Close

Form 13F-HR Relative Value Partners For: Jun 30

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/24/2024

1. TSLA
2. ENPH
3. TXN
4. BA
5. SPOT
6. META
7. V
8. IBM
9. KMB
10. GM


August 11, 2022 9:35 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Relative Value Partners Group, LLC
Address: 1033 SKOKIE BLVD.
SUITE 470
NORTHBROOK , IL60062
Form 13F File Number: 028-16978

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: MAURY FERTIG
Title: MANAGING MEMBER
Phone: 847-573-6300
Signature, Place, and Date of Signing:
/s/ MAURY FERTIG NORTHBROOK , IL 08-11-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 174
Form 13F Information Table Value Total: 1,331,964
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 3,671 673,505 SH SOLE 673,505 0 0
ABERDEEN GLOBAL DYNAMIC DIV COM 00302M106 246 24,843 SH SOLE 24,843 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 164 27,348 SH SOLE 27,348 0 0
ABSOLUTE SOFTWARE COM 00386B109 101 10,159 SH SOLE 10,159 0 0
ALPINE TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 2,719 324,474 SH SOLE 324,474 0 0
APOLLO INVT CORP COM NEW 03761U502 675 51,666 SH SOLE 51,666 0 0
APPLE INC COM 037833100 3,129 18,922 SH SOLE 18,922 0 0
APPOLLO GLOBAL MGNT INC COM 03769M106 2,892 50,274 SH SOLE 50,274 0 0
ARES ACQUISITION CORP COM CL A G33032106 592 59,826 SH SOLE 59,826 0 0
ARES CAPITAL CORP COM 04010L103 2,600 130,394 SH SOLE 130,394 0 0
ARES COML REAL ESTATE CORP COM 04013V108 3,579 267,901 SH SOLE 267,901 0 0
BARCLAYS BANK PLC IPATH SELCT MLP 06742C723 434 23,937 SH SOLE 23,937 0 0
BARINGS BDC INC COM 06759L103 14,046 1,413,119 SH SOLE 1,413,119 0 0
BK OF AMERICA CORP COM 060505104 1,036 30,511 SH SOLE 30,511 0 0
BLACKROCK CAP ALLOCATION TR COM 09260U109 1,241 79,988 SH SOLE 79,988 0 0
BLACKROCK CREDIT ALLOC TR COM 092508100 846 74,528 SH SOLE 74,528 0 0
BLACKROCK ESG CAP ALLC TR SHS BEN INT 09262F100 1,269 82,891 SH SOLE 82,891 0 0
BLACKROCK FLOAT RATE INCM COM 09255X100 6,956 557,837 SH SOLE 557,837 0 0
BLACKROCK MUNI COM 09253X102 681 54,135 SH SOLE 54,135 0 0
BLUE FOUNDRY BANCORP COM 09549B104 314 27,100 SH SOLE 27,100 0 0
BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 5,814 663,723 SH SOLE 663,723 0 0
BRT APARTMENTS CORP COM 055645303 4,100 185,788 SH SOLE 185,788 0 0
CHICAGO ATLANTIC REAL ESTATE COM 167239102 724 47,287 SH SOLE 47,287 0 0
CITIGROUP INC COM 172967424 2,622 50,764 SH SOLE 50,764 0 0
COCA COLA CO COM 191216100 1,918 30,256 SH SOLE 30,256 0 0
COHEN & STEERS TAX ADVAN PFD COM 19249X108 1,390 68,316 SH SOLE 68,316 0 0
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 448 19,415 SH SOLE 19,415 0 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 7,453 254,018 SH SOLE 254,018 0 0
DIMENSIONAL US SMALL CAP VALUE US SMALL CAP ETF 25434V815 1,337 54,049 SH SOLE 54,049 0 0
DOUBLELINE YIELD OPPORTUNITI COM 25862D105 1,478 96,724 SH SOLE 96,724 0 0
DTF TAX-FREE INCOME 2028 TER COM 23334J107 240 19,550 SH SOLE 19,550 0 0
EASTERN BANKSHARES INC COM 27627N105 4,196 206,000 SH SOLE 206,000 0 0
EATON VANCE ENHANCED EQTY INCM COM 278274105 496 29,890 SH SOLE 29,890 0 0
EATON VANCE FLOATING RATE 2022 COM 27831H100 1,427 166,176 SH SOLE 166,176 0 0
EATON VANCE MUN BD FD COM 27827X101 7,310 660,915 SH SOLE 660,915 0 0
EATON VANCE TX MGD DIV EQ IN COM 27828N102 127 10,000 SH SOLE 10,000 0 0
ELLSWORTH GROWTH & INCOME FD COM 289074106 343 35,853 SH SOLE 35,853 0 0
EQUITY COMWLTH COM SH BEN INT 294628102 4,896 182,975 SH SOLE 182,975 0 0
EUROPEAN EQUITY FD INC COM 298768102 170 22,195 SH SOLE 22,195 0 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 910 50,096 SH SOLE 50,096 0 0
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 3,182 116,934 SH SOLE 116,934 0 0
FIRST TR HIGH YIELD OPPRT COM 33741Q107 693 44,312 SH SOLE 44,312 0 0
FOCUS FINL PARTNERS INC COM CL A 34417P100 7,020 166,380 SH SOLE 166,380 0 0
GDL FUND COM SH BEN IT 361570104 9,100 1,097,703 SH SOLE 1,097,703 0 0
GENERAL MOTORS CORP COM 37045V100 644 17,895 SH SOLE 17,895 0 0
GENWORTH FINL INC COM CL A 37247D106 51 12,000 SH SOLE 12,000 0 0
GLOBAL X FDS NASDAQ 100 COVER 37954Y483 2,463 133,337 SH SOLE 133,337 0 0
GOLDMAN SACHS PHYSICAL GOLD UNIT 38150K103 519 29,475 SH SOLE 29,475 0 0
GOLUB CAP BDC INC COM 38173M102 4,434 312,668 SH SOLE 312,668 0 0
GRANITE PT MTG TR INC COM 38741L107 6,165 596,792 SH SOLE 596,792 0 0
HAMILTON LANE ALLIANCE HLDGS COM CL A 40749M103 960 97,284 SH SOLE 97,284 0 0
INTEL CORP COM 458140100 801 22,628 SH SOLE 22,628 0 0
INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 1,904 106,090 SH SOLE 106,090 0 0
INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 1,217 29,980 SH SOLE 29,980 0 0
INVESCO EXCHANGE TRADED FD FTSE RAFI 1000 46137V613 45,808 291,216 SH SOLE 291,216 0 0
ISHARES GOLD TR ISHARES NEW 464285204 2,361 70,097 SH SOLE 70,097 0 0
ISHARES INC ISHS 1-5YR INVS 464288646 23,160 455,642 SH SOLE 455,642 0 0
ISHARES TR 0-3 MNTH TREASRY 46436E718 9,536 95,308 SH SOLE 95,308 0 0
ISHARES TR 3-7 YR TREAS BD 464288661 37,851 316,404 SH SOLE 316,404 0 0
ISHARES TR BARCLAYS 7 10 YR 464287440 49,188 474,875 SH SOLE 474,875 0 0
ISHARES TR NATIONAL MUN ETF 464288414 29,359 272,247 SH SOLE 272,247 0 0
ISHARES TR CORE MSCI EAFE 46432F842 21,264 346,368 SH SOLE 346,368 0 0
ISHARES TR CORE MSCI EMKT 46434G103 10,465 213,043 SH SOLE 213,043 0 0
ISHARES TR CORE MSCI INTL 46435G326 460 8,219 SH SOLE 8,219 0 0
ISHARES TR CORE S&P TTL STK 464287150 6,022 65,353 SH SOLE 65,353 0 0
ISHARES TR CRE U S REIT ETF 464288521 4,290 75,163 SH SOLE 75,163 0 0
ISHARES TR GRWT ALLOCAT ETF 464289867 933 18,693 SH SOLE 18,693 0 0
ISHARES TR IBONDS DEC23 ETF 46434VAX8 1,991 79,470 SH SOLE 79,470 0 0
ISHARES TR MSCI JPN ETF NEW 46434G822 1,876 33,923 SH SOLE 33,923 0 0
ISHARES TR USA QUALITY FCTR 46432F339 3,797 31,042 SH SOLE 31,042 0 0
ISHARES TR EDGE MSCI USA VL 46432F388 3,857 40,480 SH SOLE 40,480 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 11,214 72,727 SH SOLE 72,727 0 0
ISHARES TR S&P 500 INDEX 464287200 43,156 103,843 SH SOLE 103,843 0 0
ISHARES TR S&P 500 VAL ETF 464287408 35,215 243,133 SH SOLE 243,133 0 0
ISHARES TR CORE S&P MCP ETF 464287507 11,784 47,126 SH SOLE 47,126 0 0
ISHARES TR SP SMCP600VL ETF 464287879 20,311 211,348 SH SOLE 211,348 0 0
ISHARES TR CORE S&P SCP ETF 464287804 12,677 124,747 SH SOLE 124,747 0 0
ISHARES TR PFD AND INCM SEC 464288687 1,192 34,081 SH SOLE 34,081 0 0
ISHARES TR SHRT NAT MUN ETF 464288158 3,625 34,484 SH SOLE 34,484 0 0
ISHARES TR RUS 1000 ETF 464287622 3,161 13,832 SH SOLE 13,832 0 0
ISHARES TR S&P 100 ETF 464287101 88,325 466,562 SH SOLE 466,562 0 0
ISHARES TR CMBS ETF 46429B366 1,893 39,397 SH SOLE 39,397 0 0
ISHARES TR IBONDS DEC22 ETF 46434VBA7 885 35,418 SH SOLE 35,418 0 0
ISHARES TR MSCI ACWI EX US 464288240 634 13,747 SH SOLE 13,747 0 0
ISHARES TR MSCI EAFE ETF 464287465 1,918 29,507 SH SOLE 29,507 0 0
ISHARES TR US TREAS BD ETF 46429B267 15,762 656,592 SH SOLE 656,592 0 0
ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 13,368 271,463 SH SOLE 271,463 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 1,525 235,763 SH SOLE 235,763 0 0
KINDER MORGAN INC DEL COM 49456B101 5,442 311,512 SH SOLE 311,512 0 0
KKR REAL ESTATE FIN TR INC COM 48251k100 1,854 96,273 SH SOLE 96,273 0 0
LADDER CAP CORP CL A 505743104 7,579 663,079 SH SOLE 663,079 0 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 209 31,173 SH SOLE 31,173 0 0
LINCOLN NATL CORP IND COM 534187109 584 12,720 SH SOLE 12,720 0 0
LOEWS CORP COM 540424108 1,046 18,980 SH SOLE 18,980 0 0
MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 4,010 162,482 SH SOLE 162,482 0 0
MCDONALDS CORP COM 580135101 6,842 26,395 SH SOLE 26,395 0 0
MFS CHARTER INCOME TR SH BEN INT 552727109 607 88,913 SH SOLE 88,913 0 0
MFS INTER INCOME TR SH BEN INT 55273C107 1,313 442,162 SH SOLE 442,162 0 0
MICROSOFT CORP COM 594918104 4,512 15,949 SH SOLE 15,949 0 0
NEUBERGER BERMAN MLP & ENERG COM 64129H104 2,809 419,898 SH SOLE 419,898 0 0
NEW GERMANY FUND COM 644465106 197 22,620 SH SOLE 22,620 0 0
NORTHEAST CMNTY BANCORP INC COM 664121100 1,504 118,390 SH SOLE 118,390 0 0
NSTS BANCORP INC COM 6293JP109 393 35,753 SH SOLE 35,753 0 0
NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 320 57,821 SH SOLE 57,821 0 0
NUVEEN INT DUR QUAL MUN TRM COM 670677103 8,153 615,303 SH SOLE 615,303 0 0
NUVEEN MORTGAGE AND INCOME COM 670735109 8,664 511,161 SH SOLE 511,161 0 0
NUVEEN MULTI ASSET INCOME FD COM 670750108 2,337 165,245 SH SOLE 165,245 0 0
NUVEEN MULTI MKT INCOME FD COM 67075J107 1,879 292,280 SH SOLE 292,280 0 0
NUVEEN MUN VALUE FD INC COM 670928100 5,155 563,388 SH SOLE 563,388 0 0
NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 401 33,316 SH SOLE 33,316 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 373 28,659 SH SOLE 28,659 0 0
NUVEEN REAL ASSET INC & GROW COM 67074Y105 7,958 574,136 SH SOLE 574,136 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 7,345 1,038,851 SH SOLE 1,038,851 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 152 11,806 SH SOLE 11,806 0 0
PENNANTPARK INVT CORP COM 708062104 6,709 1,040,080 SH SOLE 1,040,080 0 0
PFIZER INC COM COM 717081103 778 15,795 SH SOLE 15,795 0 0
PGIM SHORT DUR HIG YLD OPP F COM 69355J104 3,390 212,377 SH SOLE 212,377 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 2,147 149,928 SH SOLE 149,928 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 5,252 53,019 SH SOLE 53,019 0 0
PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 2,304 174,409 SH SOLE 174,409 0 0
PUTNAM MUNI OPPORTUNITIES TR SH BEN INT 746922103 507 41,000 SH SOLE 41,000 0 0
RAYONIER INC COM 754907103 267 7,320 SH SOLE 7,320 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 142 14,506 SH SOLE 14,506 0 0
SABA CAPITAL INC & OPTUNTY FD SHS NEW 78518H202 18,331 2,161,637 SH SOLE 2,161,637 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 589 17,026 SH SOLE 17,026 0 0
SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 5,208 204,629 SH SOLE 204,629 0 0
SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 663 12,518 SH SOLE 12,518 0 0
SPDR INDEX SHS FDS NUVEEN BLMBRG SH 78468R739 2,963 62,110 SH SOLE 62,110 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 8,821 21,334 SH SOLE 21,334 0 0
SPDR SER TR PORTFOLIO INTRMD 78464A375 26,396 799,628 SH SOLE 799,628 0 0
SPDR SER TR PORTFOLIO SHORT 78464A474 40,330 1,353,825 SH SOLE 1,353,825 0 0
SPDR SER TR S&P DIVID ETF 78464A763 1,449 11,502 SH SOLE 11,502 0 0
SPECIAL OPPORTUNITIES FUND INC 2-75% CNV PFD C 84741T401 33,606 1,405,500 SH SOLE 1,405,500 0 0
SPECIAL OPPORTUNITIES FUND INC COM 84741T104 24,780 1,897,384 SH SOLE 1,897,384 0 0
STANDEX INTL CORP COM 854231107 1,320 13,782 SH SOLE 13,782 0 0
STARBUCKS CORP COM 855244109 2,509 29,267 SH SOLE 29,267 0 0
TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 1,169 119,066 SH SOLE 119,066 0 0
TCW STRATEGIC INCOME FD INC COM 872340104 6,560 1,317,226 SH SOLE 1,317,226 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 7,520 608,421 SH SOLE 608,421 0 0
TENNECO INC CL A VTG COM STK 880349105 249 13,250 SH SOLE 13,250 0 0
TORTOISE PWR & ENERGY INFRAS COM 89147X104 13,955 1,046,134 SH SOLE 1,046,134 0 0
TPG RE FIN TR INC COM 87266M107 6,391 632,773 SH SOLE 632,773 0 0
TRI-CONTINENTAL CORP COM 895436103 10,291 362,859 SH SOLE 362,859 0 0
UNUM GROUP COM 91529Y106 457 12,725 SH SOLE 12,725 0 0
VANECK ETF TRUST GOLD MINERS ETF 92189F106 1,011 38,461 SH SOLE 38,461 0 0
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 14,741 191,871 SH SOLE 191,871 0 0
VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 886 18,017 SH SOLE 18,017 0 0
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1,458 9,856 SH SOLE 9,856 0 0
VANGUARD INDEX FDS SM CP VAL ETF 922908611 14,146 86,548 SH SOLE 86,548 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 64,687 311,475 SH SOLE 311,475 0 0
VANGUARD INDEX FDS VALUE ETF 922908744 73,983 538,059 SH SOLE 538,059 0 0
VANGUARD INTL EQUITY INDEX TT WRLD ST ETF 922042742 1,217 13,318 SH SOLE 13,318 0 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1,474 28,765 SH SOLE 28,765 0 0
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 922042858 2,937 70,982 SH SOLE 70,982 0 0
VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2,760 55,432 SH SOLE 55,432 0 0
VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 3,521 69,347 SH SOLE 69,347 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3,762 45,956 SH SOLE 45,956 0 0
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 4,298 70,013 SH SOLE 70,013 0 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 28,267 481,802 SH SOLE 481,802 0 0
VANGUARD STAR FDS VG TL INTL STK FD 921909768 2,214 41,750 SH SOLE 41,750 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 16,576 390,029 SH SOLE 390,029 0 0
VANGUARD WORLD FDS INF TECH ETF 92204A702 12,282 32,415 SH SOLE 32,415 0 0
VERTICAL CAP INCOME FUND SHS BEN INT 92535C104 16,191 1,714,342 SH SOLE 1,714,342 0 0
VIATRIS INC COM 92556V106 131 13,465 SH SOLE 13,465 0 0
VIRTUS DIVIDEND INTEREST & P COM 92840R101 24,582 1,886,579 SH SOLE 1,886,579 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 1,722 311,346 SH SOLE 311,346 0 0
WESTERN ASSET DIVERSIFIED IN COM SHS BEN 95790K109 7,405 510,676 SH SOLE 510,676 0 0
WILLIAMS COS INC COM 969457100 995 30,897 SH SOLE 30,897 0 0
WISDOMTREE TR INDIA ERNGS FD 97717W422 446 13,890 SH SOLE 13,890 0 0
WISDOMTREE TR EMG MKTS SMCAP 97717W281 4,063 90,746 SH SOLE 90,746 0 0
WISDOMTREE TR US LARGECAP FUND 97717W588 10,500 237,549 SH SOLE 237,549 0 0
WISDOMTREE TR US MIDCAP FUND 97717W570 1,357 27,077 SH SOLE 27,077 0 0
WISDOMTREE TR US QTLY DIV GRT 97717X669 45,055 739,583 SH SOLE 739,583 0 0

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings