Form 13F-HR/A Coastal Bridge Advisors, For: Dec 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
12-31-2021 |
Check here if Amendment |
X |
Amendment Number: |
1 |
This Amendment (Check only one.): |
X |
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Coastal Bridge Advisors, LLC |
Address: |
33 RIVERSIDE AVENUE, 5TH FLOOR |
|
|
|
WESTPORT
,
CT06880
|
Form 13F File Number: |
028-17126 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Liz Perez |
Title: |
Director of Compliance and Operations |
Phone: |
203-683-1530 |
Signature, Place, and Date of Signing: |
/s/ Liz Perez |
Westport
,
CT
|
05-19-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
210 |
|
Form 13F Information Table Value Total: |
480,226 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
3M CO |
COM |
88579Y101 |
353 |
1,989 |
SH |
|
SOLE |
|
1,989 |
0 |
0 |
ABBOTT LABS |
COM |
002824100 |
228 |
1,622 |
SH |
|
SOLE |
|
1,622 |
0 |
0 |
ABERDEEN GLOBAL PREMIER PPTY |
COM SH BEN INT |
00302L108 |
287 |
41,897 |
SH |
|
SOLE |
|
41,897 |
0 |
0 |
ACCENTURE PLC IRELAND |
SHS CLASS A |
G1151C101 |
233 |
562 |
SH |
|
SOLE |
|
562 |
0 |
0 |
ADOBE SYSTEMS INCORPORATED |
COM |
00724F101 |
650 |
1,146 |
SH |
|
SOLE |
|
1,146 |
0 |
0 |
AFFIMED N V |
COM |
N01045108 |
73 |
13,200 |
SH |
|
SOLE |
|
13,200 |
0 |
0 |
AGENUS INC |
COM NEW |
00847G705 |
42 |
13,000 |
SH |
|
SOLE |
|
13,000 |
0 |
0 |
AIRBNB INC |
COM CL A |
009066101 |
7,552 |
45,358 |
SH |
|
SOLE |
|
45,358 |
0 |
0 |
ALAMOS GOLD INC NEW |
COM CL A |
011532108 |
173 |
22,417 |
SH |
|
SOLE |
|
22,417 |
0 |
0 |
ALKALINE WTR CO INC |
COM NEW |
01643A207 |
26 |
22,000 |
SH |
|
SOLE |
|
22,000 |
0 |
0 |
ALLOGENE THERAPEUTICS INC |
COM |
019770106 |
4,505 |
301,929 |
SH |
|
SOLE |
|
301,929 |
0 |
0 |
ALLY FINL INC |
COM |
02005N100 |
286 |
6,000 |
SH |
|
SOLE |
|
6,000 |
0 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
2,106 |
727 |
SH |
|
SOLE |
|
727 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
961 |
332 |
SH |
|
SOLE |
|
332 |
0 |
0 |
AMAZON COM INC |
COM |
023135106 |
4,731 |
1,419 |
SH |
|
SOLE |
|
1,419 |
0 |
0 |
AMERICAN EXPRESS CO |
COM |
025816109 |
1,391 |
8,504 |
SH |
|
SOLE |
|
8,504 |
0 |
0 |
AMERIPRISE FINL INC |
COM |
03076C106 |
442 |
1,465 |
SH |
|
SOLE |
|
1,465 |
0 |
0 |
AMGEN INC |
COM |
031162100 |
727 |
3,232 |
SH |
|
SOLE |
|
3,232 |
0 |
0 |
ANNEXON INC |
COM |
03589W102 |
195 |
17,000 |
SH |
|
SOLE |
|
17,000 |
0 |
0 |
APPLE INC |
COM |
037833100 |
10,522 |
59,256 |
SH |
|
SOLE |
|
59,256 |
0 |
0 |
APPLOVIN CORP |
COM CL A |
03831W108 |
1,242 |
13,173 |
SH |
|
SOLE |
|
13,173 |
0 |
0 |
ARES MANAGEMENT CORPORATION |
CL A COM STK |
03990B101 |
5,339 |
65,700 |
SH |
|
SOLE |
|
65,700 |
0 |
0 |
ARK ETF TR |
GENOMIC REV ETF |
00214Q302 |
385 |
6,280 |
SH |
|
SOLE |
|
6,280 |
0 |
0 |
ARK ETF TR |
INNOVATION ETF |
00214Q104 |
943 |
9,971 |
SH |
|
SOLE |
|
9,971 |
0 |
0 |
AT&T INC |
COM |
00206R102 |
541 |
22,012 |
SH |
|
SOLE |
|
22,012 |
0 |
0 |
AUTOMATIC DATA PROCESSING IN |
COM |
053015103 |
368 |
1,493 |
SH |
|
SOLE |
|
1,493 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL |
CL A |
084670108 |
3,155 |
7 |
SH |
|
SOLE |
|
7 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
2,408 |
8,054 |
SH |
|
SOLE |
|
8,054 |
0 |
0 |
BEYOND MEAT INC |
COM |
08862E109 |
625 |
5,000 |
SH |
|
SOLE |
|
5,000 |
0 |
0 |
BK OF AMERICA CORP |
COM |
060505104 |
1,630 |
36,628 |
SH |
|
SOLE |
|
36,628 |
0 |
0 |
BLACKROCK ENHANCD CAP & INM |
COM |
09256A109 |
356 |
20,464 |
SH |
|
SOLE |
|
20,464 |
0 |
0 |
BLACKROCK GLOBAL FLOATING RA |
COM |
091941104 |
3,294 |
235,437 |
SH |
|
SOLE |
|
235,437 |
0 |
0 |
BLACKSTONE INC |
COM |
09260D107 |
6,829 |
52,777 |
SH |
|
SOLE |
|
52,777 |
0 |
0 |
BLACKSTONE SENIOR FLOATNG RA |
COM |
09256U105 |
2,941 |
171,275 |
SH |
|
SOLE |
|
171,275 |
0 |
0 |
BLACKSTONE STRATEGIC CREDIT |
COM SHS BEN IN |
09257R101 |
44,717 |
3,314,862 |
SH |
|
SOLE |
|
3,314,862 |
0 |
0 |
BOEING CO |
COM |
097023105 |
1,333 |
6,623 |
SH |
|
SOLE |
|
6,623 |
0 |
0 |
BRISTOL-MYERS SQUIBB CO |
COM |
110122108 |
257 |
4,115 |
SH |
|
SOLE |
|
4,115 |
0 |
0 |
CABLE ONE INC |
COM |
12685J105 |
376 |
213 |
SH |
|
SOLE |
|
213 |
0 |
0 |
CAPRICOR THERAPEUTICS INC |
COM NEW |
14070B309 |
32 |
10,894 |
SH |
|
SOLE |
|
10,894 |
0 |
0 |
CARLYLE GROUP INC |
COM |
14316J108 |
3,929 |
71,563 |
SH |
|
SOLE |
|
71,563 |
0 |
0 |
CHEVRON CORP NEW |
COM |
166764100 |
643 |
5,478 |
SH |
|
SOLE |
|
5,478 |
0 |
0 |
CHIMERIX INC |
COM |
16934W106 |
112 |
17,395 |
SH |
|
SOLE |
|
17,395 |
0 |
0 |
CHIMERIX INC |
COM |
16934W106 |
3 |
10,000 |
SH |
Call |
SOLE |
|
10,000 |
0 |
0 |
CISCO SYS INC |
COM |
17275R102 |
709 |
11,193 |
SH |
|
SOLE |
|
11,193 |
0 |
0 |
COCA COLA CO |
COM |
191216100 |
1,823 |
30,786 |
SH |
|
SOLE |
|
30,786 |
0 |
0 |
COLGATE PALMOLIVE CO |
COM |
194162103 |
669 |
7,836 |
SH |
|
SOLE |
|
7,836 |
0 |
0 |
COMCAST CORP NEW |
CL A |
20030N101 |
226 |
4,483 |
SH |
|
SOLE |
|
4,483 |
0 |
0 |
CONTINENTAL RES INC |
COM |
212015101 |
603 |
13,470 |
SH |
|
SOLE |
|
13,470 |
0 |
0 |
CORNING INC |
COM |
219350105 |
437 |
11,743 |
SH |
|
SOLE |
|
11,743 |
0 |
0 |
CORVUS PHARMACEUTICALS INC |
COM |
221015100 |
58 |
24,000 |
SH |
|
SOLE |
|
24,000 |
0 |
0 |
COSTCO WHSL CORP NEW |
COM |
22160K105 |
461 |
812 |
SH |
|
SOLE |
|
812 |
0 |
0 |
DANAHER CORPORATION |
COM |
235851102 |
379 |
1,153 |
SH |
|
SOLE |
|
1,153 |
0 |
0 |
DISNEY WALT CO |
COM |
254687106 |
1,540 |
9,941 |
SH |
|
SOLE |
|
9,941 |
0 |
0 |
DOW INC |
COM |
260557103 |
261 |
4,607 |
SH |
|
SOLE |
|
4,607 |
0 |
0 |
DRAFTKINGS INC |
COM CL A |
26142R104 |
12,365 |
450,135 |
SH |
|
SOLE |
|
450,135 |
0 |
0 |
DRAGANFLY INC. |
COM NEW |
26142Q205 |
20 |
12,221 |
SH |
|
SOLE |
|
12,221 |
0 |
0 |
EATON VANCE RISK-MANAGED DIV |
COM |
27829G106 |
373 |
35,959 |
SH |
|
SOLE |
|
35,959 |
0 |
0 |
EVERSOURCE ENERGY |
COM |
30040W108 |
303 |
3,335 |
SH |
|
SOLE |
|
3,335 |
0 |
0 |
EXXON MOBIL CORP |
COM |
30231G102 |
5,839 |
95,421 |
SH |
|
SOLE |
|
95,421 |
0 |
0 |
FACTSET RESH SYS INC |
COM |
303075105 |
3,898 |
8,021 |
SH |
|
SOLE |
|
8,021 |
0 |
0 |
FINANCE OF AMERICA COMPAN |
COM CL A |
31738L107 |
182 |
45,722 |
SH |
|
SOLE |
|
45,722 |
0 |
0 |
FIRST NATL CORP |
COM |
32106V107 |
969 |
57,318 |
SH |
|
SOLE |
|
57,318 |
0 |
0 |
FIRST TR ENERGY INCOME & GRO |
COM |
33738G104 |
6,585 |
476,459 |
SH |
|
SOLE |
|
476,459 |
0 |
0 |
FIRST TR ENERGY INFRASTRCTR |
COM |
33738C103 |
287 |
21,175 |
SH |
|
SOLE |
|
21,175 |
0 |
0 |
FLEXSHARES TR |
MSTAR EMKT FAC |
33939L308 |
207 |
3,554 |
SH |
|
SOLE |
|
3,554 |
0 |
0 |
FST TR NEW OPPORT MLP & ENE |
COM |
33739M100 |
5,903 |
1,079,241 |
SH |
|
SOLE |
|
1,079,241 |
0 |
0 |
GENERAL MLS INC |
COM |
370334104 |
303 |
4,504 |
SH |
|
SOLE |
|
4,504 |
0 |
0 |
GOLDMAN SACHS GROUP INC |
COM |
38141G104 |
220 |
575 |
SH |
|
SOLE |
|
575 |
0 |
0 |
GOODRX HLDGS INC |
COM CL A |
38246G108 |
314 |
9,600 |
SH |
|
SOLE |
|
9,600 |
0 |
0 |
GREAT PANTHER MNG LTD |
COM |
39115V101 |
10 |
47,273 |
SH |
|
SOLE |
|
47,273 |
0 |
0 |
GRUPO TELEVISA S A B |
SPON ADR REP ORD |
40049J206 |
281 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
HASBRO INC |
COM |
418056107 |
1,417 |
13,927 |
SH |
|
SOLE |
|
13,927 |
0 |
0 |
HAWAIIAN HOLDINGS INC |
COM |
419879101 |
321 |
17,500 |
SH |
|
SOLE |
|
17,500 |
0 |
0 |
HIVE BLOCKCHAIN TECHNLGIES L |
COM |
43366H100 |
28 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
HOME DEPOT INC |
COM |
437076102 |
2,249 |
5,420 |
SH |
|
SOLE |
|
5,420 |
0 |
0 |
HONEYWELL INTL INC |
COM |
438516106 |
524 |
2,514 |
SH |
|
SOLE |
|
2,514 |
0 |
0 |
HUDSON PAC PPTYS INC |
COM |
444097109 |
643 |
26,028 |
SH |
|
SOLE |
|
26,028 |
0 |
0 |
HUT 8 MNG CORP |
COM |
44812T102 |
32 |
10,640 |
SH |
|
SOLE |
|
10,640 |
0 |
0 |
IMMUTEP LTD |
SPONSORED ADS |
45257L108 |
33 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
INTEL CORP |
COM |
458140100 |
1,305 |
25,330 |
SH |
|
SOLE |
|
25,330 |
0 |
0 |
INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
706 |
5,284 |
SH |
|
SOLE |
|
5,284 |
0 |
0 |
ISHARES GOLD TR |
ISHARES NEW |
464285204 |
14,106 |
405,216 |
SH |
|
SOLE |
|
405,216 |
0 |
0 |
ISHARES TR |
GL CLEAN ENE ETF |
464288224 |
13,349 |
630,541 |
SH |
|
SOLE |
|
630,541 |
0 |
0 |
ISHARES TR |
ISHARES BIOTECH |
464287556 |
298 |
1,950 |
SH |
|
SOLE |
|
1,950 |
0 |
0 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
248 |
5,073 |
SH |
|
SOLE |
|
5,073 |
0 |
0 |
ISHARES TR |
RUS 1000 VAL ETF |
464287598 |
1,106 |
6,588 |
SH |
|
SOLE |
|
6,588 |
0 |
0 |
ISHARES TR |
U.S. BAS MTL ETF |
464287838 |
226 |
1,613 |
SH |
|
SOLE |
|
1,613 |
0 |
0 |
ISHARES TR |
U.S. TECH ETF |
464287721 |
968 |
8,433 |
SH |
|
SOLE |
|
8,433 |
0 |
0 |
ISHARES TR |
US CONSM STAPLES |
464287812 |
650 |
3,246 |
SH |
|
SOLE |
|
3,246 |
0 |
0 |
ISHARES TR |
US CONSUM DISCRE |
464287580 |
205 |
2,444 |
SH |
|
SOLE |
|
2,444 |
0 |
0 |
ISHARES TR |
US HLTHCARE ETF |
464287762 |
754 |
2,509 |
SH |
|
SOLE |
|
2,509 |
0 |
0 |
ISHARES TR |
US INDUSTRIALS |
464287754 |
697 |
6,185 |
SH |
|
SOLE |
|
6,185 |
0 |
0 |
JANUS DETROIT STR TR |
HENDRSN SHRT ETF |
47103U886 |
19,315 |
389,813 |
SH |
|
SOLE |
|
389,813 |
0 |
0 |
JOHNSON & JOHNSON |
COM |
478160104 |
3,050 |
17,830 |
SH |
|
SOLE |
|
17,830 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
4,070 |
25,701 |
SH |
|
SOLE |
|
25,701 |
0 |
0 |
KAYNE ANDERSON ENERGY INFRST |
COM |
486606106 |
97 |
12,480 |
SH |
|
SOLE |
|
12,480 |
0 |
0 |
KAYNE ANDERSON NEXTGEN ENRGY |
COM |
48661E108 |
115 |
16,009 |
SH |
|
SOLE |
|
16,009 |
0 |
0 |
KKR & CO INC |
COM |
48251W104 |
5,330 |
71,549 |
SH |
|
SOLE |
|
71,549 |
0 |
0 |
KLA CORP |
COM NEW |
482480100 |
209 |
486 |
SH |
|
SOLE |
|
486 |
0 |
0 |
KRONOS BIO INC |
COM |
50107A104 |
706 |
51,968 |
SH |
|
SOLE |
|
51,968 |
0 |
0 |
LAUDER ESTEE COS INC |
CL A |
518439104 |
224 |
606 |
SH |
|
SOLE |
|
606 |
0 |
0 |
LEAP THERAPEUTICS INC |
COM |
52187K101 |
71 |
22,000 |
SH |
|
SOLE |
|
22,000 |
0 |
0 |
LEGALZOOM COM INC |
COM |
52466B103 |
46,566 |
2,897,718 |
SH |
|
SOLE |
|
2,897,718 |
0 |
0 |
LIBERTY ALL STAR EQUITY FD |
SH BEN INT |
530158104 |
145 |
21,065 |
SH |
|
SOLE |
|
21,065 |
0 |
0 |
LILLY ELI & CO |
COM |
532457108 |
207 |
748 |
SH |
|
SOLE |
|
748 |
0 |
0 |
LIONS GATE ENTMNT CORP |
CL A VTG |
535919401 |
24,420 |
1,467,567 |
SH |
|
SOLE |
|
1,467,567 |
0 |
0 |
LIONS GATE ENTMNT CORP |
CL B NON VTG |
535919500 |
40,122 |
2,607,038 |
SH |
|
SOLE |
|
2,607,038 |
0 |
0 |
LOWES COS INC |
COM |
548661107 |
371 |
1,435 |
SH |
|
SOLE |
|
1,435 |
0 |
0 |
MCDONALDS CORP |
COM |
580135101 |
757 |
2,822 |
SH |
|
SOLE |
|
2,822 |
0 |
0 |
MCEWEN MNG INC |
COM |
58039P107 |
35 |
39,375 |
SH |
|
SOLE |
|
39,375 |
0 |
0 |
MERCK & CO INC |
COM |
58933Y105 |
800 |
10,432 |
SH |
|
SOLE |
|
10,432 |
0 |
0 |
META PLATFORMS INC |
CL A |
30303M102 |
3,464 |
10,299 |
SH |
|
SOLE |
|
10,299 |
0 |
0 |
MFA FINL INC |
COM |
55272X102 |
58 |
12,658 |
SH |
|
SOLE |
|
12,658 |
0 |
0 |
MICROSOFT CORP |
COM |
594918104 |
6,789 |
23,498 |
SH |
|
SOLE |
|
23,498 |
0 |
0 |
MITEK SYS INC |
COM NEW |
606710200 |
462 |
26,000 |
SH |
|
SOLE |
|
26,000 |
0 |
0 |
MONDELEZ INTL INC |
CL A |
609207105 |
433 |
6,948 |
SH |
|
SOLE |
|
6,948 |
0 |
0 |
NETFLIX INC |
COM |
64110L106 |
1,567 |
2,604 |
SH |
|
SOLE |
|
2,604 |
0 |
0 |
NEW RESIDENTIAL INVT CORP |
COM NEW |
64828T201 |
214 |
20,470 |
SH |
|
SOLE |
|
20,470 |
0 |
0 |
NEWMONT CORP |
COM |
651639106 |
255 |
4,182 |
SH |
|
SOLE |
|
4,182 |
0 |
0 |
NEXTERA ENERGY INC |
COM |
65339F101 |
282 |
3,252 |
SH |
|
SOLE |
|
3,252 |
0 |
0 |
NIKE INC |
CL B |
654106103 |
692 |
4,488 |
SH |
|
SOLE |
|
4,488 |
0 |
0 |
NORFOLK SOUTHN CORP |
COM |
655844108 |
568 |
2,122 |
SH |
|
SOLE |
|
2,122 |
0 |
0 |
NUVEEN SR INCOME FD |
COM |
67067Y104 |
6,653 |
1,270,537 |
SH |
|
SOLE |
|
1,270,537 |
0 |
0 |
NUVEEN TAXABLE MUNICPAL INM |
COM |
67074C103 |
3,358 |
141,403 |
SH |
|
SOLE |
|
141,403 |
0 |
0 |
NVIDIA CORPORATION |
COM |
67066G104 |
266 |
763 |
SH |
|
SOLE |
|
763 |
0 |
0 |
OCULAR THERAPEUTIX INC |
COM |
67576A100 |
152 |
21,800 |
SH |
|
SOLE |
|
21,800 |
0 |
0 |
OKTA INC |
CL A |
679295105 |
2,775 |
11,574 |
SH |
|
SOLE |
|
11,574 |
0 |
0 |
ORACLE CORP |
COM |
68389X105 |
422 |
5,541 |
SH |
|
SOLE |
|
5,541 |
0 |
0 |
OTIS WORLDWIDE CORP |
COM |
68902V107 |
259 |
3,414 |
SH |
|
SOLE |
|
3,414 |
0 |
0 |
OYSTER PT PHARMA INC |
COM |
69242L106 |
356 |
19,230 |
SH |
|
SOLE |
|
19,230 |
0 |
0 |
PALANTIR TECHNOLOGIES INC |
CL A |
69608A108 |
7,302 |
401,000 |
SH |
|
SOLE |
|
401,000 |
0 |
0 |
PALO ALTO NETWORKS INC |
COM |
697435105 |
7,758 |
16,876 |
SH |
|
SOLE |
|
16,876 |
0 |
0 |
PAN AMERN SILVER CORP |
COM |
697900108 |
417 |
14,000 |
SH |
|
SOLE |
|
14,000 |
0 |
0 |
PAYPAL HLDGS INC |
COM |
70450Y103 |
680 |
3,261 |
SH |
|
SOLE |
|
3,261 |
0 |
0 |
PEPSICO INC |
COM |
713448108 |
6,793 |
42,002 |
SH |
|
SOLE |
|
42,002 |
0 |
0 |
PFIZER INC |
COM |
717081103 |
3,116 |
64,057 |
SH |
|
SOLE |
|
64,057 |
0 |
0 |
PINTEREST INC |
CL A |
72352L106 |
334 |
6,382 |
SH |
|
SOLE |
|
6,382 |
0 |
0 |
PPG INDS INC |
COM |
693506107 |
209 |
1,208 |
SH |
|
SOLE |
|
1,208 |
0 |
0 |
PRICE T ROWE GROUP INC |
COM |
74144T108 |
210 |
1,227 |
SH |
|
SOLE |
|
1,227 |
0 |
0 |
PROCESSA PHARMACEUTICALS INC |
COM NEW |
74275C205 |
159 |
32,500 |
SH |
|
SOLE |
|
32,500 |
0 |
0 |
PROCTER AND GAMBLE CO |
COM |
742718109 |
2,789 |
18,362 |
SH |
|
SOLE |
|
18,362 |
0 |
0 |
PROGRESSIVE CORP |
COM |
743315103 |
249 |
2,472 |
SH |
|
SOLE |
|
2,472 |
0 |
0 |
PROLOGIS INC. |
COM |
74340W103 |
266 |
2,092 |
SH |
|
SOLE |
|
2,092 |
0 |
0 |
PROQR THRAPEUTICS N V |
SHS EURO |
N71542109 |
170 |
21,200 |
SH |
|
SOLE |
|
21,200 |
0 |
0 |
PROSHARES TR |
ULTRAPRO QQQ |
74347X831 |
528 |
3,079 |
SH |
|
SOLE |
|
3,079 |
0 |
0 |
PROTAGONIST THERAPEUTICS INC |
COM |
74366E102 |
254 |
7,400 |
SH |
|
SOLE |
|
7,400 |
0 |
0 |
PURE STORAGE INC |
CL A |
74624M102 |
1,754 |
63,594 |
SH |
|
SOLE |
|
63,594 |
0 |
0 |
PUTNAM MASTER INTER INCOME T |
SH BEN INT |
746909100 |
327 |
77,211 |
SH |
|
SOLE |
|
77,211 |
0 |
0 |
QUALCOMM INC |
COM |
747525103 |
270 |
1,474 |
SH |
|
SOLE |
|
1,474 |
0 |
0 |
QURATE RETAIL INC |
COM SER A |
74915M100 |
385 |
50,500 |
SH |
|
SOLE |
|
50,500 |
0 |
0 |
RAYTHEON TECHNOLOGIES CORP |
COM |
75513E101 |
879 |
11,171 |
SH |
|
SOLE |
|
11,171 |
0 |
0 |
REDFIN CORP |
COM |
75737F108 |
1,623 |
30,324 |
SH |
|
SOLE |
|
30,324 |
0 |
0 |
ROBLOX CORP |
CL A |
771049103 |
623 |
6,044 |
SH |
|
SOLE |
|
6,044 |
0 |
0 |
ROYAL DUTCH SHELL PLC |
SPONS ADR A |
780259206 |
339 |
8,558 |
SH |
|
SOLE |
|
8,558 |
0 |
0 |
RPM INTL INC |
COM |
749685103 |
288 |
3,000 |
SH |
|
SOLE |
|
3,000 |
0 |
0 |
SALESFORCE COM INC |
COM |
79466L302 |
293 |
1,194 |
SH |
|
SOLE |
|
1,194 |
0 |
0 |
SEABRIDGE GOLD INC |
COM |
811916105 |
228 |
12,104 |
SH |
|
SOLE |
|
12,104 |
0 |
0 |
SEALED AIR CORP NEW |
COM |
81211K100 |
548 |
9,691 |
SH |
|
SOLE |
|
9,691 |
0 |
0 |
SELECT SECTOR SPDR TR |
TECHNOLOGY |
81369Y803 |
842 |
4,845 |
SH |
|
SOLE |
|
4,845 |
0 |
0 |
SILVERCORP METALS INC |
COM |
82835P103 |
72 |
13,754 |
SH |
|
SOLE |
|
13,754 |
0 |
0 |
SIMON PPTY GROUP INC NEW |
COM |
828806109 |
317 |
1,988 |
SH |
|
SOLE |
|
1,988 |
0 |
0 |
SJW GROUP |
COM |
784305104 |
214 |
3,000 |
SH |
|
SOLE |
|
3,000 |
0 |
0 |
SKILLZ INC |
COM |
83067L109 |
821 |
110,291 |
SH |
|
SOLE |
|
110,291 |
0 |
0 |
SOUTHERN CO |
COM |
842587107 |
3,520 |
53,994 |
SH |
|
SOLE |
|
53,994 |
0 |
0 |
SPDR GOLD TR |
GOLD SHS |
78463V107 |
3,682 |
21,115 |
SH |
|
SOLE |
|
21,115 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
1,955 |
4,389 |
SH |
|
SOLE |
|
4,389 |
0 |
0 |
SPDR SER TR |
S&P BIOTECH |
78464A870 |
1,553 |
13,108 |
SH |
|
SOLE |
|
13,108 |
0 |
0 |
SPDR SER TR |
S&P KENSHO CLEAN |
78468R655 |
1,110 |
12,304 |
SH |
|
SOLE |
|
12,304 |
0 |
0 |
SSGA ACTIVE ETF TR |
BLACKSTONE SENR |
78467V608 |
763 |
16,711 |
SH |
|
SOLE |
|
16,711 |
0 |
0 |
STARBUCKS CORP |
COM |
855244109 |
249 |
2,225 |
SH |
|
SOLE |
|
2,225 |
0 |
0 |
SUMO LOGIC INC |
COM |
86646P103 |
327 |
24,108 |
SH |
|
SOLE |
|
24,108 |
0 |
0 |
SYSCO CORP |
COM |
871829107 |
449 |
5,903 |
SH |
|
SOLE |
|
5,903 |
0 |
0 |
TARGET HOSPITALITY CORP |
*W EXP 03/15/202 |
87615L115 |
1,499 |
8,399,998 |
SH |
|
SOLE |
|
8,399,998 |
0 |
0 |
TARGET HOSPITALITY CORP |
COM |
87615L107 |
19,171 |
7,465,469 |
SH |
|
SOLE |
|
7,465,469 |
0 |
0 |
TESLA INC |
COM |
88160R101 |
837 |
950 |
SH |
|
SOLE |
|
950 |
0 |
0 |
TEXAS INSTRS INC |
COM |
882508104 |
206 |
1,126 |
SH |
|
SOLE |
|
1,126 |
0 |
0 |
TEXTRON INC |
COM |
883203101 |
358 |
4,630 |
SH |
|
SOLE |
|
4,630 |
0 |
0 |
THE TRADE DESK INC |
COM CL A |
88339J105 |
515 |
3,300 |
SH |
|
SOLE |
|
3,300 |
0 |
0 |
TORTOISE ENERGY INFRA CORP |
COM |
89147L886 |
704 |
29,306 |
SH |
|
SOLE |
|
29,306 |
0 |
0 |
TRACON PHARMACEUTICALS INC |
COM NEW |
89237H209 |
32 |
11,900 |
SH |
|
SOLE |
|
11,900 |
0 |
0 |
TRANSDIGM GROUP INC |
COM |
893641100 |
693 |
1,104 |
SH |
|
SOLE |
|
1,104 |
0 |
0 |
TRAVELERS COMPANIES INC |
COM |
89417E109 |
480 |
3,178 |
SH |
|
SOLE |
|
3,178 |
0 |
0 |
TWILIO INC |
CL A |
90138F102 |
301 |
1,000 |
SH |
|
SOLE |
|
1,000 |
0 |
0 |
UBER TECHNOLOGIES INC |
COM |
90353T100 |
474 |
10,188 |
SH |
|
SOLE |
|
10,188 |
0 |
0 |
UNION PAC CORP |
COM |
907818108 |
1,479 |
6,430 |
SH |
|
SOLE |
|
6,430 |
0 |
0 |
UNITEDHEALTH GROUP INC |
COM |
91324P102 |
589 |
1,314 |
SH |
|
SOLE |
|
1,314 |
0 |
0 |
UPSTART HLDGS INC |
COM |
91680M107 |
5,384 |
35,588 |
SH |
|
SOLE |
|
35,588 |
0 |
0 |
UROGEN PHARMA LTD |
COM |
M96088105 |
1,019 |
74,000 |
SH |
|
SOLE |
|
74,000 |
0 |
0 |
VANECK ETF TRUST |
GOLD MINERS ETF |
92189F106 |
208 |
6,500 |
SH |
|
SOLE |
|
6,500 |
0 |
0 |
VANECK ETF TRUST |
JUNIOR GOLD MINE |
92189F791 |
273 |
6,500 |
SH |
|
SOLE |
|
6,500 |
0 |
0 |
VANGUARD BD INDEX FDS |
LONG TERM BOND |
921937793 |
477 |
4,482 |
SH |
|
SOLE |
|
4,482 |
0 |
0 |
VANGUARD BD INDEX FDS |
SHORT TRM BOND |
921937827 |
272 |
3,318 |
SH |
|
SOLE |
|
3,318 |
0 |
0 |
VANGUARD INDEX FDS |
REAL ESTATE ETF |
922908553 |
265 |
2,343 |
SH |
|
SOLE |
|
2,343 |
0 |
0 |
VANGUARD MALVERN FDS |
STRM INFPROIDX |
922020805 |
278 |
5,400 |
SH |
|
SOLE |
|
5,400 |
0 |
0 |
VANGUARD TAX-MANAGED INTL FD |
FTSE DEV MKT ETF |
921943858 |
400 |
8,136 |
SH |
|
SOLE |
|
8,136 |
0 |
0 |
VELODYNE LIDAR INC |
COM |
92259F101 |
211 |
45,496 |
SH |
|
SOLE |
|
45,496 |
0 |
0 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
1,078 |
19,719 |
SH |
|
SOLE |
|
19,719 |
0 |
0 |
VIACOMCBS INC |
CL B |
92556H206 |
479 |
12,997 |
SH |
|
SOLE |
|
12,997 |
0 |
0 |
VIATRIS INC |
COM |
92556V106 |
241 |
15,016 |
SH |
|
SOLE |
|
15,016 |
0 |
0 |
VISA INC |
COM CL A |
92826C839 |
683 |
3,133 |
SH |
|
SOLE |
|
3,133 |
0 |
0 |
WALMART INC |
COM |
931142103 |
2,006 |
13,889 |
SH |
|
SOLE |
|
13,889 |
0 |
0 |
WELLS FARGO CO NEW |
COM |
949746101 |
815 |
20,842 |
SH |
|
SOLE |
|
20,842 |
0 |
0 |
WHIRLPOOL CORP |
COM |
963320106 |
547 |
2,629 |
SH |
|
SOLE |
|
2,629 |
0 |
0 |
WILLSCOT MOBIL MINI HLDNG CO |
COM CL A |
971378104 |
490 |
12,000 |
SH |
|
SOLE |
|
12,000 |
0 |
0 |
WINNEBAGO INDS INC |
COM |
974637100 |
1,051 |
15,588 |
SH |
|
SOLE |
|
15,588 |
0 |
0 |
WORKDAY INC |
CL A |
98138H101 |
1,527 |
5,964 |
SH |
|
SOLE |
|
5,964 |
0 |
0 |
YUM BRANDS INC |
COM |
988498101 |
1,507 |
12,074 |
SH |
|
SOLE |
|
12,074 |
0 |
0 |
YUM CHINA HLDGS INC |
COM |
98850P109 |
613 |
11,499 |
SH |
|
SOLE |
|
11,499 |
0 |
0 |
ZEDGE INC |
CL B |
98923T104 |
472 |
78,125 |
SH |
|
SOLE |
|
78,125 |
0 |
0 |
ZSCALER INC |
COM |
98980G102 |
261 |
1,000 |
SH |
|
SOLE |
|
1,000 |
0 |
0 |