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Form 13F-HR Stonegate Investment For: Jun 30

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August 9, 2022 6:04 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Stonegate Investment Group, LLC
Address: 2005 STONEGATE TRAIL
SUITE 101
BIRMINGHAM , AL35242
Form 13F File Number: 028-21778

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: HARRY L. COWLEY
Title: Chief Compliance Officer
Phone: (205) 963-0840
Signature, Place, and Date of Signing:
HARRY L. COWLEY BIRMINGHAM , AL 08-08-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 324
Form 13F Information Table Value Total: 2,283,260
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Clearbridge Legg Mason
Red Granite Zeigler
Lord Abbot

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 Clearbridge Legg Mason
2 Red Granite Zeigler
3 Lord Abbot

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 25,165 194,457 SH SOLE 0 0 194,457
ABBOTT LABS COM 002824100 2,656 24,449 SH DFND 2 0 16,652 7,797
ABBVIE INC COM 00287Y109 57,706 376,768 SH DFND 1,3 0 3,864 372,904
ABBVIE INC Call 00287Y909 266 1,582 SH Call SOLE 0 0 1,582
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6,626 23,864 SH DFND 1 0 50 23,814
ADOBE SYSTEMS INCORPORATED COM 00724F101 28,021 76,548 SH DFND 1,2 0 5,019 71,529
ADVANCE AUTO PARTS INC COM 00751Y106 231 1,337 SH DFND 1 0 1,146 191
ADVANCED MICRO DEVICES INC COM 007903107 202 2,645 SH SOLE 0 0 2,645
ADVISORSHARES TR PURE US CANNABIS 00768Y453 173 16,758 SH SOLE 0 0 16,758
AIR PRODS &CHEMS INC COM 009158106 980 4,076 SH DFND 1,2 0 4,069 7
AIRBNB INC NOTE 3/1 009066AB7 27 33,000 PRN DFND 3 0 33,000 0
ALIGN TECHNOLOGY INC COM 016255101 1,068 4,511 SH DFND 1,2 0 4,504 7
ALLEGHANY CORP MD COM 017175100 1,666 2,000 SH SOLE 0 0 2,000
ALLSTATE CORP COM 020002101 317 2,498 SH DFND 3 0 336 2,162
ALPHABET INC CAP STK CL A 02079K305 75,097 34,460 SH DFND 1,2,3 0 2,088 32,372
ALPHABET INC CAP STK CL C 02079K107 2,174 994 SH SOLE 0 0 994
ALPS ETF TR ALERIAN MLP 00162Q452 380 11,037 SH SOLE 0 0 11,037
ALTERYX INC NOTE 0.500% 8/0 02156BAD5 46 52,000 PRN DFND 3 0 52,000 0
ALTRIA GROUP INC COM 02209S103 2,556 61,188 SH SOLE 0 0 61,188
AMAZON COM INC COM 023135106 36,216 340,985 SH DFND 1,2 0 37,540 303,445
AMERICAN ELEC PWR CO INC COM 025537101 2,973 30,985 SH SOLE 0 0 30,985
AMERICAN EXPRESS CO COM 025816109 4,141 29,871 SH DFND 3 0 196 29,675
AMERICAN INTL GROUP INC COM NEW 026874784 831 16,248 SH DFND 1,3 0 9,448 6,800
AMERICAN TOWER CORP NEW COM 03027X100 1,169 4,575 SH DFND 1 0 1,571 3,004
AMERIPRISE FINL INC COM 03076C106 426 1,792 SH DFND 3 0 148 1,644
AMGEN INC COM 031162100 781 3,209 SH SOLE 0 0 3,209
AMPIO PHARMACEUTICALS INC COM 03209T109 5 30,000 SH SOLE 0 0 30,000
ANALOG DEVICES INC COM 032654105 4,068 27,846 SH SOLE 0 0 27,846
APOLLO GLOBAL MGMT INC COM 03769M106 637 13,131 SH DFND 1 0 10,261 2,870
APPLE INC COM 037833100 142,110 1,039,423 SH DFND 1,2 0 36,224 1,003,199
APPLIED MATLS INC COM 038222105 376 4,136 SH DFND 1 0 265 3,871
ARES CAPITAL CORP COM 04010L103 235 13,126 SH SOLE 0 0 13,126
ASTRAZENECA PLC SPONSORED ADR 046353108 638 9,655 SH SOLE 0 0 9,655
AT&T INC COM 00206R102 1,321 63,004 SH SOLE 0 0 63,004
ATMOS ENERGY CORP COM 049560105 224 2,000 SH SOLE 0 0 2,000
AUTODESK INC COM 052769106 674 3,921 SH DFND 1 0 3,036 885
AUTOMATIC DATA PROCESSING IN COM 053015103 4,540 21,614 SH SOLE 0 0 21,614
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 219 48,537 SH SOLE 0 0 48,537
BECTON DICKINSON &CO COM 075887109 3,886 15,762 SH DFND 1 0 1,828 13,934
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 55,373 202,818 SH SOLE 0 0 202,818
BHP GROUP LTD SPONSORED ADS 088606108 2,264 40,295 SH SOLE 0 0 40,295
BIOCRYST PHARMACEUTICALS INC COM 09058V103 518 48,988 SH SOLE 0 0 48,988
BIOGEN INC COM 09062X103 577 2,829 SH DFND 1 0 1,878 951
BK OF AMERICA CORP COM 060505104 19,119 614,150 SH DFND 1,2 0 57,251 556,899
BK OF AMERICA CORP 7.25%CNV PFD L 060505682 589 489 SH SOLE 0 0 489
BLACK KNIGHT INC COM 09215C105 342 5,227 SH SOLE 0 0 5,227
BLACKROCK INC COM 09247X101 5,722 9,395 SH SOLE 0 0 9,395
BLACKSTONE INC COM 09260D107 2,029 22,245 SH DFND 1,3 0 2,933 19,312
BLACKSTONE MTG TR INC COM CL A 09257W100 464 16,763 SH SOLE 0 0 16,763
BLOCK INC NOTE 5/0 852234AJ2 51 65,000 PRN DFND 3 0 65,000 0
BOEING CO COM 097023105 488 3,570 SH SOLE 0 0 3,570
BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 19 16,000 PRN DFND 3 0 16,000 0
BOOKING HOLDINGS INC COM 09857L108 278 159 SH SOLE 0 0 159
BOSTON SCIENTIFIC CORP COM 101137107 266 7,136 SH SOLE 0 0 7,136
BP PLC SPONSORED ADR 055622104 257 9,078 SH SOLE 0 0 9,078
BRISTOL-MYERS SQUIBB CO COM 110122108 3,086 40,077 SH SOLE 0 0 40,077
BROADCOM INC COM 11135F101 6,231 12,826 SH DFND 1 0 2,261 10,565
BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 298 8,367 SH SOLE 0 0 8,367
CATERPILLAR INC COM 149123101 1,050 5,871 SH SOLE 0 0 5,871
CHARLES RIV LABS INTL INC COM 159864107 213 996 SH DFND 1 0 996 0
CHEGG INC NOTE 9/0 163092AF6 31 42,000 PRN DFND 3 0 42,000 0
CHESAPEAKE ENERGY CORP COM 165167735 211 2,607 SH DFND 1,3 0 2,607 0
CHEVRON CORP NEW COM 166764100 109,953 759,450 SH SOLE 0 0 759,450
CHUBB LIMITED COM H1467J104 6,908 35,142 SH SOLE 0 0 35,142
CISCO SYS INC COM 17275R102 58,642 1,375,272 SH DFND 1,3 0 8,922 1,366,350
CITIGROUP INC COM NEW 172967424 13,290 288,984 SH SOLE 0 0 288,984
CME GROUP INC COM 12572Q105 720 3,515 SH SOLE 0 0 3,515
COCA COLA CO COM 191216100 13,359 212,350 SH DFND 1 0 7,697 204,653
COMCAST CORP NEW CL A 20030N101 9,773 249,047 SH DFND 1,3 0 35,852 213,195
CONAGRA BRANDS INC COM 205887102 595 17,388 SH SOLE 0 0 17,388
CONOCOPHILLIPS COM 20825C104 6,381 71,055 SH SOLE 0 0 71,055
CORTEVA INC COM 22052L104 267 4,924 SH DFND 1 0 1,718 3,206
COSTCO WHSL CORP NEW COM 22160K105 35,866 74,833 SH DFND 1,2 0 2,388 72,445
COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 20 26,000 PRN SOLE 0 0 26,000
CROWDSTRIKE HLDGS INC CL A 22788C105 549 3,259 SH DFND 1 0 2,486 773
CROWN CASTLE INTL CORP NEW COM 22822V101 2,957 17,559 SH SOLE 0 0 17,559
CSX CORP COM 126408103 583 20,051 SH SOLE 0 0 20,051
CVS HEALTH CORP COM 126650100 60,061 648,185 SH DFND 1,3 0 1,603 646,582
CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 20 19,000 PRN DFND 3 0 19,000 0
DANAHER CORPORATION Call 235851902 276 512 SH Call SOLE 0 0 512
DANAHER CORPORATION COM 235851102 43,781 172,693 SH SOLE 0 0 172,693
DATADOG INC NOTE 0.125% 6/1 23804LAB9 16 13,000 PRN DFND 3 0 13,000 0
DEERE &CO COM 244199105 1,613 5,386 SH SOLE 0 0 5,386
DEXCOM INC NOTE 0.250%11/1 252131AK3 49 54,000 PRN DFND 3 0 54,000 0
DIAGEO PLC SPON ADR NEW 25243Q205 1,112 6,388 SH DFND 1 0 443 5,945
DISCOVER FINL SVCS COM 254709108 2,060 21,783 SH SOLE 0 0 21,783
DISNEY WALT CO COM 254687106 27,274 288,922 SH DFND 1,2 0 19,201 269,721
DOLBY LABORATORIES INC COM CL A 25659T107 278 3,882 SH DFND 1 0 2,611 1,271
DOLLAR GEN CORP NEW COM 256677105 399 1,625 SH SOLE 0 0 1,625
DOMINION ENERGY INC COM 25746U109 3,133 39,258 SH SOLE 0 0 39,258
DOW INC COM 260557103 420 8,129 SH DFND 3 0 360 7,769
DUKE ENERGY CORP NEW COM NEW 26441C204 4,121 38,438 SH SOLE 0 0 38,438
DUPONT DE NEMOURS INC COM 26614N102 539 9,691 SH SOLE 0 0 9,691
EATON CORP PLC SHS G29183103 593 4,710 SH DFND 1 0 1,377 3,333
EATON VANCE LTD DURATION INC COM 27828H105 192 18,552 SH SOLE 0 0 18,552
EATON VANCE TAX-ADVANTAGED G COM 27828U106 245 11,072 SH SOLE 0 0 11,072
ECOLAB INC COM 278865100 1,060 6,893 SH DFND 1,2 0 6,522 371
EDISON INTL COM 281020107 433 6,854 SH DFND 1 0 4,840 2,014
EDWARDS LIFESCIENCES CORP COM 28176E108 1,330 13,985 SH DFND 1,2 0 13,886 99
EMERSON ELEC CO COM 291011104 1,394 17,521 SH SOLE 0 0 17,521
ENBRIDGE INC COM 29250N105 801 18,958 SH DFND 1 0 14,936 4,022
ENERGY TRANSFER L P COM UT LTD PTN 29273V100 208 20,825 SH SOLE 0 0 20,825
ENPHASE ENERGY INC NOTE 3/0 29355AAK3 36 36,000 PRN DFND 3 0 36,000 0
ENTERPRISE PRODS PARTNERS L COM 293792107 264 10,817 SH SOLE 0 0 10,817
EOG RES INC COM 26875P101 7,114 64,414 SH SOLE 0 0 64,414
EQT CORP COM 26884L109 377 10,950 SH DFND 1 0 9,640 1,310
EQUINIX INC COM 29444U700 322 490 SH DFND 1 0 185 305
EQUITY LIFESTYLE PPTYS INC COM 29472R108 635 9,004 SH SOLE 0 0 9,004
EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 20 20,000 PRN DFND 3 0 20,000 0
EXELON CORP COM 30161N101 407 8,978 SH DFND 1 0 2,522 6,456
EXPEDIA GROUP INC NOTE 2/1 30212PBE4 23 26,000 PRN DFND 3 0 26,000 0
EXXON MOBIL CORP COM 30231G102 82,363 961,733 SH SOLE 0 0 961,733
FARFETCH LTD ORD SH CL A 30744W107 77 10,804 SH SOLE 0 0 10,804
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3,122 84,461 SH DFND 3 0 582 83,879
FIDELITY NATL INFORMATION SV COM 31620M106 4,715 51,437 SH DFND 1,2 0 13,624 37,813
FORD MTR CO DEL COM 345370860 751 67,463 SH SOLE 0 0 67,463
FRANCO NEV CORP COM 351858105 764 5,803 SH SOLE 0 0 5,803
FREEPORT-MCMORAN INC CL B 35671D857 642 21,948 SH DFND 1 0 11,721 10,227
GABELLI EQUITY TR INC COM 362397101 210 34,463 SH SOLE 0 0 34,463
GENERAC HLDGS INC COM 368736104 1,060 5,036 SH DFND 2 0 4,942 94
GENERAL ELECTRIC CO COM NEW 369604301 3,474 54,564 SH DFND 1 0 1,060 53,504
GENERAL MTRS CO COM 37045V100 847 26,677 SH DFND 1,3 0 2,642 24,035
GENUINE PARTS CO COM 372460105 1,623 12,205 SH SOLE 0 0 12,205
GILEAD SCIENCES INC COM 375558103 303 4,898 SH DFND 1 0 1,038 3,860
GLOBAL PMTS INC COM 37940X102 4,492 40,603 SH SOLE 0 0 40,603
GLOBAL X FDS GLB X SUPERDIV 37950E549 124 13,350 SH SOLE 0 0 13,350
GLOBE LIFE INC COM 37959E102 3,490 35,801 SH SOLE 0 0 35,801
GOLDMAN SACHS GROUP INC COM 38141G104 5,079 17,099 SH SOLE 0 0 17,099
GRAN TIERRA ENERGY INC COM 38500T101 12 10,000 SH SOLE 0 0 10,000
GREEN PLAINS INC NOTE 2.250% 3/1 393222AK0 11 10,000 PRN DFND 3 0 10,000 0
GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 12 13,000 SH DFND 3 0 13,000 0
GSK PLC SPONSORED ADR 37733W105 573 13,160 SH SOLE 0 0 13,160
HALLIBURTON CO COM 406216101 319 10,170 SH SOLE 0 0 10,170
HOME DEPOT INC COM 437076102 62,989 229,662 SH DFND 1,2 0 6,275 223,387
HONEYWELL INTL INC COM 438516106 37,488 215,684 SH DFND 1,2 0 8,059 207,625
HUBSPOT INC COM 443573100 322 1,072 SH DFND 1 0 1,072 0
HUMANA INC COM 444859102 1,847 3,947 SH DFND 2 0 3,870 77
HYLIION HOLDINGS CORP COMMON STOCK 449109107 205 63,800 SH SOLE 0 0 63,800
IMMUNOGEN INC COM 45253H101 55 12,227 SH DFND 1 0 6,208 6,019
IN8BIO INC COM 45674E109 602 266,500 SH SOLE 0 0 266,500
INSMED INC NOTE 0.750% 6/0 457669AB5 12 15,000 PRN DFND 3 0 15,000 0
INSULET CORP NOTE 0.375% 9/0 45784PAK7 26 23,000 PRN DFND 3 0 23,000 0
INTEL CORP COM 458140100 38,229 1,021,904 SH DFND 1 0 6,325 1,015,579
INTERCONTINENTAL EXCHANGE IN COM 45866F104 299 3,179 SH DFND 2 0 350 2,829
INTERNATIONAL BUSINESS MACHS Call 459200901 539 1,416 SH Call SOLE 0 0 1,416
INTERNATIONAL BUSINESS MACHS COM 459200101 44,024 311,805 SH SOLE 0 0 311,805
INVESCO QQQ TR UNIT SER 1 46090E103 6,691 23,872 SH SOLE 0 0 23,872
IONIS PHARMACEUTICALS INC COM 462222100 261 7,055 SH DFND 1 0 5,507 1,548
ISHARES INC CORE MSCI EMKT 46434G103 919 18,728 SH SOLE 0 0 18,728
ISHARES TR CORE S&P500 ETF 464287200 14,866 39,208 SH SOLE 0 0 39,208
ISHARES TR RUS MID CAP ETF 464287499 8,366 129,380 SH SOLE 0 0 129,380
ISHARES TR CORE US AGGBD ET 464287226 3,233 31,800 SH SOLE 0 0 31,800
ISHARES TR RUS 1000 GRW ETF 464287614 2,459 11,244 SH SOLE 0 0 11,244
ISHARES TR CORE MSCI EAFE 46432F842 1,735 29,477 SH SOLE 0 0 29,477
ISHARES TR RUSSELL 2000 ETF 464287655 1,400 8,264 SH SOLE 0 0 8,264
ISHARES TR RUSSELL 3000 ETF 464287689 769 3,536 SH SOLE 0 0 3,536
ISHARES TR S&P 500 VAL ETF 464287408 473 3,444 SH SOLE 0 0 3,444
ISHARES TR RUS MDCP VAL ETF 464287473 331 3,262 SH SOLE 0 0 3,262
ISHARES TR TIPS BD ETF 464287176 319 2,801 SH SOLE 0 0 2,801
ISHARES TR MSCI EAFE ETF 464287465 269 4,303 SH SOLE 0 0 4,303
ISHARES TR PFD AND INCM SEC 464288687 226 6,874 SH SOLE 0 0 6,874
ISHARES TR CORE S&P SCP ETF 464287804 207 2,238 SH SOLE 0 0 2,238
ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 1,992 200,000 SH SOLE 0 0 200,000
JACOBS ENGR GROUP INC COM 469814107 1,775 13,963 SH DFND 2 0 13,934 29
JOHNSON &JOHNSON COM 478160104 86,549 487,574 SH DFND 1 0 4,309 483,265
JOHNSON CTLS INTL PLC SHS G51502105 1,420 29,661 SH DFND 1,2 0 24,525 5,136
JPMORGAN CHASE &CO COM 46625H100 57,416 509,869 SH DFND 1 0 1,661 508,208
KIMBERLY-CLARK CORP COM 494368103 345 2,551 SH SOLE 0 0 2,551
KINDER MORGAN INC DEL COM 49456B101 827 49,358 SH DFND 1 0 3,283 46,075
L3HARRIS TECHNOLOGIES INC COM 502431109 612 2,534 SH DFND 1 0 1,962 572
LAUDER ESTEE COS INC CL A 518439104 249 979 SH SOLE 0 0 979
LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 22 13,000 PRN DFND 3 0 13,000 0
LILLY ELI &CO COM 532457108 1,064 3,281 SH DFND 3 0 75 3,206
LINDE PLC SHS G5494J103 10,188 35,432 SH DFND 1 0 1,603 33,829
LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 21 16,000 PRN DFND 3 0 16,000 0
LOCKHEED MARTIN CORP COM 539830109 53,350 124,082 SH DFND 3 0 118 123,964
LOWES COS INC COM 548661107 2,302 13,181 SH DFND 3 0 170 13,011
LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 14 14,000 PRN DFND 3 0 14,000 0
MANNKIND CORP COM NEW 56400P706 72 18,900 SH SOLE 0 0 18,900
MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 26 26,000 PRN DFND 3 0 26,000 0
MARSH &MCLENNAN COS INC COM 571748102 7,219 46,499 SH SOLE 0 0 46,499
MASTERCARD INCORPORATED CL A 57636Q104 3,464 10,981 SH DFND 1,2 0 8,927 2,054
MATCH GROUP INC NEW COM 57667L107 251 3,606 SH DFND 1 0 3,602 4
MCCORMICK &CO INC COM NON VTG 579780206 809 9,720 SH DFND 1,2 0 9,702 18
MCDONALDS CORP COM 580135101 11,119 45,040 SH SOLE 0 0 45,040
MEDICAL PPTYS TRUST INC COM 58463J304 374 24,469 SH SOLE 0 0 24,469
MEDTRONIC PLC SHS G5960L103 9,239 102,944 SH DFND 1 0 955 101,989
MERCADOLIBRE INC COM 58733R102 273 429 SH SOLE 0 0 429
MERCK &CO INC COM 58933Y105 3,192 35,007 SH DFND 1 0 5,216 29,791
META PLATFORMS INC CL A 30303M102 8,891 55,136 SH DFND 1,2 0 12,420 42,716
METLIFE INC COM 59156R108 505 8,045 SH DFND 1 0 5,179 2,866
MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 26 26,000 PRN DFND 3 0 26,000 0
MICROSOFT CORP COM 594918104 123,016 478,978 SH DFND 1,2,3 0 20,740 458,238
MICROSTRATEGY INC CL A NEW 594972408 641 3,900 SH SOLE 0 0 3,900
MID-AMER APT CMNTYS INC COM 59522J103 15,981 91,494 SH SOLE 0 0 91,494
MONDELEZ INTL INC CL A 609207105 869 13,996 SH DFND 1 0 7,069 6,927
MONGODB INC NOTE 0.250% 1/1 60937PAD8 22 16,000 PRN DFND 3 0 16,000 0
MONSTER BEVERAGE CORP NEW COM 61174X109 207 2,238 SH DFND 1 0 1,833 405
MORGAN STANLEY COM NEW 617446448 507 6,670 SH DFND 3 0 397 6,273
NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 21 16,000 PRN DFND 3 0 16,000 0
NEXTERA ENERGY INC COM 65339F101 7,192 92,847 SH DFND 1 0 355 92,492
NIKE INC CL B 654106103 746 7,297 SH DFND 1 0 1,271 6,026
NOKIA CORP SPONSORED ADR 654902204 27,497 5,964,589 SH SOLE 0 0 5,964,589
NORFOLK SOUTHN CORP COM 655844108 5,702 25,089 SH DFND 3 0 115 24,974
NORTHROP GRUMMAN CORP COM 666807102 1,482 3,096 SH DFND 1 0 700 2,396
NOVARTIS AG SPONSORED ADR 66987V109 251 2,974 SH SOLE 0 0 2,974
NUCOR CORP COM 670346105 228 2,186 SH DFND 1 0 487 1,699
NUVEEN PFD &INCOME OPPORTUN COM 67073B106 150 19,599 SH SOLE 0 0 19,599
NVIDIA CORPORATION COM 67066G104 2,447 16,139 SH DFND 1,2 0 11,523 4,616
ODYSSEY MARINE EXPL INC COM NEW 676118201 1,574 461,601 SH SOLE 0 0 461,601
ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 15 13,000 PRN DFND 3 0 13,000 0
ONEMAIN HLDGS INC COM 68268W103 207 5,549 SH DFND 1 0 4,360 1,189
ORACLE CORP COM 68389X105 584 8,356 SH DFND 1 0 5,828 2,528
OREILLY AUTOMOTIVE INC COM 67103H107 480 760 SH SOLE 0 0 760
PALO ALTO NETWORKS INC COM 697435105 628 1,271 SH DFND 1 0 312 959
PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 58 34,000 PRN DFND 3 0 34,000 0
PARKER-HANNIFIN CORP COM 701094104 384 1,560 SH DFND 3 0 132 1,428
PAYPAL HLDGS INC COM 70450Y103 27,858 398,881 SH DFND 1 0 1,120 397,761
PEPSICO INC COM 713448108 2,074 12,447 SH SOLE 0 0 12,447
PFIZER INC COM 717081103 9,228 176,000 SH DFND 1,3 0 12,357 163,643
PHILIP MORRIS INTL INC COM 718172109 1,370 13,876 SH SOLE 0 0 13,876
PHILLIPS 66 COM 718546104 40,008 487,956 SH SOLE 0 0 487,956
PINTEREST INC CL A 72352L106 405 22,310 SH SOLE 0 0 22,310
PIONEER NAT RES CO COM 723787107 1,117 5,008 SH DFND 1 0 1,865 3,143
PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 24 11,000 PRN DFND 3 0 11,000 0
PNC FINL SVCS GROUP INC COM 693475105 723 4,584 SH DFND 1 0 1,693 2,891
PPG INDS INC COM 693506107 611 5,342 SH DFND 1 0 3,623 1,719
PROCTER AND GAMBLE CO COM 742718109 10,931 76,023 SH DFND 1,3 0 3,793 72,230
PROLOGIS INC. COM 74340W103 35,378 300,702 SH DFND 3 0 248 300,454
PROSHARES TR S&P 500 DV ARIST 74348A467 280 3,275 SH SOLE 0 0 3,275
PUBLIC STORAGE COM 74460D109 266 852 SH SOLE 0 0 852
QUALCOMM INC COM 747525103 862 6,745 SH SOLE 0 0 6,745
RAPID7 INC NOTE 0.250% 3/1 753422AF1 17 19,000 PRN DFND 3 0 19,000 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 13,479 140,250 SH DFND 1,3 0 10,118 130,132
REGIONS FINANCIAL CORP NEW COM 7591EP100 3,172 169,191 SH SOLE 0 0 169,191
REPUBLIC SVCS INC COM 760759100 9,302 71,077 SH SOLE 0 0 71,077
RIO TINTO PLC SPONSORED ADR 767204100 227 3,718 SH SOLE 0 0 3,718
ROCKWELL AUTOMATION INC COM 773903109 4,835 24,256 SH SOLE 0 0 24,256
S&P GLOBAL INC COM 78409V104 405 1,202 SH DFND 1 0 542 660
SALESFORCE INC COM 79466L302 2,303 13,957 SH DFND 1,2 0 8,776 5,181
SAP SE SPON ADR 803054204 239 2,629 SH DFND 1 0 2,629 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 14 11,000 SH DFND 3 0 11,000 0
SAUL CTRS INC COM 804395101 332 7,057 SH SOLE 0 0 7,057
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 593 13,426 SH SOLE 0 0 13,426
SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 209 3,351 SH SOLE 0 0 3,351
SEA LTD SPONSORD ADS 81141R100 250 3,738 SH SOLE 0 0 3,738
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 649 9,085 SH SOLE 0 0 9,085
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 443 3,485 SH SOLE 0 0 3,485
SEMPRA COM 816851109 592 3,942 SH DFND 1 0 2,727 1,215
SERVISFIRST BANCSHARES INC COM 81768T108 4,929 62,459 SH SOLE 0 0 62,459
SHAKE SHACK INC NOTE 3/0 819047AB7 9 14,000 PRN DFND 3 0 14,000 0
SHELL PLC SPON ADS 780259305 382 7,307 SH DFND 3 0 827 6,480
SHERWIN WILLIAMS CO COM 824348106 370 1,653 SH DFND 1 0 295 1,358
SHOPIFY INC CL A 82509L107 458 14,667 SH SOLE 0 0 14,667
SOLAREDGE TECHNOLOGIES INC NOTE 9/1 83417MAD6 22 18,000 PRN DFND 3 0 18,000 0
SOUTHERN CO COM 842587107 53,771 754,046 SH SOLE 0 0 754,046
SOUTHSTATE CORPORATION COM 840441109 306 3,960 SH SOLE 0 0 3,960
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 22 19,000 PRN DFND 3 0 19,000 0
SPDR GOLD TR GOLD SHS 78463V107 836 4,964 SH SOLE 0 0 4,964
SPDR S&P 500 ETF TR Put 78462F953 16,007 8,369 SH Put DFND 1 0 2 8,367
SPDR S&P 500 ETF TR TR UNIT 78462F103 384 1,017 SH SOLE 0 0 1,017
SPDR SER TR S&P DIVID ETF 78464A763 1,877 15,814 SH SOLE 0 0 15,814
ST JOE CO COM 790148100 629 15,890 SH SOLE 0 0 15,890
STARBUCKS CORP COM 855244109 379 4,962 SH SOLE 0 0 4,962
STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 21 21,000 PRN DFND 3 0 21,000 0
STATE STR CORP COM 857477103 1,381 22,401 SH DFND 1,2 0 21,401 1,000
STRYKER CORPORATION COM 863667101 341 1,716 SH DFND 1 0 263 1,453
SUNCOR ENERGY INC NEW COM 867224107 342 9,747 SH DFND 1 0 3,894 5,853
SYNOVUS FINL CORP COM NEW 87161C501 3,320 92,104 SH SOLE 0 0 92,104
SYSCO CORP COM 871829107 4,355 51,408 SH SOLE 0 0 51,408
TARGET CORP COM 87612E106 3,277 23,206 SH DFND 1,2,3 0 11,420 11,786
TE CONNECTIVITY LTD SHS H84989104 664 5,872 SH SOLE 0 0 5,872
TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 15 20,000 PRN DFND 3 0 20,000 0
TESLA INC COM 88160R101 389 578 SH SOLE 0 0 578
TEXAS INSTRS INC COM 882508104 7,609 49,525 SH DFND 1,3 0 1,177 48,348
TEXAS PACIFIC LAND CORPORATI COM 88262P102 470 316 SH SOLE 0 0 316
THERMO FISHER SCIENTIFIC INC COM 883556102 2,009 3,697 SH DFND 1,2,3 0 2,802 895
TJX COS INC NEW COM 872540109 21,316 381,674 SH SOLE 0 0 381,674
TRAVELERS COMPANIES INC COM 89417E109 3,624 21,425 SH DFND 1 0 2,598 18,827
TRUIST FINL CORP COM 89832Q109 6,703 141,326 SH SOLE 0 0 141,326
TWITTER INC COM 90184L102 19,001 508,184 SH DFND 1 0 7,968 500,216
UBER TECHNOLOGIES INC COM 90353T100 272 13,278 SH DFND 1 0 3,130 10,148
UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 22 27,000 PRN DFND 3 0 27,000 0
ULTA BEAUTY INC COM 90384S303 1,498 3,886 SH DFND 2 0 3,785 101
UNDER ARMOUR INC CL A 904311107 142 17,024 SH SOLE 0 0 17,024
UNILEVER PLC SPON ADR NEW 904767704 694 15,132 SH DFND 1 0 1,534 13,598
UNION PAC CORP COM 907818108 9,216 43,212 SH DFND 1,2 0 2,022 41,190
UNITED PARCEL SERVICE INC CL B 911312106 11,241 61,580 SH DFND 1 0 3,365 58,215
UNITEDHEALTH GROUP INC COM 91324P102 8,023 15,619 SH DFND 1,2,3 0 9,966 5,653
US BANCORP DEL COM NEW 902973304 468 10,169 SH DFND 1 0 5,732 4,437
V F CORP COM 918204108 5,218 118,132 SH SOLE 0 0 118,132
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 17,246 49,717 SH SOLE 0 0 49,717
VANGUARD INDEX FDS LARGE CAP ETF 922908637 6,605 38,325 SH SOLE 0 0 38,325
VANGUARD INDEX FDS TOTAL STK MKT 922908769 3,562 18,886 SH SOLE 0 0 18,886
VANGUARD INDEX FDS MID CAP ETF 922908629 635 3,224 SH SOLE 0 0 3,224
VANGUARD INDEX FDS GROWTH ETF 922908736 513 2,300 SH SOLE 0 0 2,300
VANGUARD INDEX FDS VALUE ETF 922908744 437 3,313 SH SOLE 0 0 3,313
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 223 5,359 SH SOLE 0 0 5,359
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2,027 14,127 SH SOLE 0 0 14,127
VANGUARD WORLD FD MEGA GRWTH IND 921910816 350 1,927 SH SOLE 0 0 1,927
VANGUARD WORLD FDS INF TECH ETF 92204A702 226 693 SH SOLE 0 0 693
VERISK ANALYTICS INC COM 92345Y106 1,385 8,001 SH DFND 1,2 0 7,991 10
VERIZON COMMUNICATIONS INC COM 92343V104 10,452 205,948 SH DFND 1 0 9,602 196,346
VERTEX PHARMACEUTICALS INC COM 92532F100 1,327 4,709 SH DFND 1 0 3,498 1,211
VISA INC COM CL A 92826C839 38,706 196,587 SH DFND 1,2 0 16,630 179,957
VOYA GLBL EQTY DIV &PREM OP COM 92912T100 55 10,000 SH SOLE 0 0 10,000
VULCAN MATLS CO COM 929160109 2,883 20,291 SH DFND 1 0 3,094 17,197
WALGREENS BOOTS ALLIANCE INC COM 931427108 25,843 681,874 SH SOLE 0 0 681,874
WALMART INC COM 931142103 72,062 592,710 SH SOLE 0 0 592,710
WARNER BROS DISCOVERY INC COM SER A 934423104 319 23,762 SH DFND 1 0 8,916 14,846
WASTE MGMT INC DEL COM 94106L109 2,572 16,814 SH DFND 1,2 0 16,056 758
WAYFAIR INC NOTE 0.625%10/0 94419LAM3 17 26,000 PRN DFND 3 0 26,000 0
WD 40 CO COM 929236107 201 1,000 SH SOLE 0 0 1,000
WELLS FARGO CO NEW COM 949746101 1,709 43,619 SH DFND 1,3 0 6,362 37,257
WESTERN ASSET GBL HIGH INC F COM 95766B109 146 20,726 SH SOLE 0 0 20,726
WESTERN DIGITAL CORP. COM 958102105 389 8,672 SH DFND 1 0 7,353 1,319
WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 55 58,000 PRN DFND 3 0 58,000 0
WHEATON PRECIOUS METALS CORP COM 962879102 439 12,189 SH DFND 1 0 1,146 11,043
WHEELS UP EXPERIENCE INC COM CL A 96328L106 154 78,780 SH SOLE 0 0 78,780
WILLIAMS COS INC COM 969457100 1,058 33,904 SH DFND 1 0 20,260 13,644
WOLFSPEED INC COM 977852102 396 6,238 SH DFND 1 0 4,603 1,635
WOODSIDE ENERGY GROUP LTD SPONSORED ADR 980228308 275 12,768 SH SOLE 0 0 12,768
ZOETIS INC CL A 98978V103 2,278 13,250 SH DFND 1,2 0 11,802 1,448
ZSCALER INC NOTE 0.125% 7/0 98980GAB8 16 13,000 PRN DFND 3 0 13,000 0

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