Form 13F-HR WALLED LAKE PLANNING & For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Walled Lake Planning & Wealth Management, LLC |
Address: |
560 Green Bay Rd |
|
Suite 301 |
|
|
|
Winnetka
,
IL60093
|
Form 13F File Number: |
028-20278 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Joseph McDermott |
Title: |
CCO |
Phone: |
917-715-6296 |
Signature, Place, and Date of Signing: |
Joseph McDermott |
Winnetka
,
IL
|
08-05-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
76 |
|
Form 13F Information Table Value Total: |
145,138 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
Amazon |
COM |
023135106 |
1,388 |
13,068 |
SH |
|
SOLE |
NONE |
13,067 |
0 |
0 |
Hewlett Packard Enterprise |
COM |
42824C109 |
401 |
30,274 |
SH |
|
SOLE |
NONE |
30,274 |
0 |
0 |
JOHNSON & JOHNSON COM |
COM |
478160104 |
354 |
1,992 |
SH |
|
SOLE |
NONE |
1,991 |
0 |
0 |
VANGUARD TOTAL STOCK MARKET INDEX FUND |
TOTAL STK MKT |
922908769 |
762 |
4,037 |
SH |
|
SOLE |
NONE |
4,037 |
0 |
0 |
COSTCO WHSL CORP NEW COM |
COM |
22160K105 |
259 |
540 |
SH |
|
SOLE |
NONE |
540 |
0 |
0 |
SENSEONICS HLDGS INC COM |
COM |
81727U105 |
16 |
16,000 |
SH |
|
SOLE |
NONE |
16,000 |
0 |
0 |
PROCTER AND GAMBLE CO COM |
COM |
742718109 |
1,184 |
8,233 |
SH |
|
SOLE |
NONE |
8,233 |
0 |
0 |
Intel |
COM |
458140100 |
4,596 |
122,851 |
SH |
|
SOLE |
NONE |
122,850 |
0 |
0 |
CME |
COM |
12572Q105 |
291 |
1,421 |
SH |
|
SOLE |
NONE |
1,421 |
0 |
0 |
Merck & Co |
COM |
58933Y105 |
5,333 |
58,493 |
SH |
|
SOLE |
NONE |
58,492 |
0 |
0 |
SPDR S&P 500 ETF |
TR UNIT |
78462F103 |
227 |
602 |
SH |
|
SOLE |
NONE |
601 |
0 |
0 |
MASTERCARD INCORPORATED CL A |
CL A |
57636Q104 |
2,476 |
7,847 |
SH |
|
SOLE |
NONE |
7,847 |
0 |
0 |
COGNIZANT TECHNOLOGY SOLUTIONS CL A |
CL A |
192446102 |
408 |
6,048 |
SH |
|
SOLE |
NONE |
6,047 |
0 |
0 |
Verizon |
COM |
92343V104 |
4,419 |
87,069 |
SH |
|
SOLE |
NONE |
87,068 |
0 |
0 |
Baxter |
COM |
071813109 |
294 |
4,580 |
SH |
|
SOLE |
NONE |
4,579 |
0 |
0 |
iShares Russell 1000 Growth |
RUS 1000 GRW ETF |
464287614 |
6,087 |
27,830 |
SH |
|
SOLE |
NONE |
27,830 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL CL B NEW |
CL B NEW |
084670702 |
250 |
914 |
SH |
|
SOLE |
NONE |
914 |
0 |
0 |
Exelon |
COM |
30161N101 |
3,566 |
78,675 |
SH |
|
SOLE |
NONE |
78,674 |
0 |
0 |
Alphabet A |
CAP STK CL A |
02079K305 |
2,391 |
1,097 |
SH |
|
SOLE |
NONE |
1,097 |
0 |
0 |
Microsoft |
COM |
594918104 |
1,893 |
7,369 |
SH |
|
SOLE |
NONE |
7,369 |
0 |
0 |
CVS Health Corp |
COM |
126650100 |
3,693 |
39,851 |
SH |
|
SOLE |
NONE |
39,851 |
0 |
0 |
WRAP TECHNOLOGIES INC COM |
COM |
98212N107 |
21 |
11,089 |
SH |
|
SOLE |
NONE |
11,089 |
0 |
0 |
Vanguard Mid Cap Index |
MID CAP ETF |
922908629 |
250 |
1,268 |
SH |
|
SOLE |
NONE |
1,268 |
0 |
0 |
Tesla |
COM |
88160R101 |
205 |
305 |
SH |
|
SOLE |
NONE |
305 |
0 |
0 |
Walgreens Boots Alliance |
COM |
931427108 |
4,656 |
122,852 |
SH |
|
SOLE |
NONE |
122,852 |
0 |
0 |
Vanguard S&P 500 |
S&P 500 ETF SHS |
922908363 |
1,611 |
4,645 |
SH |
|
SOLE |
NONE |
4,644 |
0 |
0 |
APOLLO GLOBAL MGMT INC COM |
COM |
03769M106 |
270 |
5,575 |
SH |
|
SOLE |
NONE |
5,575 |
0 |
0 |
Huntington Ingalls |
COM |
446413106 |
5,527 |
25,374 |
SH |
|
SOLE |
NONE |
25,373 |
0 |
0 |
Digital Realty Trust |
COM |
253868103 |
206 |
1,583 |
SH |
|
SOLE |
NONE |
1,582 |
0 |
0 |
ENCOMPASS HEALTH CORP COM |
COM |
29261A100 |
375 |
6,687 |
SH |
|
SOLE |
NONE |
6,686 |
0 |
0 |
BLACKROCK RES & COMMODITIES ST SHS |
SHS |
09257A108 |
254 |
28,285 |
SH |
|
SOLE |
NONE |
28,284 |
0 |
0 |
iShares Select Dividend ETF |
SELECT DIVID ETF |
464287168 |
2,220 |
18,864 |
SH |
|
SOLE |
NONE |
18,864 |
0 |
0 |
iShares Russell Mid-Cap Growth |
RUS MD CP GR ETF |
464287481 |
218 |
2,751 |
SH |
|
SOLE |
NONE |
2,751 |
0 |
0 |
CYBIN INC COM |
COM |
23256X100 |
32 |
58,000 |
SH |
|
SOLE |
NONE |
58,000 |
0 |
0 |
Schwab US Dividend Equity ETF |
US DIVIDEND EQ |
808524797 |
9,852 |
137,539 |
SH |
|
SOLE |
NONE |
137,538 |
0 |
0 |
VISA INC COM CL A |
COM CL A |
92826C839 |
1,060 |
5,384 |
SH |
|
SOLE |
NONE |
5,383 |
0 |
0 |
SVB FINANCIAL GROUP COM |
COM |
78486Q101 |
439 |
1,112 |
SH |
|
SOLE |
NONE |
1,112 |
0 |
0 |
NUVEEN PFD & INCOME SECS FD COM |
COM |
67072C105 |
83 |
11,500 |
SH |
|
SOLE |
NONE |
11,500 |
0 |
0 |
Constellation Energy |
COM |
21037T109 |
1,414 |
24,703 |
SH |
|
SOLE |
NONE |
24,702 |
0 |
0 |
META PLATFORMS INC CL A |
CL A |
30303M102 |
326 |
2,019 |
SH |
|
SOLE |
NONE |
2,019 |
0 |
0 |
VanEck Morningstar Wide Moat |
MRNGSTR WDE MOAT |
92189F643 |
273 |
4,289 |
SH |
|
SOLE |
NONE |
4,289 |
0 |
0 |
MPLX LP COM UNIT REP LTD |
COM UNIT REP LTD |
55336V100 |
223 |
7,645 |
SH |
|
SOLE |
NONE |
7,645 |
0 |
0 |
Novartis |
SPONSORED ADR |
66987V109 |
4,093 |
48,424 |
SH |
|
SOLE |
NONE |
48,424 |
0 |
0 |
KINDER MORGAN INC DEL COM |
COM |
49456B101 |
254 |
15,173 |
SH |
|
SOLE |
NONE |
15,173 |
0 |
0 |
Accenture |
SHS CLASS A |
G1151C101 |
2,852 |
10,273 |
SH |
|
SOLE |
NONE |
10,273 |
0 |
0 |
RLI CORP COM |
COM |
749607107 |
350 |
3,001 |
SH |
|
SOLE |
NONE |
3,000 |
0 |
0 |
T-Mobile |
COM |
872590104 |
201 |
1,493 |
SH |
|
SOLE |
NONE |
1,493 |
0 |
0 |
MCDONALDS CORP COM |
COM |
580135101 |
358 |
1,452 |
SH |
|
SOLE |
NONE |
1,451 |
0 |
0 |
Cisco |
COM |
17275R102 |
4,660 |
109,284 |
SH |
|
SOLE |
NONE |
109,283 |
0 |
0 |
iShares Russell Mid-Cap |
RUS MID CAP ETF |
464287499 |
251 |
3,875 |
SH |
|
SOLE |
NONE |
3,875 |
0 |
0 |
iShares S&P 500 Growth - ETF |
S&P 500 GRWT ETF |
464287309 |
277 |
4,589 |
SH |
|
SOLE |
NONE |
4,589 |
0 |
0 |
iShares S&P 500 |
CORE S&P500 ETF |
464287200 |
1,264 |
3,333 |
SH |
|
SOLE |
NONE |
3,333 |
0 |
0 |
ROSS STORES INC COM |
COM |
778296103 |
3,512 |
50,011 |
SH |
|
SOLE |
NONE |
50,011 |
0 |
0 |
Wells Fargo |
COM |
949746101 |
545 |
13,907 |
SH |
|
SOLE |
NONE |
13,907 |
0 |
0 |
Juniper Networks |
COM |
48203R104 |
4,498 |
157,841 |
SH |
|
SOLE |
NONE |
157,840 |
0 |
0 |
Vanguard Mid-Cap Value |
MCAP VL IDXVIP |
922908512 |
363 |
2,799 |
SH |
|
SOLE |
NONE |
2,799 |
0 |
0 |
Lockheed Martin |
COM |
539830109 |
6,370 |
14,816 |
SH |
|
SOLE |
NONE |
14,816 |
0 |
0 |
JPMorgan Chase |
COM |
46625H100 |
3,649 |
32,408 |
SH |
|
SOLE |
NONE |
32,408 |
0 |
0 |
TJX COS INC NEW COM |
COM |
872540109 |
510 |
9,135 |
SH |
|
SOLE |
NONE |
9,134 |
0 |
0 |
International Business Machines |
COM |
459200101 |
493 |
3,489 |
SH |
|
SOLE |
NONE |
3,489 |
0 |
0 |
Vanguard High Dividend ETF |
HIGH DIV YLD |
921946406 |
4,314 |
42,415 |
SH |
|
SOLE |
NONE |
42,414 |
0 |
0 |
Pfizer Inc. |
COM |
717081103 |
5,283 |
100,764 |
SH |
|
SOLE |
NONE |
100,763 |
0 |
0 |
HP Inc. |
COM |
40434L105 |
1,264 |
38,551 |
SH |
|
SOLE |
NONE |
38,550 |
0 |
0 |
Gilead Sciences |
COM |
375558103 |
4,976 |
80,502 |
SH |
|
SOLE |
NONE |
80,501 |
0 |
0 |
Alphabet C |
CAP STK CL C |
02079K107 |
3,732 |
1,706 |
SH |
|
SOLE |
NONE |
1,706 |
0 |
0 |
iShares S&P Mid-Cap 400 Growth - ETF |
S&P MC 400GR ETF |
464287606 |
258 |
4,044 |
SH |
|
SOLE |
NONE |
4,043 |
0 |
0 |
BLACKROCK SCIENCE & TECHNOLOGY SHS |
SHS |
09258G104 |
240 |
7,375 |
SH |
|
SOLE |
NONE |
7,375 |
0 |
0 |
KRANESHARES BOSERA MSCI CHINA A 50 CONNECT INDEX ETF |
BOSERA MSCI CHIN |
500767405 |
382 |
9,852 |
SH |
|
SOLE |
NONE |
9,852 |
0 |
0 |
BARRICK GOLD CORP COM |
COM |
067901108 |
199 |
11,225 |
SH |
|
SOLE |
NONE |
11,225 |
0 |
0 |
Altria Group |
COM |
02209S103 |
3,961 |
94,823 |
SH |
|
SOLE |
NONE |
94,823 |
0 |
0 |
EXXON MOBIL CORP COM |
COM |
30231G102 |
314 |
3,662 |
SH |
|
SOLE |
NONE |
3,661 |
0 |
0 |
Crown Castle |
COM |
22822V101 |
5,198 |
30,872 |
SH |
|
SOLE |
NONE |
30,872 |
0 |
0 |
Houlihan Lokey |
CL A |
441593100 |
3,384 |
42,869 |
SH |
|
SOLE |
NONE |
42,868 |
0 |
0 |
Apple |
COM |
037833100 |
6,293 |
46,026 |
SH |
|
SOLE |
NONE |
46,026 |
0 |
0 |
SURGERY PARTNERS INC COM |
COM |
86881A100 |
597 |
20,632 |
SH |
|
SOLE |
NONE |
20,632 |
0 |
0 |
iShares Russell 1000 Value - ETF |
RUS 1000 VAL ETF |
464287598 |
440 |
3,037 |
SH |
|
SOLE |
NONE |
3,036 |
0 |
0 |