Form 4 CENTRAL PACIFIC FINANCIA For: May 17 Filed by: Martines Arnold D
May 18, 2021 9:58 PM EDT
| FORM
4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934
or Section 30(h) of the Investment Company Act of
1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue.
See
Instruction 1(b).
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1. Name and Address of Reporting Person
*
(Street)
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2. Issuer Name
and
Ticker or Trading Symbol
CENTRAL PACIFIC FINANCIAL CORP
[
CPF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Executive Vice President |
|
3. Date of Earliest Transaction
(Month/Day/Year)
05/17/2021
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
|---|
| 1.
Title of Security (Instr.
3)
|
2.
Transaction Date
(Month/Day/Year) |
2A.
Deemed Execution Date, if any
(Month/Day/Year) |
3.
Transaction Code (Instr.
8)
|
4.
Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported
Transaction(s) (Instr.
3 and 4)
|
6.
Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7.
Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock
|
05/17/2021 |
|
F |
|
282
|
D
|
$
28.48
|
3,795
|
D
|
|
|
Common Stock
|
05/17/2021 |
|
F |
|
382
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D
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$
28.48
|
3,169
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D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
982
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
1,113
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
2,009
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D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
836
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
1,768
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
738
|
I
|
Spouse
|
|
Common Stock
|
|
|
|
|
|
|
|
375
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I
|
Spouse
|
|
Common Stock
|
|
|
|
|
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|
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370
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
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8,283
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D
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|
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Common Stock
|
|
|
|
|
|
|
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4,936
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D
|
|
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Common Stock
|
|
|
|
|
|
|
|
170
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
197
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
1,280
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
579
|
I
|
Spouse
|
|
Common Stock
|
|
|
|
|
|
|
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592
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I
|
Spouse
|
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Common Stock
|
|
|
|
|
|
|
|
409
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
10,437
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
3,859
|
I
|
Spouse
|
|
Common Stock
|
|
|
|
|
|
|
|
1,113
|
D
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
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/s/ Sherilyn Braunthal, attorney-in-fact for Arnold D. Martines |
05/18/2021 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Central Pacific Financial Corp.
Power of Attorney
(To execute Forms 3, 4 and 5 of the United States Securities and Exchange
Commission for the purposes of reporting pursuant to and under Section 16(a)
of the Securities and Exchange Act of 1934 and related Rule 16a-3 and other
related Rules and Regulations of the United States Securities and Exchange
Commission.)
The undersigned hereby constitutes and appoints, effective as of the date of
the undersigned?s signature below, all Central Pacific Bank Human Resources
Division management and staff, as the undersigned?s true and lawful
attorneys-in-fact to do the following:
A. To execute for and on behalf of the undersigned, Forms 3, 4 and 5 of the
United States Securities and Exchange Commission for the purposes of
reporting pursuant to and under Section 16(a) of the Securities and Exchange
Act of 1934 and related Rule 16a-3 and other related Rules and Regulations of
the United State Securities and Exchange Commission.
B. To do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete the execution of any such
Form 3, 4 and 5 and the timely filing of any such Form with the United States
Securities and Exchange Commission and any other authority.
C. To take any other action of any type whatsoever in connection with the
foregoing which, in the opinion and/or judgment of such attorney-in-fact, may
be of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood the documents executed by such attorney-in-
fact on behalf of the undersigned pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions as such attorney-in-
fact may approve in his discretion.
D. To do and perform all and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, hereby ratifying and
confirming all that such attorney-in-fact shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted.
Each attorney-in-fact hereunder shall have full power and authority under
this Power of Attorney, and all acts authorized to be taken by the attorneys-
in-fact hereunder may be taken by any one attorney-in-fact.
The undersigned acknowledges that Central Pacific Financial Corp. and the
attorneys-in-fact who are serving hereunder for the benefit of the
undersigned, are not assuming any of the undersigned?s responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934 or any other
securities laws, rules or regulations that the undersigned is required to
comply with.
/s/Arnold D. Martines Date: 05/16/14
Signature
Arnold D. Martines
Print Name
State of Hawaii
City & County of Honolulu
On this 16th day of May, 2014, before me personally appeared Arnold D.
Martines, to me known to be the person described in and who executed the
foregoing instrument and acknowledged that he executed the same as
his free act and deed.
Tyler Y. Takahata
Notary Public, State of Hawaii
Commission expires: 8/08/2016
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