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Form 4 BROWN FORMAN CORP For: Apr 11 Filed by: Brown Stuart R

April 15, 2024 7:34 PM EDT
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Brown Stuart R

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/11/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 04/11/2024   G V 6,000 A $ 0 29,745 I 2020 Trust fbo Child-1
Class A Common 04/11/2024   G V 6,000 A $ 0 29,745 I 2020 Trust fbo Child-2
Class A Common 04/11/2024   G V 6,000 A $ 0 29,745 I 2020 Trust fbo Child-3
Class A Common 04/11/2024   G V 6,000 A $ 0 29,745 I 2020 Trust fbo Child-4
Class A Common 04/11/2024   G   24,000 D $ 0 0 (1) I GRAT-3
Class A Common               331,823 (2) D  
Class A Common               313,676 (3) I 2023 GRAT
Class A Common               150,000 I 2023 GRAT #2
Class A Common               40,878 I 2015 Trust
Class A Common               10,624 I Hebe Trust
Class A Common               36,104 I Hedge Street Partners LLC
Class A Common               228,302 I SKCJ Investments LLC
Class A Common               47,500 I 2021 Trust fbo Child-1
Class A Common               47,500 I 2021 Trust fbo Child-2
Class A Common               47,500 I 2021 Trust fbo Child-3
Class A Common               47,500 I 2021 Trust fbo Child-4
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Total updated to reflect the transfer of 102,360 Class A shares to direct holdings.
2. Total updated to reflect the transfer of 102,360 Class A shares from GRAT-3 and 186,324 Class A shares from 2023 GRAT to direct holdings.
3. Total updated to reflect the transfer of 186,324 Class A shares to direct holdings.
Remarks:
Includes Exhibit 24 - Power of Attorney
Nancie Oliver Mauffray, Attorney in Fact for Stuart R. Brown 04/15/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

ATTACHMENTS / EXHIBITS

EX-24



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