Form 13F-HR Triton Wealth Management For: Sep 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
09-30-2021 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Triton Wealth Management, PLLC |
| Address: |
13211 N 103RD AVE, STE. 4 |
|
|
|
SUN CITY
,
AZ85351
|
| Form 13F File Number: |
028-20255 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Cody Ashton |
| Title: |
Chief Compliance Officer |
| Phone: |
623-209-0850 |
| Signature, Place, and Date of Signing: |
| /s/Cody Ashton |
Sun City
,
AZ
|
10-19-2021 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
109 |
|
Form 13F Information Table Value Total: |
209,807 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ALPHABET INC |
CAP STK CL A |
02079K305 |
768 |
270 |
SH |
|
SOLE |
|
0 |
0 |
270 |
| ALPHABET INC |
CAP STK CL C |
02079K107 |
402 |
141 |
SH |
|
SOLE |
|
0 |
0 |
141 |
| AMAZON COM INC |
COM |
023135106 |
1,806 |
524 |
SH |
|
SOLE |
|
0 |
0 |
524 |
| AMC ENTMT HLDGS INC |
CL A COM |
00165C104 |
308 |
7,159 |
SH |
|
SOLE |
|
0 |
0 |
7,159 |
| AMERICAN AIRLS GROUP INC |
COM |
02376R102 |
623 |
31,349 |
SH |
|
SOLE |
|
0 |
0 |
31,349 |
| APA CORPORATION |
COM |
03743Q108 |
769 |
28,638 |
SH |
|
SOLE |
|
0 |
0 |
28,638 |
| APPLE INC |
COM |
037833100 |
11,101 |
75,887 |
SH |
|
SOLE |
|
0 |
0 |
75,887 |
| AT&T INC |
COM |
00206R102 |
610 |
24,049 |
SH |
|
SOLE |
|
0 |
0 |
24,049 |
| BANK OF NT BUTTERFIELD&SON L |
SHS NEW |
G0772R208 |
235 |
6,003 |
SH |
|
SOLE |
|
0 |
0 |
6,003 |
| BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
808 |
2,861 |
SH |
|
SOLE |
|
0 |
0 |
2,861 |
| BK OF AMERICA CORP |
COM |
060505104 |
548 |
11,865 |
SH |
|
SOLE |
|
0 |
0 |
11,865 |
| BOEING CO |
COM |
097023105 |
1,511 |
6,997 |
SH |
|
SOLE |
|
0 |
0 |
6,997 |
| BUILDERS FIRSTSOURCE INC |
COM |
12008R107 |
325 |
5,643 |
SH |
|
SOLE |
|
0 |
0 |
5,643 |
| CARNIVAL CORP |
UNIT 99/99/9999 |
143658300 |
926 |
40,367 |
SH |
|
SOLE |
|
0 |
0 |
40,367 |
| CHEVRON CORP NEW |
COM |
166764100 |
206 |
1,883 |
SH |
|
SOLE |
|
0 |
0 |
1,883 |
| COSTAMARE INC |
SHS |
Y1771G102 |
392 |
27,217 |
SH |
|
SOLE |
|
0 |
0 |
27,217 |
| COSTCO WHSL CORP NEW |
COM |
22160K105 |
1,575 |
3,406 |
SH |
|
SOLE |
|
0 |
0 |
3,406 |
| CRISPR THERAPEUTICS AG |
NAMEN AKT |
H17182108 |
396 |
4,102 |
SH |
|
SOLE |
|
0 |
0 |
4,102 |
| DATADOG INC |
CL A COM |
23804L103 |
877 |
5,552 |
SH |
|
SOLE |
|
0 |
0 |
5,552 |
| DELTA AIR LINES INC DEL |
COM NEW |
247361702 |
549 |
13,364 |
SH |
|
SOLE |
|
0 |
0 |
13,364 |
| DENISON MINES CORP |
COM |
248356107 |
36 |
20,000 |
SH |
|
SOLE |
|
0 |
0 |
20,000 |
| DEVON ENERGY CORP NEW |
COM |
25179M103 |
598 |
14,882 |
SH |
|
SOLE |
|
0 |
0 |
14,882 |
| DIGITAL TURBINE INC |
COM NEW |
25400W102 |
864 |
9,924 |
SH |
|
SOLE |
|
0 |
0 |
9,924 |
| DISNEY WALT CO |
COM |
254687106 |
719 |
4,231 |
SH |
|
SOLE |
|
0 |
0 |
4,231 |
| DOCUSIGN INC |
COM |
256163106 |
604 |
2,246 |
SH |
|
SOLE |
|
0 |
0 |
2,246 |
| DTE ENERGY CO |
COM |
233331107 |
216 |
1,889 |
SH |
|
SOLE |
|
0 |
0 |
1,889 |
| DUTCH BROS INC |
CL A |
26701L100 |
842 |
14,542 |
SH |
|
SOLE |
|
0 |
0 |
14,542 |
| EMERSON ELEC CO |
COM |
291011104 |
213 |
2,235 |
SH |
|
SOLE |
|
0 |
0 |
2,235 |
| EPR PPTYS |
COM SH BEN INT |
26884U109 |
212 |
4,071 |
SH |
|
SOLE |
|
0 |
0 |
4,071 |
| ETSY INC |
COM |
29786A106 |
589 |
2,568 |
SH |
|
SOLE |
|
0 |
0 |
2,568 |
| EXXON MOBIL CORP |
COM |
30231G102 |
836 |
13,400 |
SH |
|
SOLE |
|
0 |
0 |
13,400 |
| FACEBOOK INC |
CL A |
30303M102 |
260 |
778 |
SH |
|
SOLE |
|
0 |
0 |
778 |
| FIRST TR EXCH TRADED FD III |
MUNI HI INCM ETF |
33739P301 |
1,020 |
18,327 |
SH |
|
SOLE |
|
0 |
0 |
18,327 |
| FIRST TR EXCHANGE TRADED FD |
TECH ALPHADEX |
33734X176 |
12,280 |
94,468 |
SH |
|
SOLE |
|
0 |
0 |
94,468 |
| FIRST TR EXCHANGE TRADED FD |
US EQTY OPPT ETF |
336920103 |
818 |
6,258 |
SH |
|
SOLE |
|
0 |
0 |
6,258 |
| FIRST TR EXCHANGE-TRADED FD |
CAP STRENGTH ETF |
33733E104 |
556 |
7,123 |
SH |
|
SOLE |
|
0 |
0 |
7,123 |
| FIRST TR EXCHANGE-TRADED FD |
DJ INTERNT IDX |
33733E302 |
635 |
2,577 |
SH |
|
SOLE |
|
0 |
0 |
2,577 |
| FIRST TR EXCHANGE-TRADED FD |
RISNG DIVD ACHIV |
33738R506 |
261 |
5,229 |
SH |
|
SOLE |
|
0 |
0 |
5,229 |
| FIRST TR EXCHANGE-TRADED FD |
SENIOR LN FD |
33738D309 |
630 |
13,133 |
SH |
|
SOLE |
|
0 |
0 |
13,133 |
| FIRST TR EXCHNG TRADED FD VI |
CBOE VEST US EQ |
33740F755 |
4,097 |
175,007 |
SH |
|
SOLE |
|
0 |
0 |
175,007 |
| FIRST TR EXCHNG TRADED FD VI |
LOW DUR STRTGC |
33740F870 |
277 |
13,763 |
SH |
|
SOLE |
|
0 |
0 |
13,763 |
| FIRST TR LRGE CP CORE ALPHA |
COM SHS |
33734K109 |
384 |
4,321 |
SH |
|
SOLE |
|
0 |
0 |
4,321 |
| FIRST TRUST LRGCP GWT ALPHAD |
COM SHS |
33735K108 |
544 |
4,682 |
SH |
|
SOLE |
|
0 |
0 |
4,682 |
| GLOBAL X FDS |
LITHIUM BTRY ETF |
37954Y855 |
2,449 |
27,656 |
SH |
|
SOLE |
|
0 |
0 |
27,656 |
| HARVARD BIOSCIENCE INC |
COM |
416906105 |
304 |
45,337 |
SH |
|
SOLE |
|
0 |
0 |
45,337 |
| HIBBETT INC |
COM |
428567101 |
221 |
2,801 |
SH |
|
SOLE |
|
0 |
0 |
2,801 |
| HOME DEPOT INC |
COM |
437076102 |
821 |
2,315 |
SH |
|
SOLE |
|
0 |
0 |
2,315 |
| HONEYWELL INTL INC |
COM |
438516106 |
3,205 |
14,537 |
SH |
|
SOLE |
|
0 |
0 |
14,537 |
| HOUGHTON MIFFLIN HARCOURT CO |
COM |
44157R109 |
297 |
22,000 |
SH |
|
SOLE |
|
0 |
0 |
22,000 |
| INTERNATIONAL BUSINESS MACHS |
COM |
459200101 |
269 |
1,893 |
SH |
|
SOLE |
|
0 |
0 |
1,893 |
| INVESCO EXCHANGE TRADED FD T |
BUYBACK ACHIEV |
46137V308 |
260 |
2,755 |
SH |
|
SOLE |
|
0 |
0 |
2,755 |
| INVESCO QQQ TR |
UNIT SER 1 |
46090E103 |
27,342 |
73,456 |
SH |
|
SOLE |
|
0 |
0 |
73,456 |
| ISHARES TR |
IBOXX HI YD ETF |
464288513 |
256 |
2,934 |
SH |
|
SOLE |
|
0 |
0 |
2,934 |
| ISHARES TR |
MSCI USA MIN VOL |
46429B697 |
2,425 |
31,988 |
SH |
|
SOLE |
|
0 |
0 |
31,988 |
| ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
217 |
965 |
SH |
|
SOLE |
|
0 |
0 |
965 |
| JOHNSON & JOHNSON |
COM |
478160104 |
468 |
2,928 |
SH |
|
SOLE |
|
0 |
0 |
2,928 |
| JPMORGAN CHASE & CO |
COM |
46625H100 |
314 |
1,882 |
SH |
|
SOLE |
|
0 |
0 |
1,882 |
| KNIGHT-SWIFT TRANSN HLDGS IN |
CL A |
499049104 |
22,846 |
453,874 |
SH |
|
SOLE |
|
0 |
0 |
453,874 |
| LOCKHEED MARTIN CORP |
COM |
539830109 |
1,305 |
3,562 |
SH |
|
SOLE |
|
0 |
0 |
3,562 |
| LOWES COS INC |
COM |
548661107 |
493 |
2,225 |
SH |
|
SOLE |
|
0 |
0 |
2,225 |
| LUOKUNG TECHNOLOGY CORP |
SHS |
G56981106 |
70 |
67,180 |
SH |
|
SOLE |
|
0 |
0 |
67,180 |
| MARLIN BUSINESS SVCS CORP |
COM |
571157106 |
304 |
13,677 |
SH |
|
SOLE |
|
0 |
0 |
13,677 |
| MERCK & CO INC |
COM |
58933Y105 |
210 |
2,713 |
SH |
|
SOLE |
|
0 |
0 |
2,713 |
| MGM RESORTS INTERNATIONAL |
COM |
552953101 |
1,109 |
23,205 |
SH |
|
SOLE |
|
0 |
0 |
23,205 |
| MICROSOFT CORP |
COM |
594918104 |
1,837 |
5,983 |
SH |
|
SOLE |
|
0 |
0 |
5,983 |
| NCL CORP LTD |
NOTE 6.000% 5/1 |
62886HAT8 |
783 |
30,215 |
SH |
|
SOLE |
|
0 |
0 |
30,215 |
| NEW YORK MTG TR INC |
COM PAR $.02 |
649604501 |
300 |
69,101 |
SH |
|
SOLE |
|
0 |
0 |
69,101 |
| NEXTERA ENERGY INC |
COM |
65339F101 |
698 |
8,588 |
SH |
|
SOLE |
|
0 |
0 |
8,588 |
| NVIDIA CORPORATION |
COM |
67066G104 |
4,133 |
18,563 |
SH |
|
SOLE |
|
0 |
0 |
18,563 |
| OCCIDENTAL PETE CORP |
COM |
674599105 |
212 |
6,462 |
SH |
|
SOLE |
|
0 |
0 |
6,462 |
| ORACLE CORP |
COM |
68389X105 |
573 |
5,948 |
SH |
|
SOLE |
|
0 |
0 |
5,948 |
| PAYPAL HLDGS INC |
COM |
70450Y103 |
350 |
1,301 |
SH |
|
SOLE |
|
0 |
0 |
1,301 |
| PEPSICO INC |
COM |
713448108 |
1,463 |
9,252 |
SH |
|
SOLE |
|
0 |
0 |
9,252 |
| PIMCO CORPORATE & INCOME OPP |
COM |
72201B101 |
210 |
11,637 |
SH |
|
SOLE |
|
0 |
0 |
11,637 |
| PROSHARES TR |
PSHS ULTRA QQQ |
74347R206 |
380 |
4,830 |
SH |
|
SOLE |
|
0 |
0 |
4,830 |
| PROSHARES TR |
ULTRAPRO QQQ |
74347X831 |
1,230 |
8,829 |
SH |
|
SOLE |
|
0 |
0 |
8,829 |
| PROSHARES TR |
ULTRPRO S&P500 |
74347X864 |
323 |
2,525 |
SH |
|
SOLE |
|
0 |
0 |
2,525 |
| ROCKWELL AUTOMATION INC |
COM |
773903109 |
518 |
1,643 |
SH |
|
SOLE |
|
0 |
0 |
1,643 |
| ROYAL CARIBBEAN GROUP |
NOTE 4.250% 6/1 |
780153BB7 |
661 |
7,693 |
SH |
|
SOLE |
|
0 |
0 |
7,693 |
| SALESFORCE COM INC |
COM |
79466L302 |
286 |
981 |
SH |
|
SOLE |
|
0 |
0 |
981 |
| SCHWAB STRATEGIC TR |
US AGGREGATE B |
808524839 |
830 |
15,338 |
SH |
|
SOLE |
|
0 |
0 |
15,338 |
| SCHWAB STRATEGIC TR |
US DIVIDEND EQ |
808524797 |
3,935 |
51,299 |
SH |
|
SOLE |
|
0 |
0 |
51,299 |
| SCHWAB STRATEGIC TR |
US LCAP GR ETF |
808524300 |
47,423 |
304,529 |
SH |
|
SOLE |
|
0 |
0 |
304,529 |
| SCHWAB STRATEGIC TR |
US MID-CAP ETF |
808524508 |
578 |
7,231 |
SH |
|
SOLE |
|
0 |
0 |
7,231 |
| SCHWAB STRATEGIC TR |
US SML CAP ETF |
808524607 |
393 |
3,813 |
SH |
|
SOLE |
|
0 |
0 |
3,813 |
| SHOPIFY INC |
CL A |
82509L107 |
292 |
200 |
SH |
|
SOLE |
|
0 |
0 |
200 |
| SIX FLAGS ENTMT CORP NEW |
COM |
83001A102 |
567 |
13,127 |
SH |
|
SOLE |
|
0 |
0 |
13,127 |
| SKYWORKS SOLUTIONS INC |
COM |
83088M102 |
314 |
1,956 |
SH |
|
SOLE |
|
0 |
0 |
1,956 |
| SOUTHERN CO |
COM |
842587107 |
306 |
4,898 |
SH |
|
SOLE |
|
0 |
0 |
4,898 |
| SOUTHWEST AIRLS CO |
COM |
844741108 |
819 |
16,424 |
SH |
|
SOLE |
|
0 |
0 |
16,424 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
5,071 |
11,345 |
SH |
|
SOLE |
|
0 |
0 |
11,345 |
| SPDR SER TR |
PRTFLO S&P500 GW |
78464A409 |
5,343 |
79,656 |
SH |
|
SOLE |
|
0 |
0 |
79,656 |
| STARBUCKS CORP |
COM |
855244109 |
206 |
1,814 |
SH |
|
SOLE |
|
0 |
0 |
1,814 |
| STORE CAP CORP |
COM |
862121100 |
347 |
10,104 |
SH |
|
SOLE |
|
0 |
0 |
10,104 |
| TARGET CORP |
COM |
87612E106 |
272 |
1,076 |
SH |
|
SOLE |
|
0 |
0 |
1,076 |
| TEMPLETON DRAGON FD INC |
COM |
88018T101 |
201 |
10,859 |
SH |
|
SOLE |
|
0 |
0 |
10,859 |
| TESLA INC |
COM |
88160R101 |
3,460 |
3,967 |
SH |
|
SOLE |
|
0 |
0 |
3,967 |
| VANGUARD ADMIRAL FDS INC |
500 GRTH IDX F |
921932505 |
968 |
3,465 |
SH |
|
SOLE |
|
0 |
0 |
3,465 |
| VANGUARD INDEX FDS |
MCAP GR IDXVIP |
922908538 |
1,054 |
4,221 |
SH |
|
SOLE |
|
0 |
0 |
4,221 |
| VANGUARD INDEX FDS |
S&P 500 ETF SHS |
922908363 |
2,659 |
6,471 |
SH |
|
SOLE |
|
0 |
0 |
6,471 |
| VANGUARD INDEX FDS |
SML CP GRW ETF |
922908595 |
481 |
1,667 |
SH |
|
SOLE |
|
0 |
0 |
1,667 |
| VIA RENEWABLES INC |
CL A COM |
92556D106 |
350 |
32,865 |
SH |
|
SOLE |
|
0 |
0 |
32,865 |
| VISA INC |
COM CL A |
92826C839 |
235 |
1,016 |
SH |
|
SOLE |
|
0 |
0 |
1,016 |
| WALMART INC |
COM |
931142103 |
965 |
6,804 |
SH |
|
SOLE |
|
0 |
0 |
6,804 |
| WEC ENERGY GROUP INC |
COM |
92939U106 |
206 |
2,308 |
SH |
|
SOLE |
|
0 |
0 |
2,308 |
| WHITESTONE REIT |
COM |
966084204 |
132 |
13,087 |
SH |
|
SOLE |
|
0 |
0 |
13,087 |
| WYNN RESORTS LTD |
COM |
983134107 |
389 |
4,313 |
SH |
|
SOLE |
|
0 |
0 |
4,313 |
| YUM BRANDS INC |
COM |
988498101 |
443 |
3,511 |
SH |
|
SOLE |
|
0 |
0 |
3,511 |
| YUM CHINA HLDGS INC |
COM |
98850P109 |
200 |
3,296 |
SH |
|
SOLE |
|
0 |
0 |
3,296 |
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