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Form 3 Identiv, Inc. For: Apr 02 Filed by: Hawk Acquisition, Inc.

April 12, 2024 8:41 PM EDT
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Hawk Acquisition, Inc.

(Last) (First) (Middle)
C/O PROTECH INC.
529 VISTA BLVD., A-3

(Street)
SPARKS NV 89434

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/02/2024
3. Issuer Name and Ticker or Trading Symbol
Identiv, Inc. [ INVE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
This form is filed by Hawk Acquisition, Inc. and Seven2 SAS (the "Reporting Persons"). Hawk Acquisition, Inc. has been granted an irrevocable proxy with respect to Issuer securities in accordance with that certain Voting and Support Agreement, dated as of April 2, 2024, by and among Hawk Acquisition, Inc., Bleichroeder LP and the other parties thereto. Hawk Acquisition, Inc. is indirectly (i) controlled by Seven2 SAS, and (ii) majority-owned by funds affiliated with and managed by Seven2 SAS. The filing of this form shall not be deemed an admission that the Reporting Persons are beneficial owners of Issuer securities for the purposes of Section 16 or for any other purposes. The Reporting Persons have no pecuniary interest in securities of the Issuer.
Exhibit 99.1 (Joint Filer Information and Signatures) is hereby incorporated by reference herein.
See Exhibit 99.1 for Signatures 04/12/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

ATTACHMENTS / EXHIBITS

EXHIBIT 99.1



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