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Form 13F-HR Wellington Shields Capit For: Mar 31

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May 12, 2021 3:39 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Wellington Shields Capital Management, LLC
Address: 140 BROADWAY
NEW YORK , NY10005
Form 13F File Number: 028-14047

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Steve Portas
Title: CCO
Phone: 212-732-6800
Signature, Place, and Date of Signing:
Steve Portas New York , NY 05-12-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 277
Form 13F Information Table Value Total: 1,053,076
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
2U INC COM 90214J101 381 9,960 SH SOLE 0 0 9,960
3M CO COM 88579Y101 16,989 88,172 SH SOLE 0 0 88,172
ABB LIMITED SPONS ADR COM 000375204 911 29,900 SH SOLE 0 0 29,900
ABBOTT LABORATORIES COM 002824100 3,429 28,616 SH SOLE 0 0 28,616
ABBVIE INC. COM 00287Y109 10,543 97,420 SH SOLE 0 0 97,420
ACCENTURE LTD COM G1151C101 5,731 20,746 SH SOLE 0 0 20,746
ACTIVISION BLIZZARD INC. COM 00507V109 319 3,425 SH SOLE 0 0 3,425
ADOBE SYSTEMS COM 00724F101 3,729 7,844 SH SOLE 0 0 7,844
ADVANCED MICRO DEVICES COM 007903107 5,103 65,012 SH SOLE 0 0 65,012
ALBEMARLE CORP COM 012653101 877 6,000 SH SOLE 0 0 6,000
ALIBABA GROUP HOLDING LTD COM 01609W102 6,711 29,598 SH SOLE 0 0 29,598
ALLEGION PLC COM G0176J109 519 4,132 SH SOLE 0 0 4,132
ALPHABET INC (A) COM 02079K305 12,680 6,148 SH SOLE 0 0 6,148
ALPHABET INC-CL C COM 02079K107 14,046 6,790 SH SOLE 0 0 6,790
ALTRIA GROUP INC COM 02209S103 880 17,204 SH SOLE 0 0 17,204
AMAZON.COM INC COM 023135106 17,837 5,765 SH SOLE 510 0 5,255
AMCOR PLC COM G0250X107 350 30,000 SH SOLE 0 0 30,000
AMERICAN ELECTRIC POWER INC COM 025537101 508 5,994 SH SOLE 0 0 5,994
AMERICAN EXPRESS CO COM 025816109 2,623 18,542 SH SOLE 0 0 18,542
AMERIPRISE FINANCIAL INC COM 03076C106 325 1,400 SH SOLE 0 0 1,400
AMGEN COM 031162100 38,786 155,886 SH SOLE 0 0 155,886
ANALOG DEVICES COM 032654105 375 2,416 SH SOLE 0 0 2,416
ANSYS INC COM 03662Q105 1,902 5,600 SH SOLE 0 0 5,600
APPHARVEST INC COM 03783T103 4,435 242,366 SH SOLE 0 0 242,366
APPLE INC COM 037833100 25,250 206,715 SH SOLE 0 0 206,715
APPLIED MATERIALS COM 038222105 911 6,818 SH SOLE 0 0 6,818
APTIV PLC COM G6095L109 9,102 66,002 SH SOLE 0 0 66,002
ASML HOLDINGS NV COM N07059210 432 700 SH SOLE 0 0 700
AT&T INC COM 00206R102 3,227 106,596 SH SOLE 0 0 106,596
AUTOMATIC DATA PROCESSING COM 053015103 627 3,326 SH SOLE 0 0 3,326
AVALARA INC COM 05338G106 19,038 142,684 SH SOLE 0 0 142,684
AVIENT CORPORATION COM 05368V106 465 9,846 SH SOLE 0 0 9,846
BALLARD POWER SYSTEMS INC COM 058586108 462 19,000 SH SOLE 0 0 19,000
BANK OF AMERICA CORP COM 060505104 1,082 27,970 SH SOLE 0 0 27,970
BANK OF NEW YORK MELLON CORP COM 064058100 355 7,500 SH SOLE 0 0 7,500
BAXTER INTERNATIONAL INC COM 071813109 1,109 13,150 SH SOLE 0 0 13,150
BECTON DICKINSON COM 075887109 1,588 6,531 SH SOLE 0 0 6,531
BERKSHIRE HATHAWAY 'A' COM 084670108 771 2 SH SOLE 0 0 2
BERKSHIRE HATHAWAY INC. CLASS COM 084670702 613 2,401 SH SOLE 0 0 2,401
BIOGEN INC COM 09062X103 924 3,304 SH SOLE 0 0 3,304
BLACKROCK INC COM 09247X101 8,096 10,738 SH SOLE 1,400 0 9,338
BLACKSTONE GROUP INC. COM 09260D107 10,476 140,557 SH SOLE 0 0 140,557
BLACKSTONE MORTGAGE TRUST INC COM 09257W100 1,307 42,152 SH SOLE 0 0 42,152
BLOOM EMERGY CORP COM 093712107 5,378 198,832 SH SOLE 0 0 198,832
BOEING CO COM 097023105 1,772 6,957 SH SOLE 0 0 6,957
BOOKING HLDGS INC COM 09857L108 2,374 1,019 SH SOLE 0 0 1,019
BOSTON SCIENTIFIC COM 101137107 7,269 188,060 SH SOLE 0 0 188,060
BRISTOL-MYERS SQUIBB CO COM 110122108 2,450 38,801 SH SOLE 0 0 38,801
BROADCOM LIMITED COM 11135F101 982 2,118 SH SOLE 0 0 2,118
BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 457 2,983 SH SOLE 0 0 2,983
CAPITAL ONE FINANCIAL COM 14040H105 2,201 17,298 SH SOLE 0 0 17,298
CARA THERAPEUTICS COM 140755109 2,357 108,550 SH SOLE 0 0 108,550
CARLYLE GROUP INC COM 14316J108 2,601 70,746 SH SOLE 0 0 70,746
CARRIER GLOBAL CORP COM 14448C104 317 7,501 SH SOLE 0 0 7,501
CASI PHARMACEUTICALS INC COM 14757U109 5,356 2,231,765 SH SOLE 0 0 2,231,765
CATERPILLAR COM 149123101 1,380 5,950 SH SOLE 0 0 5,950
CDW CORPORATION COM 12514G108 704 4,250 SH SOLE 0 0 4,250
CENTENE CORP COM 15135B101 336 5,250 SH SOLE 0 0 5,250
CHEVRON CORPORATION COM 166764100 11,391 108,703 SH SOLE 0 0 108,703
CHIMERA INVT CORP NEW COM 16934Q208 200 15,750 SH SOLE 0 0 15,750
CHUBB CORP. COM H1467J104 887 5,612 SH SOLE 0 0 5,612
CIGNA CORP COM 125523100 2,999 12,404 SH SOLE 0 0 12,404
CISCO SYSTEMS COM 17275R102 707 13,671 SH SOLE 0 0 13,671
CITIGROUP INC COM 172967424 3,346 45,995 SH SOLE 0 0 45,995
CITIZENS FINANCIAL GROUP INC COM 174610105 1,943 44,000 SH SOLE 0 0 44,000
CLOROX CO COM 189054109 245 1,270 SH SOLE 0 0 1,270
COCA COLA COM 191216100 3,517 66,725 SH SOLE 0 0 66,725
COLGATE PALMOLIVE COM 194162103 1,297 16,450 SH SOLE 0 0 16,450
COMCAST CORP COM 20030N101 2,183 40,338 SH SOLE 0 0 40,338
COMPASS DIVERSIFIED HOLDINGS COM 20451Q104 881 38,060 SH SOLE 0 0 38,060
CONAGRA BRANDS INC COM 205887102 3,670 97,610 SH SOLE 0 0 97,610
CONOCOPHILLIPS COM 20825C104 916 17,302 SH SOLE 0 0 17,302
CORESITE REALTY CORP COM 21870Q105 527 4,400 SH SOLE 0 0 4,400
CORNING INC COM 219350105 1,571 36,100 SH SOLE 0 0 36,100
CORTEVA COM 22052L104 401 8,593 SH SOLE 0 0 8,593
COSTAR GROUP INC. COM 22160N109 390 475 SH SOLE 0 0 475
COSTCO WHOLESALE COM 22160K105 206 585 SH SOLE 0 0 585
CROWN CASTLE INTERNATIONAL COR COM 22822V101 549 3,192 SH SOLE 0 0 3,192
CROWN LABORATORIES INC COM 228392304 0 25,000 SH SOLE 0 0 25,000
CSX CORP COM 126408103 2,664 27,626 SH SOLE 0 0 27,626
CUMMINS INC COM 231021106 1,130 4,360 SH SOLE 0 0 4,360
CVS HEALTH CORPORATION COM 126650100 2,934 39,003 SH SOLE 0 0 39,003
D R HORTON INC. COM 23331A109 1,025 11,500 SH SOLE 7,800 0 3,700
DANAHER CORP COM 235851102 450 2,001 SH SOLE 0 0 2,001
DEERE & CO. COM 244199105 2,474 6,613 SH SOLE 0 0 6,613
DELL TECHNOLOGIES COM 24703L202 762 8,649 SH SOLE 0 0 8,649
DIAGEO COM G42089113 215 5,125 SH SOLE 0 0 5,125
DOLLAR GEN CORP COM 256677105 1,904 9,395 SH SOLE 0 0 9,395
DOMINION RES INC VA NEW COM 25746U109 371 4,884 SH SOLE 0 0 4,884
DOW INC COM 260557103 1,274 19,922 SH SOLE 0 0 19,922
DRAFTKINGS INC COM 26142R104 3,419 55,750 SH SOLE 0 0 55,750
DUPONT DE NEMOURS COM 26614N102 987 12,770 SH SOLE 0 0 12,770
EATON CORP PLC COM G29183103 797 5,762 SH SOLE 0 0 5,762
EDWARDS LIFESCIENCES CORP. COM 28176E108 10,874 130,004 SH SOLE 0 0 130,004
ELECTRONIC ARTS INC COM 285512109 278 2,050 SH SOLE 0 0 2,050
EMERSON ELECTRIC COMPANY COM 291011104 793 8,790 SH SOLE 0 0 8,790
ENBRIDGE INC COM 29250N105 964 26,475 SH SOLE 0 0 26,475
ENTERGY CORP. NEW COM 29364G103 771 7,750 SH SOLE 0 0 7,750
EOG RESOURCES COM 26875P101 3,243 44,718 SH SOLE 0 0 44,718
EPIZYME INC COM 29428V108 3,237 371,655 SH SOLE 0 0 371,655
EQUIFAX INC COM 294429105 1,371 7,571 SH SOLE 0 0 7,571
EXACT SCIENCES CORPORATION COM 30063P105 395 3,000 SH SOLE 0 0 3,000
EXXON MOBIL CORP COM 30231G102 6,449 115,513 SH SOLE 0 0 115,513
FACEBOOK INC COM 30303M102 7,505 25,481 SH SOLE 0 0 25,481
FEDEX CORP COM 31428X106 845 2,975 SH SOLE 0 0 2,975
FIDELITY NATIONAL INFORMATION COM 31620M106 6,916 49,188 SH SOLE 0 0 49,188
FIRST HORIZON NATIONAL CORP COM 320517105 423 25,000 SH SOLE 0 0 25,000
FIRST REPUBLIC BANK SAN FRANCI COM 33616C100 1,003 6,015 SH SOLE 0 0 6,015
FLOWERS FOODS INC COM 343498101 156,148 6,560,838 SH SOLE 3,192,922 0 3,367,916
FNF GROUP COM 31620R303 861 21,175 SH SOLE 0 0 21,175
FORTUNE BRANDS HOME & SECURITY COM 34964C106 2,954 30,825 SH SOLE 0 0 30,825
FRANCO NEVADA CORP COM 351858105 7,609 60,733 SH SOLE 0 0 60,733
FREEPORT MCMORAN INC COM 35671D857 2,685 81,550 SH SOLE 0 0 81,550
FTI CONSULTING INC COM 302941109 455 3,250 SH SOLE 0 0 3,250
GENERAL DYNAMICS COM 369550108 559 3,081 SH SOLE 0 0 3,081
GENERAL ELECTRIC CO COM 369604103 1,393 106,082 SH SOLE 0 0 106,082
GENOIL INC COM 371924101 1 54,000 SH SOLE 0 0 54,000
GLOBAL X FDS ETF US INFRASTRUC COM 37954Y673 2,321 92,600 SH SOLE 0 0 92,600
GLOBAL X LITHIUM & BATTERY TEC COM 37954Y855 202 3,450 SH SOLE 0 0 3,450
GLOBAL X URANIUM ETF COM 37954Y871 3,098 164,544 SH SOLE 0 0 164,544
HALLIBURTON COMPANY COM 406216101 232 10,800 SH SOLE 0 0 10,800
HOME DEPOT INC COM 437076102 4,349 14,247 SH SOLE 0 0 14,247
HONEYWELL INTERNATIONAL COM 438516106 4,881 22,486 SH SOLE 5,000 0 17,486
IDACORP COM 451107106 400 4,000 SH SOLE 0 0 4,000
ILLINOIS TOOL WORKS COM 452308109 509 2,300 SH SOLE 0 0 2,300
ILLUMINA INC COM 452327109 14,141 36,819 SH SOLE 0 0 36,819
INGERSOLL RAND INC COM 45687V106 444 9,028 SH SOLE 0 0 9,028
INGREDION INC COM 457187102 374 4,160 SH SOLE 0 0 4,160
INTEL CORP COM 458140100 1,899 29,675 SH SOLE 0 0 29,675
INTERCONTINENTAL EXCHANGE, INC COM 45866F104 417 3,733 SH SOLE 0 0 3,733
INTERNATIONAL BUSINESS MACHINE COM 459200101 2,606 19,559 SH SOLE 0 0 19,559
INTERNATIONAL PAPER COM 460146103 278 5,150 SH SOLE 0 0 5,150
INVESCO DYNAMIC LEISURE & ENTE COM 46137V720 671 14,595 SH SOLE 6,300 0 8,295
INVESCO QQQ TR ETF COM 46090E103 672 2,106 SH SOLE 1,000 0 1,106
INVESCO S&P 500 EQUAL WEIGHT E COM 46137V357 492 3,476 SH SOLE 0 0 3,476
IQVIA HOLDINGS INC COM 46266C105 530 2,746 SH SOLE 0 0 2,746
ISHARES EDGE MSCI USA MOMENTUM COM 46432F396 202 1,255 SH SOLE 0 0 1,255
ISHARES MSCI JAPAN INC COM 46434G822 389 5,670 SH SOLE 0 0 5,670
ISHARES NASDAQ BIOTECH COM 464287556 3,797 25,220 SH SOLE 0 0 25,220
ISHARES RUSSELL 1000 GROWTH IN COM 464287614 397 1,633 SH SOLE 0 0 1,633
ISHARES RUSSELL 2000 INDEX COM 464287655 815 3,689 SH SOLE 1,500 0 2,189
ISHARES SILVER TRUST COM 46428Q109 6,910 304,400 SH SOLE 0 0 304,400
JEFFERIES FINANCIAL GROUP COM 47233W109 843 28,000 SH SOLE 0 0 28,000
JETBLUE AIRWAYS CORP COM 477143101 1,361 66,902 SH SOLE 0 0 66,902
JOHNSON & JOHNSON COM 478160104 24,329 148,033 SH SOLE 0 0 148,033
JP MORGAN CHASE & CO COM 46625H100 10,814 71,037 SH SOLE 0 0 71,037
KIMBERLY CLARK CORP COM 494368103 452 3,250 SH SOLE 0 0 3,250
KINDER MORGAN INC COM 49456B101 469 28,144 SH SOLE 0 0 28,144
KLA-TENCOR CORP COM 482480100 231 700 SH SOLE 0 0 700
L3HARRIS TECHNOLOGIES INC COM 502431109 2,415 11,915 SH SOLE 0 0 11,915
LILLY ELI & CO COM 532457108 1,372 7,346 SH SOLE 0 0 7,346
LINCOLN ELECTRIC HLDGS COM 533900106 203 1,650 SH SOLE 0 0 1,650
LINDE PLC COM G5494J103 1,791 6,395 SH SOLE 2,000 0 4,395
LOCKHEED MARTIN COM 539830109 4,642 12,564 SH SOLE 0 0 12,564
LOEWS CORP COM 540424108 344 6,710 SH SOLE 0 0 6,710
LOWES COMPANIES COM 548661107 1,277 6,716 SH SOLE 0 0 6,716
MAGNA INTL CORP COM 559222401 264 3,000 SH SOLE 0 0 3,000
MAIN STREET CAPITAL CORP COM 56035L104 679 17,350 SH SOLE 0 0 17,350
MARRIOTT INTL INC COM 571903202 2,056 13,882 SH SOLE 0 0 13,882
MASTERCARD INC COM 57636Q104 14,892 41,826 SH SOLE 0 0 41,826
MATSON INC COM 57686G105 242 3,625 SH SOLE 0 0 3,625
MCDONALDS CORP COM 580135101 15,899 70,934 SH SOLE 0 0 70,934
MEDTRONIC PLC COM G5960L103 994 8,412 SH SOLE 0 0 8,412
MERCK & CO COM 58933Y105 6,692 86,810 SH SOLE 0 0 86,810
MICROCHIP TECH COM 595017104 1,206 7,771 SH SOLE 0 0 7,771
MICROSOFT CORPORATION COM 594918104 87,588 371,499 SH SOLE 0 0 371,499
MONDELEZ INTERNATIONAL COM 609207105 1,536 26,235 SH SOLE 0 0 26,235
MORGAN STANLEY & CO COM 617446448 226 2,907 SH SOLE 0 0 2,907
MULTIPLAN CORPORATION COM 62548M100 216 39,000 SH SOLE 0 0 39,000
NABORS INDUSTRIES LTD COM G6359F103 359 3,842 SH SOLE 0 0 3,842
NESTLE SA SPON ADR REPSTG REG COM 641069406 336 3,000 SH SOLE 0 0 3,000
NETFLIX INC COM 64110L106 378 725 SH SOLE 0 0 725
NEW ORIENTAL EDUCATION COM 647581107 2,772 198,000 SH SOLE 0 0 198,000
NEW RESIDENTIAL INVESTMENT COR COM 64828T201 541 48,050 SH SOLE 0 0 48,050
NEWMONT MINING COM 651639106 3,072 50,976 SH SOLE 0 0 50,976
NEXTERA ENERGY INC COM 65339F101 1,778 23,514 SH SOLE 0 0 23,514
NIKE COM 654106103 849 6,386 SH SOLE 0 0 6,386
NORTHROP GRUMMAN CORP COM 666807102 1,644 5,080 SH SOLE 0 0 5,080
NVIDIA COM 67066G104 681 1,275 SH SOLE 0 0 1,275
ORACLE SYSTEMS COM 68389X105 4,930 70,265 SH SOLE 0 0 70,265
OWENS CORNING INC. COM 690742101 709 7,700 SH SOLE 0 0 7,700
PALO ALTO NETWORKS INC COM 697435105 2,383 7,400 SH SOLE 0 0 7,400
PARSONS CORP COM 70202L102 1,512 37,400 SH SOLE 0 0 37,400
PAYPAL HOLDINGS INC COM 70450Y103 3,575 14,722 SH SOLE 0 0 14,722
PEPSICO INC COM 713448108 5,723 40,460 SH SOLE 0 0 40,460
PERKINELMER INC COM 714046109 937 7,300 SH SOLE 0 0 7,300
PERSONALIS, INC COM 71535D106 22,384 909,569 SH SOLE 0 0 909,569
PETROLEO BRASILEIRO SA PETRO COM 71654V408 170 20,000 SH SOLE 0 0 20,000
PFIZER INC COM 717081103 3,399 93,815 SH SOLE 15,000 0 78,815
PHILIP MORRIS INTERNAT COM 718172109 1,788 20,150 SH SOLE 0 0 20,150
PIMCO ENHANCED S-T ETF COM 72201R833 1,827 17,930 SH SOLE 0 0 17,930
PIONEER NATURAL RESOURCES COM 723787107 5,198 32,730 SH SOLE 3,400 0 29,330
PRIMERICA INC COM 74164M108 237 1,600 SH SOLE 0 0 1,600
PROCTER & GAMBLE COMPANY COM 742718109 4,908 36,240 SH SOLE 0 0 36,240
PROLOGIS INC COM 74340W103 905 8,535 SH SOLE 0 0 8,535
PUBLIC SERVICE ENTERPRISE COM 744573106 5,982 99,346 SH SOLE 0 0 99,346
PUREFUNDS ISE CYBER SECURITY E COM 26924G201 546 9,950 SH SOLE 0 0 9,950
QUALCOMM INC COM 747525103 494 3,729 SH SOLE 0 0 3,729
QUANTA SERVICES COM 74762E102 1,328 15,100 SH SOLE 0 0 15,100
RAYTHEON TECHNOLOGIES CORP COM 75513E101 3,056 39,549 SH SOLE 0 0 39,549
REPLIGEN CORP COM 759916109 612 3,150 SH SOLE 0 0 3,150
RIO TINTO PLC COM 767204100 470 6,050 SH SOLE 0 0 6,050
ROBEX INC COM 76125Y105 25 70,000 SH SOLE 0 0 70,000
ROCHE COM 771195104 203 5,000 SH SOLE 0 0 5,000
ROCKWELL AUTOMATION INC COM 773903109 1,327 5,000 SH SOLE 0 0 5,000
ROSS STORES COM 778296103 240 2,000 SH SOLE 0 0 2,000
ROYAL DUTCH SHELL PLC ADR B COM 780259107 268 7,286 SH SOLE 0 0 7,286
ROYAL DUTCH SHELL PLC CL A COM 780259206 1,563 39,850 SH SOLE 0 0 39,850
ROYALTY PHARMA PLC COM G7709Q104 3,997 91,640 SH SOLE 0 0 91,640
RPM INTERNATIONAL INC. COM 749685103 558 6,075 SH SOLE 0 0 6,075
SALESFORCE.COM COM 79466L302 5,975 28,203 SH SOLE 0 0 28,203
SCHLUMBERGER LTD COM 806857108 688 25,313 SH SOLE 0 0 25,313
SCIENCE APPLICATIONS INTERNATI COM 808625107 393 4,700 SH SOLE 0 0 4,700
SCOTTS MIRACLE-GRO COM 810186106 1,531 6,250 SH SOLE 0 0 6,250
SECTOR SPDR HEALTHCARE COM 81369Y209 375 3,215 SH SOLE 0 0 3,215
SECTOR SPDR MATERIALS COM 81369Y100 1,194 15,150 SH SOLE 4,500 0 10,650
SENSIENT TECHNOLOGIES CORP COM 81725t100 819 10,500 SH SOLE 0 0 10,500
SHOPIFY INC COM 82509L107 6,219 5,620 SH SOLE 0 0 5,620
SILGAN HLDGS COM 827048109 309 7,355 SH SOLE 0 0 7,355
SIMON PROPERTY GROUP INC REIT COM 828806109 2,589 22,755 SH SOLE 5,000 0 17,755
SNAP ON INC. COM 833034101 3,043 13,190 SH SOLE 7,000 0 6,190
SOLAREDGE TECHNOLOGIES, INC. COM 83417M104 3,765 13,100 SH SOLE 0 0 13,100
SPDR GOLD TRUST COM 78463V107 52,460 327,954 SH SOLE 0 0 327,954
SPDR NUVEEN BARCLAYS SH TR MUN COM 78468R739 396 8,000 SH SOLE 0 0 8,000
SPDR S&P 500 ETF TR COM 78462F103 433 1,092 SH SOLE 0 0 1,092
SPDR SER TR S&P HOMEBLDRS COM 78464A888 1,730 24,580 SH SOLE 5,500 0 19,080
SPROTT INC NEW COM 852066208 2,760 72,620 SH SOLE 0 0 72,620
SPROTT PHYSICAL GOLD & SILVER COM 85208R101 440 25,344 SH SOLE 0 0 25,344
SQUARE INC - A COM 852234103 227 1,000 SH SOLE 0 0 1,000
STARBUCKS COM 855244109 1,746 15,977 SH SOLE 0 0 15,977
STEPAN CO. COM 858586100 3,114 24,500 SH SOLE 15,000 0 9,500
STERIS CORP COM G8473T100 429 2,250 SH SOLE 0 0 2,250
STRATASYS LTD COM M85548101 906 35,000 SH SOLE 0 0 35,000
STRYKER CORP COM 863667101 268 1,100 SH SOLE 0 0 1,100
SVB FINANCIAL GROUP COM 78486Q101 432 875 SH SOLE 0 0 875
SYSCO CORP COM 871829107 1,898 24,100 SH SOLE 0 0 24,100
TARGET CORP COM 87612E106 6,450 32,563 SH SOLE 0 0 32,563
TATE & LYLE PLC SPONSORED ADR COM 876570607 349 8,101 SH SOLE 0 0 8,101
TESLA MOTORS INC COM 88160R101 865 1,295 SH SOLE 0 0 1,295
TEXAS INSTRUMENTS COM 882508104 3,630 19,210 SH SOLE 0 0 19,210
THE KRAFT HEINZ COMPANY COM 500754106 967 24,182 SH SOLE 0 0 24,182
THE TRAVELERS COMPANIES INC COM 89417E109 643 4,275 SH SOLE 0 0 4,275
THERMO FISHER SCIENTIFIC COM 883556102 8,535 18,702 SH SOLE 0 0 18,702
THOMSON REUTERS CORP NEW COM 884903709 437 4,993 SH SOLE 0 0 4,993
TPI COMPOSITES, INC. COM 87266J104 348 6,160 SH SOLE 0 0 6,160
TRANE TECHNOLOGIES PLC COM G8994E103 1,672 10,100 SH SOLE 0 0 10,100
TRUIST FINANCIAL CORP COM 89832Q109 423 7,250 SH SOLE 0 0 7,250
UNION PACIFIC COM 907818108 3,280 14,882 SH SOLE 0 0 14,882
UNITED PARCEL SERVICE COM 911312106 305 1,792 SH SOLE 0 0 1,792
UNITED RENTALS INC COM 911363109 1,276 3,875 SH SOLE 0 0 3,875
UNITEDHEALTH GROUP COM 91324P102 2,491 6,694 SH SOLE 0 0 6,694
UNIVERSAL ELECTRONICS COM 913483103 1,383 25,153 SH SOLE 0 0 25,153
VANECK VECTORS GOLD MINERS ETF COM 92189F106 1,867 57,450 SH SOLE 13,000 0 44,450
VANECK VECTORS JUNIOR GOLD MIN COM 92189F791 5,231 116,223 SH SOLE 0 0 116,223
VANECK VECTORS TR ETF COM 92189F676 2,756 11,315 SH SOLE 3,200 0 8,115
VANGUARD SHORT-TERM CORPORATE COM 92206C409 1,301 15,775 SH SOLE 0 0 15,775
VANGUARD TOTAL STOCK MARKET ET COM 922908769 207 1,000 SH SOLE 0 0 1,000
VERIZON COMMUNICATIONS INC COM 92343V104 7,975 137,153 SH SOLE 0 0 137,153
VIATRIS INC COM 92556V106 208 14,913 SH SOLE 1,861 0 13,052
VISA INC COM 92826C839 1,635 7,724 SH SOLE 0 0 7,724
W.P. CAREY INC. COM 92936U109 3,847 54,370 SH SOLE 10,000 0 44,370
WAL-MART STORES COM 931142103 933 6,870 SH SOLE 0 0 6,870
WALGREEN BOOTS ALLIANCE INC COM 931427108 401 7,300 SH SOLE 0 0 7,300
WALT DISNEY CO/THE COM 254687106 4,926 26,696 SH SOLE 0 0 26,696
WASTE MGT. COM 94106L109 271 2,103 SH SOLE 0 0 2,103
WEC ENERGY GROUP INC COM 92939U106 1,077 11,512 SH SOLE 0 0 11,512
WEST PHARMACEUTICALS SVCS INC COM 955306105 564 2,000 SH SOLE 0 0 2,000
WEYERHAEUSER CO COM 962166104 1,163 32,670 SH SOLE 0 0 32,670
WHEATON PRECIOUS METALS CORP COM 962879102 2,364 61,875 SH SOLE 18,000 0 43,875
WUXI APPTEC CO COM Y971B1118 243 17,640 SH SOLE 0 0 17,640
WYNN RESORTS LTD COM 983134107 2,594 20,688 SH SOLE 0 0 20,688
XPO LOGISTICS INC COM 983793100 1,871 15,175 SH SOLE 5,200 0 9,975
YUM BRANDS COM 988498101 999 9,233 SH SOLE 0 0 9,233
YUM CHINA HOLDINGS INC COM 98850P109 509 8,600 SH SOLE 0 0 8,600
ZEBRA TECHNOLOGIES COM 989207105 336 692 SH SOLE 0 0 692
ZOETIS INC COM 98978V103 6,935 44,040 SH SOLE 0 0 44,040
ZOOM VIDEO COMMUNICATIONS INC COM 98980L101 225 700 SH SOLE 0 0 700

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