Form 13F-HR TELEMUS CAPITAL, LLC For: Sep 30

October 27, 2021 8:48 AM EDT

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 09-30-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TELEMUS CAPITAL, LLC
Address: Two Towne Square
Suite 800
Southfield , MI48076
Form 13F File Number: 028-15624

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Eric C. Oppenheim
Title: General Counsel and Chief Compliance Officer
Phone: 248-827-0103
Signature, Place, and Date of Signing:
Eric C. Oppenheim Southfield , MI 10-27-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 353
Form 13F Information Table Value Total: 1,181,066
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AFLAC INC COM 001055102 497 9,530 SH SOLE 9,530 0 0
ABBOTT LABS COM 002824100 8,217 69,562 SH SOLE 65,619 0 3,943
AGREE RLTY CORP COM 008492100 303 4,580 SH SOLE 2,000 0 2,580
AIR PRODS & CHEMS INC COM 009158106 2,064 8,060 SH SOLE 7,145 0 915
AMAZON COM INC COM 023135106 19,112 5,818 SH SOLE 5,172 0 647
AMAZON COM INC COM 023135106 21 100 SH Put SOLE 100 0 0
AMERICAN EXPRESS CO COM 025816109 1,088 6,497 SH SOLE 6,163 0 334
AMERICAN INTL GROUP INC COM NEW 026874784 1,092 19,890 SH SOLE 18,544 0 1,346
AMERICAN WTR WKS CO INC NEW COM 030420103 894 5,290 SH SOLE 5,118 0 172
AMGEN INC COM 031162100 4,936 23,210 SH SOLE 22,561 0 649
AMPHENOL CORP NEW CL A 032095101 1,046 14,282 SH SOLE 12,569 0 1,713
ANTHEM INC COM 036752103 538 1,442 SH SOLE 950 0 492
APPLE INC COM 037833100 38,622 272,946 SH SOLE 252,469 0 20,477
APPLIED MATLS INC COM 038222105 760 5,901 SH SOLE 4,427 0 1,475
ARBOR REALTY TRUST INC COM 038923108 723 39,000 SH SOLE 39,000 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 561 9,347 SH SOLE 8,214 0 1,133
ASHLAND GLOBAL HLDGS INC COM 044186104 292 3,280 SH SOLE 3,280 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 812 4,064 SH SOLE 4,006 0 58
AUTOZONE INC COM 053332102 6,816 4,014 SH SOLE 3,764 0 251
BK OF AMERICA CORP COM 060505104 1,002 23,602 SH SOLE 17,920 0 5,682
BANK NEW YORK MELLON CORP COM 064058100 1,805 34,823 SH SOLE 33,012 0 1,811
BAUSCH HEALTH COS INC COM 071734107 322 11,545 SH SOLE 11,050 0 495
BAXTER INTL INC COM 071813109 1,628 20,241 SH SOLE 19,733 0 508
BERKSHIRE HATHAWAY INC DEL CL A 084670108 411 1 SH SOLE 1 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6,124 22,438 SH SOLE 21,212 0 1,226
BEST BUY INC COM 086516101 4,925 46,594 SH SOLE 43,533 0 3,061
BLACKROCK CAP INVT CORP COM 092533108 10,841 2,815,952 SH SOLE 2,716,635 0 99,317
BOEING CO COM 097023105 566 2,573 SH SOLE 2,023 0 550
BORGWARNER INC COM 099724106 4,553 105,377 SH SOLE 98,012 0 7,365
BRISTOL-MYERS SQUIBB CO COM 110122108 1,674 28,289 SH SOLE 27,039 0 1,250
CIGNA CORP NEW COM 125523100 371 1,852 SH SOLE 1,774 0 78
CMS ENERGY CORP COM 125896100 7,756 129,849 SH SOLE 129,397 0 452
CSX CORP COM 126408103 2,079 69,892 SH SOLE 69,102 0 790
CVS HEALTH CORP COM 126650100 2,578 30,384 SH SOLE 28,490 0 1,894
CABOT OIL & GAS CORP COM 127097103 972 44,653 SH SOLE 40,779 0 3,874
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 681 38,410 SH SOLE 38,410 0 0
CANADIAN NATL RY CO COM 136375102 274 2,365 SH SOLE 2,313 0 52
CELANESE CORP DEL COM 150870103 8,070 53,572 SH SOLE 50,321 0 3,251
CHEVRON CORP NEW COM 166764100 2,048 20,184 SH SOLE 19,182 0 1,002
CINCINNATI FINL CORP COM 172062101 968 8,471 SH SOLE 7,758 0 713
CITIGROUP INC COM NEW 172967424 272 3,880 SH SOLE 3,377 0 503
COCA COLA CO COM 191216100 2,211 42,132 SH SOLE 39,539 0 2,593
COLGATE PALMOLIVE CO COM 194162103 624 8,259 SH SOLE 8,259 0 0
COMERICA INC COM 200340107 960 11,923 SH SOLE 10,824 0 1,099
COMMERCE BANCSHARES INC COM 200525103 554 7,956 SH SOLE 7,064 0 892
COPART INC COM 217204106 18,217 131,320 SH SOLE 131,320 0 0
CULLEN FROST BANKERS INC COM 229899109 765 6,448 SH SOLE 5,836 0 612
CUMMINS INC COM 231021106 221 985 SH SOLE 985 0 0
DTE ENERGY CO COM 233331107 221 1,979 SH SOLE 1,979 0 0
DANAHER CORPORATION COM 235851102 2,660 8,736 SH SOLE 7,671 0 1,065
DEERE & CO COM 244199105 311 927 SH SOLE 677 0 250
DISNEY WALT CO COM 254687106 9,707 57,383 SH SOLE 52,672 0 4,711
ECOLAB INC COM 278865100 1,713 8,213 SH SOLE 7,482 0 731
EMERSON ELEC CO COM 291011104 426 4,522 SH SOLE 4,228 0 294
ENTERPRISE PRODS PARTNERS L COM 293792107 206 9,500 SH SOLE 9,500 0 0
EQUIFAX INC COM 294429105 2,201 8,686 SH SOLE 8,328 0 358
FACTSET RESH SYS INC COM 303075105 230 583 SH SOLE 506 0 77
FASTENAL CO COM 311900104 1,771 34,312 SH SOLE 32,957 0 1,355
FIFTH THIRD BANCORP COM 316773100 329 7,760 SH SOLE 7,760 0 0
FIRST SOLAR INC COM 336433107 241 2,523 SH SOLE 2,523 0 0
FISERV INC COM 337738108 3,076 28,346 SH SOLE 26,137 0 2,209
GENERAL DYNAMICS CORP COM 369550108 956 4,875 SH SOLE 4,244 0 631
GLOBAL NET LEASE INC COM NEW 379378201 265 16,524 SH SOLE 16,524 0 0
HERCULES CAPITAL INC COM 427096508 166 10,000 SH SOLE 10,000 0 0
HOME DEPOT INC COM 437076102 14,988 45,659 SH SOLE 43,455 0 2,204
HONEYWELL INTL INC COM 438516106 5,303 24,983 SH SOLE 23,087 0 1,896
HUMANA INC COM 444859102 1,926 4,949 SH SOLE 4,714 0 235
ILLINOIS TOOL WKS INC COM 452308109 367 1,774 SH SOLE 1,774 0 0
ILLUMINA INC COM 452327109 1,134 2,797 SH SOLE 2,785 0 12
INTEL CORP COM 458140100 3,323 62,376 SH SOLE 60,645 0 1,731
INTERNATIONAL BUSINESS MACHS COM 459200101 846 6,086 SH SOLE 5,922 0 164
INTUIT COM 461202103 4,049 7,504 SH SOLE 6,405 0 1,099
ISHARES INC MSCI FRONTIER 464286145 632 18,635 SH SOLE 3,680 0 14,955
ISHARES INC JP MORGAN EM ETF 464286517 241 5,680 SH SOLE 0 0 5,680
ISHARES TR CORE S&P TTL STK 464287150 501 5,096 SH SOLE 5,096 0 0
ISHARES TR SELECT DIVID ETF 464287168 535 4,664 SH SOLE 2,914 0 1,750
ISHARES TR TIPS BD ETF 464287176 8,009 62,726 SH SOLE 57,198 0 5,528
ISHARES TR CORE S&P500 ETF 464287200 38,248 88,779 SH SOLE 86,666 0 2,113
ISHARES TR CORE US AGGBD ET 464287226 2,439 21,241 SH SOLE 20,990 0 251
ISHARES TR MSCI EMG MKT ETF 464287234 2,568 50,977 SH SOLE 28,182 0 22,795
ISHARES TR S&P 500 GRWT ETF 464287309 205 2,772 SH SOLE 2,772 0 0
ISHARES TR NORTH AMERN NAT 464287374 4,351 148,159 SH SOLE 137,595 0 10,564
ISHARES TR 1 3 YR TREAS BD 464287457 6,562 76,165 SH SOLE 71,615 0 4,550
ISHARES TR MSCI EAFE ETF 464287465 5,630 72,173 SH SOLE 68,452 0 3,721
ISHARES TR RUS MD CP GR ETF 464287481 216 1,928 SH SOLE 1,928 0 0
ISHARES TR RUS MID CAP ETF 464287499 2,837 36,265 SH SOLE 30,065 0 6,200
ISHARES TR CORE S&P MCP ETF 464287507 9,527 36,216 SH SOLE 35,748 0 468
ISHARES TR RUS 1000 VAL ETF 464287598 25,972 165,944 SH SOLE 162,596 0 3,348
ISHARES TR RUS 1000 GRW ETF 464287614 19,710 71,923 SH SOLE 68,160 0 3,763
ISHARES TR RUS 1000 ETF 464287622 45,218 187,076 SH SOLE 180,963 0 6,113
ISHARES TR RUS 2000 VAL ETF 464287630 239 1,492 SH SOLE 52 0 1,440
ISHARES TR RUSSELL 2000 ETF 464287655 43,807 200,259 SH SOLE 187,380 0 12,880
ISHARES TR CORE S&P US VLU 464287663 800 11,290 SH SOLE 9,650 0 1,640
ISHARES TR US HLTHCARE ETF 464287762 797 2,890 SH SOLE 200 0 2,690
ISHARES TR CORE S&P SCP ETF 464287804 3,723 34,100 SH SOLE 33,683 0 417
ISHARES TR MSCI ACWI EX US 464288240 220 3,968 SH SOLE 3,752 0 216
ISHARES TR MSCI ACWI ETF 464288257 1,302 13,027 SH SOLE 13,027 0 0
ISHARES TR GLB INFRASTR ETF 464288372 691 15,060 SH SOLE 14,535 0 525
ISHARES TR NATIONAL MUN ETF 464288414 1,281 11,031 SH SOLE 8,681 0 2,350
ISHARES TR IBOXX HI YD ETF 464288513 30 340 SH SOLE 340 0 0
ISHARES TR IBOXX HI YD ETF 464288513 5 14,300 SH Put SOLE 14,300 0 0
ISHARES TR MBS ETF 464288588 853 7,888 SH SOLE 7,888 0 0
ISHARES TR ISHS 5-10YR INVT 464288638 255 4,246 SH SOLE 4,046 0 200
ISHARES TR ISHS 1-5YR INVS 464288646 15,156 277,388 SH SOLE 274,236 0 3,152
ISHARES TR 3 7 YR TREAS BD 464288661 4,100 31,498 SH SOLE 27,839 0 3,659
ISHARES TR U.S. MED DVC ETF 464288810 237 3,768 SH SOLE 3,768 0 0
ISHARES TR EAFE GRWTH ETF 464288885 2,359 22,155 SH SOLE 22,155 0 0
JOHNSON & JOHNSON COM 478160104 3,583 22,185 SH SOLE 20,867 0 1,318
KAYNE ANDERSON ENERGY INFRST COM 486606106 82 10,250 SH SOLE 10,250 0 0
LANNET INC COM 516012101 36,228 7,757,506 SH SOLE 15,567 0 7,741,939
LAUDER ESTEE COS INC CL A 518439104 325 1,082 SH SOLE 1,067 0 15
LEGGETT & PLATT INC COM 524660107 282 6,286 SH SOLE 6,166 0 120
LENNAR CORP CL A 526057104 1,511 16,127 SH SOLE 14,829 0 1,298
LILLY ELI & CO COM 532457108 445 1,928 SH SOLE 1,694 0 234
LOCKHEED MARTIN CORP COM 539830109 1,526 4,422 SH SOLE 4,294 0 128
LOWES COS INC COM 548661107 438 2,160 SH SOLE 1,934 0 226
LULULEMON ATHLETICA INC COM 550021109 1,860 4,595 SH SOLE 3,916 0 679
MGM RESORTS INTERNATIONAL COM 552953101 14,112 327,039 SH SOLE 327,039 0 0
MARKEL CORP COM 570535104 1,396 1,168 SH SOLE 1,086 0 82
MARTIN MARIETTA MATLS INC COM 573284106 1,235 3,614 SH SOLE 3,253 0 361
MCDONALDS CORP COM 580135101 7,806 32,376 SH SOLE 30,548 0 1,828
METTLER TOLEDO INTERNATIONAL COM 592688105 864 627 SH SOLE 569 0 58
MICROSOFT CORP COM 594918104 36,246 128,568 SH SOLE 117,788 0 10,780
MICROSOFT CORP COM 594918104 31 1,600 SH Put SOLE 1,600 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 4,748 30,934 SH SOLE 28,944 0 1,990
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 492 82,995 SH SOLE 74,097 0 8,898
MONDELEZ INTL INC CL A 609207105 1,650 28,358 SH SOLE 27,027 0 1,331
MOODYS CORP COM 615369105 1,307 3,681 SH SOLE 3,427 0 254
MORGAN STANLEY COM NEW 617446448 8,975 92,230 SH SOLE 86,743 0 5,487
NIKE INC CL B 654106103 7,315 50,367 SH SOLE 47,093 0 3,275
NORFOLK SOUTHN CORP COM 655844108 213 889 SH SOLE 714 0 175
NORTHERN TR CORP COM 665859104 411 3,811 SH SOLE 3,600 0 211
PNC FINL SVCS GROUP INC COM 693475105 1,461 7,467 SH SOLE 6,588 0 879
PARKER-HANNIFIN CORP COM 701094104 1,452 5,192 SH SOLE 4,476 0 716
PEPSICO INC COM 713448108 5,017 33,357 SH SOLE 32,362 0 995
PFIZER INC COM 717081103 2,760 64,169 SH SOLE 62,271 0 1,898
PHILIP MORRIS INTL INC COM 718172109 1,377 14,522 SH SOLE 10,517 0 4,005
PHILLIPS 66 COM 718546104 1,216 17,369 SH SOLE 16,158 0 1,211
PIONEER NAT RES CO COM 723787107 297 1,783 SH SOLE 1,272 0 511
PROCTER AND GAMBLE CO COM 742718109 4,084 29,210 SH SOLE 27,278 0 1,932
PULTE GROUP INC COM 745867101 499 10,869 SH SOLE 10,869 0 0
QUALCOMM INC COM 747525103 2,435 18,876 SH SOLE 17,384 0 1,492
RPM INTL INC COM 749685103 1,191 15,343 SH SOLE 12,761 0 2,582
RAYONIER INC COM 754907103 699 19,584 SH SOLE 18,600 0 984
REDWOOD TR INC COM 758075402 433 33,610 SH SOLE 32,702 0 908
REGAL BELOIT CORP COM 758750103 303 2,016 SH SOLE 2,000 0 16
ROCKWELL AUTOMATION INC COM 773903109 986 3,352 SH SOLE 3,352 0 0
ROPER TECHNOLOGIES INC COM 776696106 4,561 10,224 SH SOLE 9,368 0 857
SAP SE SPON ADR 803054204 1,890 13,996 SH SOLE 13,159 0 837
SAVARA INC COM 805111101 35 25,214 SH SOLE 25,214 0 0
SCHLUMBERGER LTD COM STK 806857108 227 7,650 SH SOLE 6,809 0 841
SCHWAB CHARLES CORP COM 808513105 2,498 34,294 SH SOLE 32,574 0 1,720
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 469 6,119 SH SOLE 6,114 0 5
SONY GROUP CORPORATION SPONSORED ADR 835699307 1,478 13,368 SH SOLE 11,828 0 1,540
SOUTHERN CO COM 842587107 425 6,857 SH SOLE 6,150 0 707
SOUTHWEST AIRLS CO COM 844741108 258 5,013 SH SOLE 5,013 0 0
SQUARE INC CL A 852234103 654 2,726 SH SOLE 2,359 0 367
STARBUCKS CORP COM 855244109 2,249 20,388 SH SOLE 19,684 0 704
STRYKER CORPORATION COM 863667101 292 1,106 SH SOLE 1,050 0 56
SUN CMNTYS INC COM 866674104 811 4,382 SH SOLE 3,661 0 721
TJX COS INC NEW COM 872540109 3,583 54,308 SH SOLE 50,787 0 3,521
TELEFLEX INCORPORATED COM 879369106 1,139 3,024 SH SOLE 2,850 0 174
TEXAS INSTRS INC COM 882508104 10,010 52,077 SH SOLE 47,745 0 4,332
THERMO FISHER SCIENTIFIC INC COM 883556102 13,732 24,035 SH SOLE 22,455 0 1,580
TRANSDIGM GROUP INC COM 893641100 532 851 SH SOLE 797 0 54
TYSON FOODS INC CL A 902494103 858 10,871 SH SOLE 9,979 0 892
US BANCORP DEL COM NEW 902973304 1,794 30,186 SH SOLE 28,344 0 1,842
UNILEVER PLC SPON ADR NEW 904767704 733 13,526 SH SOLE 12,546 0 980
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 17,643 215,322 SH SOLE 176,050 0 39,272
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6,181 122,419 SH SOLE 116,222 0 6,197
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 996 9,637 SH SOLE 7,748 0 1,889
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 544 8,931 SH SOLE 8,931 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2,068 41,358 SH SOLE 37,337 0 4,021
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 205 3,122 SH SOLE 2,886 0 236
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 451 1,144 SH SOLE 1,144 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 283 1,199 SH SOLE 1,199 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 445 1,533 SH SOLE 1,533 0 0
VONTIER CORPORATION COM 928881101 1,143 34,017 SH SOLE 31,139 0 2,878
WALMART INC COM 931142103 2,668 19,140 SH SOLE 17,317 0 1,823
WALGREENS BOOTS ALLIANCE INC COM 931427108 1,811 38,491 SH SOLE 35,647 0 2,844
WILLIAMS COS INC COM 969457100 3,907 150,629 SH SOLE 140,997 0 9,632
RAYTHEON TECHNOLOGIES CORP COM 75513e101 969 11,278 SH SOLE 9,880 0 1,398
INVESCO QQQ TR UNIT SER 1 46090e103 3,392 9,477 SH SOLE 9,477 0 0
TARGET CORP COM 87612e106 2,196 9,599 SH SOLE 9,530 0 69
EDWARDS LIFESCIENCES CORP COM 28176E108 736 6,500 SH SOLE 6,500 0 0
BNY MELLON STRATEGIC MUN BD COM 09662E109 122 15,300 SH SOLE 15,300 0 0
AT&T INC COM 00206R102 1,035 38,333 SH SOLE 31,311 0 7,022
ABBVIE INC COM 00287Y109 2,195 20,351 SH SOLE 19,368 0 983
ADOBE SYSTEMS INCORPORATED COM 00724F101 12,137 21,081 SH SOLE 19,588 0 1,493
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4,274 28,871 SH SOLE 26,272 0 2,600
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 248 5,000 SH SOLE 5,000 0 0
ALPHABET INC CAP STK CL C 02079K107 9,683 3,633 SH SOLE 3,390 0 243
ALPHABET INC CAP STK CL A 02079K305 10,352 3,872 SH SOLE 3,577 0 296
ALTRIA GROUP INC COM 02209S103 1,357 29,822 SH SOLE 24,076 0 5,746
AMERICAN TOWER CORP NEW COM 03027X100 7,448 28,064 SH SOLE 26,301 0 1,763
AMERIPRISE FINL INC COM 03076C106 1,873 7,091 SH SOLE 6,103 0 988
ANSYS INC COM 03662Q105 4,836 14,205 SH SOLE 13,028 0 1,177
ARES CAPITAL CORP COM 04010L103 442 21,760 SH SOLE 14,690 0 7,070
ARES CAPITAL CORP COM 04010L103 1 31,500 SH Put SOLE 31,500 0 0
BNY MELLON STRATEGIC MUNS IN COM 05588W108 212 24,350 SH SOLE 24,350 0 0
BERRY GLOBAL GROUP INC COM 08579W103 372 6,103 SH SOLE 5,924 0 179
BIO-TECHNE CORP COM 09073M104 254 525 SH SOLE 464 0 61
BLACKROCK INC COM 09247X101 9,417 11,228 SH SOLE 10,623 0 606
BLACKROCK MUNI INCOME TR II COM 09249N101 160 10,553 SH SOLE 10,553 0 0
BLACKSTONE MTG TR INC COM CL A 09257W100 264 8,717 SH SOLE 0 0 8,717
BLACKSTONE INC COM 09260D107 8,539 73,393 SH SOLE 67,912 0 5,481
BOOKING HOLDINGS INC COM 09857L108 261 110 SH SOLE 62 0 48
BROADMARK RLTY CAP INC COM 11135B100 634 64,312 SH SOLE 49,101 0 15,211
BROADCOM INC COM 11135F101 650 1,341 SH SOLE 1,068 0 273
BUILDERS FIRSTSOURCE INC COM 12008R107 3,640 70,360 SH SOLE 66,909 0 3,451
CBRE GROUP INC CL A 12504L109 7,204 73,993 SH SOLE 69,436 0 4,557
CDW CORP COM 12514G108 7,032 38,636 SH SOLE 36,352 0 2,284
CAPITAL ONE FINL CORP COM 14040H105 3,443 21,258 SH SOLE 20,027 0 1,231
CARRIER GLOBAL CORPORATION COM 14448C104 254 4,910 SH SOLE 4,427 0 483
CISCO SYS INC COM 17275R102 2,053 37,719 SH SOLE 33,472 0 4,247
COMCAST CORP NEW CL A 20030N101 1,551 27,725 SH SOLE 23,651 0 4,074
CONOCOPHILLIPS COM 20825C104 202 2,981 SH SOLE 1,949 0 1,032
CONSTELLATION BRANDS INC CL A 21036P108 4,827 22,910 SH SOLE 21,549 0 1,361
CORNERSTONE ONDEMAND INC COM 21925Y103 286 5,000 SH SOLE 0 0 5,000
CORTEVA INC COM 22052L104 1,226 29,143 SH SOLE 26,143 0 3,000
COSTCO WHSL CORP NEW COM 22160K105 824 1,834 SH SOLE 1,688 0 146
CROWN CASTLE INTL CORP NEW COM 22822V101 1,968 11,352 SH SOLE 10,609 0 743
DIAGEO PLC SPON ADR NEW 25243Q205 2,184 11,315 SH SOLE 10,584 0 731
DOMINOS PIZZA INC COM 25754A201 367 770 SH SOLE 647 0 123
DRAFTKINGS INC COM CL A 26142R104 720 14,955 SH SOLE 14,604 0 351
DUKE ENERGY CORP NEW COM NEW 26441C204 339 3,477 SH SOLE 3,477 0 0
EAST WEST BANCORP INC COM 27579R104 564 7,278 SH SOLE 6,631 0 647
EHEALTH INC COM 28238P109 425 10,500 SH SOLE 10,500 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 1,233 38,659 SH SOLE 34,640 0 4,019
ENERGY TRANSFER L P COM UT LTD PTN 29273V100 214 22,380 SH SOLE 21,360 0 1,020
EQUITY LIFESTYLE PPTYS INC COM 29472R108 518 6,633 SH SOLE 5,957 0 676
EQUITY RESIDENTIAL SH BEN INT 29476L107 992 12,261 SH SOLE 11,652 0 609
EVERSOURCE ENERGY COM 30040W108 307 3,753 SH SOLE 3,616 0 137
EXPEDIA GROUP INC COM NEW 30212P303 736 4,490 SH SOLE 4,346 0 144
EXXON MOBIL CORP COM 30231G102 1,507 25,627 SH SOLE 22,801 0 2,826
FRP HLDGS INC COM 30292L107 224 4,000 SH SOLE 0 0 4,000
FACEBOOK INC CL A 30303M102 6,773 19,955 SH SOLE 17,580 0 2,375
FEDEX CORP COM 31428X106 3,914 17,847 SH SOLE 16,803 0 1,044
FIDELITY NATL INFORMATION SV COM 31620M106 1,059 8,702 SH SOLE 7,955 0 747
FIRST REP BK SAN FRANCISCO C COM 33616C100 1,941 10,061 SH SOLE 9,134 0 927
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 790 7,496 SH SOLE 2,112 0 5,384
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 305 12,876 SH SOLE 12,876 0 0
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 20,143 420,971 SH SOLE 414,477 0 6,494
FOCUS FINL PARTNERS INC COM CL A 34417P100 2,598 49,616 SH SOLE 49,616 0 0
FORTIVE CORP COM 34959J108 1,845 26,147 SH SOLE 24,616 0 1,531
FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 9,876 389,138 SH SOLE 378,006 0 11,132
GOLDMAN SACHS GROUP INC COM 38141G104 980 2,592 SH SOLE 1,295 0 1,297
GRANITESHARES ETF TR XOUT US LRG CP 38747R603 224 5,474 SH SOLE 4,175 0 1,299
HCA HEALTHCARE INC COM 40412C101 220 907 SH SOLE 907 0 0
IPG PHOTONICS CORP COM 44980X109 3,280 20,709 SH SOLE 19,254 0 1,455
ISTAR INC COM 45031U101 702 27,986 SH SOLE 27,986 0 0
ISPECIMEN INC COM 45032V108 142 24,400 SH SOLE 750 0 23,650
IDEXX LABS INC COM 45168D104 252 406 SH SOLE 329 0 77
INNOVATIVE INDL PPTYS INC COM 45781V101 763 3,300 SH SOLE 3,300 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 253 2,205 SH SOLE 1,834 0 371
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 258 4,245 SH SOLE 2,745 0 1,500
INVESCO CURRENCYSHARES SWISS SWISS FRANC 46138R108 252 2,600 SH SOLE 1,150 0 1,450
ISHARES SILVER TR ISHARES 46428Q109 359 17,500 SH SOLE 17,500 0 0
ISHARES TR US TREAS BD ETF 46429B267 454 17,100 SH SOLE 13,750 0 3,350
ISHARES TR FLTG RATE NT ETF 46429B655 24,165 475,313 SH SOLE 471,027 0 4,286
ISHARES TR MSCI USA MIN VOL 46429B697 15,264 207,667 SH SOLE 195,709 0 11,958
ISHARES TR MSCI USA QLT FCT 46432F339 495 3,757 SH SOLE 3,757 0 0
ISHARES TR CORE MSCI TOTAL 46432F834 251 3,534 SH SOLE 3,534 0 0
ISHARES INC CORE MSCI EMKT 46434G103 707 11,453 SH SOLE 11,453 0 0
ISHARES TR BLACKROCK ULTRA 46434V878 304 6,025 SH SOLE 6,025 0 0
JPMORGAN CHASE & CO COM 46625H100 15,115 92,339 SH SOLE 76,228 0 16,111
KKR & CO INC COM 48251W104 213 3,500 SH SOLE 3,500 0 0
LEVEL ONE BANCORP INC COM 52730D208 294 10,000 SH SOLE 10,000 0 0
MSCI INC COM 55354G100 524 862 SH SOLE 713 0 149
MACQUARIE INFRASTR HOLD LLC COMMON UNITS 55608B105 380 9,381 SH SOLE 4,972 0 4,409
MASTERCARD INCORPORATED CL A 57636Q104 9,288 26,714 SH SOLE 24,324 0 2,390
MEDICAL PPTYS TRUST INC COM 58463J304 252 12,565 SH SOLE 12,170 0 395
MERCK & CO INC COM 58933Y105 1,474 19,626 SH SOLE 19,102 0 524
METLIFE INC COM 59156R108 278 4,506 SH SOLE 4,136 0 370
NETFLIX INC COM 64110L106 1,459 2,390 SH SOLE 1,923 0 467
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 10,007 909,763 SH SOLE 898,798 0 10,965
NEW RELIC INC COM 64829B100 271 3,775 SH SOLE 3,775 0 0
NEXTERA ENERGY INC COM 65339F101 5,225 66,542 SH SOLE 63,490 0 3,052
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 1,597 21,197 SH SOLE 20,399 0 798
NEXPOINT RESIDENTIAL TR INC COM 65341D102 934 15,096 SH SOLE 15,096 0 0
NOVARTIS AG SPONSORED ADR 66987V109 2,102 25,707 SH SOLE 23,949 0 1,758
NVIDIA CORPORATION COM 67066G104 455 2,196 SH SOLE 1,777 0 419
NUVEEN QUALITY MUNCP INCOME COM 67066V101 202 12,936 SH SOLE 12,936 0 0
ORACLE CORP COM 68389X105 3,413 39,175 SH SOLE 36,943 0 2,232
ORGANIGRAM HLDGS INC COM 68620P101 31 13,380 SH SOLE 13,360 0 20
PAYPAL HLDGS INC COM 70450Y103 3,118 11,981 SH SOLE 10,823 0 1,158
PIMCO ETF TR 0-5 HIGH YIELD 72201R783 376 3,792 SH SOLE 0 0 3,792
PROLOGIS INC. COM 74340W103 206 1,644 SH SOLE 1,273 0 371
PROSHARES TR PSHS SHORT DOW30 74347B235 3,674 106,840 SH SOLE 59,515 0 47,325
PROSHARES TR SHORT S&P 500 NE 74347B425 5,637 370,107 SH SOLE 324,252 0 45,855
PROTERRA INC COM 74374T109 142 14,080 SH SOLE 14,080 0 0
REGENERON PHARMACEUTICALS COM 75886F107 222 367 SH SOLE 349 0 18
S&P GLOBAL INC COM 78409V104 223 524 SH SOLE 490 0 34
SPDR S&P 500 ETF TR TR UNIT 78462F103 24,235 56,473 SH SOLE 51,677 0 4,796
SPDR S&P 500 ETF TR TR UNIT 78462F103 88 3,300 SH Put SOLE 3,300 0 0
SPDR GOLD TR GOLD SHS 78463V107 271 1,652 SH SOLE 1,622 0 30
SPDR SER TR NUVEEN BBG BRCLY 78464A284 469 7,826 SH SOLE 7,826 0 0
SPDR SER TR S&P DIVID ETF 78464A763 883 7,508 SH SOLE 7,508 0 0
SPDR SER TR PORTFOLI S&P1500 78464A805 903 17,039 SH SOLE 17,039 0 0
SS&C TECHNOLOGIES HLDGS INC COM 78467J100 4,900 70,605 SH SOLE 65,756 0 4,849
SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 619 1,830 SH SOLE 1,830 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 8,935 18,580 SH SOLE 15,500 0 3,080
SPDR SER TR PORTFOLIO SH TSR 78468R101 36,512 1,192,046 SH SOLE 1,181,642 0 10,404
SPDR SER TR BLOMBERG BRC INV 78468R200 4,511 147,121 SH SOLE 147,121 0 0
SAFEHOLD INC COM 78645L100 848 11,792 SH SOLE 11,792 0 0
SALESFORCE COM INC COM 79466L302 3,836 14,144 SH SOLE 12,983 0 1,161
SEA LTD SPONSORD ADS 81141R100 525 1,646 SH SOLE 1,359 0 287
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 250 3,164 SH SOLE 3,164 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 279 7,421 SH SOLE 7,196 0 225
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 799 5,354 SH SOLE 4,523 0 831
SMILEDIRECTCLUB INC CL A COM 83192H106 711 133,564 SH SOLE 133,564 0 0
SOLAREDGE TECHNOLOGIES INC COM 83417M104 261 985 SH SOLE 962 0 23
SPROTT PHYSICAL GOLD TR UNIT 85207H104 6,884 498,854 SH SOLE 473,188 0 25,666
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 167 21,680 SH SOLE 21,680 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 4,155 242,570 SH SOLE 224,067 0 18,503
SUNDIAL GROWERS INC COM 86730L109 32 47,450 SH SOLE 35,450 0 12,000
TESLA INC COM 88160R101 861 1,110 SH SOLE 1,110 0 0
3M CO COM 88579Y101 604 3,444 SH SOLE 3,184 0 260
TITAN INTL INC ILL COM 88830M102 1,318 184,076 SH SOLE 184,076 0 0
TWITTER INC COM 90184L102 1,202 19,911 SH SOLE 16,189 0 3,722
UBER TECHNOLOGIES INC COM 90353T100 554 12,363 SH SOLE 9,663 0 2,700
ULTA BEAUTY INC COM 90384S303 519 1,437 SH SOLE 1,242 0 195
UNITEDHEALTH GROUP INC COM 91324P102 10,291 26,337 SH SOLE 24,163 0 2,175
VANECK ETF TRUST BIOTECH ETF 92189F726 636 3,145 SH SOLE 625 0 2,520
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 4,922 80,143 SH SOLE 79,961 0 182
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 856 9,681 SH SOLE 9,681 0 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 233 3,300 SH SOLE 3,300 0 0
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 349 5,079 SH SOLE 5,079 0 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 742 13,931 SH SOLE 13,721 0 210
VERIZON COMMUNICATIONS INC COM 92343V104 1,713 31,709 SH SOLE 29,967 0 1,742
VISA INC COM CL A 92826C839 6,137 27,550 SH SOLE 26,001 0 1,549
VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 636 21,597 SH SOLE 21,597 0 0
WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 3,872 3,841,000 PRN SOLE 3,841,000 0 0
WESTROCK CO COM 96145D105 517 10,383 SH SOLE 8,456 0 1,927
WINTRUST FINL CORP COM 97650W108 201 2,503 SH SOLE 2,186 0 317
WISDOMTREE TR CHINESE YUAN FD 97717W182 302 10,791 SH SOLE 5,455 0 5,336
XYLEM INC COM 98419M100 1,260 10,184 SH SOLE 9,251 0 933
ZOETIS INC CL A 98978V103 310 1,598 SH SOLE 1,017 0 581
ALLEGION PLC ORD SHS G0176J109 317 2,400 SH SOLE 2,180 0 220
ATLASSIAN CORP PLC CL A G06242104 208 532 SH SOLE 318 0 214
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 7,762 24,263 SH SOLE 22,728 0 1,535
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 308 5,484 SH SOLE 0 0 5,484
EATON CORP PLC SHS G29183103 804 5,386 SH SOLE 4,208 0 1,178
JOHNSON CTLS INTL PLC SHS G51502105 1,765 25,921 SH SOLE 22,933 0 2,988
LAZARD LTD SHS A G54050102 614 13,399 SH SOLE 12,639 0 760
LINDE PLC SHS G5494J103 1,876 6,394 SH SOLE 6,013 0 381
MEDTRONIC PLC SHS G5960L103 2,137 17,045 SH SOLE 14,920 0 2,125
APTIV PLC SHS G6095L109 208 1,396 SH SOLE 1,150 0 246
TRANE TECHNOLOGIES PLC SHS G8994E103 405 2,347 SH SOLE 2,347 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 858 3,690 SH SOLE 3,473 0 217
ALCON AG ORD SHS H01301128 1,845 22,764 SH SOLE 20,081 0 2,683
CHUBB LIMITED COM H1467J104 6,296 36,293 SH SOLE 33,769 0 2,525
ROYAL CARIBBEAN GROUP COM V7780T103 574 6,454 SH SOLE 6,361 0 93


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