Form 13F-HR Zuckerman Investment For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Zuckerman Investment Group, LLC |
Address: |
155 NORTH WACKER DRIVE |
|
SUITE 1700 |
|
|
|
CHICAGO
,
IL60606
|
Form 13F File Number: |
028-12893 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Jake Kenny |
Title: |
Director of Finance |
Phone: |
312-948-8011 |
Signature, Place, and Date of Signing: |
Jake Kenny |
Chicago
,
IL
|
05-16-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
114 |
|
Form 13F Information Table Value Total: |
620,212 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
3M CO |
COM |
88579Y101 |
536 |
3,600 |
SH |
|
SOLE |
|
3,600 |
0 |
0 |
ABBOTT LABS |
COM |
002824100 |
8,333 |
70,405 |
SH |
|
SOLE |
|
70,405 |
0 |
0 |
ABBVIE INC |
COM |
00287Y109 |
11,583 |
71,451 |
SH |
|
SOLE |
|
71,451 |
0 |
0 |
ACTIVISION BLIZZARD INC |
COM |
00507v109 |
5,674 |
70,827 |
SH |
|
SOLE |
|
70,827 |
0 |
0 |
ADOBE SYSTEMS INCORPORATED |
COM |
00724f101 |
212 |
466 |
SH |
|
SOLE |
|
466 |
0 |
0 |
ADVANCE AUTO PARTS INC |
COM |
00751Y106 |
17,800 |
86,007 |
SH |
|
SOLE |
|
86,007 |
0 |
0 |
ADVISORSHARES TR |
PURE US CANNABIS |
00768y453 |
9,620 |
461,167 |
SH |
|
SOLE |
|
461,167 |
0 |
0 |
ALIBABA GROUP HLDG LTD |
SPONSORED ADS |
01609w102 |
229 |
2,101 |
SH |
|
SOLE |
|
2,101 |
0 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
11,470 |
4,124 |
SH |
|
SOLE |
|
4,124 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079k107 |
265 |
95 |
SH |
|
SOLE |
|
95 |
0 |
0 |
ALTERYX INC |
NOTE 0.500% 8/0 |
02156bad5 |
12,024 |
12,943,000 |
PRN |
|
SOLE |
|
12,943,000 |
0 |
0 |
AMAZON COM INC |
COM |
023135106 |
8,006 |
2,456 |
SH |
|
SOLE |
|
2,456 |
0 |
0 |
ANTARES PHARMA INC |
COM |
036642106 |
328 |
80,000 |
SH |
|
SOLE |
|
80,000 |
0 |
0 |
APPLE INC |
COM |
037833100 |
15,073 |
86,321 |
SH |
|
SOLE |
|
86,321 |
0 |
0 |
ARK ETF TR |
INNOVATION ETF |
00214Q104 |
812 |
12,250 |
SH |
|
SOLE |
|
12,250 |
0 |
0 |
BAKER HUGHES COMPANY |
CL A |
05722G100 |
412 |
11,305 |
SH |
|
SOLE |
|
11,305 |
0 |
0 |
BK OF AMERICA CORP |
COM |
060505104 |
6,063 |
147,086 |
SH |
|
SOLE |
|
147,086 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL |
CL A |
084670108 |
529 |
1 |
SH |
|
SOLE |
|
1 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
21,086 |
59,749 |
SH |
|
SOLE |
|
59,749 |
0 |
0 |
BLOCK INC |
CL A |
852234103 |
224 |
1,655 |
SH |
|
SOLE |
|
1,655 |
0 |
0 |
BRISTOL-MYERS SQUIBB CO |
COM |
110122108 |
614 |
8,411 |
SH |
|
SOLE |
|
8,411 |
0 |
0 |
CANOPY GROWTH CORP |
COM |
138035100 |
76 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
CAPITAL SOUTHWEST CORP |
COM |
140501107 |
14,288 |
602,115 |
SH |
|
SOLE |
|
602,115 |
0 |
0 |
CARTERS INC |
COM |
146229109 |
19,125 |
207,907 |
SH |
|
SOLE |
|
207,907 |
0 |
0 |
CBOE GLOBAL MKTS INC |
COM |
12503M108 |
963 |
8,415 |
SH |
|
SOLE |
|
8,415 |
0 |
0 |
CDW CORP |
COM |
12514G108 |
10,793 |
60,335 |
SH |
|
SOLE |
|
60,335 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
5,707 |
106,877 |
SH |
|
SOLE |
|
106,877 |
0 |
0 |
CLEVELAND-CLIFFS INC NEW |
COM |
185899101 |
966 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
COCA COLA CO |
COM |
191216100 |
365 |
5,880 |
SH |
|
SOLE |
|
5,880 |
0 |
0 |
COVETRUS INC |
COM |
22304C100 |
14,315 |
852,580 |
SH |
|
SOLE |
|
852,580 |
0 |
0 |
CSW INDUSTRIALS INC |
COM |
126402106 |
10,451 |
88,878 |
SH |
|
SOLE |
|
88,878 |
0 |
0 |
DIAGEO PLC |
SPON ADR NEW |
25243Q205 |
432 |
2,125 |
SH |
|
SOLE |
|
2,125 |
0 |
0 |
DICKS SPORTING GOODS INC |
COM |
253393102 |
12,994 |
129,915 |
SH |
|
SOLE |
|
129,915 |
0 |
0 |
LILLY ELI & CO |
COM |
532457108 |
247 |
863 |
SH |
|
SOLE |
|
863 |
0 |
0 |
EMPIRE ST RLTY TR INC |
CL A |
292104106 |
295 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
EXELON CORP |
COM |
30161n101 |
250 |
5,250 |
SH |
|
SOLE |
|
5,250 |
0 |
0 |
EXXON MOBIL CORP |
COM |
30231G102 |
295 |
3,577 |
SH |
|
SOLE |
|
3,577 |
0 |
0 |
SELECT SECTOR SPDR TR |
FINANCIAL |
81369y605 |
6,767 |
176,588 |
SH |
|
SOLE |
|
176,588 |
0 |
0 |
FORD MTR CO DEL |
COM |
345370860 |
397 |
23,500 |
SH |
|
SOLE |
|
23,500 |
0 |
0 |
GREENBRIER COS INC |
NOTE 2.875% 2/0 |
393657ak7 |
1,093 |
980,000 |
PRN |
|
SOLE |
|
980,000 |
0 |
0 |
HAMILTON BEACH BRANDS HLDG C |
COM CL A |
40701T104 |
742 |
63,799 |
SH |
|
SOLE |
|
63,799 |
0 |
0 |
HANCOCK WHITNEY CORPORATION |
COM |
410120109 |
253 |
4,848 |
SH |
|
SOLE |
|
4,848 |
0 |
0 |
HENRY SCHEIN INC |
COM |
806407102 |
14,710 |
168,715 |
SH |
|
SOLE |
|
168,715 |
0 |
0 |
HILLMAN SOLUTIONS CORP |
COM |
431636109 |
5,833 |
491,001 |
SH |
|
SOLE |
|
491,001 |
0 |
0 |
HOME DEPOT INC |
COM |
437076102 |
425 |
1,420 |
SH |
|
SOLE |
|
1,420 |
0 |
0 |
INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
1,168 |
8,985 |
SH |
|
SOLE |
|
8,985 |
0 |
0 |
INTEL CORP |
COM |
458140100 |
443 |
8,946 |
SH |
|
SOLE |
|
8,946 |
0 |
0 |
INVESCO QQQ TR |
UNIT SER 1 |
46090e103 |
2,869 |
7,914 |
SH |
|
SOLE |
|
7,914 |
0 |
0 |
ISHARES TR |
CORE S&P500 ETF |
464287200 |
356 |
785 |
SH |
|
SOLE |
|
785 |
0 |
0 |
ISHARES TR |
CORE S&P US VLU |
464287663 |
2,075 |
27,346 |
SH |
|
SOLE |
|
27,346 |
0 |
0 |
ISHARES TR |
RUS 1000 GRW ETF |
464287614 |
2,503 |
9,015 |
SH |
|
SOLE |
|
9,015 |
0 |
0 |
ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
262 |
1,275 |
SH |
|
SOLE |
|
1,275 |
0 |
0 |
ISHARES TR |
CORE S&P MCP ETF |
464287507 |
254 |
947 |
SH |
|
SOLE |
|
947 |
0 |
0 |
JOHNSON & JOHNSON |
COM |
478160104 |
603 |
3,404 |
SH |
|
SOLE |
|
3,404 |
0 |
0 |
JOHNSON CTLS INTL PLC |
SHS |
G51502105 |
10,695 |
163,111 |
SH |
|
SOLE |
|
163,111 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
4,142 |
30,387 |
SH |
|
SOLE |
|
30,387 |
0 |
0 |
KAR AUCTION SVCS INC |
COM |
48238T109 |
30,039 |
1,664,223 |
SH |
|
SOLE |
|
1,664,223 |
0 |
0 |
L&F ACQUISITION CORP |
SHS CL A |
g53702109 |
191 |
18,900 |
SH |
|
SOLE |
|
18,900 |
0 |
0 |
MASTERCARD INCORPORATED |
CL A |
57636Q104 |
418 |
1,171 |
SH |
|
SOLE |
|
1,171 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI MATERIALS |
81369y100 |
944 |
10,712 |
SH |
|
SOLE |
|
10,712 |
0 |
0 |
MCKESSON CORP |
COM |
58155q103 |
23,836 |
77,863 |
SH |
|
SOLE |
|
77,863 |
0 |
0 |
MERCK & CO INC |
COM |
58933Y105 |
5,383 |
65,606 |
SH |
|
SOLE |
|
65,606 |
0 |
0 |
META PLATFORMS INC |
CL A |
30303M102 |
5,509 |
24,775 |
SH |
|
SOLE |
|
24,775 |
0 |
0 |
MICROSOFT CORP |
COM |
594918104 |
16,720 |
54,230 |
SH |
|
SOLE |
|
54,230 |
0 |
0 |
NEWMARK GROUP INC |
CL A |
65158N102 |
577 |
36,250 |
SH |
|
SOLE |
|
36,250 |
0 |
0 |
PALANTIR TECHNOLOGIES INC |
CL A |
69608A108 |
407 |
29,670 |
SH |
|
SOLE |
|
29,670 |
0 |
0 |
PARAMOUNT GLOBAL |
CLASS B COM |
92556h206 |
535 |
14,155 |
SH |
|
SOLE |
|
14,155 |
0 |
0 |
PENTAIR PLC |
SHS |
G7S00T104 |
12,705 |
234,360 |
SH |
|
SOLE |
|
234,360 |
0 |
0 |
PEPSICO INC |
COM |
713448108 |
293 |
1,752 |
SH |
|
SOLE |
|
1,752 |
0 |
0 |
PFIZER INC |
COM |
717081103 |
1,585 |
30,614 |
SH |
|
SOLE |
|
30,614 |
0 |
0 |
PORCH GROUP INC |
COM |
733245104 |
494 |
71,084 |
SH |
|
SOLE |
|
71,084 |
0 |
0 |
PRAXIS PRECISION MEDICINES I |
COM |
74006w108 |
107 |
10,479 |
SH |
|
SOLE |
|
10,479 |
0 |
0 |
PROCTER AND GAMBLE CO |
COM |
742718109 |
424 |
2,776 |
SH |
|
SOLE |
|
2,776 |
0 |
0 |
PROGRESSIVE CORP |
COM |
743315103 |
10,559 |
92,635 |
SH |
|
SOLE |
|
92,635 |
0 |
0 |
QURATE RETAIL INC |
COM SER A |
74915M100 |
62 |
12,935 |
SH |
|
SOLE |
|
12,935 |
0 |
0 |
SELECT SECTOR SPDR TR |
RL EST SEL SEC |
81369y860 |
549 |
11,367 |
SH |
|
SOLE |
|
11,367 |
0 |
0 |
RIVIAN AUTOMOTIVE INC |
COM CL A |
76954a103 |
237 |
4,713 |
SH |
|
SOLE |
|
4,713 |
0 |
0 |
RUSH STREET INTERACTIVE INC |
COM |
782011100 |
104 |
14,250 |
SH |
|
SOLE |
|
14,250 |
0 |
0 |
SAFEGUARD SCIENTIFICS INC |
COM NEW |
786449207 |
78 |
14,865 |
SH |
|
SOLE |
|
14,865 |
0 |
0 |
SCHLUMBERGER LTD |
COM STK |
806857108 |
257 |
6,222 |
SH |
|
SOLE |
|
6,222 |
0 |
0 |
SHYFT GROUP INC |
COM |
825698103 |
31,495 |
872,191 |
SH |
|
SOLE |
|
872,191 |
0 |
0 |
STARBUCKS CORP |
COM |
855244109 |
5,606 |
61,624 |
SH |
|
SOLE |
|
61,624 |
0 |
0 |
TESLA INC |
COM |
88160R101 |
1,347 |
1,250 |
SH |
|
SOLE |
|
1,250 |
0 |
0 |
TEVA PHARMACEUTICAL INDS LTD |
SPONSORED ADS |
881624209 |
188 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
BRINKS CO |
COM |
109696104 |
29,390 |
432,205 |
SH |
|
SOLE |
|
432,205 |
0 |
0 |
HOWARD HUGHES CORP |
COM |
44267D107 |
288 |
2,775 |
SH |
|
SOLE |
|
2,775 |
0 |
0 |
THREDUP INC |
CL A |
88556e102 |
90 |
11,727 |
SH |
|
SOLE |
|
11,727 |
0 |
0 |
TILRAY INC |
COM CL 2 |
88688t100 |
117 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
TONIX PHARMACEUTICALS HLDG C |
COM |
890260706 |
3 |
11,430 |
SH |
|
SOLE |
|
11,430 |
0 |
0 |
TREEHOUSE FOODS INC |
COM |
89469A104 |
11,786 |
365,335 |
SH |
|
SOLE |
|
365,335 |
0 |
0 |
TRINITY INDS INC |
COM |
896522109 |
5,183 |
150,837 |
SH |
|
SOLE |
|
150,837 |
0 |
0 |
UBER TECHNOLOGIES INC |
COM |
90353T100 |
230 |
6,460 |
SH |
|
SOLE |
|
6,460 |
0 |
0 |
ULTA BEAUTY INC |
COM |
90384s303 |
25,697 |
64,530 |
SH |
|
SOLE |
|
64,530 |
0 |
0 |
UNITEDHEALTH GROUP INC |
COM |
91324p102 |
420 |
824 |
SH |
|
SOLE |
|
824 |
0 |
0 |
UNIVAR SOLUTIONS INC |
COM |
91336L107 |
10,006 |
311,339 |
SH |
|
SOLE |
|
311,339 |
0 |
0 |
USHG ACQUISITION CORP |
COM CL A |
91748p100 |
12,187 |
1,205,392 |
SH |
|
SOLE |
|
1,205,392 |
0 |
0 |
USHG ACQUISITION CORP |
*W EXP 02/24/202 |
91748p118 |
124 |
110,403 |
SH |
|
SOLE |
|
110,403 |
0 |
0 |
USHG ACQUISITION CORP |
UNIT 99/99/9999 |
91748P209 |
4,918 |
470,660 |
SH |
|
SOLE |
|
470,660 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-UTILS |
81369Y886 |
1,075 |
14,436 |
SH |
|
SOLE |
|
14,436 |
0 |
0 |
VANECK ETF TRUST |
OIL SERVICES ETF |
92189H607 |
12,971 |
45,907 |
SH |
|
SOLE |
|
45,907 |
0 |
0 |
VANGUARD WORLD FDS |
ENERGY ETF |
92204a306 |
12,052 |
112,593 |
SH |
|
SOLE |
|
112,593 |
0 |
0 |
VANGUARD TAX-MANAGED INTL FD |
FTSE DEV MKT ETF |
921943858 |
6,443 |
134,143 |
SH |
|
SOLE |
|
134,143 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
9,546 |
206,934 |
SH |
|
SOLE |
|
206,934 |
0 |
0 |
VANGUARD WHITEHALL FDS COM |
HIGH DIV YLD |
921946406 |
376 |
3,346 |
SH |
|
SOLE |
|
3,346 |
0 |
0 |
VANGUARD INDEX FDS |
MID CAP ETF |
922908629 |
3,324 |
13,976 |
SH |
|
SOLE |
|
13,976 |
0 |
0 |
VANGUARD SCOTTSDALE FDS |
VNG RUS2000IDX |
92206C664 |
2,337 |
28,208 |
SH |
|
SOLE |
|
28,208 |
0 |
0 |
VANGUARD INDEX FDS |
S&P 500 ETF SHS |
922908363 |
5,449 |
13,124 |
SH |
|
SOLE |
|
13,124 |
0 |
0 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
489 |
9,597 |
SH |
|
SOLE |
|
9,597 |
0 |
0 |
VERTIV HOLDINGS CO |
COM CL A |
92537n108 |
25,966 |
1,854,737 |
SH |
|
SOLE |
|
1,854,737 |
0 |
0 |
VISA INC |
COM CL A |
92826C839 |
444 |
2,004 |
SH |
|
SOLE |
|
2,004 |
0 |
0 |
DISNEY WALT CO |
COM |
254687106 |
1,547 |
11,277 |
SH |
|
SOLE |
|
11,277 |
0 |
0 |
WELLS FARGO CO NEW |
COM |
949746101 |
483 |
9,968 |
SH |
|
SOLE |
|
9,968 |
0 |
0 |
YUM CHINA HLDGS INC |
COM |
98850p109 |
8,225 |
198,006 |
SH |
|
SOLE |
|
198,006 |
0 |
0 |
ZEBRA TECHNOLOGIES CORPORATI |
CL A |
989207105 |
352 |
850 |
SH |
|
SOLE |
|
850 |
0 |
0 |