Form 13F-HR SOROS FUND MANAGEMENT For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2020 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
SOROS FUND MANAGEMENT LLC |
Address: |
250 WEST 55TH STREET, FLOOR 29 |
|
|
|
NEW YORK
,
NY10019
|
Form 13F File Number: |
028-06420 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Regan O'Neill |
Title: |
Assistant General Counsel |
Phone: |
212-320-5793 |
Signature, Place, and Date of Signing: |
/s/ Regan O'Neill |
New York
,
NY
|
08-14-2020 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
1 |
|
|
|
Form 13F Information Table Entry Total: |
141 |
|
Form 13F Information Table Value Total: |
4,481,502 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-10418 |
SOROS GEORGE |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-10418 |
SOROS GEORGE |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ACTIVISION BLIZZARD INC |
COM |
00507V109 |
80,940 |
1,066,400 |
SH |
|
SOLE |
1 |
1,066,400 |
0 |
0 |
AGNC INVT CORP |
COM |
00123Q104 |
22,763 |
1,764,581 |
SH |
|
SOLE |
1 |
1,764,581 |
0 |
0 |
ALCON AG |
ORD SHS |
H01301128 |
40,168 |
700,762 |
SH |
|
SOLE |
1 |
700,762 |
0 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
46,618 |
32,875 |
SH |
|
SOLE |
1 |
32,875 |
0 |
0 |
AMERICAN AIRLS GROUP INC |
NOTE 6.500% 7/0 |
02376RAF9 |
2,355 |
2,500,000 |
PRN |
|
SOLE |
1 |
2,500,000 |
0 |
0 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
9,915 |
38,350 |
SH |
|
SOLE |
1 |
38,350 |
0 |
0 |
APPLIED OPTOELECTRONICS INC |
NOTE 5.000% 3/1 |
03823UAB8 |
6,816 |
8,000,000 |
PRN |
|
SOLE |
1 |
8,000,000 |
0 |
0 |
APTIV PLC |
SHS |
G6095L109 |
7,402 |
95,000 |
SH |
|
SOLE |
1 |
95,000 |
0 |
0 |
ARAMARK |
COM |
03852U106 |
37,250 |
1,650,400 |
SH |
|
SOLE |
1 |
1,650,400 |
0 |
0 |
ARCELORMITTAL SA LUXEMBOURG |
NY REGISTRY SH |
03938L203 |
5,914 |
551,130 |
SH |
|
SOLE |
1 |
551,130 |
0 |
0 |
AVANTOR INC |
COM |
05352A100 |
3,099 |
182,284 |
SH |
|
SOLE |
1 |
182,284 |
0 |
0 |
BANDWIDTH INC |
COM CL A |
05988J103 |
432 |
3,400 |
SH |
|
SOLE |
1 |
3,400 |
0 |
0 |
BANK NEW YORK MELLON CORP |
COM |
064058100 |
31,933 |
826,218 |
SH |
|
SOLE |
1 |
826,218 |
0 |
0 |
BENEFITFOCUS INC |
NOTE 1.250%12/1 |
08180DAB2 |
14,276 |
18,116,000 |
PRN |
|
SOLE |
1 |
18,116,000 |
0 |
0 |
BGC PARTNERS INC |
CL A |
05541T101 |
6,608 |
2,411,698 |
SH |
|
SOLE |
1 |
2,411,698 |
0 |
0 |
BK OF AMERICA CORP |
COM |
060505104 |
28,221 |
1,188,255 |
SH |
|
SOLE |
1 |
1,188,255 |
0 |
0 |
BLACKSTONE MTG TR INC |
COM CL A |
09257W100 |
8,552 |
355,000 |
SH |
|
SOLE |
1 |
355,000 |
0 |
0 |
BORGWARNER INC |
COM |
099724106 |
1,900 |
53,836 |
SH |
|
SOLE |
1 |
53,836 |
0 |
0 |
BRIGHTSPHERE INVT GROUP INC |
COM |
10948W103 |
8,259 |
662,801 |
SH |
|
SOLE |
1 |
662,801 |
0 |
0 |
BRIGHTVIEW HLDGS INC |
COM |
10948C107 |
1,120 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
BRINKER INTL INC |
COM |
109641100 |
9,272 |
386,334 |
SH |
|
SOLE |
1 |
386,334 |
0 |
0 |
BRISTOL-MYERS SQUIBB CO |
RIGHT 99/99/9999 |
110122157 |
269 |
75,000 |
SH |
|
SOLE |
1 |
75,000 |
0 |
0 |
CAESARS ENTMT CORP |
COM |
127686103 |
42,449 |
3,499,528 |
SH |
|
SOLE |
1 |
3,499,528 |
0 |
0 |
CHARTER COMMUNICATIONS INC N |
CL A |
16119P108 |
9,334 |
18,300 |
SH |
|
SOLE |
1 |
18,300 |
0 |
0 |
CHENIERE ENERGY INC |
NOTE 4.250% 3/1 |
16411RAG4 |
8,648 |
13,625,000 |
PRN |
|
SOLE |
1 |
13,625,000 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
26,332 |
515,302 |
SH |
|
SOLE |
1 |
515,302 |
0 |
0 |
CLOVIS ONCOLOGY INC |
COM |
189464100 |
98 |
14,473 |
SH |
|
SOLE |
1 |
14,473 |
0 |
0 |
CME GROUP INC |
COM |
12572Q105 |
4,881 |
30,028 |
SH |
|
SOLE |
1 |
30,028 |
0 |
0 |
COLLEGIUM PHARMACEUTICAL INC |
NOTE 2.625% 2/1 |
19459JAA2 |
13,524 |
14,990,000 |
PRN |
|
SOLE |
1 |
14,990,000 |
0 |
0 |
COLONY CAP INC |
NOTE 3.875% 1/1 |
19624RAB2 |
3,266 |
3,500,000 |
PRN |
|
SOLE |
1 |
3,500,000 |
0 |
0 |
COUPA SOFTWARE INC |
COM |
22266L106 |
2,715 |
9,800 |
SH |
|
SOLE |
1 |
9,800 |
0 |
0 |
CROWDSTRIKE HLDGS INC |
CL A |
22788C105 |
6,940 |
69,200 |
SH |
|
SOLE |
1 |
69,200 |
0 |
0 |
CYTOKINETICS INC |
NOTE 4.000%11/1 |
23282WAA8 |
23,643 |
10,000,000 |
PRN |
|
SOLE |
1 |
10,000,000 |
0 |
0 |
D R HORTON INC |
COM |
23331A109 |
99,592 |
1,796,070 |
SH |
|
SOLE |
1 |
1,796,070 |
0 |
0 |
DARDEN RESTAURANTS INC |
COM |
237194105 |
66,784 |
881,400 |
SH |
|
SOLE |
1 |
881,400 |
0 |
0 |
DATADOG INC |
CL A COM |
23804L103 |
2,820 |
32,429 |
SH |
|
SOLE |
1 |
32,429 |
0 |
0 |
DENBURY RES INC DEL |
DEBT 6.375%12/3 |
U2481AAK4 |
199 |
1,348,000 |
PRN |
|
SOLE |
1 |
1,348,000 |
0 |
0 |
DRAFTKINGS INC |
COM CL A |
26142R104 |
82,480 |
2,479,862 |
SH |
|
SOLE |
1 |
2,479,862 |
0 |
0 |
DUPONT DE NEMOURS INC |
COM |
26614N102 |
5,313 |
100,000 |
SH |
Call |
SOLE |
1 |
100,000 |
0 |
0 |
E TRADE FINANCIAL CORP |
COM NEW |
269246401 |
29,415 |
591,500 |
SH |
|
SOLE |
1 |
591,500 |
0 |
0 |
EAGLE BULK SHIPPING INC |
DEBT 5.000% 8/0 |
Y21898AA2 |
151 |
225,000 |
PRN |
|
SOLE |
1 |
225,000 |
0 |
0 |
ELDORADO RESORTS INC |
COM |
28470R102 |
6,410 |
160,000 |
SH |
|
SOLE |
1 |
160,000 |
0 |
0 |
ENERGY TRANSFER LP |
COM UT LTD PTN |
29273V100 |
3,402 |
477,750 |
SH |
|
SOLE |
1 |
477,750 |
0 |
0 |
ENTERGY CORP NEW |
COM |
29364G103 |
4,691 |
50,000 |
SH |
|
SOLE |
1 |
50,000 |
0 |
0 |
ENTERPRISE PRODS PARTNERS L |
COM |
293792107 |
3,452 |
190,000 |
SH |
|
SOLE |
1 |
190,000 |
0 |
0 |
EQUITABLE HLDGS INC |
COM |
29452E101 |
8,812 |
456,826 |
SH |
|
SOLE |
1 |
456,826 |
0 |
0 |
EQUITRANS MIDSTREAM CORP |
COM |
294600101 |
1,115 |
134,200 |
SH |
|
SOLE |
1 |
134,200 |
0 |
0 |
EVERGY INC |
COM |
30034W106 |
5,929 |
100,000 |
SH |
|
SOLE |
1 |
100,000 |
0 |
0 |
EVOLENT HEALTH INC |
NOTE 1.500%10/1 |
30050BAD3 |
15,405 |
24,117,000 |
PRN |
|
SOLE |
1 |
24,117,000 |
0 |
0 |
FALCON MINERALS CORP |
*W EXP 07/21/202 |
30607B208 |
97 |
1,072,500 |
SH |
|
SOLE |
1 |
1,072,500 |
0 |
0 |
FIRSTENERGY CORP |
COM |
337932107 |
6,787 |
175,000 |
SH |
|
SOLE |
1 |
175,000 |
0 |
0 |
FOCUS FINL PARTNERS INC |
COM CL A |
34417P100 |
16,628 |
503,112 |
SH |
|
SOLE |
1 |
503,112 |
0 |
0 |
GAIN CAP HLDGS INC |
NOTE 5.000% 8/1 |
36268WAF7 |
18,538 |
18,582,000 |
PRN |
|
SOLE |
1 |
18,582,000 |
0 |
0 |
GCI LIBERTY INC |
COM CLASS A |
36164V305 |
4,186 |
58,854 |
SH |
|
SOLE |
1 |
58,854 |
0 |
0 |
GENERAL MTRS CO |
COM |
37045V100 |
7,527 |
297,500 |
SH |
|
SOLE |
1 |
297,500 |
0 |
0 |
GOGO INC |
COM |
38046C109 |
790 |
250,000 |
SH |
Put |
SOLE |
1 |
250,000 |
0 |
0 |
GOGO INC |
NOTE 6.000% 5/1 |
38046CAD1 |
13,010 |
18,255,000 |
PRN |
|
SOLE |
1 |
18,255,000 |
0 |
0 |
GOLDEN STAR RES LTD CDA |
NOTE 7.000% 8/1 |
38119TAG9 |
4,222 |
4,365,000 |
PRN |
|
SOLE |
1 |
4,365,000 |
0 |
0 |
GOLDMAN SACHS GROUP INC |
COM |
38141G104 |
23,862 |
120,745 |
SH |
|
SOLE |
1 |
120,745 |
0 |
0 |
GREEN PLAINS INC |
NOTE 4.125% 9/0 |
393222AF1 |
8,902 |
11,050,000 |
PRN |
|
SOLE |
1 |
11,050,000 |
0 |
0 |
GREENLIGHT CAP RE LTD |
NOTE 4.000% 8/0 |
395366AB3 |
8,373 |
10,250,000 |
PRN |
|
SOLE |
1 |
10,250,000 |
0 |
0 |
GRIFOLS S A |
SP ADR REP B NVT |
398438408 |
49,104 |
2,692,099 |
SH |
|
SOLE |
1 |
2,692,099 |
0 |
0 |
GRUBHUB INC |
COM |
400110102 |
7,412 |
105,433 |
SH |
|
SOLE |
1 |
105,433 |
0 |
0 |
HAIN CELESTIAL GROUP INC |
COM |
405217100 |
138,384 |
4,391,753 |
SH |
|
SOLE |
1 |
4,391,753 |
0 |
0 |
HUBSPOT INC |
COM |
443573100 |
1,070 |
4,770 |
SH |
|
SOLE |
1 |
4,770 |
0 |
0 |
INOVIO PHARMACEUTICALS INC |
COM NEW |
45773H201 |
215 |
7,979 |
SH |
|
SOLE |
1 |
7,979 |
0 |
0 |
INSEEGO CORP |
NOTE 3.250% 5/0 |
45782BAD6 |
1,943 |
1,835,000 |
PRN |
|
SOLE |
1 |
1,835,000 |
0 |
0 |
INVACARE CORP |
NOTE 4.500% 6/0 |
461203AH4 |
2,493 |
2,973,000 |
PRN |
|
SOLE |
1 |
2,973,000 |
0 |
0 |
INVACARE CORP |
NOTE 5.000%11/1 |
461203AJ0 |
11,988 |
14,500,000 |
PRN |
|
SOLE |
1 |
14,500,000 |
0 |
0 |
INVACARE CORP |
NOTE 5.000%11/1 |
461203AL5 |
11,758 |
13,500,000 |
PRN |
|
SOLE |
1 |
13,500,000 |
0 |
0 |
ISHARES TR |
IBOXX INV CP ETF |
464287242 |
185,924 |
1,382,331 |
SH |
|
SOLE |
1 |
1,382,331 |
0 |
0 |
ISHARES TR |
NATIONAL MUN ETF |
464288414 |
27,858 |
241,400 |
SH |
|
SOLE |
1 |
241,400 |
0 |
0 |
ISHARES TR |
PFD AND INCM SEC |
464288687 |
1,888 |
54,500 |
SH |
|
SOLE |
1 |
54,500 |
0 |
0 |
ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
501,130 |
3,500,000 |
SH |
Put |
SOLE |
1 |
3,500,000 |
0 |
0 |
ISHARES TR |
SH TR CRPORT ETF |
464288646 |
159,370 |
2,913,000 |
SH |
|
SOLE |
1 |
2,913,000 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
24,291 |
258,252 |
SH |
|
SOLE |
1 |
258,252 |
0 |
0 |
KKR & CO INC |
COM |
48251W104 |
6,625 |
214,538 |
SH |
|
SOLE |
1 |
214,538 |
0 |
0 |
LANNET INC |
COM |
516012101 |
3,630 |
500,000 |
SH |
Put |
SOLE |
1 |
500,000 |
0 |
0 |
LEGG MASON INC |
COM |
524901105 |
25,475 |
512,053 |
SH |
|
SOLE |
1 |
512,053 |
0 |
0 |
LIBERTY BROADBAND CORP |
COM SER C |
530307305 |
654,728 |
5,281,767 |
SH |
|
SOLE |
1 |
5,281,767 |
0 |
0 |
LIVE NATION ENTERTAINMENT IN |
NOTE 2.500% 3/1 |
538034AQ2 |
7,146 |
7,000,000 |
PRN |
|
SOLE |
1 |
7,000,000 |
0 |
0 |
LIVENT CORP |
COM |
53814L108 |
815 |
132,355 |
SH |
|
SOLE |
1 |
132,355 |
0 |
0 |
LPL FINL HLDGS INC |
COM |
50212V100 |
37,493 |
478,222 |
SH |
|
SOLE |
1 |
478,222 |
0 |
0 |
MAGELLAN MIDSTREAM PRTNRS LP |
COM UNIT RP LP |
559080106 |
3,527 |
81,700 |
SH |
|
SOLE |
1 |
81,700 |
0 |
0 |
MGIC INVT CORP WIS |
COM |
552848103 |
11,049 |
1,349,085 |
SH |
|
SOLE |
1 |
1,349,085 |
0 |
0 |
MICROCHIP TECHNOLOGY INC. |
NOTE 2.250% 2/1 |
595017AH7 |
78,019 |
53,434,000 |
PRN |
|
SOLE |
1 |
53,434,000 |
0 |
0 |
MONTAGE RES CORP |
COM |
61179L100 |
205 |
51,877 |
SH |
|
SOLE |
1 |
51,877 |
0 |
0 |
MORGAN STANLEY |
COM NEW |
617446448 |
28,123 |
582,263 |
SH |
|
SOLE |
1 |
582,263 |
0 |
0 |
NAVIENT CORPORATION |
COM |
63938C108 |
2,961 |
421,142 |
SH |
|
SOLE |
1 |
421,142 |
0 |
0 |
NISOURCE INC |
COM |
65473P105 |
6,822 |
300,000 |
SH |
|
SOLE |
1 |
300,000 |
0 |
0 |
NORTONLIFELOCK INC |
COM |
668771108 |
95,247 |
4,803,192 |
SH |
|
SOLE |
1 |
4,803,192 |
0 |
0 |
OMEROS CORP |
NOTE 6.250%11/1 |
682143AE2 |
12,024 |
11,600,000 |
PRN |
|
SOLE |
1 |
11,600,000 |
0 |
0 |
ONEMAIN HLDGS INC |
COM |
68268W103 |
8,870 |
361,438 |
SH |
|
SOLE |
1 |
361,438 |
0 |
0 |
OPEN LENDING CORP |
COM CL A |
68373J104 |
12,080 |
800,000 |
SH |
|
SOLE |
1 |
800,000 |
0 |
0 |
OTIS WORLDWIDE CORP |
COM |
68902V107 |
68,956 |
1,212,729 |
SH |
|
SOLE |
1 |
1,212,729 |
0 |
0 |
OWL ROCK CAPITAL CORPORATION |
COM |
69121K104 |
4,934 |
400,162 |
SH |
|
SOLE |
1 |
400,162 |
0 |
0 |
PALO ALTO NETWORKS INC |
COM |
697435105 |
6,385 |
27,801 |
SH |
|
SOLE |
1 |
27,801 |
0 |
0 |
PELOTON INTERACTIVE INC |
CL A COM |
70614W100 |
29,402 |
508,953 |
SH |
|
SOLE |
1 |
508,953 |
0 |
0 |
PENNYMAC FINL SVCS INC NEW |
COM |
70932M107 |
15,947 |
381,593 |
SH |
|
SOLE |
1 |
381,593 |
0 |
0 |
PG&E CORP |
COM |
69331C108 |
104,525 |
11,784,118 |
SH |
|
SOLE |
1 |
11,784,118 |
0 |
0 |
PNC FINL SVCS GROUP INC |
COM |
693475105 |
22,860 |
217,276 |
SH |
|
SOLE |
1 |
217,276 |
0 |
0 |
PORTOLA PHARMACEUTICALS INC |
COM |
737010108 |
9,625 |
535,000 |
SH |
|
SOLE |
1 |
535,000 |
0 |
0 |
RENAISSANCERE HOLDINGS LTD |
COM |
G7496G103 |
10,152 |
59,360 |
SH |
|
SOLE |
1 |
59,360 |
0 |
0 |
RESOURCE CAP CORP |
NOTE 4.500% 8/1 |
76120WAC8 |
7,474 |
9,941,000 |
PRN |
|
SOLE |
1 |
9,941,000 |
0 |
0 |
SBA COMMUNICATIONS CORP NEW |
CL A |
78410G104 |
7,865 |
26,400 |
SH |
|
SOLE |
1 |
26,400 |
0 |
0 |
SCHLUMBERGER LTD |
COM |
806857108 |
4,598 |
250,000 |
SH |
|
SOLE |
1 |
250,000 |
0 |
0 |
SEA LTD |
SPONSORED ADS |
81141R100 |
26,220 |
244,500 |
SH |
|
SOLE |
1 |
244,500 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-FINL |
81369Y605 |
9,048 |
391,000 |
SH |
|
SOLE |
1 |
391,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-UTILS |
81369Y886 |
197,505 |
3,500,000 |
SH |
Call |
SOLE |
1 |
3,500,000 |
0 |
0 |
SELECTQUOTE INC |
COM |
816307300 |
140,722 |
5,555,556 |
SH |
|
SOLE |
1 |
5,555,556 |
0 |
0 |
SIRIUS XM HOLDINGS INC |
COM |
82968B103 |
6,164 |
1,050,000 |
SH |
|
SOLE |
1 |
1,050,000 |
0 |
0 |
SOUTHWEST AIRLS CO |
NOTE 1.250% 5/0 |
844741BG2 |
32,970 |
27,500,000 |
PRN |
|
SOLE |
1 |
27,500,000 |
0 |
0 |
SPDR SER TR |
PORTFOLIO SHORT |
78464A474 |
34,881 |
1,113,000 |
SH |
|
SOLE |
1 |
1,113,000 |
0 |
0 |
SPDR SER TR |
S&P OILGAS EXP |
78468R556 |
1,305 |
25,000 |
SH |
|
SOLE |
1 |
25,000 |
0 |
0 |
SPDR SER TR |
S&P OILGAS EXP |
78468R556 |
20,872 |
400,000 |
SH |
Put |
SOLE |
1 |
400,000 |
0 |
0 |
SPLUNK INC |
COM |
848637104 |
4,272 |
21,500 |
SH |
|
SOLE |
1 |
21,500 |
0 |
0 |
SUNCOR ENERGY INC NEW |
COM |
867224107 |
5,058 |
300,000 |
SH |
|
SOLE |
1 |
300,000 |
0 |
0 |
TAUBMAN CTRS INC |
COM |
876664103 |
755 |
20,000 |
SH |
|
SOLE |
1 |
20,000 |
0 |
0 |
TD AMERITRADE HLDG CORP |
COM |
87236Y108 |
25,490 |
700,656 |
SH |
|
SOLE |
1 |
700,656 |
0 |
0 |
TIFFANY & CO NEW |
COM |
886547108 |
915 |
7,500 |
SH |
|
SOLE |
1 |
7,500 |
0 |
0 |
TIFFANY & CO NEW |
COM |
886547108 |
15,243 |
125,000 |
SH |
Put |
SOLE |
1 |
125,000 |
0 |
0 |
TIMKENSTEEL CORP |
NOTE 6.000% 6/0 |
887399AA1 |
14,414 |
17,115,000 |
PRN |
|
SOLE |
1 |
17,115,000 |
0 |
0 |
T-MOBILE US INC |
COM |
872590104 |
151,497 |
1,454,600 |
SH |
|
SOLE |
1 |
1,454,600 |
0 |
0 |
T-MOBILE US INC |
RIGHT 07/27/2020 |
872590112 |
18 |
105,399 |
SH |
|
SOLE |
1 |
105,399 |
0 |
0 |
TRANSDIGM GROUP INC |
COM |
893641100 |
76,577 |
173,231 |
SH |
|
SOLE |
1 |
173,231 |
0 |
0 |
TRUIST FINL CORP |
COM |
89832Q109 |
18,725 |
498,669 |
SH |
|
SOLE |
1 |
498,669 |
0 |
0 |
UNISYS CORP |
NOTE 5.500% 3/0 |
909214BS6 |
5,616 |
4,500,000 |
PRN |
|
SOLE |
1 |
4,500,000 |
0 |
0 |
UNITED STATES STL CORP NEW |
COM |
912909108 |
2,738 |
379,225 |
SH |
|
SOLE |
1 |
379,225 |
0 |
0 |
US BANCORP DEL |
COM NEW |
902973304 |
22,618 |
614,294 |
SH |
|
SOLE |
1 |
614,294 |
0 |
0 |
VEONEER INC |
NOTE 4.000% 6/0 |
92336XAA7 |
15,279 |
18,300,000 |
PRN |
|
SOLE |
1 |
18,300,000 |
0 |
0 |
VICI PPTYS INC |
COM |
925652109 |
124,243 |
6,153,697 |
SH |
|
SOLE |
1 |
6,153,697 |
0 |
0 |
VISTRA ENERGY CORP |
COM |
92840M102 |
8,007 |
430,000 |
SH |
|
SOLE |
1 |
430,000 |
0 |
0 |
WAYFAIR INC |
NOTE 1.125%11/0 |
94419LAD3 |
89,865 |
50,252,000 |
PRN |
|
SOLE |
1 |
50,252,000 |
0 |
0 |
WELLS FARGO CO NEW |
COM |
949746101 |
19,528 |
762,819 |
SH |
|
SOLE |
1 |
762,819 |
0 |
0 |
WESTERN ASSET MTG CAP CORP |
NOTE 6.750%10/0 |
95790DAA3 |
13,603 |
19,200,000 |
PRN |
|
SOLE |
1 |
19,200,000 |
0 |
0 |
WESTERN MIDSTREAM PARTNERS L |
COM UNIT LP INT |
958669103 |
949 |
94,550 |
SH |
|
SOLE |
1 |
94,550 |
0 |
0 |
XERIS PHARMACEUTICALS INC |
COM |
98422L107 |
532 |
200,000 |
SH |
|
SOLE |
1 |
200,000 |
0 |
0 |
XERIS PHARMACEUTICALS INC |
NOTE 5.000% 7/1 |
98422LAA5 |
6,939 |
7,000,000 |
PRN |
|
SOLE |
1 |
7,000,000 |
0 |
0 |
ZENDESK INC |
COM |
98936J101 |
1,266 |
14,300 |
SH |
|
SOLE |
1 |
14,300 |
0 |
0 |
ZILLOW GROUP INC |
NOTE 2.750% 5/1 |
98954MAH4 |
8,778 |
7,500,000 |
PRN |
|
SOLE |
1 |
7,500,000 |
0 |
0 |
ZSCALER INC |
COM |
98980G102 |
2,256 |
20,600 |
SH |
|
SOLE |
1 |
20,600 |
0 |
0 |