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Form 13F-HR Toroso Investments, LLC For: Mar 31

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May 17, 2021 7:51 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Toroso Investments, LLC
Address: 898 N. Broadway
Ste. 2
Massapequa , NY11758
Form 13F File Number: 028-19397

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Daniel Carlson
Title: Chief Compliance Officer
Phone: 844-986-7676
Signature, Place, and Date of Signing:
/s/ Daniel Carlson Massapequa , NY 05-14-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 603
Form 13F Information Table Value Total: 2,137,767
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-13411 ENVESTNET ASSET MANAGEMENT INC
Internal server error. CIK may be invalid.

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-13411 ENVESTNET ASSET MANAGEMENT INC
2 Internal server error. CIK may be invalid.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AGCO CORP COM 001084102 1,123 7,819 SH SOLE 7,819 0 0
ABBOTT LABS COM 002824100 2,023 16,879 SH SOLE 16,879 0 0
ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 4,283 46,223 SH SOLE 46,223 0 0
ADVANCED MICRO DEVICES INC COM 007903107 8,867 112,959 SH DFND 2 0 0 112,959
ADVANCED MICRO DEVICES INC COM 007903107 1,542 19,646 SH SOLE 19,646 0 0
AFFILIATED MANAGERS GROUP INC COM COM 008252108 261 1,749 SH SOLE 1,749 0 0
AIRBNB INC COM CL A 009066101 1,506 8,015 SH SOLE 8,015 0 0
AIR PRODS & CHEMS INC COM 009158106 477 1,696 SH SOLE 1,696 0 0
ALBEMARLE CORP COM 012653101 1,855 12,697 SH DFND 2 0 0 12,697
ALEXION PHARMACEUTICALS INC COM 015351109 1,149 7,514 SH SOLE 7,514 0 0
ALIGN TECHNOLOGY INC COM 016255101 425 785 SH SOLE 785 0 0
ALLEGHANY CORP DEL COM 017175100 226 361 SH SOLE 361 0 0
ALLSTATE CORP COM 020002101 209 1,817 SH SOLE 1,817 0 0
AMAZON COM INC COM 023135106 8,930 2,886 SH DFND 2 0 0 2,886
Amazon.com Inc COM 023135106 381 123 SH DFND 1 0 0 123
AMAZON COM INC COM 023135106 9,904 3,201 SH SOLE 3,201 0 0
AMERICAN ELEC PWR CO INC COM 025537101 203 2,398 SH SOLE 2,398 0 0
AMERICAN EXPRESS CO COM 025816109 848 5,998 SH SOLE 5,998 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 972 21,028 SH SOLE 21,028 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 1,755 11,708 SH SOLE 11,708 0 0
AMGEN INC COM 031162100 1,105 4,440 SH SOLE 4,440 0 0
AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 1,231 22,041 SH SOLE 22,041 0 0
AMPLIFY ETF TR BLACKSWAN GRWT 032108888 426 13,332 SH SOLE 13,332 0 0
ANALOG DEVICES INC COM 032654105 434 2,799 SH SOLE 2,799 0 0
ANTHEM INC COM 036752103 1,018 2,836 SH SOLE 2,836 0 0
Apple Inc COM 037833100 1,209 9,900 SH DFND 1 0 0 9,900
APPLE INC COM 037833100 17,531 143,524 SH SOLE 143,524 0 0
APPLIED MATLS INC COM 038222105 937 7,012 SH SOLE 7,012 0 0
ARCIMOTO INC COM 039587100 163 12,346 SH DFND 2 0 0 12,346
ARISTA NETWORKS INC COM 040413106 209 693 SH SOLE 693 0 0
AUTODESK INC COM 052769106 1,412 5,094 SH SOLE 5,094 0 0
AUTOMATIC DATA PROCESSING INC COM COM 053015103 389 2,065 SH SOLE 2,065 0 0
AUTOZONE INC COM 053332102 243 173 SH SOLE 173 0 0
AVALONBAY CMNTYS INC COM 053484101 677 3,671 SH SOLE 3,671 0 0
BP PLC SPONSORED ADR 055622104 2,846 116,878 SH SOLE 116,878 0 0
BAIDU INC SPON ADR REP A 056752108 7,030 32,316 SH DFND 2 0 0 32,316
BAIDU INC SPON ADR REP A 056752108 1,050 4,825 SH SOLE 4,825 0 0
BANCO BRADESCO S A SP ADR PFD NEW 059460303 137 29,079 SH SOLE 29,079 0 0
BK OF AMERICA CORP COM 060505104 1,297 33,517 SH SOLE 33,517 0 0
BAXTER INTL INC COM 071813109 354 4,195 SH SOLE 4,195 0 0
BECTON DICKINSON & CO COM 075887109 1,137 4,674 SH SOLE 4,674 0 0
Berkshire Hathaway Inc Class B CL B NEW 084670702 575 2,250 SH DFND 1 0 0 2,250
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10,038 39,290 SH SOLE 39,290 0 0
BHP GROUP LTD SPONSORED ADS 088606108 11,275 162,489 SH DFND 2 0 0 162,489
BHP Group Ltd ADR SPONSORED ADS 088606108 250 3,596 SH DFND 1 0 0 3,596
BHP GROUP LTD SPONSORED ADS 088606108 11,821 170,359 SH SOLE 170,359 0 0
BILIBILI INC SPONS ADS REP Z 090040106 231 2,158 SH SOLE 2,158 0 0
BOEING CO COM 097023105 1,925 7,559 SH SOLE 7,559 0 0
BOSTON SCIENTIFIC CORP COM 101137107 514 13,297 SH SOLE 13,297 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 1,874 29,678 SH SOLE 29,678 0 0
CF INDS HLDGS INC COM 125269100 1,078 23,753 SH SOLE 23,753 0 0
CIGNA CORP NEW COM 125523100 690 2,855 SH SOLE 2,855 0 0
CSX CORP COM 126408103 551 5,712 SH SOLE 5,712 0 0
CVS HEALTH CORP COM 126650100 2,529 33,620 SH SOLE 33,620 0 0
CADENCE DESIGN SYSTEM INC COM 127387108 589 4,298 SH SOLE 4,298 0 0
CAMBRIA ETF TR TAIL RISK 132061862 468 24,949 SH SOLE 24,949 0 0
CANAAN INC SPONSORED ADS 134748102 42,117 2,037,609 SH DFND 2 0 0 2,037,609
CARNIVAL CORP UNIT 99/99/9999 143658300 345 12,981 SH SOLE 12,981 0 0
CATERPILLAR INC COM 149123101 518 2,233 SH SOLE 2,233 0 0
CHEGG INC COM 163092109 275 3,214 SH SOLE 3,214 0 0
CHEVRON CORP NEW COM 166764100 8,342 79,606 SH SOLE 79,606 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 230 162 SH SOLE 162 0 0
CHURCHILL CAPITAL CORP IV CL A 171439102 410 17,707 SH SOLE 17,707 0 0
CINCINNATI FINL CORP COM 172062101 366 3,548 SH SOLE 3,548 0 0
CINTAS CORP COM 172908105 243 712 SH SOLE 712 0 0
CITIGROUP INC COM NEW 172967424 597 8,203 SH SOLE 8,203 0 0
CITRIX SYS INC COM 177376100 327 2,328 SH SOLE 2,328 0 0
CLEVELAND-CLIFFS INC NEW COM 185899101 1,248 62,047 SH SOLE 62,047 0 0
COCA COLA CO COM 191216100 1,959 37,162 SH SOLE 37,162 0 0
COEUR MNG INC COM NEW 192108504 1,849 204,781 SH SOLE 204,781 0 0
COGNIZANT TECHNOLOGY SOLUTIONS CL A CL A 192446102 304 3,891 SH SOLE 3,891 0 0
COLGATE PALMOLIVE CO COM 194162103 539 6,832 SH SOLE 6,832 0 0
COOPER COS INC COM NEW 216648402 351 915 SH SOLE 915 0 0
CUMMINS INC COM 231021106 277 1,069 SH SOLE 1,069 0 0
Danaher Corp COM 235851102 254 1,127 SH DFND 1 0 0 1,127
DANAHER CORPORATION COM 235851102 1,144 5,081 SH SOLE 5,081 0 0
DEERE & CO COM 244199105 11,494 30,721 SH SOLE 30,721 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 598 12,388 SH SOLE 12,388 0 0
DEXCOM INC COM 252131107 475 1,322 SH SOLE 1,322 0 0
The Walt Disney Co COM 254687106 365 1,979 SH DFND 1 0 0 1,979
DISNEY WALT CO COM DISNEY 254687106 2,028 10,992 SH SOLE 10,992 0 0
DOCUSIGN INC COM 256163106 717 3,543 SH SOLE 3,543 0 0
DOLLAR GEN CORP NEW COM 256677105 241 1,191 SH SOLE 1,191 0 0
DOLLAR TREE INC COM 256746108 298 2,600 SH SOLE 2,600 0 0
DOW INC COM 260557103 450 7,036 SH SOLE 7,036 0 0
DUKE REALTY CORP COM NEW 264411505 624 14,885 SH SOLE 14,885 0 0
EASTGROUP PPTYS INC COM 277276101 307 2,140 SH SOLE 2,140 0 0
EBAY INC. COM 278642103 1,270 20,744 SH SOLE 20,744 0 0
ECOLAB INC COM 278865100 3,329 15,549 SH SOLE 15,549 0 0
ECOPETROL S A SPONSORED ADS 279158109 997 77,762 SH SOLE 77,762 0 0
EDISON INTL COM 281020107 276 4,704 SH SOLE 4,704 0 0
ELECTRAMECCANICA VEHS CORP COM NEW 284849205 207 44,043 SH DFND 2 0 0 44,043
EMERSON ELEC CO COM 291011104 404 4,475 SH SOLE 4,475 0 0
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 538 8,468 SH SOLE 8,468 0 0
EXCHANGE TRADED CONCEPTS TR ROBO GBL HLTCR 301505723 315 7,169 SH SOLE 7,169 0 0
EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 888 13,893 SH SOLE 13,893 0 0
FMC CORP COM NEW 302491303 2,060 18,627 SH SOLE 18,627 0 0
FASTENAL CO COM 311900104 210 4,180 SH SOLE 4,180 0 0
F5 NETWORKS INC COM 315616102 311 1,493 SH SOLE 1,493 0 0
FIFTH THIRD BANCORP COM 316773100 388 10,369 SH SOLE 10,369 0 0
FISERV INC COM 337738108 717 6,019 SH SOLE 6,019 0 0
FIVE9 INC COM 338307101 222 1,423 SH SOLE 1,423 0 0
FORD MTR CO DEL COM 345370860 359 29,306 SH SOLE 29,306 0 0
FRANKLIN RESOURCES INC COM 354613101 265 8,949 SH SOLE 8,949 0 0
FRESHPET INC COM 358039105 261 1,645 SH SOLE 1,645 0 0
GALLAGHER ARTHUR J & CO COM 363576109 384 3,074 SH SOLE 3,074 0 0
GARTNER INC COM 366651107 313 1,713 SH SOLE 1,713 0 0
GENERAC HLDGS INC COM 368736104 335 1,024 SH SOLE 1,024 0 0
GENERAL DYNAMICS CORP COM 369550108 264 1,452 SH SOLE 1,452 0 0
GENERAL ELECTRIC CO COM 369604103 2,060 156,868 SH SOLE 156,868 0 0
GILEAD SCIENCES INC COM 375558103 439 6,794 SH SOLE 6,794 0 0
GODADDY INC CL A 380237107 305 3,933 SH SOLE 3,933 0 0
GOLD STD VENTURES CORP COM 380738104 11 19,671 SH DFND 2 0 0 19,671
GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 322 8,147 SH SOLE 8,147 0 0
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 388 4,899 SH SOLE 4,899 0 0
GRACO INC COM 384109104 297 4,151 SH SOLE 4,151 0 0
GRAINGER W W INC COM 384802104 469 1,170 SH SOLE 1,170 0 0
GROUPON INC COM NEW 399473206 220 4,355 SH SOLE 4,355 0 0
HARTFORD FINL SVCS GROUP INC COM COM 416515104 392 5,874 SH SOLE 5,874 0 0
HASBRO INC COM 418056107 239 2,485 SH SOLE 2,485 0 0
HOLOGIC INC COM 436440101 228 3,060 SH SOLE 3,060 0 0
HOME DEPOT INC COM 437076102 2,408 7,888 SH SOLE 7,888 0 0
HONEYWELL INTL INC COM 438516106 8,439 38,876 SH DFND 2 0 0 38,876
HONEYWELL INTL INC COM 438516106 628 2,893 SH SOLE 2,893 0 0
HUBSPOT INC COM 443573100 727 1,601 SH SOLE 1,601 0 0
HUMANA INC COM 444859102 278 664 SH SOLE 664 0 0
HYLIION HOLDINGS CORP COMMON STOCK 449109107 342 32,043 SH DFND 2 0 0 32,043
ILLINOIS TOOL WKS INC COM 452308109 500 2,256 SH SOLE 2,256 0 0
ILLUMINA INC COM 452327109 440 1,145 SH SOLE 1,145 0 0
INTEL CORP COM 458140100 2,066 32,284 SH SOLE 32,284 0 0
INTERNATIONAL BUSINESS MACHS COM COM 459200101 12,929 97,022 SH DFND 2 0 0 97,022
INTERNATIONAL BUSINESS MACHS COM COM 459200101 843 6,326 SH SOLE 6,326 0 0
INTERNATIONAL PAPER CO COM 460146103 364 6,733 SH SOLE 6,733 0 0
INTUIT COM 461202103 1,082 2,824 SH SOLE 2,824 0 0
ISHARES GOLD TR ISHARES 464285105 719 44,239 SH SOLE 44,239 0 0
ISHARES TR 20 YR TR BD ETF 20 YR TR BD ETF 464287432 15,190 112,143 SH SOLE 112,143 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 3,046 26,974 SH SOLE 26,974 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 1,492 17,295 SH SOLE 17,295 0 0
iShares Russell 1000 ETF RUS 100 ETF 464287622 257 1,147 SH DFND 1 0 0 1,147
ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 52,887 239,376 SH SOLE 239,376 0 0
ISHARES TR U.S. REAL ES ETF 464287739 2,399 26,090 SH SOLE 26,090 0 0
ISHARES TR CORE S&P SCP ETF CORE S&P SCP ETF 464287804 117,703 1,084,520 SH SOLE 1,084,520 0 0
ISHARES TR NEW YORK MUN ETF 464288323 433 7,508 SH SOLE 7,508 0 0
Itau Unibanco Holding SA ADR SPON ADR REP PFD 465562106 110 22,134 SH DFND 1 0 0 22,134
JOHNSON & JOHNSON COM 478160104 4,086 24,861 SH SOLE 24,861 0 0
KLA CORP COM NEW 482480100 412 1,247 SH SOLE 1,247 0 0
KANDI TECHNOLOGIES GROUP INC COM COM 483709101 253 40,503 SH DFND 2 0 0 40,503
KIMBERLY-CLARK CORP COM 494368103 419 3,016 SH SOLE 3,016 0 0
KRAFT HEINZ CO COM 500754106 351 8,768 SH SOLE 8,768 0 0
KRANESHARES TR QUADRTC INT RT 500767736 631 22,077 SH SOLE 22,077 0 0
KRANESHARES TR EMRNG MKT CONS 500767876 214 6,643 SH SOLE 6,643 0 0
L3HARRIS TECHNOLOGIES INC COM 502431109 374 1,847 SH SOLE 1,847 0 0
LAM RESEARCH CORP COM 512807108 678 1,139 SH SOLE 1,139 0 0
LAMB WESTON HLDGS INC COM 513272104 258 3,325 SH SOLE 3,325 0 0
LAUDER ESTEE COS INC CL A 518439104 506 1,740 SH SOLE 1,740 0 0
LENNOX INTL INC COM 526107107 244 783 SH SOLE 783 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 302 2,013 SH SOLE 2,013 0 0
LILLY ELI & CO COM 532457108 1,427 7,639 SH SOLE 7,639 0 0
LOCKHEED MARTIN CORP COM 539830109 606 1,641 SH SOLE 1,641 0 0
LOWES COS INC COM 548661107 1,174 6,173 SH SOLE 6,173 0 0
MGIC INVT CORP WIS COM 552848103 180 13,010 SH SOLE 13,010 0 0
MARATHON DIGITAL HOLDINGS INC COM COM 565788106 62,395 1,299,356 SH DFND 2 0 0 1,299,356
MARKEL CORP COM 570535104 391 343 SH SOLE 343 0 0
MARSH & MCLENNAN COS INC COM 571748102 313 2,570 SH SOLE 2,570 0 0
MCDONALDS CORP COM 580135101 1,292 5,764 SH SOLE 5,764 0 0
METTLER TOLEDO INTERNATIONAL COM COM 592688105 207 179 SH SOLE 179 0 0
MICROSOFT CORP COM 594918104 11,262 47,769 SH DFND 2 0 0 47,769
Microsoft Corp COM 594918104 367 1,555 SH DFND 1 0 0 1,555
MICROSOFT CORP COM 594918104 16,537 70,144 SH SOLE 70,144 0 0
MICROSTRATEGY INC CL A NEW 594972408 64,130 94,475 SH DFND 2 0 0 94,475
MICROCHIP TECHNOLOGY INC. COM 595017104 289 1,861 SH SOLE 1,861 0 0
MICRON TECHNOLOGY INC COM 595112103 660 7,486 SH SOLE 7,486 0 0
MONDELEZ INTL INC CL A 609207105 670 11,445 SH SOLE 11,445 0 0
MOODYS CORP COM 615369105 462 1,548 SH SOLE 1,548 0 0
MORGAN STANLEY COM NEW 617446448 609 7,839 SH SOLE 7,839 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 295 1,567 SH SOLE 1,567 0 0
NASDAQ INC COM 631103108 6,865 46,556 SH DFND 2 0 0 46,556
NASDAQ INC COM 631103108 297 2,015 SH SOLE 2,015 0 0
NEW ORIENTAL ED & TECHNOLOGY G SPON ADR SPON ADR 647581107 731 52,206 SH SOLE 52,206 0 0
NEWMONT CORP COM 651639106 1,451 24,067 SH SOLE 24,067 0 0
NIKE INC CL B 654106103 1,601 12,049 SH SOLE 12,049 0 0
NIKOLA CORP COM 654110105 592 42,620 SH DFND 2 0 0 42,620
NOKIA CORP SPONSORED ADR 654902204 170 43,049 SH SOLE 43,049 0 0
NORDSON CORP COM 655663102 240 1,207 SH SOLE 1,207 0 0
NORFOLK SOUTHN CORP COM 655844108 500 1,862 SH SOLE 1,862 0 0
NORTHROP GRUMMAN CORP COM 666807102 295 912 SH SOLE 912 0 0
NORTONLIFELOCK INC. COM 668771108 328 15,443 SH SOLE 15,443 0 0
OCCIDENTAL PETE CORP COM 674599105 949 35,652 SH SOLE 35,652 0 0
OLD REP INTL CORP COM 680223104 278 12,732 SH SOLE 12,732 0 0
OVERSTOCK COM INC DEL COM 690370101 21,709 327,630 SH DFND 2 0 0 327,630
PNC FINL SVCS GROUP INC COM 693475105 301 1,716 SH SOLE 1,716 0 0
PPG INDS INC COM 693506107 279 1,858 SH SOLE 1,858 0 0
PACKAGING CORP AMER COM 695156109 295 2,193 SH SOLE 2,193 0 0
PALO ALTO NETWORKS INC COM 697435105 309 959 SH SOLE 959 0 0
PAYCHEX INC COM 704326107 405 4,133 SH SOLE 4,133 0 0
PEOPLES UNITED FINANCIAL INC COM COM 712704105 185 10,347 SH SOLE 10,347 0 0
PEPSICO INC COM 713448108 1,452 10,268 SH SOLE 10,268 0 0
PFIZER INC COM 717081103 1,965 54,236 SH SOLE 54,236 0 0
PHILIP MORRIS INTL INC COM 718172109 672 7,575 SH SOLE 7,575 0 0
PIEDMONT LITHIUM LTD SPONSORED ADS 720162106 855 12,301 SH DFND 2 0 0 12,301
PINDUODUO INC SPONSORED ADS 722304102 1,002 7,487 SH SOLE 7,487 0 0
PIONEER NAT RES CO COM 723787107 1,340 8,438 SH SOLE 8,438 0 0
POPULAR INC COM NEW 733174700 216 3,072 SH SOLE 3,072 0 0
POTLATCHDELTIC CORPORATION COM 737630103 417 7,877 SH SOLE 7,877 0 0
PROCTER AND GAMBLE CO COM 742718109 3,303 24,391 SH SOLE 24,391 0 0
PROGRESSIVE CORP COM 743315103 314 3,288 SH SOLE 3,288 0 0
PROTO LABS INC COM 743713109 812 6,668 SH SOLE 6,668 0 0
QUALCOMM INC COM 747525103 1,452 10,949 SH SOLE 10,949 0 0
RPM INTL INC COM 749685103 344 3,744 SH SOLE 3,744 0 0
RAYMOND JAMES FINL INC COM 754730109 322 2,629 SH SOLE 2,629 0 0
RESMED INC COM 761152107 370 1,907 SH SOLE 1,907 0 0
RIO TINTO PLC SPONSORED ADR 767204100 9,180 118,225 SH SOLE 118,225 0 0
RIOT BLOCKCHAIN INC COM 767292105 49,309 925,652 SH DFND 2 0 0 925,652
ROBLOX CORP CL A 771049103 614 9,475 SH SOLE 9,475 0 0
ROCKWELL AUTOMATION INC COM 773903109 218 820 SH SOLE 820 0 0
ROPER TECHNOLOGIES INC COM 776696106 660 1,637 SH SOLE 1,637 0 0
ROSS STORES INC COM 778296103 305 2,543 SH SOLE 2,543 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 5,335 136,062 SH SOLE 136,062 0 0
SAP SE ADR SPON ADR 803054204 281 2,286 SH DFND 1 0 0 2,286
SCHLUMBERGER LTD COM 806857108 262 9,641 SH SOLE 9,641 0 0
SCHWAB CHARLES CORP COM 808513105 680 10,440 SH SOLE 10,440 0 0
SCHWAB STRATEGIC TR US SML CAP ETF US SML CAP ETF 808524607 84,512 847,916 SH SOLE 847,916 0 0
SCHWAB STRATEGIC TR LONG TERM US 808524680 6,520 137,781 SH SOLE 137,781 0 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3,026 41,497 SH SOLE 41,497 0 0
SCOTTS MIRACLE-GRO CO CL A 810186106 1,882 7,681 SH SOLE 7,681 0 0
SEMPRA ENERGY COM 816851109 220 1,662 SH SOLE 1,662 0 0
SHERWIN WILLIAMS CO COM 824348106 538 729 SH SOLE 729 0 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B SPON ADR SER B 833635105 1,655 31,187 SH DFND 2 0 0 31,187
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B SPON ADR SER B 833635105 1,488 28,044 SH SOLE 28,044 0 0
SOUTHERN CO COM 842587107 377 6,068 SH SOLE 6,068 0 0
Southwest Airlines Co COM 844741108 228 3,741 SH DFND 1 0 0 3,741
SOUTHWEST AIRLS CO COM 844741108 322 5,271 SH SOLE 5,271 0 0
SPLUNK INC COM 848637104 384 2,837 SH SOLE 2,837 0 0
SQUARE INC CL A 852234103 43,689 192,421 SH DFND 2 0 0 192,421
SQUARE INC CL A 852234103 3,792 16,699 SH SOLE 16,699 0 0
STANLEY BLACK & DECKER INC COM 854502101 284 1,421 SH SOLE 1,421 0 0
STARBUCKS CORP COM 855244109 1,162 10,636 SH SOLE 10,636 0 0
STRYKER CORPORATION COM 863667101 652 2,678 SH SOLE 2,678 0 0
SYNOPSYS INC COM 871607107 519 2,093 SH SOLE 2,093 0 0
TJX COS INC NEW COM 872540109 879 13,295 SH SOLE 13,295 0 0
T-MOBILE US INC COM 872590104 765 6,107 SH SOLE 6,107 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS SPONSORED ADS 874039100 9,211 77,876 SH DFND 2 0 0 77,876
Taiwan Semiconductor Manufacturing Co Ltd ADR SPONSORED ADS 874039100 320 2,703 SH DFND 1 0 0 2,703
TERADYNE INC COM 880770102 359 2,954 SH SOLE 2,954 0 0
TEXAS INSTRS INC COM 882508104 1,248 6,601 SH SOLE 6,601 0 0
THERMO FISHER SCIENTIFIC INC COM COM 883556102 1,509 3,307 SH SOLE 3,307 0 0
THOR INDS INC COM 885160101 242 1,798 SH SOLE 1,798 0 0
TIDAL ETF TR AWARE ULTRASHR 886364108 3,314 66,458 SH SOLE 66,458 0 0
TIDAL ETF TR SOFI GIG ETF 886364504 765 20,434 SH SOLE 20,434 0 0
TIDAL ETF TR RPAR RISK PARI 886364603 376 16,549 SH SOLE 16,549 0 0
TIDAL ETF TR ATAC US ROTATION 886364843 997 44,680 SH SOLE 44,680 0 0
TORO CO COM 891092108 1,458 14,137 SH SOLE 14,137 0 0
U S GLOBAL INVS INC CL A 902952100 991 142,014 SH SOLE 142,014 0 0
US BANCORP DEL COM NEW 902973304 334 6,036 SH SOLE 6,036 0 0
UNION PAC CORP COM 907818108 1,092 4,954 SH SOLE 4,954 0 0
UNITED PARCEL SERVICE INC CL B 911312106 999 5,876 SH SOLE 5,876 0 0
V F CORP COM 918204108 204 2,549 SH SOLE 2,549 0 0
Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 1,716 20,258 SH DFND 1 0 0 20,258
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 224 2,649 SH SOLE 2,649 0 0
Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 2,598 52,903 SH DFND 1 0 0 52,903
VANGUARD FTSE DEVELOPED ETF FTSE DEV MKT ETF 921943858 61,768 1,257,745 SH SOLE 1,257,745 0 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1,413 14,520 SH SOLE 14,520 0 0
Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 1,307 25,110 SH DFND 1 0 0 25,110
VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 88,870 1,707,399 SH SOLE 1,707,399 0 0
VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 328 6,000 SH SOLE 6,000 0 0
Vanguard Real Estate ETF REAL ESTATE ETF 922908553 2,033 22,133 SH DFND 1 0 0 22,133
VANGUARD INDEX FDS TOTAL STK MKT TOTAL STK MKT 922908769 160,070 774,447 SH SOLE 774,447 0 0
VMWARE INC CL A COM 928563402 241 1,604 SH SOLE 1,604 0 0
WALMART INC COM 931142103 2,727 20,077 SH SOLE 20,077 0 0
WALGREENS BOOTS ALLIANCE INC COM COM 931427108 493 8,976 SH SOLE 8,976 0 0
WATERS CORP COM 941848103 285 1,004 SH SOLE 1,004 0 0
Wells Fargo & Co COM 949746101 274 7,019 SH DFND 1 0 0 7,019
WELLS FARGO CO NEW COM 949746101 635 16,260 SH SOLE 16,260 0 0
WEYERHAEUSER CO MTN BE COM NEW 962166104 1,401 39,369 SH SOLE 39,369 0 0
WHIRLPOOL CORP COM 963320106 230 1,042 SH SOLE 1,042 0 0
WILLIAMS COS INC COM 969457100 495 20,878 SH SOLE 20,878 0 0
XILINX INC COM 983919101 313 2,528 SH SOLE 2,528 0 0
PETROCHINA CO LTD SPONSORED ADR 71646E100 4,452 123,140 SH SOLE 123,140 0 0
VERISIGN INC COM 92343E102 357 1,796 SH SOLE 1,796 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 1,016 3,184 SH SOLE 3,184 0 0
APOLLO GLOBAL MGMT INC COM CL A 03768E105 230 4,888 SH SOLE 4,888 0 0
VALE S A SPONSORED ADS 91912E105 6,554 377,115 SH SOLE 377,115 0 0
SPDR(R) MSCI EAFE Fossil Fuel Free ETF MSCI EAFE FS ETF 78470E106 2,789 34,742 SH DFND 1 0 0 34,742
TARGET CORP COM 87612E106 841 4,245 SH SOLE 4,245 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 439 5,254 SH SOLE 5,254 0 0
EVENTBRITE INC COM CL A 29975E109 385 17,356 SH SOLE 17,356 0 0
FORTINET INC COM 34959E109 378 2,048 SH SOLE 2,048 0 0
TOTAL SE SPONSORED ADS 89151E109 4,358 93,643 SH SOLE 93,643 0 0
TRAVELERS COMPANIES INC COM 89417E109 447 2,975 SH SOLE 2,975 0 0
WORLD GOLD TR SPDR GLD MINIS SPDR GLD MINIS 98149E204 136,020 8,001,219 SH SOLE 8,001,219 0 0
GREENPOWER MTR CO INC COM NEW 39540E302 286 11,499 SH DFND 2 0 0 11,499
AGF INVTS TR AGFIQ US MK ANTI 00110G408 1,426 83,256 SH SOLE 83,256 0 0
AGNC INVT CORP COM 00123Q872 275 11,629 SH SOLE 11,629 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 292 9,559 SH SOLE 9,559 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 845 82,772 SH SOLE 82,772 0 0
AT&T INC COM 00206R102 1,406 46,448 SH SOLE 46,448 0 0
ARK ETF TR INNOVATION ETF 00214Q104 392 3,269 SH SOLE 3,269 0 0
ARK ETF TR GENOMIC REV ETF 00214Q302 337 3,799 SH SOLE 3,799 0 0
ABBVIE INC COM 00287Y109 1,848 17,075 SH SOLE 17,075 0 0
ACTIVISION BLIZZARD INC COM 00507V109 519 5,585 SH SOLE 5,585 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 2,340 4,922 SH SOLE 4,922 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 291 2,286 SH SOLE 2,286 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 280 2,743 SH SOLE 2,743 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 16,434 72,482 SH DFND 2 0 0 72,482
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1,018 4,491 SH SOLE 4,491 0 0
ALLY FINL INC COM 02005N100 347 7,670 SH SOLE 7,670 0 0
ALPHABET INC CAP STK CL C 02079K107 4,874 2,356 SH SOLE 2,356 0 0
ALPHABET INC CAP STK CL A 02079K305 9,572 4,641 SH DFND 2 0 0 4,641
ALPHABET INC CAP STK CL A 02079K305 5,051 2,449 SH SOLE 2,449 0 0
ALTICE USA INC CL A 02156K103 295 9,075 SH SOLE 9,075 0 0
ALTRIA GROUP INC COM 02209S103 1,323 25,858 SH SOLE 25,858 0 0
Ambev SA ADR SPONSORED ADR 02319V103 86 31,264 SH DFND 1 0 0 31,264
AMBEV SA SPONSORED ADR 02319V103 125 45,711 SH SOLE 45,711 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 347 14,532 SH SOLE 14,532 0 0
AMERICAN TOWER CORP COM 03027X100 2,583 10,804 SH SOLE 10,804 0 0
AMERIS BANCORP COM 03076K108 207 3,933 SH SOLE 3,933 0 0
ANSYS INC COM 03662Q105 392 1,154 SH SOLE 1,154 0 0
ARES CAPITAL CORP COM COM 04010L103 230 12,274 SH SOLE 12,274 0 0
AURORA CANNABIS INC COM 05156X884 153 16,439 SH SOLE 16,439 0 0
AVANTOR INC COM 05352A100 283 9,782 SH SOLE 9,782 0 0
AXON ENTERPRISE INC COM 05464C101 360 2,527 SH SOLE 2,527 0 0
Banco Bilbao Vizcaya Argentaria SA ADR SPONSORED ADR 05946K101 141 26,977 SH DFND 1 0 0 26,977
BEAM GLOBAL COM 07373B109 458 10,568 SH DFND 2 0 0 10,568
BIOMARIN PHARMACEUTICAL INC COM 09061G101 263 3,484 SH SOLE 3,484 0 0
BIOGEN INC COM 09062X103 502 1,795 SH SOLE 1,795 0 0
BIO-TECHNE CORP COM 09073M104 268 702 SH SOLE 702 0 0
BLACKBERRY LTD COM 09228F103 118 14,044 SH SOLE 14,044 0 0
BLACKROCK INC COM 09247X101 446 592 SH SOLE 592 0 0
BLACKSTONE GROUP INC COM 09260D107 255 3,426 SH SOLE 3,426 0 0
BLINK CHARGING CO COM 09354A100 627 15,245 SH DFND 2 0 0 15,245
BOOKING HOLDINGS INC COM 09857L108 699 300 SH SOLE 300 0 0
BROADRIDGE FINL SOLUTIONS INC COM COM 11133T103 240 1,567 SH SOLE 1,567 0 0
BROADCOM INC COM 11135F101 1,526 3,291 SH SOLE 3,291 0 0
Brookfield Renewable Corp Ordinary Shares - Class A (Sub Voting) CL A SUB VTG 11284V105 785 16,764 SH DFND 1 0 0 16,764
CBOE GLOBAL MKTS INC COM 12503M108 455 4,608 SH SOLE 4,608 0 0
CDW CORP COM 12514G108 388 2,340 SH SOLE 2,340 0 0
CME GROUP INC COM 12572Q105 12,507 61,239 SH DFND 2 0 0 61,239
CME GROUP INC COM 12572Q105 376 1,839 SH SOLE 1,839 0 0
CANOO INC COM CL A 13803R102 319 35,356 SH DFND 2 0 0 35,356
CAPITAL ONE FINL CORP COM 14040H105 208 1,632 SH SOLE 1,632 0 0
CARRIER GLOBAL CORPORATION COM 14448C104 435 10,298 SH SOLE 10,298 0 0
CBAK ENERGY TECHNOLOGY INC COM 14986C102 498 97,625 SH DFND 2 0 0 97,625
CENTENE CORP DEL COM 15135B101 272 4,253 SH SOLE 4,253 0 0
CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 792 1,284 SH SOLE 1,284 0 0
CHINA PETROLEUM & CHEMICAL CRP SPON ADR H SHS SPON ADR H SHS 16941R108 2,851 54,059 SH SOLE 54,059 0 0
CISCO SYS INC COM 17275R102 2,078 40,199 SH SOLE 40,199 0 0
CLEANSPARK INC COM NEW 18452B209 19,925 836,502 SH DFND 2 0 0 836,502
CLOUDERA INC COM 18914U100 151 12,384 SH SOLE 12,384 0 0
COMCAST CORP NEW CL A 20030N101 1,301 24,036 SH SOLE 24,036 0 0
CONOCOPHILLIPS COM 20825C104 2,666 50,328 SH SOLE 50,328 0 0
CORESITE RLTY CORP COM 21870Q105 274 2,283 SH SOLE 2,283 0 0
CORTEVA INC COM 22052L104 4,388 94,126 SH SOLE 94,126 0 0
COSTCO WHSL CORP NEW COM 22160K105 898 2,549 SH SOLE 2,549 0 0
COSTAR GROUP INC COM 22160N109 239 291 SH SOLE 291 0 0
CREDIT SUISSE AG NASSAU BRH X LINK GOLD SHS 22542D480 417 47,833 SH SOLE 47,833 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 388 2,253 SH SOLE 2,253 0 0
D R HORTON INC COM 23331A109 217 2,435 SH SOLE 2,435 0 0
DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 3,356 101,704 SH SOLE 101,704 0 0
DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 932 27,592 SH SOLE 27,592 0 0
DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 210 8,786 SH SOLE 8,786 0 0
DENTSPLY SIRONA INC COM 24906P109 297 4,657 SH SOLE 4,657 0 0
DEVON ENERGY CORP NEW COM 25179M103 538 24,618 SH SOLE 24,618 0 0
DOMINION ENERGY INC COM 25746U109 453 5,962 SH SOLE 5,962 0 0
DROPBOX INC CL A 26210C104 306 11,462 SH SOLE 11,462 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 388 4,019 SH SOLE 4,019 0 0
DUPONT DE NEMOURS INC COM 26614N102 512 6,622 SH SOLE 6,622 0 0
ENI S P A SPONSORED ADR 26874R108 1,533 62,028 SH SOLE 62,028 0 0
EOG RES INC COM 26875P101 1,743 24,035 SH SOLE 24,035 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 209 7,098 SH SOLE 7,098 0 0
ENERGY TRANSFER LP COM UT LTD PTN 29273V100 134 17,427 SH SOLE 17,427 0 0
ENERSYS COM 29275Y102 919 10,116 SH DFND 2 0 0 10,116
ENPHASE ENERGY INC COM 29355A107 1,576 9,716 SH SOLE 9,716 0 0
ENTEGRIS INC COM 29362U104 256 2,294 SH SOLE 2,294 0 0
EOS ENERGY ENTERPRISES INC COM CL A 29415C101 592 30,003 SH DFND 2 0 0 30,003
EQUINIX INC COM 29444U700 1,842 2,711 SH SOLE 2,711 0 0
EQUINOR ASA SPONSORED ADR 29446M102 2,197 112,873 SH SOLE 112,873 0 0
EQUITY LIFESTYLE PPTYS INC COM 29472R108 479 7,523 SH SOLE 7,523 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 738 10,304 SH SOLE 10,304 0 0
ETSY INC COM 29786A106 1,154 5,721 SH SOLE 5,721 0 0
EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 4,557 218,569 SH SOLE 218,569 0 0
EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 511 15,747 SH SOLE 15,747 0 0
EXELON CORP COM 30161N101 225 5,136 SH SOLE 5,136 0 0
EXXON MOBIL CORP COM 30231G102 9,627 172,438 SH SOLE 172,438 0 0
FACEBOOK INC CL A 30303M102 5,492 18,646 SH SOLE 18,646 0 0
FARFETCH LTD ORD SH CL A 30744W107 613 11,565 SH SOLE 11,565 0 0
FEDEX CORP COM 31428X106 1,181 4,157 SH SOLE 4,157 0 0
FIDELITY NATL INFORMATION SVCS COM COM 31620M106 1,086 7,726 SH SOLE 7,726 0 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 238 5,700 SH SOLE 5,700 0 0
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 7,150 119,219 SH SOLE 119,219 0 0
FIRST TR EXCHNG TRADED FD VI MUN CEF IN OPT 33740F508 203 10,000 SH SOLE 10,000 0 0
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 4,278 80,984 SH SOLE 80,984 0 0
FISKER INC CL A COM STK 33813J106 714 41,476 SH DFND 2 0 0 41,476
FlexShares Mstar Glbl Upstrm Nat Res ETF MORNSTAR UPSTR 33939L407 469 12,956 SH DFND 1 0 0 12,956
FORTIVE CORP COM 34959J108 204 2,892 SH SOLE 2,892 0 0
FORTUNE BRANDS HOME & SEC INC COM COM 34964C106 251 2,622 SH SOLE 2,622 0 0
FREEPORT-MCMORAN INC CL B 35671D857 3,399 103,211 SH SOLE 103,211 0 0
FUELCELL ENERGY INC COM 35952H601 646 44,857 SH DFND 2 0 0 44,857
GAMESTOP CORP NEW CL A 36467W109 923 4,864 SH SOLE 4,864 0 0
GENERAL MTRS CO COM 37045V100 306 5,320 SH SOLE 5,320 0 0
GLOBAL PMTS INC COM 37940X102 607 3,009 SH SOLE 3,009 0 0
GLOBAL X FDS CONSCIOUS COS 37954Y731 3,087 105,904 SH SOLE 105,904 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 468 1,430 SH SOLE 1,430 0 0
GRANITESHARES GOLD TR SHS BEN INT SHS BEN INT 38748G101 70,010 4,123,070 SH SOLE 4,123,070 0 0
GREAT PANTHER MNG LTD COM 39115V101 37 48,201 SH DFND 2 0 0 48,201
HCA HEALTHCARE INC COM 40412C101 294 1,559 SH SOLE 1,559 0 0
HP INC COM 40434L105 479 15,092 SH SOLE 15,092 0 0
Halozyme Therapeutics Inc COM 40637H109 222 5,319 SH DFND 1 0 0 5,319
HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653L503 1,134 27,274 SH SOLE 27,274 0 0
HESS CORP COM 42809H107 993 14,039 SH SOLE 14,039 0 0
HUYA INC ADS REP SHS A 44852D108 939 48,217 SH SOLE 48,217 0 0
IDEX CORP COM 45167R104 877 4,192 SH SOLE 4,192 0 0
IDEXX LABS INC COM 45168D104 466 953 SH SOLE 953 0 0
INCYTE CORP COM 45337C102 284 3,490 SH SOLE 3,490 0 0
INSULET CORP COM 45784P101 315 1,207 SH SOLE 1,207 0 0
INTERCONTINENTAL EXCHANGE INC COM COM 45866F104 11,578 103,674 SH DFND 2 0 0 103,674
INTERCONTINENTAL EXCHANGE INC COM COM 45866F104 274 2,449 SH SOLE 2,449 0 0
INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 430 8,520 SH SOLE 8,520 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 932 1,261 SH SOLE 1,261 0 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 372 2,628 SH SOLE 2,628 0 0
INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 3,082 132,489 SH SOLE 132,489 0 0
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 2,159 67,396 SH SOLE 67,396 0 0
IQVIA HLDGS INC COM 46266C105 480 2,484 SH SOLE 2,484 0 0
ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 400 7,978 SH SOLE 7,978 0 0
ISHARES U S ETF TR BLACKROCK SHORT 46431W838 323 6,420 SH SOLE 6,420 0 0
JOYY INC ADS REPSTG COM A 46591M109 619 6,601 SH SOLE 6,601 0 0
JPMORGAN CHASE & CO. COM 46625H100 2,353 15,455 SH SOLE 15,455 0 0
J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 306 6,000 SH SOLE 6,000 0 0
JD.COM INC SPON ADR CL A 47215P106 5,958 70,656 SH DFND 2 0 0 70,656
JD.COM INC SPON ADR CL A 47215P106 905 10,726 SH SOLE 10,726 0 0
JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 877 24,727 SH SOLE 24,727 0 0
KEURIG DR PEPPER INC COM 49271V100 388 11,292 SH SOLE 11,292 0 0
KEYSIGHT TECHNOLOGIES INC COM 49338L103 437 3,045 SH SOLE 3,045 0 0
KINDER MORGAN INC DEL COM 49456B101 180 10,818 SH SOLE 10,818 0 0
LI AUTO INC SPONSORED ADS 50202M102 1,870 74,794 SH DFND 2 0 0 74,794
LENDINGCLUB CORP COM NEW 52603A208 546 33,059 SH SOLE 33,059 0 0
LENDINGTREE INC NEW COM 52603B107 787 3,693 SH SOLE 3,693 0 0
LIGHTSPEED POS INC SUB VTG SHS 53227R106 872 13,876 SH SOLE 13,876 0 0
LISTED FD TR ROUNDHILL BITK 53656F706 260 8,166 SH SOLE 8,166 0 0
LISTED FD TR ROUNDHILL SPORTS 53656F789 204 6,632 SH SOLE 6,632 0 0
LISTED FD TR CORE ALT FD 53656F847 215 7,408 SH SOLE 7,408 0 0
LIVENT CORP COM 53814L108 723 41,745 SH DFND 2 0 0 41,745
LORDSTOWN MOTORS CORP COM CL A 54405Q100 255 21,702 SH DFND 2 0 0 21,702
LUMENTUM HLDGS INC COM 55024U109 255 2,786 SH SOLE 2,786 0 0
LYFT INC CL A COM 55087P104 914 14,468 SH SOLE 14,468 0 0
MSCI INC COM 55354G100 302 720 SH SOLE 720 0 0
MASTERCARD INCORPORATED CL A 57636Q104 1,652 4,641 SH SOLE 4,641 0 0
MATERIALISE NV SPONSORED ADS 57667T100 542 15,082 SH SOLE 15,082 0 0
MCEWEN MNG INC COM 58039P107 39 37,311 SH DFND 2 0 0 37,311
MCKESSON CORP COM 58155Q103 268 1,373 SH SOLE 1,373 0 0
MERCADOLIBRE INC COM 58733R102 1,025 696 SH SOLE 696 0 0
MERCK & CO. INC COM 58933Y105 1,892 24,537 SH SOLE 24,537 0 0
METLIFE INC COM 59156R108 242 3,974 SH SOLE 3,974 0 0
MODERNA INC COM 60770K107 470 3,588 SH SOLE 3,588 0 0
MOGO INC COM 60800C109 4,278 503,339 SH DFND 2 0 0 503,339
MONGODB INC CL A 60937P106 405 1,514 SH SOLE 1,514 0 0
MONSTER BEVERAGE CORP NEW COM 61174X109 326 3,575 SH SOLE 3,575 0 0
MOSAIC CO NEW COM 61945C103 1,238 39,176 SH SOLE 39,176 0 0
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 53 25,865 SH SOLE 25,865 0 0
NIO INC SPON ADS 62914V106 4,405 113,018 SH DFND 2 0 0 113,018
NIO INC SPON ADS 62914V106 638 16,360 SH SOLE 16,360 0 0
NETFLIX INC COM 64110L106 1,598 3,063 SH SOLE 3,063 0 0
NETEASE INC SPONSORED ADS 64110W102 662 6,411 SH SOLE 6,411 0 0
NEUROCRINE BIOSCIENCES INC COM 64125C109 251 2,579 SH SOLE 2,579 0 0
NEUBERGER BERMAN MLP & ENERG COM 64129H104 42 10,000 SH SOLE 10,000 0 0
NEXTERA ENERGY INC COM 65339F101 688 9,093 SH SOLE 9,093 0 0
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 268 3,684 SH SOLE 3,684 0 0
NISOURCE INC COM 65473P105 223 9,257 SH SOLE 9,257 0 0
NIU TECHNOLOGIES ADS 65481N100 485 13,228 SH DFND 2 0 0 13,228
NVIDIA CORPORATION COM 67066G104 23,457 43,932 SH DFND 2 0 0 43,932
NVIDIA CORPORATION COM 67066G104 3,260 6,105 SH SOLE 6,105 0 0
OREILLY AUTOMOTIVE INC COM 67103H107 274 540 SH SOLE 540 0 0
ONECONNECT FINL TECHNOLOGY CO SPONSORED ADS SPONSORED ADS 68248T105 7,202 487,279 SH DFND 2 0 0 487,279
OPERA LTD SPONSORED ADS 68373M107 12,615 1,261,481 SH DFND 2 0 0 1,261,481
ORACLE CORP COM 68389X105 14,453 205,971 SH DFND 2 0 0 205,971
ORACLE CORP COM 68389X105 2,069 29,488 SH SOLE 29,488 0 0
OTIS WORLDWIDE CORP COM 68902V107 222 3,250 SH SOLE 3,250 0 0
PTC INC COM 69370C100 540 3,921 SH SOLE 3,921 0 0
PALANTIR TECHNOLOGIES INC CL A 69608A108 538 23,095 SH SOLE 23,095 0 0
PAYPAL HLDGS INC COM 70450Y103 46,954 193,352 SH DFND 2 0 0 193,352
PayPal Holdings Inc COM 70450Y103 206 847 SH DFND 1 0 0 847
PAYPAL HLDGS INC COM 70450Y103 3,010 12,395 SH SOLE 12,395 0 0
PIMCO NEW YORK MUN FD II COM 72200Y102 204 18,132 SH SOLE 18,132 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 946 9,281 SH SOLE 9,281 0 0
PIMCO ETF TR INTER MUN BD ACT 72201R866 1,138 20,253 SH SOLE 20,253 0 0
PIMCO ETF TR 25YR+ ZERO U S 72201R882 1,678 12,722 SH SOLE 12,722 0 0
PINTEREST INC CL A 72352L106 989 13,358 SH SOLE 13,358 0 0
PLUG POWER INC COM NEW 72919P202 1,709 47,675 SH DFND 2 0 0 47,675
PLUG POWER INC COM NEW 72919P202 1,001 27,922 SH SOLE 27,922 0 0
POOL CORP COM 73278L105 233 676 SH SOLE 676 0 0
PRICE T ROWE GROUP INC COM 74144T108 451 2,627 SH SOLE 2,627 0 0
PRINCIPAL FINANCIAL GROUP INC COM COM 74251V102 469 7,820 SH SOLE 7,820 0 0
PROLOGIS INC. COM 74340W103 1,954 18,433 SH SOLE 18,433 0 0
PUBLIC STORAGE COM 74460D109 1,457 5,904 SH SOLE 5,904 0 0
QORVO INC COM 74736K101 523 2,860 SH SOLE 2,860 0 0
QUANTUMSCAPE CORP COM CL A 74767V109 1,843 41,187 SH DFND 2 0 0 41,187
REGENERON PHARMACEUTICALS COM 75886F107 458 969 SH SOLE 969 0 0
REXFORD INDL RLTY INC COM 76169C100 353 7,007 SH SOLE 7,007 0 0
S&P Global Inc COM 78409V104 381 1,081 SH SOLE 1,081 0 0
SBA COMMUNICATIONS CORP NEW CL A 78410G104 306 1,104 SH SOLE 1,104 0 0
SPDR(R) S&P 500 ETF Trust TR UNIT 78462F103 991 2,500 SH DFND 1 0 0 2,500
SPDR(R) S&P 500 Fossil Fuel Rsrv Free ETF TR UNIT 78462F103 1,218 12,400 SH DFND 1 0 0 12,400
SPDR S&P 500 ETF TR TR UNIT 78462F103 847 2,136 SH SOLE 2,136 0 0
SPDR GOLD TR GOLD SHS 78463V107 8,332 52,085 SH SOLE 52,085 0 0
SPDR SER TR S&P METALS MNG 78464A755 369 9,250 SH SOLE 9,250 0 0
SS&C TECHNOLOGIES HLDGS INC COM 78467J100 223 3,196 SH SOLE 3,196 0 0
SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 6,651 164,392 SH SOLE 164,392 0 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1,028 21,314 SH SOLE 21,314 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2,485 5,220 SH SOLE 5,220 0 0
SPDR SER TR S&P KENSHO NEW 78468R648 4,797 70,845 SH SOLE 70,845 0 0
SPDR SER TR PORTFOLIO S&P600 78468R853 33,536 793,392 SH SOLE 793,392 0 0
SVB FINANCIAL GROUP COM 78486Q101 264 535 SH SOLE 535 0 0
Salesforce.com Inc COM 79466L302 225 1,062 SH DFND 1 0 0 1,062
SALESFORCE COM INC COM 79466L302 3,197 15,091 SH SOLE 15,091 0 0
SEA LTD SPONSORD ADS 81141R100 1,192 5,339 SH SOLE 5,339 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 739 4,395 SH SOLE 4,395 0 0
SELECT SECTOR SPDR TR ENERGY ENERGY 81369Y506 6,406 130,566 SH SOLE 130,566 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 664 5,001 SH SOLE 5,001 0 0
SELECT SECTOR SPDR TR COMMUNICATION COMMUNICATION 81369Y852 4,844 66,074 SH SOLE 66,074 0 0
SERVICENOW INC COM 81762P102 2,311 4,621 SH SOLE 4,621 0 0
SHOPIFY INC CL A 82509L107 1,653 1,494 SH SOLE 1,494 0 0
SILVERGATE CAP CORP CL A 82837P408 40,412 284,248 SH DFND 2 0 0 284,248
SIRIUS XM HOLDINGS INC COM 82968B103 293 48,033 SH SOLE 48,033 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102 990 24,360 SH SOLE 24,360 0 0
SNAP INC CL A 83304A106 1,148 21,957 SH SOLE 21,957 0 0
SOLAREDGE TECHNOLOGIES INC COM 83417M104 1,654 5,755 SH DFND 2 0 0 5,755
SOLAREDGE TECHNOLOGIES INC COM 83417M104 759 2,641 SH SOLE 2,641 0 0
SOLARWINDS CORP COM 83417Q105 214 12,280 SH SOLE 12,280 0 0
SOUTHERN COPPER CORP COM 84265V105 3,731 54,972 SH SOLE 54,972 0 0
SPROUT SOCIAL INC COM CL A 85209W109 498 8,629 SH SOLE 8,629 0 0
SUNDIAL GROWERS INC COM 86730L109 246 217,461 SH SOLE 217,461 0 0
SUNRUN INC COM 86771W105 734 12,138 SH SOLE 12,138 0 0
SYNCHRONY FINANCIAL COM 87165B103 318 7,822 SH SOLE 7,822 0 0
TARGET HOSPITALITY CORP COM 87615L107 38 15,000 SH SOLE 15,000 0 0
TERRENO RLTY CORP COM 88146M101 216 3,747 SH SOLE 3,747 0 0
TESLA INC COM 88160R101 8,979 13,443 SH DFND 2 0 0 13,443
TESLA INC COM 88160R101 7,777 11,643 SH SOLE 11,643 0 0
3M CO COM 88579Y101 919 4,772 SH SOLE 4,772 0 0
TRANSUNION COM 89400J107 217 2,413 SH SOLE 2,413 0 0
TRUIST FINANCIAL CORP COM 89832Q109 377 6,461 SH SOLE 6,461 0 0
TWILIO INC CL A 90138F102 458 1,343 SH SOLE 1,343 0 0
TWITTER INC COM 90184L102 1,654 25,991 SH SOLE 25,991 0 0
2U INC COM 90214J101 1,099 28,740 SH SOLE 28,740 0 0
UBER TECHNOLOGIES INC COM 90353T100 1,323 24,262 SH SOLE 24,262 0 0
UNIFIED SER TR BALLAST SMLMD CP 90470L550 3,006 89,384 SH SOLE 89,384 0 0
UNITEDHEALTH GROUP INC COM 91324P102 1,606 4,317 SH SOLE 4,317 0 0
UNIVERSAL DISPLAY CORP COM 91347P105 205 866 SH SOLE 866 0 0
UPWORK INC COM 91688F104 1,246 27,827 SH SOLE 27,827 0 0
VAIL RESORTS INC COM 91879Q109 368 1,262 SH SOLE 1,262 0 0
VALERO ENERGY CORP COM 91913Y100 202 2,826 SH SOLE 2,826 0 0
VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 488 17,034 SH SOLE 17,034 0 0
VARIAN MED SYS INC COM 92220P105 251 1,422 SH SOLE 1,422 0 0
VEDANTA LIMITED SPONSORED ADR 92242Y100 768 61,075 SH SOLE 61,075 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 1,381 23,751 SH SOLE 23,751 0 0
VERISK ANALYTICS INC COM 92345Y106 310 1,753 SH SOLE 1,753 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 607 2,825 SH SOLE 2,825 0 0
VIATRIS INC COM 92556V106 299 21,432 SH SOLE 21,432 0 0
VISA INC COM CL A 92826C839 9,959 47,035 SH DFND 2 0 0 47,035
VISA INC COM CL A 92826C839 2,685 12,680 SH SOLE 12,680 0 0
VISTRA CORP COM 92840M102 210 11,899 SH SOLE 11,899 0 0
WASTE MGMT INC DEL COM 94106L109 401 3,108 SH SOLE 3,108 0 0
WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 314 306,000 SH SOLE 306,000 0 0
WISDOMTREE INVTS INC COM 97717P104 3,771 603,360 SH DFND 2 0 0 603,360
WISDOMTREE INVTS INC COM 97717P104 458 73,281 SH SOLE 73,281 0 0
WORKDAY INC CL A 98138H101 494 1,990 SH SOLE 1,990 0 0
WORKHORSE GROUP INC COM NEW 98138J206 232 16,829 SH DFND 2 0 0 16,829
XL FLEET CORP COM CL A 9837FR100 237 26,386 SH DFND 2 0 0 26,386
XYLEM INC COM 98419M100 1,019 9,689 SH SOLE 9,689 0 0
XPENG INC ADS 98422D105 2,389 65,435 SH DFND 2 0 0 65,435
ZIMMER BIOMET HOLDINGS INC COM 98956P102 468 2,925 SH SOLE 2,925 0 0
ZOETIS INC CL A 98978V103 518 3,292 SH SOLE 3,292 0 0
ZOOM VIDEO COMMUNICATIONS INC CL A CL A 98980L101 1,822 5,672 SH SOLE 5,672 0 0
ZOMEDICA CORP COM 98980M109 178 112,965 SH SOLE 112,965 0 0
ZYNGA INC CL A 98986T108 215 21,063 SH SOLE 21,063 0 0
ALLEGION PLC ORD SHS G0176J109 313 2,491 SH SOLE 2,491 0 0
AMCOR PLC ORD G0250X107 206 17,598 SH SOLE 17,598 0 0
AON PLC SHS CL A G0403H108 328 1,427 SH SOLE 1,427 0 0
ARCH CAP GROUP LTD ORD G0450A105 248 6,463 SH SOLE 6,463 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 7,961 28,818 SH DFND 2 0 0 28,818
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 788 2,851 SH SOLE 2,851 0 0
BUNGE LIMITED COM G16962105 336 4,233 SH SOLE 4,233 0 0
EATON CORP PLC SHS G29183103 416 3,009 SH SOLE 3,009 0 0
EVEREST RE GROUP LTD COM G3223R108 312 1,259 SH SOLE 1,259 0 0
EBANG INTL HLDGS INC CL A SHS G3R33A106 29,718 3,738,059 SH DFND 2 0 0 3,738,059
HORIZON THERAPEUTICS PUB L SHS G46188101 331 3,596 SH SOLE 3,596 0 0
IHS MARKIT LTD SHS G47567105 465 4,802 SH SOLE 4,802 0 0
JOHNSON CTLS INTL PLC SHS G51502105 331 5,554 SH SOLE 5,554 0 0
LINDE PLC SHS G5494J103 478 1,708 SH SOLE 1,708 0 0
MARVELL TECHNOLOGY GROUP LTD ORD ORD G5876H105 690 14,088 SH SOLE 14,088 0 0
MEDTRONIC PLC SHS G5960L103 1,272 10,772 SH SOLE 10,772 0 0
Aptiv PLC SHS G6095L109 222 1,610 SH DFND 1 0 0 1,610
STERIS PLC SHS USD G8473T100 326 1,712 SH SOLE 1,712 0 0
TPG PACE TECH OPPORTUNITIES CO CL A COM CL A COM G8990Y103 525 53,027 SH SOLE 53,027 0 0
VPC IMPACT ACQUISITION HLDNGS SHS CL A SHS CL A G9441E100 12,785 984,253 SH DFND 2 0 0 984,253
WILLIS TOWERS WATSON PLC LTD SHS SHS G96629103 404 1,763 SH SOLE 1,763 0 0
CHUBB LIMITED COM H1467J104 356 2,253 SH SOLE 2,253 0 0
TE CONNECTIVITY LTD REG SHS H84989104 292 2,262 SH SOLE 2,262 0 0
SPOTIFY TECHNOLOGY S A SHS L8681T102 1,572 5,866 SH SOLE 5,866 0 0
FIVERR INTL LTD ORD SHS M4R82T106 1,065 4,902 SH SOLE 4,902 0 0
STRATASYS LTD SHS M85548101 801 30,910 SH SOLE 30,910 0 0
CNH INDL N V SHS N20944109 2,272 145,278 SH SOLE 145,278 0 0
LYONDELLBASELL INDUSTRIES N V SHS - A - SHS - A - N53745100 283 2,716 SH SOLE 2,716 0 0
YANDEX N V SHS CLASS A N97284108 468 7,300 SH SOLE 7,300 0 0
DIGINEX LIMITED SHS Y2074E109 23,101 2,105,859 SH DFND 2 0 0 2,105,859

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