ASSF IV AIV B, L.P. (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
ARES MANAGEMENT LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
ACOF Investment Management LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
ASOF Investment Management LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
ASSF Operating Manager IV, L.P. /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
Ares Management Holdings L.P. By: Ares Holdco LLC, its general partner /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
Ares Holdco LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
Ares Management Corporation /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
Ares Management GP LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
Ares Voting LLC By: Ares Partners Holdco LLC, its sole member /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
Ares Partners Holdco LLC /s/ Naseem Sagati Aghili By: Naseem Sagati Aghili Its: Authorized Signatory | 09/28/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
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