Form 3 indie Semiconductor, For: Jun 10 Filed by: Parekh Sonalee Elizabeth
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| FORM
3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act
of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Expires: |
December 31, 2014 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person
*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
06/10/2021
|
3. Issuer Name
and
Ticker or Trading Symbol
indie Semiconductor, Inc.
[
INDI
]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
|
Class A Common Stock, par value $0.0001
|
10,748
|
I
|
By spouse
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
| Exhibit List - Exhibit 1 - Power of Attorney |
|
/s/ Sonalee Parekh, by Ellen Bancroft pursuant to power of attorney filed herewith |
06/21/2021 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Known all by these presents that the undersigned
hereby constitutes and appoints Ellen Bancroft,
Tom Schiller, Hong Ta, and Naixi Wu, and each of
them acting alone, signing singly, the
undersigned's true and lawful attorney-in-fact
to:
(1) execute for and on behalf of the undersigned,
in the undersigned's capacity as a representative
of indie Semiconductor, Inc., a Delaware corporation
formerly known as Thunder Bridge II Surviving Pubco,
Inc. (the "Company"), any and all Form ID, or Form 3,
4 or 5 reports and any amendments thereto required to
be filed by the undersigned in accordance with Section
16(a) of the Securities Exchange Act of 1934
(the "Exchange Act") and the rules thereunder with
respect to transactions in the Company's
securities; and
(2) do and perform any and all acts for and on behalf
of the undersigned which may be necessary or desirable
to complete and execute any such Form ID, or Form 3,
4 or 5 report and any amendments thereto and timely
file such report with the U.S. Securities and Exchange
Commission and any stock exchange or similar authority.
The undersigned hereby grants to each such attorney-
in-fact, acting alone, full power and authority to do
and perform each and every act and thing whatsoever
requisite, necessary, and proper to be done in the
exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the
undersigned might or could do if personally present,
with full power of substitution or revocation, hereby
ratifying and confirming all that such attorney-in-fact,
or his or her substitute or substitutes, shall lawfully
do or cause to be done by virtue of this Power of Attorney
and the rights and powers herein granted. The undersigned
acknowledges that no such attorney in-fact, in serving in
such capacity at the request of the undersigned, is hereby
assuming, nor is the Company hereby assuming, any of the
undersigned's responsibilities to comply with Section 16
of the Exchange Act.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Form 3,
4 or 5 reports with respect to the undersigned's holdings of
and transactions in securities issued by the Company, unless
earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys in-fact.
IN WITNESS WHEREOF, the undersigned has caused
this Power of Attorney to be executed as of
this 13th day of June, 2021.
/s/ Sonalee Parekh
Sonalee Parekh
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