Form 13F-HR WEALTH EFFECTS LLC For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
WEALTH EFFECTS LLC |
Address: |
256 FRANKLIN STREET |
|
SUITE 1702 |
|
|
|
BOSTON
,
MA02110
|
Form 13F File Number: |
028-21668 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
WILLIAM A. LIBERTI |
Title: |
CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER |
Phone: |
617-465-2560 |
Signature, Place, and Date of Signing: |
WILLIAM A. LIBERTI |
BOSTON
,
MA
|
05-16-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
204 |
|
Form 13F Information Table Value Total: |
214,246 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
AVADEL PHARMACEUTICALS PLC |
SPONSORED ADR |
05337M104 |
16,237 |
2,377,290 |
SH |
|
SOLE |
|
0 |
0 |
2,377,290 |
LIPOCINE INC NEW |
COM |
53630X104 |
2,042 |
1,490,834 |
SH |
|
SOLE |
|
0 |
0 |
1,490,834 |
BEYOND AIR INC |
COM |
08862L103 |
1,967 |
294,409 |
SH |
|
SOLE |
|
0 |
0 |
294,409 |
3-D SYS CORP DEL |
COM NEW |
88554D205 |
4,441 |
266,275 |
SH |
|
SOLE |
|
0 |
0 |
266,275 |
PITNEY BOWES INC |
COM |
724479100 |
890 |
171,074 |
SH |
|
SOLE |
|
0 |
0 |
171,074 |
ARROWHEAD PHARMACEUTICALS IN |
COM |
04280A100 |
6,909 |
150,220 |
SH |
|
SOLE |
|
0 |
0 |
150,220 |
APPLE INC |
COM |
037833100 |
18,831 |
107,843 |
SH |
|
SOLE |
|
0 |
0 |
107,843 |
FASTLY INC |
CL A |
31188V100 |
1,701 |
97,860 |
SH |
|
SOLE |
|
0 |
0 |
97,860 |
SCYNEXIS INC |
COM NEW |
811292200 |
360 |
92,050 |
SH |
|
SOLE |
|
0 |
0 |
92,050 |
GLOBAL X FDS |
NASDAQ 100 COVER |
37954Y483 |
1,918 |
91,480 |
SH |
|
SOLE |
|
0 |
0 |
91,480 |
PIERIS PHARMACEUTICALS INC |
COM |
720795103 |
244 |
80,400 |
SH |
|
SOLE |
|
0 |
0 |
80,400 |
FIRST TR EXCHANGE-TRADED FD |
FST LOW OPPT EFT |
33739Q200 |
3,922 |
80,125 |
SH |
|
SOLE |
|
0 |
0 |
80,125 |
SUNOPTA INC |
COM |
8676EP108 |
388 |
77,200 |
SH |
|
SOLE |
|
0 |
0 |
77,200 |
PFIZER INC |
COM |
717081103 |
3,644 |
70,382 |
SH |
|
SOLE |
|
0 |
0 |
70,382 |
EATON VANCE TAX-MANAGED GLOB |
COM |
27829F108 |
651 |
67,058 |
SH |
|
SOLE |
|
0 |
0 |
67,058 |
EATON VANCE TAX-MANAGED DIVE |
COM |
27828N102 |
881 |
63,096 |
SH |
|
SOLE |
|
0 |
0 |
63,096 |
THE TRADE DESK INC |
COM CL A |
88339J105 |
4,074 |
58,825 |
SH |
|
SOLE |
|
0 |
0 |
58,825 |
ONDAS HLDGS INC |
COM NEW |
68236H204 |
399 |
54,725 |
SH |
|
SOLE |
|
0 |
0 |
54,725 |
ANNALY CAPITAL MANAGEMENT IN |
COM |
035710409 |
378 |
53,642 |
SH |
|
SOLE |
|
0 |
0 |
53,642 |
DLH HLDGS CORP |
COM |
23335Q100 |
994 |
52,500 |
SH |
|
SOLE |
|
0 |
0 |
52,500 |
BK OF AMERICA CORP |
COM |
060505104 |
2,111 |
51,216 |
SH |
|
SOLE |
|
0 |
0 |
51,216 |
NAUTILUS INC |
COM |
63910B102 |
208 |
50,508 |
SH |
|
SOLE |
|
0 |
0 |
50,508 |
PURE CYCLE CORP |
COM NEW |
746228303 |
561 |
46,650 |
SH |
|
SOLE |
|
0 |
0 |
46,650 |
PAGERDUTY INC |
COM |
69553P100 |
1,588 |
46,435 |
SH |
|
SOLE |
|
0 |
0 |
46,435 |
PURECYCLE TECHNOLOGIES INC |
COM |
74623V103 |
358 |
44,750 |
SH |
|
SOLE |
|
0 |
0 |
44,750 |
INVITAE CORP |
COM |
46185L103 |
352 |
44,105 |
SH |
|
SOLE |
|
0 |
0 |
44,105 |
PSYCHEMEDICS CORP |
COM NEW |
744375205 |
276 |
40,001 |
SH |
|
SOLE |
|
0 |
0 |
40,001 |
EATON VANCE TAX-MANAGED BUY- |
COM |
27828Y108 |
619 |
39,619 |
SH |
|
SOLE |
|
0 |
0 |
39,619 |
BLACKSTONE GROUP INC |
COM |
09260D107 |
4,584 |
36,109 |
SH |
|
SOLE |
|
0 |
0 |
36,109 |
BLACKROCK SCIENCE & TECHNOLO |
SHS |
09258G104 |
1,400 |
32,348 |
SH |
|
SOLE |
|
0 |
0 |
32,348 |
FIRST TR EXCHANGE-TRADED FD |
RISNG DIVD ACHIV |
33738R506 |
1,576 |
32,164 |
SH |
|
SOLE |
|
0 |
0 |
32,164 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
4,328 |
31,747 |
SH |
|
SOLE |
|
0 |
0 |
31,747 |
CALAMOS CONV OPPORTUNITIES & |
SH BEN INT |
128117108 |
372 |
28,130 |
SH |
|
SOLE |
|
0 |
0 |
28,130 |
NVIDIA CORPORATION |
COM |
67066G104 |
7,650 |
28,036 |
SH |
|
SOLE |
|
0 |
0 |
28,036 |
DYNAVAX TECHNOLOGIES CORP |
COM NEW |
268158201 |
298 |
27,500 |
SH |
|
SOLE |
|
0 |
0 |
27,500 |
EATON VANCE ENHANCED EQUITY |
COM |
278277108 |
566 |
26,941 |
SH |
|
SOLE |
|
0 |
0 |
26,941 |
KINDER MORGAN INC DEL |
COM |
49456B101 |
507 |
26,801 |
SH |
|
SOLE |
|
0 |
0 |
26,801 |
REGIONS FINANCIAL CORP NEW |
COM |
7591EP100 |
597 |
26,800 |
SH |
|
SOLE |
|
0 |
0 |
26,800 |
BLACKROCK ENERGY & RES TR |
COM |
09250U101 |
295 |
25,401 |
SH |
|
SOLE |
|
0 |
0 |
25,401 |
COMCAST CORP NEW |
CL A |
20030N101 |
1,188 |
25,383 |
SH |
|
SOLE |
|
0 |
0 |
25,383 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
1,282 |
25,175 |
SH |
|
SOLE |
|
0 |
0 |
25,175 |
IRIDIUM COMMUNICATIONS INC |
COM |
46269C102 |
954 |
23,650 |
SH |
|
SOLE |
|
0 |
0 |
23,650 |
SEACOAST BKG CORP FLA |
COM NEW |
811707801 |
814 |
23,250 |
SH |
|
SOLE |
|
0 |
0 |
23,250 |
NEW RESIDENTIAL INVT CORP |
COM NEW |
64828T201 |
252 |
22,963 |
SH |
|
SOLE |
|
0 |
0 |
22,963 |
INTEL CORP |
COM |
458140100 |
1,133 |
22,865 |
SH |
|
SOLE |
|
0 |
0 |
22,865 |
FORD MTR CO DEL |
COM |
345370860 |
375 |
22,194 |
SH |
|
SOLE |
|
0 |
0 |
22,194 |
AT&T INC |
COM |
00206R102 |
504 |
21,341 |
SH |
|
SOLE |
|
0 |
0 |
21,341 |
CVS HEALTH CORP |
COM |
126650100 |
2,104 |
20,786 |
SH |
|
SOLE |
|
0 |
0 |
20,786 |
MICROSOFT CORP |
COM |
594918104 |
6,295 |
20,417 |
SH |
|
SOLE |
|
0 |
0 |
20,417 |
VIACOMCBS INC |
CL B |
92556H206 |
764 |
20,211 |
SH |
|
SOLE |
|
0 |
0 |
20,211 |
ROKU INC |
COM CL A |
77543R102 |
2,523 |
20,144 |
SH |
|
SOLE |
|
0 |
0 |
20,144 |
VIATRIS INC |
COM |
92556V106 |
212 |
19,474 |
SH |
|
SOLE |
|
0 |
0 |
19,474 |
COHEN & STEERS REIT & PFD & |
COM |
19247X100 |
519 |
19,301 |
SH |
|
SOLE |
|
0 |
0 |
19,301 |
FIRST TR EXCHANGE-TRADED FD |
NO AMER ENERGY |
33738D101 |
526 |
19,010 |
SH |
|
SOLE |
|
0 |
0 |
19,010 |
GENERAL MLS INC |
COM |
370334104 |
1,263 |
18,654 |
SH |
|
SOLE |
|
0 |
0 |
18,654 |
BLACKROCK MUNIHLDGS NJ QLTY |
COM |
09254X101 |
238 |
17,820 |
SH |
|
SOLE |
|
0 |
0 |
17,820 |
BLACKROCK MUNIHLDS INVSTM QL |
COM |
09254P108 |
208 |
17,000 |
SH |
|
SOLE |
|
0 |
0 |
17,000 |
TELADOC HEALTH INC |
COM |
87918A105 |
1,220 |
16,918 |
SH |
|
SOLE |
|
0 |
0 |
16,918 |
FIRST TR EXCHANGE TRAD FD VI |
FST TR GLB FD |
33739H101 |
478 |
16,820 |
SH |
|
SOLE |
|
0 |
0 |
16,820 |
MERCK & CO. INC |
COM |
58933Y105 |
1,344 |
16,382 |
SH |
|
SOLE |
|
0 |
0 |
16,382 |
CHEVRON CORP NEW |
COM |
166764100 |
2,623 |
16,106 |
SH |
|
SOLE |
|
0 |
0 |
16,106 |
BRISTOL-MYERS SQUIBB CO |
COM |
110122108 |
1,097 |
15,024 |
SH |
|
SOLE |
|
0 |
0 |
15,024 |
ABBVIE INC |
COM |
00287Y109 |
2,229 |
13,747 |
SH |
|
SOLE |
|
0 |
0 |
13,747 |
DIGITALOCEAN HLDGS INC |
COM |
25402D102 |
795 |
13,743 |
SH |
|
SOLE |
|
0 |
0 |
13,743 |
EXXON MOBIL CORP |
COM |
30231G102 |
1,111 |
13,451 |
SH |
|
SOLE |
|
0 |
0 |
13,451 |
MORGAN STANLEY |
COM NEW |
617446448 |
1,147 |
13,127 |
SH |
|
SOLE |
|
0 |
0 |
13,127 |
DRAFTKINGS INC |
COM CL A |
26142R104 |
250 |
12,836 |
SH |
|
SOLE |
|
0 |
0 |
12,836 |
ENTERPRISE PRODS PARTNERS L |
COM |
293792107 |
316 |
12,253 |
SH |
|
SOLE |
|
0 |
0 |
12,253 |
TWILIO INC |
CL A |
90138F102 |
1,983 |
12,035 |
SH |
|
SOLE |
|
0 |
0 |
12,035 |
FIDELITY NATIONAL FINANCIAL |
FNF GROUP COM |
31620R303 |
570 |
11,674 |
SH |
|
SOLE |
|
0 |
0 |
11,674 |
PINTEREST INC |
CL A |
72352L106 |
286 |
11,615 |
SH |
|
SOLE |
|
0 |
0 |
11,615 |
SELECT SECTOR SPDR TR |
ENERGY |
81369Y506 |
850 |
11,114 |
SH |
|
SOLE |
|
0 |
0 |
11,114 |
STERIS PLC |
SHS USD |
G8473T100 |
2,557 |
10,576 |
SH |
|
SOLE |
|
0 |
0 |
10,576 |
DISNEY WALT CO |
COM |
254687106 |
1,418 |
10,338 |
SH |
|
SOLE |
|
0 |
0 |
10,338 |
FIRST TR EXCHANGE TRADED FD |
NASDAQ CYB ETF |
33734X846 |
543 |
10,227 |
SH |
|
SOLE |
|
0 |
0 |
10,227 |
JOHNSON & JOHNSON |
COM |
478160104 |
1,809 |
10,207 |
SH |
|
SOLE |
|
0 |
0 |
10,207 |
EAGLE MATLS INC |
COM |
26969P108 |
1,261 |
9,826 |
SH |
|
SOLE |
|
0 |
0 |
9,826 |
HONDA MOTOR LTD |
AMERN SHS |
438128308 |
267 |
9,450 |
SH |
|
SOLE |
|
0 |
0 |
9,450 |
DELTA AIR LINES INC DEL |
COM NEW |
247361702 |
361 |
9,125 |
SH |
|
SOLE |
|
0 |
0 |
9,125 |
INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
1,179 |
9,064 |
SH |
|
SOLE |
|
0 |
0 |
9,064 |
BOEING CO |
COM |
097023105 |
1,734 |
9,056 |
SH |
|
SOLE |
|
0 |
0 |
9,056 |
GLOBAL PARTNERS LP |
COM UNITS |
37946R109 |
245 |
9,000 |
SH |
|
SOLE |
|
0 |
0 |
9,000 |
FIRST TR EXCHANGE TRADED FD |
DOW 30 EQL WGT |
33733A201 |
270 |
8,719 |
SH |
|
SOLE |
|
0 |
0 |
8,719 |
SPDR SER TR |
S&P HOMEBUILD |
78464A888 |
548 |
8,667 |
SH |
|
SOLE |
|
0 |
0 |
8,667 |
CSX CORP |
COM |
126408103 |
324 |
8,646 |
SH |
|
SOLE |
|
0 |
0 |
8,646 |
CITIGROUP INC |
COM NEW |
172967424 |
447 |
8,375 |
SH |
|
SOLE |
|
0 |
0 |
8,375 |
PROCTER AND GAMBLE CO |
COM |
742718109 |
1,221 |
7,991 |
SH |
|
SOLE |
|
0 |
0 |
7,991 |
UNITY SOFTWARE INC |
COM |
91332U101 |
781 |
7,870 |
SH |
|
SOLE |
|
0 |
0 |
7,870 |
ELASTIC N V |
ORD SHS |
N14506104 |
693 |
7,787 |
SH |
|
SOLE |
|
0 |
0 |
7,787 |
ESSENTIAL UTILS INC |
COM |
29670G102 |
388 |
7,583 |
SH |
|
SOLE |
|
0 |
0 |
7,583 |
HOLOGIC INC |
COM |
436440101 |
576 |
7,500 |
SH |
|
SOLE |
|
0 |
0 |
7,500 |
FIRST TR EXCHANGE TRADED FD |
UTILITIES ALPH |
33734X184 |
248 |
7,298 |
SH |
|
SOLE |
|
0 |
0 |
7,298 |
NEXTERA ENERGY INC |
COM |
65339F101 |
608 |
7,178 |
SH |
|
SOLE |
|
0 |
0 |
7,178 |
AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
445 |
7,088 |
SH |
|
SOLE |
|
0 |
0 |
7,088 |
WELLS FARGO CO NEW |
COM |
949746101 |
343 |
7,074 |
SH |
|
SOLE |
|
0 |
0 |
7,074 |
ABBOTT LABS |
COM |
002824100 |
818 |
6,913 |
SH |
|
SOLE |
|
0 |
0 |
6,913 |
ALTRIA GROUP INC |
COM |
02209S103 |
357 |
6,825 |
SH |
|
SOLE |
|
0 |
0 |
6,825 |
ORACLE CORP |
COM |
68389X105 |
538 |
6,500 |
SH |
|
SOLE |
|
0 |
0 |
6,500 |
YETI HLDGS INC |
COM |
98585X104 |
382 |
6,370 |
SH |
|
SOLE |
|
0 |
0 |
6,370 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
1,574 |
6,267 |
SH |
|
SOLE |
|
0 |
0 |
6,267 |
SELECT SECTOR SPDR TR |
SBI INT-FINL |
81369Y605 |
238 |
6,210 |
SH |
|
SOLE |
|
0 |
0 |
6,210 |
FIRST TR EXCHANGE TRADED FD |
WTR ETF |
33733B100 |
511 |
6,064 |
SH |
|
SOLE |
|
0 |
0 |
6,064 |
DOLBY LABORATORIES INC |
COM CL A |
25659T107 |
473 |
6,050 |
SH |
|
SOLE |
|
0 |
0 |
6,050 |
IMPINJ INC |
COM |
453204109 |
383 |
6,025 |
SH |
|
SOLE |
|
0 |
0 |
6,025 |
PAYPAL HLDGS INC |
COM |
70450Y103 |
684 |
5,918 |
SH |
|
SOLE |
|
0 |
0 |
5,918 |
DEVON ENERGY CORP NEW |
COM |
25179M103 |
340 |
5,750 |
SH |
|
SOLE |
|
0 |
0 |
5,750 |
STATE STR CORP |
COM |
857477103 |
493 |
5,654 |
SH |
|
SOLE |
|
0 |
0 |
5,654 |
ARK ETF TR |
INNOVATION ETF |
00214Q104 |
365 |
5,511 |
SH |
|
SOLE |
|
0 |
0 |
5,511 |
FIVE9 INC |
COM |
338307101 |
569 |
5,150 |
SH |
|
SOLE |
|
0 |
0 |
5,150 |
EXCHANGE TRADED CONCEPTS TR |
ROBO GLB ETF |
301505707 |
298 |
5,104 |
SH |
|
SOLE |
|
0 |
0 |
5,104 |
MICRON TECHNOLOGY INC |
COM |
595112103 |
387 |
4,965 |
SH |
|
SOLE |
|
0 |
0 |
4,965 |
WALMART INC |
COM |
931142103 |
735 |
4,937 |
SH |
|
SOLE |
|
0 |
0 |
4,937 |
UNITED RENTALS INC |
COM |
911363109 |
1,714 |
4,825 |
SH |
|
SOLE |
|
0 |
0 |
4,825 |
FREEPORT-MCMORAN INC |
CL B |
35671D857 |
240 |
4,825 |
SH |
|
SOLE |
|
0 |
0 |
4,825 |
ADVANCED MICRO DEVICES INC |
COM |
007903107 |
510 |
4,663 |
SH |
|
SOLE |
|
0 |
0 |
4,663 |
ISHARES TR |
US REGNL BKS ETF |
464288778 |
272 |
4,618 |
SH |
|
SOLE |
|
0 |
0 |
4,618 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
1,605 |
4,549 |
SH |
|
SOLE |
|
0 |
0 |
4,549 |
VISA INC |
COM CL A |
92826C839 |
971 |
4,377 |
SH |
|
SOLE |
|
0 |
0 |
4,377 |
APPLIED MATLS INC |
COM |
038222105 |
561 |
4,255 |
SH |
|
SOLE |
|
0 |
0 |
4,255 |
PROSHARES TR |
LARGE CAP CRE |
74347R248 |
226 |
4,203 |
SH |
|
SOLE |
|
0 |
0 |
4,203 |
FIRST TR EXCHANGE-TRADED ALP |
SML CP GRW ALP |
33737M300 |
284 |
4,155 |
SH |
|
SOLE |
|
0 |
0 |
4,155 |
TJX COS INC NEW |
COM |
872540109 |
233 |
3,853 |
SH |
|
SOLE |
|
0 |
0 |
3,853 |
CISCO SYS INC |
COM |
17275R102 |
210 |
3,761 |
SH |
|
SOLE |
|
0 |
0 |
3,761 |
COCA COLA CO |
COM |
191216100 |
231 |
3,726 |
SH |
|
SOLE |
|
0 |
0 |
3,726 |
MARVELL TECHNOLOGY GROUP LTD |
ORD |
G5876H105 |
265 |
3,700 |
SH |
|
SOLE |
|
0 |
0 |
3,700 |
CHURCH & DWIGHT INC |
COM |
171340102 |
349 |
3,508 |
SH |
|
SOLE |
|
0 |
0 |
3,508 |
HOME DEPOT INC |
COM |
437076102 |
1,043 |
3,485 |
SH |
|
SOLE |
|
0 |
0 |
3,485 |
UNITEDHEALTH GROUP INC |
COM |
91324P102 |
1,719 |
3,372 |
SH |
|
SOLE |
|
0 |
0 |
3,372 |
PEPSICO INC |
COM |
713448108 |
559 |
3,342 |
SH |
|
SOLE |
|
0 |
0 |
3,342 |
VANGUARD SCOTTSDALE FDS |
SHRT TRM CORP BD |
92206C409 |
259 |
3,315 |
SH |
|
SOLE |
|
0 |
0 |
3,315 |
TORONTO DOMINION BK ONT |
COM NEW |
891160509 |
259 |
3,258 |
SH |
|
SOLE |
|
0 |
0 |
3,258 |
GENERAC HLDGS INC |
COM |
368736104 |
949 |
3,194 |
SH |
|
SOLE |
|
0 |
0 |
3,194 |
FIRST TR SML CP CORE ALPHA F |
COM SHS |
33734Y109 |
280 |
3,055 |
SH |
|
SOLE |
|
0 |
0 |
3,055 |
SQUARE INC |
CL A |
852234103 |
408 |
3,006 |
SH |
|
SOLE |
|
0 |
0 |
3,006 |
AMGEN INC |
COM |
031162100 |
720 |
2,976 |
SH |
|
SOLE |
|
0 |
0 |
2,976 |
GENERAL ELECTRIC CO |
COM |
369604103 |
271 |
2,961 |
SH |
|
SOLE |
|
0 |
0 |
2,961 |
AMAZON COM INC |
COM |
023135106 |
9,553 |
2,931 |
SH |
|
SOLE |
|
0 |
0 |
2,931 |
CATERPILLAR INC |
COM |
149123101 |
635 |
2,848 |
SH |
|
SOLE |
|
0 |
0 |
2,848 |
VANGUARD WORLD FDS |
UTILITIES ETF |
92204A876 |
460 |
2,845 |
SH |
|
SOLE |
|
0 |
0 |
2,845 |
CHENIERE ENERGY INC |
COM NEW |
16411R208 |
381 |
2,750 |
SH |
|
SOLE |
|
0 |
0 |
2,750 |
DUKE ENERGY CORP NEW |
COM NEW |
26441C204 |
287 |
2,570 |
SH |
|
SOLE |
|
0 |
0 |
2,570 |
FIRST TR EXCHANGE TRADED FD |
CLOUD COMPUTING |
33734X192 |
209 |
2,312 |
SH |
|
SOLE |
|
0 |
0 |
2,312 |
ISHARES TR |
SELECT DIVID ETF |
464287168 |
289 |
2,255 |
SH |
|
SOLE |
|
0 |
0 |
2,255 |
VANGUARD INDEX FDS |
S&P 500 ETF SHS |
922908363 |
926 |
2,231 |
SH |
|
SOLE |
|
0 |
0 |
2,231 |
ZOETIS INC |
CL A |
98978V103 |
417 |
2,213 |
SH |
|
SOLE |
|
0 |
0 |
2,213 |
KEYSIGHT TECHNOLOGIES INC |
COM |
49338L103 |
333 |
2,105 |
SH |
|
SOLE |
|
0 |
0 |
2,105 |
MODERNA INC |
COM |
60770K107 |
357 |
2,071 |
SH |
|
SOLE |
|
0 |
0 |
2,071 |
FIRST TR EXCHANGE TRADED FD |
HLTH CARE ALPH |
33734X143 |
228 |
1,989 |
SH |
|
SOLE |
|
0 |
0 |
1,989 |
TESLA INC |
COM |
88160R101 |
2,123 |
1,970 |
SH |
|
SOLE |
|
0 |
0 |
1,970 |
FIRST TR EXCHANGE TRADED FD |
US EQTY OPPT ETF |
336920103 |
215 |
1,967 |
SH |
|
SOLE |
|
0 |
0 |
1,967 |
FACEBOOK INC |
CL A |
30303M102 |
436 |
1,960 |
SH |
|
SOLE |
|
0 |
0 |
1,960 |
HONEYWELL INTL INC |
COM |
438516106 |
378 |
1,942 |
SH |
|
SOLE |
|
0 |
0 |
1,942 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
4,956 |
1,782 |
SH |
|
SOLE |
|
0 |
0 |
1,782 |
CHUBB LIMITED |
COM |
H1467J104 |
365 |
1,704 |
SH |
|
SOLE |
|
0 |
0 |
1,704 |
3M CO |
COM |
88579Y101 |
242 |
1,624 |
SH |
|
SOLE |
|
0 |
0 |
1,624 |
UNITED PARCEL SERVICE INC |
CL B |
911312106 |
348 |
1,622 |
SH |
|
SOLE |
|
0 |
0 |
1,622 |
TRACTOR SUPPLY CO |
COM |
892356106 |
377 |
1,615 |
SH |
|
SOLE |
|
0 |
0 |
1,615 |
DTE ENERGY CO |
COM |
233331107 |
210 |
1,591 |
SH |
|
SOLE |
|
0 |
0 |
1,591 |
QUALCOMM INC |
COM |
747525103 |
234 |
1,534 |
SH |
|
SOLE |
|
0 |
0 |
1,534 |
PERKINELMER INC |
COM |
714046109 |
227 |
1,300 |
SH |
|
SOLE |
|
0 |
0 |
1,300 |
DANAHER CORPORATION |
COM |
235851102 |
371 |
1,266 |
SH |
|
SOLE |
|
0 |
0 |
1,266 |
SHOPIFY INC |
CL A |
82509L107 |
843 |
1,247 |
SH |
|
SOLE |
|
0 |
0 |
1,247 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
281 |
1,234 |
SH |
|
SOLE |
|
0 |
0 |
1,234 |
UNION PAC CORP |
COM |
907818108 |
334 |
1,223 |
SH |
|
SOLE |
|
0 |
0 |
1,223 |
TEXAS INSTRS INC |
COM |
882508104 |
221 |
1,205 |
SH |
|
SOLE |
|
0 |
0 |
1,205 |
SALESFORCE COM INC |
COM |
79466L302 |
248 |
1,170 |
SH |
|
SOLE |
|
0 |
0 |
1,170 |
ADOBE SYSTEMS INCORPORATED |
COM |
00724F101 |
507 |
1,112 |
SH |
|
SOLE |
|
0 |
0 |
1,112 |
INSULET CORP |
COM |
45784P101 |
277 |
1,040 |
SH |
|
SOLE |
|
0 |
0 |
1,040 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
465 |
1,030 |
SH |
|
SOLE |
|
0 |
0 |
1,030 |
CUMMINS INC |
COM |
231021106 |
207 |
1,010 |
SH |
|
SOLE |
|
0 |
0 |
1,010 |
VANGUARD WORLD FDS |
INF TECH ETF |
92204A702 |
397 |
952 |
SH |
|
SOLE |
|
0 |
0 |
952 |
PARKER-HANNIFIN CORP |
COM |
701094104 |
260 |
917 |
SH |
|
SOLE |
|
0 |
0 |
917 |
CIGNA CORP NEW |
COM |
125523100 |
205 |
856 |
SH |
|
SOLE |
|
0 |
0 |
856 |
COSTCO WHSL CORP NEW |
COM |
22160K105 |
450 |
782 |
SH |
|
SOLE |
|
0 |
0 |
782 |
ACCENTURE PLC IRELAND |
SHS CLASS A |
G1151C101 |
219 |
649 |
SH |
|
SOLE |
|
0 |
0 |
649 |
LOCKHEED MARTIN CORP |
COM |
539830109 |
275 |
623 |
SH |
|
SOLE |
|
0 |
0 |
623 |
MASTERCARD INCORPORATED |
CL A |
57636Q104 |
203 |
569 |
SH |
|
SOLE |
|
0 |
0 |
569 |
BROADCOM INC |
COM |
11135F101 |
349 |
554 |
SH |
|
SOLE |
|
0 |
0 |
554 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
1,237 |
443 |
SH |
|
SOLE |
|
0 |
0 |
443 |
ATHERSYS INC NEW |
COM |
04744L106 |
50 |
82,100 |
SH |
|
SOLE |
|
0 |
0 |
82,100 |
ONCOCYTE CORP |
COM |
68235C107 |
73 |
49,000 |
SH |
|
SOLE |
|
0 |
0 |
49,000 |
AUTOLUS THERAPEUTICS PLC |
SPON ADS |
05280R100 |
132 |
31,650 |
SH |
|
SOLE |
|
0 |
0 |
31,650 |
STEREOTAXIS INC |
COM NEW |
85916J409 |
115 |
30,760 |
SH |
|
SOLE |
|
0 |
0 |
30,760 |
BEST INC |
SPONSORED ADS |
08653C106 |
16 |
25,500 |
SH |
|
SOLE |
|
0 |
0 |
25,500 |
GABELLI MULTIMEDIA TR INC |
COM |
36239Q109 |
177 |
19,203 |
SH |
|
SOLE |
|
0 |
0 |
19,203 |
EATON VANCE RISK-MANAGED DIV |
COM |
27829G106 |
188 |
19,042 |
SH |
|
SOLE |
|
0 |
0 |
19,042 |
AKEBIA THERAPEUTICS INC |
COM |
00972D105 |
14 |
18,828 |
SH |
|
SOLE |
|
0 |
0 |
18,828 |
AMARIN CORP PLC |
SPONS ADR NEW |
023111206 |
58 |
17,500 |
SH |
|
SOLE |
|
0 |
0 |
17,500 |
CURIOSITYSTREAM INC |
COM CL A |
23130Q107 |
46 |
15,851 |
SH |
|
SOLE |
|
0 |
0 |
15,851 |
IMMUCELL CORP |
COM PAR |
452525306 |
151 |
15,650 |
SH |
|
SOLE |
|
0 |
0 |
15,650 |
JUMIA TECHNOLOGIES AG |
SPONSORED ADS |
48138M105 |
148 |
15,500 |
SH |
|
SOLE |
|
0 |
0 |
15,500 |
BLACKROCK MUNIYIELD FD INC |
COM |
09253W104 |
153 |
12,075 |
SH |
|
SOLE |
|
0 |
0 |
12,075 |
AMERICA FIRST MULTIFAMILY IN |
BEN UNIT CTF |
02364V107 |
70 |
11,500 |
SH |
|
SOLE |
|
0 |
0 |
11,500 |
HYDROFARM HLDGS GROUP INC |
COM |
44888K209 |
172 |
11,325 |
SH |
|
SOLE |
|
0 |
0 |
11,325 |
IMMUNITYBIO INC |
COM |
45256X103 |
62 |
11,000 |
SH |
|
SOLE |
|
0 |
0 |
11,000 |
ENERGY TRANSFER LP |
COM UT LTD PTN |
29273V100 |
119 |
10,672 |
SH |
|
SOLE |
|
0 |
0 |
10,672 |
FIRST TR EXCHANGE TRADED FD |
ENERGY ALPHADX |
33734X127 |
167 |
10,500 |
SH |
|
SOLE |
|
0 |
0 |
10,500 |
ISORAY INC |
COM |
46489V104 |
4 |
10,000 |
SH |
|
SOLE |
|
0 |
0 |
10,000 |
BARCLAYS PLC |
ADR |
06738E204 |
277 |
35,000 |
SH |
|
SOLE |
|
0 |
0 |
35,000 |
RAYTHEON TECHNOLOGIES CORP |
COM |
75513E101 |
402 |
4,053 |
SH |
|
SOLE |
|
0 |
0 |
4,053 |
FIRST TR EXCHANGE-TRADED FD |
NY ARCA BIOTECH |
33733E203 |
577 |
3,872 |
SH |
|
SOLE |
|
0 |
0 |
3,872 |
EDWARDS LIFESCIENCES CORP |
COM |
28176E108 |
300 |
2,550 |
SH |
|
SOLE |
|
0 |
0 |
2,550 |
INVESCO QQQ TR |
UNIT SER 1 |
46090E103 |
823 |
2,269 |
SH |
|
SOLE |
|
0 |
0 |
2,269 |
TRAVELERS COMPANIES INC |
COM |
89417E109 |
298 |
1,629 |
SH |
|
SOLE |
|
0 |
0 |
1,629 |