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Form 13F-HR Smallwood Wealth Investm For: Jun 30

August 8, 2022 2:34 PM EDT

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Smallwood Wealth Investment Management, LLC
Address: 199 Broad Street
Red Bank , NJ07701
Form 13F File Number: 028-22400

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: John L. Smallwood
Title: CCO
Phone: 732-542-1565
Signature, Place, and Date of Signing:
/s/ John L. Smallwood Red Bank , NJ 08-08-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 61
Form 13F Information Table Value Total: 98,697
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBVIE INC COM 00287Y109 294 1,922 SH SOLE 1,922 0 0
ALPHABET INC CAP STK CL C 02079K107 1,214 555 SH SOLE 555 0 0
ALTRIA GROUP INC COM 02209S103 580 13,875 SH SOLE 13,875 0 0
AMAZON COM INC COM 023135106 1,026 9,660 SH SOLE 9,660 0 0
APPLE INC COM 037833100 12,317 90,088 SH SOLE 90,087 0 0
AT&T INC COM 00206R102 751 35,809 SH SOLE 35,808 0 0
BK OF AMERICA CORP COM 060505104 280 8,986 SH SOLE 8,986 0 0
BLACKSTONE INC COM 09260D107 200 2,193 SH SOLE 2,193 0 0
BOEING CO COM 097023105 774 5,661 SH SOLE 5,661 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 640 8,306 SH SOLE 8,306 0 0
CHEVRON CORP NEW COM 166764100 684 4,721 SH SOLE 4,721 0 0
CHURCH & DWIGHT CO INC COM 171340102 214 2,309 SH SOLE 2,308 0 0
COLGATE PALMOLIVE CO COM 194162103 390 4,872 SH SOLE 4,872 0 0
COMCAST CORP NEW CL A 20030N101 456 11,611 SH SOLE 11,611 0 0
DISNEY WALT CO COM 254687106 602 6,376 SH SOLE 6,376 0 0
EXXON MOBIL CORP COM 30231G102 1,541 17,994 SH SOLE 17,993 0 0
FLEXSHARES TR MORNSTAR UPSTR 33939L407 1,282 32,315 SH SOLE 32,315 0 0
FS KKR CAP CORP COM 302635206 505 26,009 SH SOLE 26,009 0 0
HOME DEPOT INC COM 437076102 403 1,470 SH SOLE 1,470 0 0
INDEXIQ ETF TR IQ CHAIKIN US 45409B396 2,385 79,350 SH SOLE 79,350 0 0
INTEL CORP COM 458140100 457 12,212 SH SOLE 12,212 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 3,718 39,534 SH SOLE 39,534 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 499 3,536 SH SOLE 3,536 0 0
INVENTRUST PPTYS CORP COM NEW 46124J201 392 15,182 SH SOLE 15,182 0 0
ISHARES INC CORE MSCI EMKT 46434G103 1,744 35,539 SH SOLE 35,539 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 3,052 76,121 SH SOLE 76,121 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 554 3,271 SH SOLE 3,271 0 0
ISHARES TR CORE S&P TTL STK 464287150 27,671 330,279 SH SOLE 330,279 0 0
ISHARES TR CORE S&P SCP ETF 464287804 237 2,570 SH SOLE 2,570 0 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 255 4,600 SH SOLE 4,600 0 0
JOHNSON & JOHNSON COM 478160104 630 3,547 SH SOLE 3,546 0 0
JPMORGAN CHASE & CO COM 46625H100 320 2,845 SH SOLE 2,845 0 0
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1,385 73,061 SH SOLE 73,061 0 0
LOWES COS INC COM 548661107 379 2,171 SH SOLE 2,171 0 0
M & T BK CORP COM 55261F104 2,894 18,158 SH SOLE 18,158 0 0
MERCK & CO INC COM 58933Y105 1,664 18,248 SH SOLE 18,247 0 0
MICROSOFT CORP COM 594918104 1,549 6,031 SH SOLE 6,030 0 0
MONDELEZ INTL INC CL A 609207105 794 12,787 SH SOLE 12,787 0 0
NEW JERSEY RES CORP COM 646025106 468 10,518 SH SOLE 10,517 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 215 17,101 SH SOLE 17,101 0 0
NVIDIA CORPORATION COM 67066G104 368 2,425 SH SOLE 2,425 0 0
ORACLE CORP COM 68389X105 240 3,435 SH SOLE 3,435 0 0
PEPSICO INC COM 713448108 745 4,471 SH SOLE 4,471 0 0
PFIZER INC COM 717081103 350 6,680 SH SOLE 6,680 0 0
PHILIP MORRIS INTL INC COM 718172109 1,810 18,332 SH SOLE 18,332 0 0
PROCTER AND GAMBLE CO COM 742718109 1,355 9,421 SH SOLE 9,421 0 0
PUBLIC SVC ENTERPRISE GRP IN COM 744573106 342 5,410 SH SOLE 5,410 0 0
PUTNAM MANAGED MUN INCOME TR COM 746823103 78 11,806 SH SOLE 11,805 0 0
SCHWAB CHARLES FAMILY FD AMT TAX FREE MNY 808515530 2,522 2,521,934 SH SOLE 2,521,933 0 0
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 220 4,986 SH SOLE 4,986 0 0
SPDR SER TR PORTFLI TIPS ETF 78464A656 304 11,058 SH SOLE 11,058 0 0
SPDR SER TR DJ REIT ETF 78464A607 1,046 10,999 SH SOLE 10,999 0 0
TESLA INC COM 88160R101 518 769 SH SOLE 769 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 201 370 SH SOLE 370 0 0
VALLEY NATL BANCORP COM 919794107 590 56,715 SH SOLE 56,715 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 825 2,378 SH SOLE 2,378 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 4,126 21,873 SH SOLE 21,873 0 0
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4,861 37,530 SH SOLE 37,529 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 437 8,605 SH SOLE 8,605 0 0
VISA INC COM CL A 92826C839 490 2,487 SH SOLE 2,487 0 0
WISDOMTREE TR INTL EQUITY FD 97717W703 1,854 40,802 SH SOLE 40,802 0 0


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