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Form 3 Candel Therapeutics, For: Jul 26 Filed by: Aguilar-Cordova Estuardo

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July 26, 2021 9:22 PM EDT
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0104
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1. Name and Address of Reporting Person *
Aguilar-Cordova Estuardo
(Last) (First) (Middle)
C/O CANDEL THERAPEUTICS, INC.
117 KENDRICK ST., SUITE 450
(Street)
NEEDHAM MA 02494
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/26/2021 		3. Issuer Name and Ticker or Trading Symbol
Candel Therapeutics, Inc. [ CADL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Scientific Officer
 5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 853,786
D
 
Common Stock 2,074,942
I
By Estuardo Aguilar-Cordova 2020 Irrevocable Trust (1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)   (2) 08/17/2028 Common Stock 12,205 1.46 D  
Stock Option (Right to Buy)   (3) 11/12/2028 Common Stock 76,717 1.46 D  
Series B Preferred Stock   (4)   (4) Common Stock 162,137 (5) (4) D  
Explanation of Responses:
1. Shares held by the Estuardo Aguilar-Cordova 2020 Irrevocable Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.
2. 25% of this option vested and became exercisable on January 1, 2019, with the remainder vesting in three substantially equal annual installments thereafter.
3. This option shall vest and become exercisable in four substantially equal annual installments, with the first installment vesting on October 13, 2018.
4. The Series B Preferred Stock has no expiration date.
5. Includes 32,399 shares held jointly with spouse.
/s/ Estuardo Aguilar-Cordova 07/26/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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