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Form 4 5E Advanced Materials, For: Jun 29 Filed by: Hunt Stephen Brian

June 1, 2023 5:45 PM EDT
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Hunt Stephen Brian
(Last) (First) (Middle)
C/O 5E ADVANCED MATERIALS, INC.
19500 STATE HIGHWAY 249 SUITE 125
(Street)
HOUSTON TX 77070
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
5E Advanced Materials, Inc. [ FEAM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/29/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/01/2022   M   25,000 A $ 3.65 75,000 D  
Common Stock 04/27/2023   F   1,370 D $ 2.72 77,331 D  
Common Stock               20,834 I By superattenuation fund
Common Stock               41,500 I By Minerals and Metals Pty Ltd.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Director Stock Option (Right to Purchase) $ 3.65 11/01/2022   M     25,000 03/11/2022 11/05/2022 Common Stock 25,000 $ 0 0 D  
Director Share Units (1) (2) 06/29/2022   A   3,701     (2)   (2) Common Stock 3,701 $ 0 3,701 D  
Director RSUs (1) (3) 07/01/2022   A   1,300     (3)   (3) Common Stock 1,300 $ 0 5,001 D  
Director RSUs (1) (4) 10/01/2022   A   1,470     (4)   (4) Common Stock 1,470 $ 0 6,471 D  
Director RSUs (1) (5) 01/01/2023   A   2,031     (5)   (5) Common Stock 2,031 $ 0 8,502 D  
Explanation of Responses:
1. As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein.
2. Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting").
3. Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.
4. Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.
5. Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.
/s/ Paul Weibel as Attorney-in-Fact 06/01/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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