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Form 13F-HR Summit Trail Advisors, For: Mar 31

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May 17, 2021 10:03 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Summit Trail Advisors, LLC
Address: 2 GRAND CENTRAL TOWER
140 E 45TH STREET, 28TH FLOOR
NEW YORK , NY10017
Form 13F File Number: 028-18552

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas Harms
Title: Chief Compliance Officer
Phone: 212-812-7010
Signature, Place, and Date of Signing:
Thomas Harms New York , NY 05-17-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 194
Form 13F Information Table Value Total: 921,271
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN STD SILVER ETF TR Equity 003264958 524 22,183 SH SOLE 22,183 0 0
ADVANCED MICRO DEVICES INC Equity 007903957 234 2,976 SH SOLE 2,976 0 0
ALASKA AIR GROUP INC Equity 011659959 320 4,626 SH SOLE 4,626 0 0
AMAZON COM INC Equity 023135956 13,718 4,434 SH SOLE 4,434 0 0
AMGEN INC Equity 031162950 323 1,298 SH SOLE 1,298 0 0
APPLE INC Equity 037833950 17,985 147,239 SH SOLE 147,239 0 0
BK OF AMERICA CORP Equity 060505954 1,140 29,472 SH SOLE 29,472 0 0
BERKSHIRE HATHAWAY INC DEL Equity 084670952 2,750 10,766 SH SOLE 10,766 0 0
BERKSHIRE HATHAWAY INC DEL Equity 084670952 386 1 SH SOLE 1 0 0
BLACKROCK CAP INVT CORP Equity 092533958 97 27,982 SH SOLE 27,982 0 0
CVS HEALTH CORP Equity 126650100 276 3,673 SH SOLE 3,673 0 0
CALADRIUS BIOSCIENCES INC Equity 128058203 34 17,730 SH SOLE 17,730 0 0
CHEVRON CORP NEW Equity 166764100 263 2,507 SH SOLE 2,507 0 0
CITIGROUP INC Equity 172967424 442 6,069 SH SOLE 6,069 0 0
DANAHER CORPORATION Equity 235851102 362 1,607 SH SOLE 1,607 0 0
DANIMER SCIENTIFIC INC Equity 236272100 321 8,500 SH SOLE 8,500 0 0
DISNEY WALT CO Equity 254687106 1,042 5,648 SH SOLE 5,648 0 0
DOCUSIGN INC Equity 256163106 21,191 104,674 SH SOLE 104,674 0 0
DUCK CREEK TECHNOLOGIES INC Equity 264120106 8,783 194,564 SH SOLE 194,564 0 0
EASTMAN KODAK CO Equity 277461406 160 20,340 SH SOLE 20,340 0 0
EMERSON ELEC CO Equity 291011104 267 2,954 SH SOLE 2,954 0 0
ENTERPRISE PRODS PARTNERS L Equity 293792107 250 11,369 SH SOLE 11,369 0 0
EXPEDITORS INTL WASH INC Equity 302130109 38,928 361,482 SH SOLE 361,482 0 0
FIDUS INVT CORP Equity 316500107 350 22,502 SH SOLE 22,502 0 0
FIRST MIDWEST BANCORP DEL Equity 320867104 437 19,810 SH SOLE 19,810 0 0
GILEAD SCIENCES INC Equity 375558103 207 3,200 SH SOLE 3,200 0 0
GRAFTECH INTL LTD Equity 384313508 674 55,143 SH SOLE 55,143 0 0
GREEN BRICK PARTNERS INC Equity 392709101 687 30,270 SH SOLE 30,270 0 0
HIREQUEST INC Equity 433535101 1,080 62,586 SH SOLE 62,586 0 0
HOME DEPOT INC Equity 437076102 248 812 SH SOLE 812 0 0
HONEYWELL INTL INC Equity 438516106 300 1,381 SH SOLE 1,381 0 0
INTEL CORP Equity 458140100 610 9,524 SH SOLE 9,524 0 0
ISHARES GOLD TR Equity 464285105 31,053 1,909,773 SH SOLE 1,909,773 0 0
ISHARES INC Equity 464286426 4,724 52,070 SH SOLE 52,070 0 0
ISHARES TR Equity 464287168 4,746 41,598 SH SOLE 41,598 0 0
ISHARES TR Equity 464287200 50,728 127,515 SH SOLE 127,515 0 0
ISHARES TR Equity 464287226 15,524 136,379 SH SOLE 136,379 0 0
ISHARES TR Equity 464287309 2,638 40,516 SH SOLE 40,516 0 0
ISHARES TR Equity 464287465 823 10,852 SH SOLE 10,852 0 0
ISHARES TR Equity 464287507 2,324 8,929 SH SOLE 8,929 0 0
ISHARES TR Equity 464287515 29,038 85,051 SH SOLE 85,051 0 0
ISHARES TR Equity 464287598 558 3,681 SH SOLE 3,681 0 0
ISHARES TR Equity 464287606 1,791 22,856 SH SOLE 22,856 0 0
ISHARES TR Equity 464287614 2,070 8,516 SH SOLE 8,516 0 0
ISHARES TR Equity 464287648 729 2,424 SH SOLE 2,424 0 0
ISHARES TR Equity 464287655 9,181 41,554 SH SOLE 41,554 0 0
ISHARES TR Equity 464287804 935 8,617 SH SOLE 8,617 0 0
ISHARES TR Equity 464288257 1,225 12,871 SH SOLE 12,871 0 0
ISHARES TR Equity 464288687 356 9,280 SH SOLE 9,280 0 0
ISHARES TR Equity 464288851 677 13,909 SH SOLE 13,909 0 0
ISHARES TR Equity 464289438 1,288 9,576 SH SOLE 9,576 0 0
ISHARES TR Equity 464289859 201 3,000 SH SOLE 3,000 0 0
JOHNSON & JOHNSON Equity 478160104 614 3,737 SH SOLE 3,737 0 0
LOCKHEED MARTIN CORP Equity 539830109 686 1,857 SH SOLE 1,857 0 0
LOWES COS INC Equity 548661107 285 1,499 SH SOLE 1,499 0 0
MICROSOFT CORP Equity 594918104 5,607 23,780 SH SOLE 23,780 0 0
MONDELEZ INTL INC Equity 609207105 205 3,482 SH SOLE 3,482 0 0
MORGAN STANLEY Equity 617446448 347 4,474 SH SOLE 4,474 0 0
NIKE INC Equity 654106103 263 1,975 SH SOLE 1,975 0 0
NOKIA CORP Equity 654902204 44 11,000 SH SOLE 11,000 0 0
NUVEEN AMT FREE QLTY MUN INC Equity 670657105 2,003 134,612 SH SOLE 134,612 0 0
OKTA INC Equity 679295105 8,789 39,874 SH SOLE 39,874 0 0
PEPSICO INC Equity 713448108 429 3,031 SH SOLE 3,031 0 0
PFIZER INC Equity 717081103 857 23,653 SH SOLE 23,653 0 0
PHILIP MORRIS INTL INC Equity 718172109 381 4,232 SH SOLE 4,232 0 0
PROCTER AND GAMBLE CO Equity 742718109 533 3,936 SH SOLE 3,936 0 0
QUALTRICS INTL INC Equity 747601201 244 7,400 SH SOLE 7,400 0 0
SNOWFLAKE INC Equity 833445109 58,287 254,216 SH SOLE 254,216 0 0
SOUTHERN CO Equity 842587107 350 5,636 SH SOLE 5,636 0 0
STEEL CONNECT INC Equity 858098106 224 113,165 SH SOLE 113,165 0 0
TAIWAN SEMICONDUCTOR MFG LTD Equity 874039100 278 2,344 SH SOLE 2,344 0 0
THERMO FISHER SCIENTIFIC INC Equity 883556102 451 987 SH SOLE 987 0 0
TRANSDIGM GROUP INC Equity 893641100 300 511 SH SOLE 511 0 0
TRINET GROUP INC Equity 896288107 495 6,354 SH SOLE 6,354 0 0
TRUPANION INC Equity 898202106 305 4,000 SH SOLE 4,000 0 0
VANGUARD ADMIRAL FDS INC Equity 921932505 368 1,568 SH SOLE 1,568 0 0
VANGUARD TAX-MANAGED INTL FD Equity 921943858 1,504 30,622 SH SOLE 30,622 0 0
VANGUARD WHITEHALL FDS Equity 921946406 251 2,483 SH SOLE 2,483 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042742 1,380 14,188 SH SOLE 14,188 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042775 352 5,798 SH SOLE 5,798 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042858 48,085 923,820 SH SOLE 923,820 0 0
VARONIS SYS INC Equity 922280102 2,361 45,994 SH SOLE 45,994 0 0
VANGUARD INDEX FDS Equity 922908363 197,849 543,093 SH SOLE 543,093 0 0
VANGUARD INDEX FDS Equity 922908512 550 4,079 SH SOLE 4,079 0 0
VANGUARD INDEX FDS Equity 922908553 851 9,268 SH SOLE 9,268 0 0
VANGUARD INDEX FDS Equity 922908595 1,436 5,228 SH SOLE 5,228 0 0
VANGUARD INDEX FDS Equity 922908611 566 3,420 SH SOLE 3,420 0 0
VANGUARD INDEX FDS Equity 922908629 382 1,725 SH SOLE 1,725 0 0
VANGUARD INDEX FDS Equity 922908637 251 1,357 SH SOLE 1,357 0 0
VANGUARD INDEX FDS Equity 922908744 8,442 64,218 SH SOLE 64,218 0 0
VANGUARD INDEX FDS Equity 922908751 253 1,184 SH SOLE 1,184 0 0
VANGUARD INDEX FDS Equity 922908769 1,187 5,741 SH SOLE 5,741 0 0
WELLS FARGO CO NEW Equity 949746101 274 7,011 SH SOLE 7,011 0 0
AT&T INC Equity 00206R102 442 14,617 SH SOLE 14,617 0 0
ADOBE SYSTEMS INCORPORATED Equity 00724F101 436 917 SH SOLE 917 0 0
ALIBABA GROUP HLDG LTD Equity 01609W102 582 2,566 SH SOLE 2,566 0 0
ALPHABET INC Equity 02079K107 17,868 8,638 SH SOLE 8,638 0 0
ALPHABET INC Equity 02079K305 14,457 7,010 SH SOLE 7,010 0 0
ALTRIA GROUP INC Equity 02209S103 342 6,583 SH SOLE 6,583 0 0
BANKWELL FINL GROUP INC Equity 06654A103 2,371 87,970 SH SOLE 87,970 0 0
BLACKROCK INCOME TR INC Equity 09247F100 104 17,100 SH SOLE 17,100 0 0
BLACKROCK INC Equity 09247X101 329 436 SH SOLE 436 0 0
BLACKROCK MUN INCOME TR Equity 09248F109 1,491 99,030 SH SOLE 99,030 0 0
BLACKROCK MUNIENHANCED FD IN Equity 09253Y100 1,140 96,077 SH SOLE 96,077 0 0
BLACKROCK MUNIHLDS INVSTM QL Equity 09254P108 1,206 84,087 SH SOLE 84,087 0 0
BLACKROCK MUN TARGET TERM TR Equity 09257P105 1,173 46,034 SH SOLE 46,034 0 0
BLACKSTONE GROUP INC Equity 09260D107 914 12,257 SH SOLE 12,257 0 0
BRIGHTHOUSE FINL INC Equity 10922N103 620 14,000 SH SOLE 14,000 0 0
BROADCOM INC Equity 11135F101 30,254 65,250 SH SOLE 65,250 0 0
CAPITOL INVESTMENT CORP V Equity 14064F209 5,245 500,000 SH SOLE 500,000 0 0
CENTENNIAL RESOURCE DEV INC Equity 15136A102 63 15,000 SH SOLE 15,000 0 0
CISCO SYS INC Equity 17275R102 396 7,660 SH SOLE 7,660 0 0
CLEAR CHANNEL OUTDOOR HLDGS Equity 18453H106 1,800 1,000,000 SH SOLE 1,000,000 0 0
CROWDSTRIKE HLDGS INC Equity 22788C105 5,891 32,277 SH SOLE 32,277 0 0
DAVITA INC Equity 23918K108 2,304 21,375 SH SOLE 21,375 0 0
DOORDASH INC Equity 25809K105 4,548 34,680 SH SOLE 34,680 0 0
EATON VANCE MUNI INCOME TRUS Equity 27826U108 1,539 111,788 SH SOLE 111,788 0 0
EATON VANCE MUN BD FD Equity 27827X101 1,611 121,104 SH SOLE 121,104 0 0
EHEALTH INC Equity 28238P109 2,316 31,845 SH SOLE 31,845 0 0
ENERGY TRANSFER LP Equity 29273V100 86 11,134 SH SOLE 11,134 0 0
FACEBOOK INC Equity 30303M102 4,540 15,414 SH SOLE 15,414 0 0
FORTRESS TRANS INFRST INVS L Equity 34960P101 564 20,000 SH SOLE 20,000 0 0
GOLDMAN SACHS GROUP INC Equity 38141G104 875 2,675 SH SOLE 2,675 0 0
GRANITESHARES ETF TR Equity 38747R603 8,914 242,038 SH SOLE 242,038 0 0
HOWARD HUGHES CORP Equity 44267D107 289 3,035 SH SOLE 3,035 0 0
IMV INC Equity 44974L103 36 11,000 SH SOLE 11,000 0 0
INTUITIVE SURGICAL INC Equity 46120E602 225 305 SH SOLE 305 0 0
INVESCO EXCHANGE TRADED FD T Equity 46137V357 405 2,858 SH SOLE 2,858 0 0
INVESCO EXCHANGE TRADED FD T Equity 46137V647 566 4,700 SH SOLE 4,700 0 0
ISHARES TR Equity 46429B598 2,111 50,048 SH SOLE 50,048 0 0
ISHARES TR Equity 46429B671 535 6,554 SH SOLE 6,554 0 0
ISHARES TR Equity 46429B697 1,740 25,155 SH SOLE 25,155 0 0
ISHARES INC Equity 46434G103 343 5,322 SH SOLE 5,322 0 0
JPMORGAN CHASE & CO Equity 46625H100 2,093 13,751 SH SOLE 13,751 0 0
JD.COM INC Equity 47215P106 12,271 145,515 SH SOLE 145,515 0 0
KAR AUCTION SVCS INC Equity 48238T109 675 45,000 SH SOLE 45,000 0 0
KODIAK SCIENCES INC Equity 50015M109 12,216 107,737 SH SOLE 107,737 0 0
LIVE OAK BANCSHARES INC Equity 53803X105 1,455 21,250 SH SOLE 21,250 0 0
MASTERCARD INCORPORATED Equity 57636Q104 843 2,369 SH SOLE 2,369 0 0
MERCK & CO. INC Equity 58933Y105 465 5,985 SH SOLE 5,985 0 0
NCINO INC Equity 63947U107 764 11,454 SH SOLE 11,454 0 0
NEUBERGER BERMAN MLP & ENERG Equity 64129H104 61 14,471 SH SOLE 14,471 0 0
NEW PROVIDENCE ACQUISITION Equity 64822P106 117 10,000 SH SOLE 10,000 0 0
NEW RESIDENTIAL INVT CORP Equity 64828T201 504 44,767 SH SOLE 44,767 0 0
NVIDIA CORPORATION Equity 67066G104 1,379 2,582 SH SOLE 2,582 0 0
NUVEEN MUNICIPAL CREDIT INC Equity 67070X101 2,936 180,928 SH SOLE 180,928 0 0
NUVEEN AMT FREE MUN CR INC F Equity 67071L106 2,945 173,576 SH SOLE 173,576 0 0
PALANTIR TECHNOLOGIES INC Equity 69608A108 13,256 569,180 SH SOLE 569,180 0 0
PAYPAL HLDGS INC Equity 70450Y103 272 1,122 SH SOLE 1,122 0 0
PELOTON INTERACTIVE INC Equity 70614W100 11,987 106,610 SH SOLE 106,610 0 0
PIMCO MUN INCOME FD II Equity 72200W106 2,971 198,904 SH SOLE 198,904 0 0
PIMCO MUN INCOME FD III Equity 72201A103 1,084 87,556 SH SOLE 87,556 0 0
PRECIGEN INC Equity 74017N105 215 31,191 SH SOLE 31,191 0 0
PROSHARES TR Equity 74348A210 948 43,000 SH SOLE 43,000 0 0
SBA COMMUNICATIONS CORP NEW Equity 78410G104 1,204 4,337 SH SOLE 4,337 0 0
SPDR S&P 500 ETF TR Equity 78462F103 22,974 57,780 SH SOLE 57,780 0 0
SPDR GOLD TR Equity 78463V107 2,262 14,138 SH SOLE 14,138 0 0
SPDR SER TR Equity 78464A763 1,011 8,566 SH SOLE 8,566 0 0
SPDR S&P MIDCAP 400 ETF TR Equity 78467Y107 1,038 2,176 SH SOLE 2,176 0 0
SPDR SER TR Equity 78468R556 549 6,750 SH SOLE 6,750 0 0
SALESFORCE COM INC Equity 79466L302 3,406 16,074 SH SOLE 16,074 0 0
SELECT SECTOR SPDR TR Equity 81369Y308 15,238 223,065 SH SOLE 223,065 0 0
SELECT SECTOR SPDR TR Equity 81369Y886 6,134 95,778 SH SOLE 95,778 0 0
SERVICENOW INC Equity 81762P102 1,452 2,904 SH SOLE 2,904 0 0
SHOPIFY INC Equity 82509L107 559 505 SH SOLE 505 0 0
SMARTSHEET INC Equity 83200N103 802 12,554 SH SOLE 12,554 0 0
SNAP INC Equity 83304A106 2,613 49,966 SH SOLE 49,966 0 0
SORRENTO THERAPEUTICS INC Equity 83587F202 99 12,000 SH SOLE 12,000 0 0
SPROTT PHYSICAL GOLD & SILVE Equity 85208R101 261 15,000 SH SOLE 15,000 0 0
TELADOC HEALTH INC Equity 87918A105 397 2,186 SH SOLE 2,186 0 0
TENABLE HLDGS INC Equity 88025T102 8,324 230,028 SH SOLE 230,028 0 0
TESLA INC Equity 88160R101 2,532 3,791 SH SOLE 3,791 0 0
TWILIO INC Equity 90138F102 290 852 SH SOLE 852 0 0
TWITTER INC Equity 90184L102 556 8,732 SH SOLE 8,732 0 0
UBER TECHNOLOGIES INC Equity 90353T100 6,082 111,578 SH SOLE 111,578 0 0
UNITED STS OIL FD LP Equity 91232N207 1,062 26,212 SH SOLE 26,212 0 0
UNITEDHEALTH GROUP INC Equity 91324P102 317 852 SH SOLE 852 0 0
UNITY BIOTECHNOLOGY INC Equity 91381U101 81 13,458 SH SOLE 13,458 0 0
VANECK VECTORS ETF TR Equity 92189F676 414 1,700 SH SOLE 1,700 0 0
VANGUARD WORLD FDS Equity 92204A504 937 4,095 SH SOLE 4,095 0 0
VANGUARD WORLD FDS Equity 92204A702 2,470 6,889 SH SOLE 6,889 0 0
VERIZON COMMUNICATIONS INC Equity 92343V104 528 9,082 SH SOLE 9,082 0 0
VISA INC Equity 92826C839 1,230 5,808 SH SOLE 5,808 0 0
WISDOMTREE TR Equity 97717X669 1,093 19,113 SH SOLE 19,113 0 0
YEXT INC Equity 98585N106 1,692 116,831 SH SOLE 116,831 0 0
ZOOM VIDEO COMMUNICATIONS IN Equity 98980L101 275 857 SH SOLE 857 0 0
ATLASSIAN CORP PLC Equity G06242104 456 2,165 SH SOLE 2,165 0 0
ATHENE HOLDING LTD Equity G0684D107 3,822 75,832 SH SOLE 75,832 0 0
MIMECAST LTD Equity G14838109 13,971 347,443 SH SOLE 347,443 0 0
GREENLIGHT CAPITAL RE LTD Equity G4095J109 3,563 409,484 SH SOLE 409,484 0 0
PLUM ACQUISITION CORP I Equity G7134L100 995 100,000 SH SOLE 100,000 0 0
TRANE TECHNOLOGIES PLC Equity G8994E103 515 3,112 SH SOLE 3,112 0 0
SPOTIFY TECHNOLOGY S A Equity L8681T102 557 2,080 SH SOLE 2,080 0 0
JFROG LTD Equity M6191J100 2,065 46,538 SH SOLE 46,538 0 0

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