Form 4 Charge Enterprises, Inc. For: May 26 Filed by: Schweller Leah
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E-mail| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||||||
1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
Charge Enterprises, Inc. [ CRGE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/26/2022 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check
Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock, par value $0.0001 | 05/26/2022 | M | 111,810 (1) | A | $ 4.06 (1) | 111,810 | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Unit | $ 4.06 | 05/26/2022 | M | 197,179 (1) | (2) | (2) | Common Stock | 197,179 | $ 0 | 0 | D | ||||
| /s/ JAMIE YUNG, Attorney-in-Fact | 05/27/2022 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
Exhibit
24
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING
OBLIGATIONS
Know
all by these presents, that the undersigned hereby constitutes and
appoints each of Craig Denson, Leah Schweller, and Jamie Yung, or
any of them acting singly and with full power of substitution, the
undersigned’s true and lawful attorney-in-fact
to:
1.
prepare, execute,
acknowledge, deliver and file for and on behalf of the undersigned,
in the undersigned’s capacity as an officer or director or
both of Charge Enterprises, Inc. (the “Company”), Forms 3, 4 and
5 (and any amendments thereto) in accordance with Section 16(a) of
the Securities Exchange Act of 1934, as amended (the
“Exchange
Act”), and the rules thereunder;
2.
do and perform any
and all acts for and on behalf of the undersigned which may be
necessary or desirable to complete and execute any such Form 3, 4
or 5, complete and execute any amendments thereto, and timely file
such form with the U.S. Securities and Exchange Commission (the
“SEC”)
and any securities exchange or similar authority, including without
limitation the filing of a Form ID or any other documents necessary
or appropriate to enable the undersigned to file the Forms 3, 4 and
5 electronically with the SEC;
3.
seek or obtain, as
the undersigned’s representative and on the
undersigned’s behalf, information on transactions in the
Company’s securities from any third party, including brokers,
employee benefit plan administrators and trustees, and the
undersigned hereby authorizes any such person to release any such
information to each of the undersigned’s attorneys-in-fact
appointed by this Limited Power of Attorney and approves and
ratifies any such release of information; and
4.
take any other
action in connection with the foregoing which, in the opinion of
such attorney-in-fact, may be of benefit to, in the best interest
of, or legally required by or for, the undersigned, it being
understood that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Limited Power of
Attorney shall be in such form and shall contain such information
and disclosure as such attorney-in-fact may approve in such
attorney-in-fact’s discretion.
The
undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing
whatsoever required, necessary or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all
intents and purposes as the undersigned might or could do if
personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or
such attorney-in-fact’s substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Limited Power of
Attorney and the rights and powers herein granted.
The
undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request and on the behalf of the
undersigned, are not assuming, nor is the Company assuming, any of
the undersigned’s responsibilities to comply with, or any
liability for the failure to comply with, any provision of Section
16 of the Exchange Act.
This
Limited Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms 3, 4 or 5
with respect to the undersigned’s holdings of and
transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to each of
the foregoing attorneys-in-fact.
IN
WITNESS WHEREOF, the undersigned has executed this Limited Power of
Attorney as of this 10th day of May,
2022.
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/s/
LEAH SCHWELLER
Signature
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Leah
Schweller
Printed
Name
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