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Form 13F-HR WBI INVESTMENTS, INC. For: Mar 31

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May 12, 2021 4:00 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: WBI Investments
Address: One River Centre
331 Newman Springs Road, Suite 105
Red Bank , NJ07701
Form 13F File Number: 028-12525

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Kevin Murphy
Title: Chief Compliance Officer & General Counsel
Phone: 732-945-1430
Signature, Place, and Date of Signing:
Kevin Murphy Red Bank , NJ 05-06-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 229
Form 13F Information Table Value Total: 636,790
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-16338 Millington Securities, Inc.

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-16338 Millington Securities, Inc.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 2,166 11,242 SH DFND 1 0 11,242 0
3M CO COM 88579Y101 1,610 8,356 SH SOLE NONE 8,356 0 0
ABBVIE INC COM 00287Y109 8,100 74,850 SH DFND 1 0 74,850 0
ABBVIE INC COM 00287Y109 3,307 30,556 SH SOLE NONE 30,556 0 0
ABSOLUTE SHS TR WBI BBR RNG 3000 00400R502 3,677 125,248 SH SOLE NONE 125,248 0 0
ABSOLUTE SHS TR WBI BBR VAL 3000 00400R601 26,047 865,291 SH SOLE NONE 865,291 0 0
ABSOLUTE SHS TR WBI BBR YLD 3000 00400R700 25,292 1,004,188 SH SOLE NONE 1,004,188 0 0
ABSOLUTE SHS TR WBI BBR QTY 3000 00400R809 25,062 866,687 SH SOLE NONE 866,687 0 0
ABSOLUTE SHS TR WBI BULBEAR TR 00400R833 4,828 281,701 SH SOLE NONE 281,701 0 0
ABSOLUTE SHS TR WBI BULBEAR TR 00400R841 15,497 772,341 SH SOLE NONE 772,341 0 0
ABSOLUTE SHS TR WBI PWR FCTR ETF 00400R858 33,078 1,232,404 SH SOLE NONE 1,232,404 0 0
ABSOLUTE SHS TR WBI BBR GBL INME 00400R874 26,617 1,080,808 SH SOLE NONE 1,080,808 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2,421 8,763 SH DFND 1 0 8,763 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3,201 11,589 SH SOLE NONE 11,589 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 1,765 9,621 SH SOLE NONE 9,621 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 764 25,035 SH SOLE NONE 25,035 0 0
ALTRIA GROUP INC COM 02209S103 315 6,154 SH SOLE NONE 6,154 0 0
AMDOCS LTD SHS G02602103 342 4,875 SH DFND 1 0 4,875 0
AMDOCS LTD SHS G02602103 1,615 23,022 SH SOLE NONE 23,022 0 0
AMERICAN FINL GROUP INC OHIO COM 025932104 1,987 17,418 SH DFND 1 0 17,418 0
AMERIPRISE FINL INC COM 03076C106 3,620 15,573 SH DFND 1 0 15,573 0
AMERIPRISE FINL INC COM 03076C106 1,145 4,924 SH SOLE NONE 4,924 0 0
AMES NATL CORP COM 031001100 522 20,417 SH DFND 1 0 20,417 0
APPLIED MATLS INC COM 038222105 2,654 19,862 SH DFND 1 0 19,862 0
ASSOCIATED BANC CORP COM 045487105 538 25,216 SH DFND 1 0 25,216 0
AT&T INC COM 00206R102 4,628 152,889 SH DFND 1 0 152,889 0
AT&T INC COM 00206R102 258 8,519 SH SOLE NONE 8,519 0 0
B & G FOODS INC NEW COM 05508R106 1,109 35,699 SH DFND 1 0 35,699 0
BANKFINANCIAL CORP COM 06643P104 580 56,170 SH DFND 1 0 56,170 0
BERKLEY W R CORP COM 084423102 447 5,929 SH DFND 1 0 5,929 0
BEST BUY INC COM 086516101 5,195 45,253 SH DFND 1 0 45,253 0
BEST BUY INC COM 086516101 1,213 10,565 SH SOLE NONE 10,565 0 0
BLOCK H & R INC COM 093671105 1,499 68,780 SH DFND 1 0 68,780 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 4,251 27,766 SH DFND 1 0 27,766 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2,467 16,111 SH SOLE NONE 16,111 0 0
C & F FINL CORP COM 12466Q104 564 12,743 SH DFND 1 0 12,743 0
CARDINAL HEALTH INC COM 14149Y108 1,433 23,596 SH DFND 1 0 23,596 0
CDW CORP COM 12514G108 2,616 15,785 SH DFND 1 0 15,785 0
CDW CORP COM 12514G108 1,032 6,226 SH SOLE NONE 6,226 0 0
CELANESE CORP DEL COM 150870103 2,634 17,581 SH SOLE NONE 17,581 0 0
COCA COLA EUROPEAN PARTNERS SHS G25839104 1,928 36,962 SH DFND 1 0 36,962 0
COMERICA INC COM 200340107 669 9,327 SH DFND 1 0 9,327 0
CRH PLC ADR 12626K203 2,811 59,827 SH DFND 1 0 59,827 0
CUMMINS INC COM 231021106 2,774 10,706 SH DFND 1 0 10,706 0
CUMMINS INC COM 231021106 2,239 8,640 SH SOLE NONE 8,640 0 0
D R HORTON INC COM 23331A109 281 3,157 SH SOLE NONE 3,157 0 0
DBX ETF TR XTRACK USD HIGH 233051432 34,011 680,351 SH DFND 1 0 680,351 0
DBX ETF TR XTRACK USD HIGH 233051432 33,169 663,503 SH SOLE NONE 663,503 0 0
DIAMONDBACK ENERGY INC COM 25278X109 3,134 42,651 SH DFND 1 0 42,651 0
DIAMONDBACK ENERGY INC COM 25278X109 2,355 32,050 SH SOLE NONE 32,050 0 0
EMERSON ELEC CO COM 291011104 3,185 35,299 SH DFND 1 0 35,299 0
EMERSON ELEC CO COM 291011104 817 9,061 SH SOLE NONE 9,061 0 0
ETHAN ALLEN INTERIORS INC COM 297602104 1,182 42,804 SH DFND 1 0 42,804 0
EVERCORE INC CLASS A 29977A105 822 6,242 SH SOLE NONE 6,242 0 0
EXPEDITORS INTL WASH INC COM 302130109 2,028 18,828 SH DFND 1 0 18,828 0
EXPEDITORS INTL WASH INC COM 302130109 858 7,969 SH SOLE NONE 7,969 0 0
EXXON MOBIL CORP COM 30231G102 1,059 18,965 SH DFND 1 0 18,965 0
EXXON MOBIL CORP COM 30231G102 2,564 45,922 SH SOLE NONE 45,922 0 0
FASTENAL CO COM 311900104 204 4,060 SH DFND 1 0 4,060 0
FEDERAL AGRIC MTG CORP CL C 313148306 644 6,398 SH DFND 1 0 6,398 0
FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 1,542 37,072 SH SOLE NONE 37,072 0 0
FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 658 18,514 SH SOLE NONE 18,514 0 0
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 670 16,158 SH SOLE NONE 16,158 0 0
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 2,115 52,014 SH DFND 1 0 52,014 0
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 1,236 30,387 SH SOLE NONE 30,387 0 0
FIFTH THIRD BANCORP COM 316773100 278 7,431 SH SOLE NONE 7,431 0 0
FIRST AMERN FINL CORP COM 31847R102 2,666 47,068 SH DFND 1 0 47,068 0
FIRST BANCORP INC ME COM 31866P102 546 18,718 SH DFND 1 0 18,718 0
FIRST HORIZON CORPORATION COM 320517105 613 36,229 SH DFND 1 0 36,229 0
FORTUNE BRANDS HOME & SEC IN COM 34964C106 2,010 20,982 SH DFND 1 0 20,982 0
FRANKLIN FINL SVCS CORP COM 353525108 572 18,354 SH DFND 1 0 18,354 0
FRANKLIN TEMPLETON ETF TR LIBERTYQ US EQT 35473P801 995 24,842 SH SOLE NONE 24,842 0 0
GALLAGHER ARTHUR J & CO COM 363576109 701 5,619 SH SOLE NONE 5,619 0 0
GILEAD SCIENCES INC COM 375558103 2,661 41,173 SH DFND 1 0 41,173 0
GILEAD SCIENCES INC COM 375558103 2,151 33,277 SH SOLE NONE 33,277 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 2,029 6,205 SH DFND 1 0 6,205 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,557 4,760 SH SOLE NONE 4,760 0 0
GRAINGER W W INC COM 384802104 3,419 8,527 SH DFND 1 0 8,527 0
GRAINGER W W INC COM 384802104 714 1,782 SH SOLE NONE 1,782 0 0
HANESBRANDS INC COM 410345102 812 41,266 SH DFND 1 0 41,266 0
HCA HEALTHCARE INC COM 40412C101 1,849 9,817 SH DFND 1 0 9,817 0
HOPE BANCORP INC COM 43940T109 584 38,761 SH DFND 1 0 38,761 0
HP INC COM 40434L105 614 19,325 SH DFND 1 0 19,325 0
ILLINOIS TOOL WKS INC COM 452308109 564 2,544 SH SOLE NONE 2,544 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 4,626 34,716 SH DFND 1 0 34,716 0
INTERNATIONAL PAPER CO COM 460146103 1,167 21,580 SH DFND 1 0 21,580 0
INTERPUBLIC GROUP COS INC COM 460690100 2,238 76,638 SH DFND 1 0 76,638 0
INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 1,210 23,113 SH SOLE NONE 23,113 0 0
INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 738 16,087 SH SOLE NONE 16,087 0 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 544 2,029 SH SOLE NONE 2,029 0 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 1,564 9,909 SH SOLE NONE 9,909 0 0
INVESTORS BANCORP INC NEW COM 46146L101 660 44,953 SH DFND 1 0 44,953 0
IRON MTN INC NEW COM 46284V101 2,565 69,310 SH DFND 1 0 69,310 0
IRON MTN INC NEW COM 46284V101 1,886 50,949 SH SOLE NONE 50,949 0 0
ISHARES TR U.S. UTILITS ETF 464287697 679 8,537 SH SOLE NONE 8,537 0 0
ISHARES TR AGENCY BOND ETF 464288166 828 7,035 SH SOLE NONE 7,035 0 0
ISHARES TR MBS ETF 464288588 571 5,263 SH SOLE NONE 5,263 0 0
ISHARES TR ISHS 1-5YR INVS 464288646 372 6,805 SH SOLE NONE 6,805 0 0
ISHARES TR US AER DEF ETF 464288760 374 3,596 SH SOLE NONE 3,596 0 0
ISHARES TR US HLTHCR PR ETF 464288828 342 1,359 SH SOLE NONE 1,359 0 0
ISHARES TR 0-5YR HI YL CP 46434V407 2,813 61,396 SH DFND 1 0 61,396 0
ISHARES TR 0-5YR HI YL CP 46434V407 285 6,216 SH SOLE NONE 6,216 0 0
ISHARES TR CORE TOTAL USD 46434V613 412 7,806 SH SOLE NONE 7,806 0 0
ISHARES TR U.S. FIXED INCME 46435U796 264 2,643 SH SOLE NONE 2,643 0 0
ISHARES TR BROAD USD HIGH 46435U853 30,966 751,796 SH DFND 1 0 751,796 0
ISHARES TR BROAD USD HIGH 46435U853 34,727 843,087 SH SOLE NONE 843,087 0 0
J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 352 4,251 SH SOLE NONE 4,251 0 0
JPMORGAN CHASE & CO COM 46625H100 318 2,086 SH DFND 1 0 2,086 0
JPMORGAN CHASE & CO COM 46625H100 1,585 10,409 SH SOLE NONE 10,409 0 0
KEMPER CORP COM 488401100 212 2,654 SH SOLE NONE 2,654 0 0
KEYCORP COM 493267108 265 13,284 SH SOLE NONE 13,284 0 0
KIMBERLY-CLARK CORP COM 494368103 4,552 32,738 SH DFND 1 0 32,738 0
KRAFT HEINZ CO COM 500754106 2,089 52,227 SH DFND 1 0 52,227 0
KRAFT HEINZ CO COM 500754106 292 7,307 SH SOLE NONE 7,307 0 0
KROGER CO COM 501044101 1,734 48,192 SH DFND 1 0 48,192 0
L3HARRIS TECHNOLOGIES INC COM 502431109 626 3,091 SH SOLE NONE 3,091 0 0
LEGGETT & PLATT INC COM 524660107 429 9,390 SH SOLE NONE 9,390 0 0
LOCKHEED MARTIN CORP COM 539830109 2,309 6,250 SH DFND 1 0 6,250 0
LOWES COS INC COM 548661107 975 5,128 SH SOLE NONE 5,128 0 0
LUMEN TECHNOLOGIES INC COM 550241103 2,907 217,765 SH DFND 1 0 217,765 0
LUMEN TECHNOLOGIES INC COM 550241103 322 24,095 SH SOLE NONE 24,095 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2,908 27,950 SH DFND 1 0 27,950 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 866 8,322 SH SOLE NONE 8,322 0 0
MAXIMUS INC COM 577933104 857 9,622 SH SOLE NONE 9,622 0 0
MERCURY GENL CORP NEW COM 589400100 599 9,849 SH DFND 1 0 9,849 0
METLIFE INC COM 59156R108 1,786 29,379 SH DFND 1 0 29,379 0
METLIFE INC COM 59156R108 1,709 28,113 SH SOLE NONE 28,113 0 0
MICROSOFT CORP COM 594918104 4,527 19,203 SH DFND 1 0 19,203 0
MICROSOFT CORP COM 594918104 4,033 17,105 SH SOLE NONE 17,105 0 0
NAVIENT CORPORATION COM 63938C108 605 42,300 SH DFND 1 0 42,300 0
NEW YORK CMNTY BANCORP INC COM 649445103 581 46,025 SH DFND 1 0 46,025 0
NEWMONT CORP COM 651639106 896 14,864 SH DFND 1 0 14,864 0
NEWMONT CORP COM 651639106 1,247 20,682 SH SOLE NONE 20,682 0 0
NEXSTAR MEDIA GROUP INC CL A 65336K103 676 4,815 SH SOLE NONE 4,815 0 0
OGE ENERGY CORP COM 670837103 2,126 65,706 SH DFND 1 0 65,706 0
OLD REP INTL CORP COM 680223104 597 27,327 SH DFND 1 0 27,327 0
OLD REP INTL CORP COM 680223104 281 12,866 SH SOLE NONE 12,866 0 0
OMNICOM GROUP INC COM 681919106 1,826 24,620 SH DFND 1 0 24,620 0
PACER FDS TR TRENDP US LAR CP 69374H105 1,885 54,268 SH SOLE NONE 54,268 0 0
PACER FDS TR TRENDP US MID CP 69374H204 713 20,500 SH SOLE NONE 20,500 0 0
PARKER-HANNIFIN CORP COM 701094104 2,149 6,813 SH DFND 1 0 6,813 0
PARKER-HANNIFIN CORP COM 701094104 892 2,828 SH SOLE NONE 2,828 0 0
PAYCHEX INC COM 704326107 263 2,683 SH DFND 1 0 2,683 0
PAYCHEX INC COM 704326107 540 5,512 SH SOLE NONE 5,512 0 0
PENNS WOODS BANCORP INC COM 708430103 523 21,707 SH DFND 1 0 21,707 0
PEOPLES UNITED FINANCIAL INC COM 712704105 851 47,554 SH DFND 1 0 47,554 0
PEOPLES UNITED FINANCIAL INC COM 712704105 323 18,031 SH SOLE NONE 18,031 0 0
PFIZER INC COM 717081103 230 6,347 SH SOLE NONE 6,347 0 0
PHILIP MORRIS INTL INC COM 718172109 4,894 55,155 SH DFND 1 0 55,155 0
PHILIP MORRIS INTL INC COM 718172109 273 3,080 SH SOLE NONE 3,080 0 0
PPG INDS INC COM 693506107 1,457 9,699 SH DFND 1 0 9,699 0
PPG INDS INC COM 693506107 757 5,037 SH SOLE NONE 5,037 0 0
PREMIER FINL BANCORP INC COM 74050M105 646 34,753 SH DFND 1 0 34,753 0
PRICE T ROWE GROUP INC COM 74144T108 600 3,495 SH DFND 1 0 3,495 0
PRICE T ROWE GROUP INC COM 74144T108 1,506 8,778 SH SOLE NONE 8,778 0 0
PRIMERICA INC COM 74164M108 1,838 12,431 SH DFND 1 0 12,431 0
PRIMERICA INC COM 74164M108 1,442 9,756 SH SOLE NONE 9,756 0 0
PRINCIPAL FINANCIAL GROUP IN COM 74251V102 3,015 50,280 SH DFND 1 0 50,280 0
PRINCIPAL FINANCIAL GROUP IN COM 74251V102 902 15,044 SH SOLE NONE 15,044 0 0
PROCTER AND GAMBLE CO COM 742718109 695 5,134 SH DFND 1 0 5,134 0
PROCTER AND GAMBLE CO COM 742718109 1,569 11,584 SH SOLE NONE 11,584 0 0
PROGRESSIVE CORP COM 743315103 370 3,867 SH DFND 1 0 3,867 0
PROGRESSIVE CORP COM 743315103 4,054 42,401 SH SOLE NONE 42,401 0 0
PROSHARES TR RUSS 2000 DIVD 74347B698 1,549 23,684 SH SOLE NONE 23,684 0 0
PRUDENTIAL FINL INC COM 744320102 523 5,739 SH DFND 1 0 5,739 0
PRUDENTIAL FINL INC COM 744320102 1,283 14,084 SH SOLE NONE 14,084 0 0
PULTE GROUP INC COM 745867101 392 7,477 SH DFND 1 0 7,477 0
QUEST DIAGNOSTICS INC COM 74834L100 1,613 12,566 SH DFND 1 0 12,566 0
RAYMOND JAMES FINL INC COM 754730109 5,984 48,826 SH DFND 1 0 48,826 0
RAYMOND JAMES FINL INC COM 754730109 1,859 15,170 SH SOLE NONE 15,170 0 0
RELIANCE STEEL & ALUMINUM CO COM 759509102 208 1,365 SH DFND 1 0 1,365 0
RESOURCES CONNECTION INC COM 76122Q105 1,110 82,002 SH DFND 1 0 82,002 0
SAFETY INS GROUP INC COM 78648T100 545 6,472 SH DFND 1 0 6,472 0
SCHWAB STRATEGIC TR SHT TM US TRES 808524862 537 10,458 SH SOLE NONE 10,458 0 0
SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,142 23,311 SH DFND 1 0 23,311 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 3,034 39,527 SH DFND 1 0 39,527 0
SEI INVTS CO COM 784117103 488 8,012 SH SOLE NONE 8,012 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 818 11,981 SH SOLE NONE 11,981 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 335 5,231 SH SOLE NONE 5,231 0 0
SERVICE CORP INTL COM 817565104 1,620 31,738 SH DFND 1 0 31,738 0
SERVICE CORP INTL COM 817565104 255 4,991 SH SOLE NONE 4,991 0 0
SHOPIFY INC CL A 82509L107 3,069 2,774 SH DFND 1 0 2,774 0
SMITH A O CORP COM 831865209 2,353 34,807 SH DFND 1 0 34,807 0
SMITH A O CORP COM 831865209 3,099 45,841 SH SOLE NONE 45,841 0 0
SMUCKER J M CO COM NEW 832696405 1,677 13,255 SH DFND 1 0 13,255 0
SPARK ENERGY INC CL A COM 846511103 971 90,953 SH DFND 1 0 90,953 0
SPARTANNASH CO COM 847215100 1,079 54,963 SH DFND 1 0 54,963 0
SPDR SER TR S&P 600 SMCP VAL 78464A300 258 3,141 SH SOLE NONE 3,141 0 0
SPDR SER TR HLTH CARE SVCS 78464A573 362 3,408 SH SOLE NONE 3,408 0 0
SPDR SER TR AEROSPACE DEF 78464A631 1,782 14,188 SH SOLE NONE 14,188 0 0
SPDR SER TR BLOOMBERG SRT TR 78468R408 2,919 106,804 SH DFND 1 0 106,804 0
SPDR SER TR BLOOMBERG SRT TR 78468R408 427 15,642 SH SOLE NONE 15,642 0 0
STAR GROUP L P UNIT LTD PARTNR 85512C105 1,112 104,979 SH DFND 1 0 104,979 0
STATE STR CORP COM 857477103 1,826 21,734 SH DFND 1 0 21,734 0
STATE STR CORP COM 857477103 1,258 14,978 SH SOLE NONE 14,978 0 0
STEEL DYNAMICS INC COM 858119100 993 19,555 SH DFND 1 0 19,555 0
STEEL DYNAMICS INC COM 858119100 2,668 52,562 SH SOLE NONE 52,562 0 0
SUNCOKE ENERGY INC COM 86722A103 1,683 240,072 SH DFND 1 0 240,072 0
SYNOVUS FINL CORP COM NEW 87161C501 604 13,206 SH DFND 1 0 13,206 0
TARGET CORP COM 87612E106 5,863 29,599 SH DFND 1 0 29,599 0
TARGET CORP COM 87612E106 2,370 11,964 SH SOLE NONE 11,964 0 0
TEXAS INSTRS INC COM 882508104 325 1,718 SH DFND 1 0 1,718 0
TEXAS INSTRS INC COM 882508104 1,410 7,461 SH SOLE NONE 7,461 0 0
TOLL BROTHERS INC COM 889478103 1,959 34,536 SH DFND 1 0 34,536 0
TORO CO COM 891092108 1,501 14,549 SH SOLE NONE 14,549 0 0
TRACTOR SUPPLY CO COM 892356106 1,005 5,673 SH DFND 1 0 5,673 0
TYSON FOODS INC CL A 902494103 2,213 29,788 SH DFND 1 0 29,788 0
TYSON FOODS INC CL A 902494103 618 8,320 SH SOLE NONE 8,320 0 0
UNION BANKSHARES INC COM 905400107 608 20,271 SH DFND 1 0 20,271 0
UNITED PARCEL SERVICE INC CL B 911312106 4,514 26,552 SH DFND 1 0 26,552 0
UNITED PARCEL SERVICE INC CL B 911312106 3,740 22,000 SH SOLE NONE 22,000 0 0
UNITED SEC BANCSHARES CALIF COM 911460103 592 72,251 SH DFND 1 0 72,251 0
UNIVERSAL CORP VA COM 913456109 1,122 19,013 SH DFND 1 0 19,013 0
UNUM GROUP COM 91529Y106 625 22,442 SH DFND 1 0 22,442 0
VALMONT INDS INC COM 920253101 477 2,009 SH DFND 1 0 2,009 0
VALMONT INDS INC COM 920253101 504 2,121 SH SOLE NONE 2,121 0 0
VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 22,730 711,870 SH DFND 1 0 711,870 0
VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 1,097 34,361 SH SOLE NONE 34,361 0 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 343 5,576 SH SOLE NONE 5,576 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 754 9,139 SH SOLE NONE 9,139 0 0
VECTOR GROUP LTD COM 92240M108 1,136 81,467 SH DFND 1 0 81,467 0
VERIZON COMMUNICATIONS INC COM 92343V104 2,767 47,591 SH DFND 1 0 47,591 0
VERIZON COMMUNICATIONS INC COM 92343V104 238 4,098 SH SOLE NONE 4,098 0 0
VILLAGE SUPER MKT INC CL A NEW 927107409 1,035 43,917 SH DFND 1 0 43,917 0
VIRTU FINL INC CL A 928254101 1,323 42,593 SH DFND 1 0 42,593 0
WADDELL & REED FINL INC CL A 930059100 512 20,453 SH DFND 1 0 20,453 0
WHIRLPOOL CORP COM 963320106 881 3,999 SH SOLE NONE 3,999 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 1,079 44,466 SH DFND 1 0 44,466 0
YUM BRANDS INC COM 988498101 323 2,987 SH DFND 1 0 2,987 0

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