Form 13F-HR Regal Wealth Group, Inc. For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
06-30-2021 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Regal Wealth Group, Inc. |
| Address: |
12501 SEAL BEACH BOULEVARD |
|
SUITE 280 |
|
|
|
SEAL BEACH
,
CA90740
|
| Form 13F File Number: |
028-18113 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
William Beeler |
| Title: |
Chief Compliance Officer |
| Phone: |
(800) 381-7431 |
| Signature, Place, and Date of Signing: |
| William Beeler |
Seal Beach
,
CA
|
08-02-2021 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
49 |
|
Form 13F Information Table Value Total: |
169,281 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| APPLE INC |
COM |
037833100 |
1,356 |
9,898 |
SH |
|
SOLE |
|
0 |
0 |
9,898 |
| BOEING CO |
COM |
097023105 |
5,434 |
22,683 |
SH |
|
SOLE |
|
0 |
0 |
22,683 |
| CARRIER GLOBAL CORPORATION |
COM |
14448C104 |
321 |
6,610 |
SH |
|
SOLE |
|
0 |
0 |
6,610 |
| DISNEY WALT CO |
COM |
254687106 |
351 |
2,000 |
SH |
|
SOLE |
|
0 |
0 |
2,000 |
| EDISON INTL |
COM |
281020107 |
337 |
5,832 |
SH |
|
SOLE |
|
0 |
0 |
5,832 |
| EXELON CORP |
COM |
30161N101 |
321 |
7,255 |
SH |
|
SOLE |
|
0 |
0 |
7,255 |
| FACEBOOK INC |
CL A |
30303M102 |
412 |
1,186 |
SH |
|
SOLE |
|
0 |
0 |
1,186 |
| FIDELITY COVINGTON TRUST |
QLTY FCTOR ETF |
316092790 |
218 |
4,420 |
SH |
|
SOLE |
|
0 |
0 |
4,420 |
| INTEL CORP |
COM |
458140100 |
409 |
7,290 |
SH |
|
SOLE |
|
0 |
0 |
7,290 |
| INVESCO EXCHANGE TRADED FD T |
S&P500 EQL WGT |
46137V357 |
450 |
2,989 |
SH |
|
SOLE |
|
0 |
0 |
2,989 |
| ISHARES INC |
MSCI EQUAL WEITE |
464286681 |
370 |
4,375 |
SH |
|
SOLE |
|
0 |
0 |
4,375 |
| ISHARES TR |
TIPS BD ETF |
464287176 |
6,075 |
47,461 |
SH |
|
SOLE |
|
0 |
0 |
47,461 |
| ISHARES TR |
CORE S&P500 ETF |
464287200 |
13,887 |
32,301 |
SH |
|
SOLE |
|
0 |
0 |
32,301 |
| ISHARES TR |
CORE US AGGBD ET |
464287226 |
11,262 |
97,648 |
SH |
|
SOLE |
|
0 |
0 |
97,648 |
| ISHARES TR |
IBOXX INV CP ETF |
464287242 |
1,668 |
12,413 |
SH |
|
SOLE |
|
0 |
0 |
12,413 |
| ISHARES TR |
S&P 500 GRWT ETF |
464287309 |
2,369 |
32,573 |
SH |
|
SOLE |
|
0 |
0 |
32,573 |
| ISHARES TR |
S&P 500 VAL ETF |
464287408 |
1,773 |
12,011 |
SH |
|
SOLE |
|
0 |
0 |
12,011 |
| ISHARES TR |
RUS MDCP VAL ETF |
464287473 |
6,397 |
55,632 |
SH |
|
SOLE |
|
0 |
0 |
55,632 |
| ISHARES TR |
RUS MD CP GR ETF |
464287481 |
5,094 |
45,004 |
SH |
|
SOLE |
|
0 |
0 |
45,004 |
| ISHARES TR |
RUS 1000 VAL ETF |
464287598 |
23,141 |
145,892 |
SH |
|
SOLE |
|
0 |
0 |
145,892 |
| ISHARES TR |
RUS 1000 GRW ETF |
464287614 |
22,016 |
81,095 |
SH |
|
SOLE |
|
0 |
0 |
81,095 |
| ISHARES TR |
RUS 1000 ETF |
464287622 |
2,506 |
10,354 |
SH |
|
SOLE |
|
0 |
0 |
10,354 |
| ISHARES TR |
RUS 2000 VAL ETF |
464287630 |
7,527 |
45,405 |
SH |
|
SOLE |
|
0 |
0 |
45,405 |
| ISHARES TR |
RUS 2000 GRW ETF |
464287648 |
6,066 |
19,462 |
SH |
|
SOLE |
|
0 |
0 |
19,462 |
| ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
2,240 |
9,766 |
SH |
|
SOLE |
|
0 |
0 |
9,766 |
| ISHARES TR |
CORE S&P SCP ETF |
464287804 |
308 |
2,726 |
SH |
|
SOLE |
|
0 |
0 |
2,726 |
| ISHARES TR |
IBOXX HI YD ETF |
464288513 |
563 |
6,399 |
SH |
|
SOLE |
|
0 |
0 |
6,399 |
| ISHARES TR |
ISHS 1-5YR INVS |
464288646 |
6,028 |
109,984 |
SH |
|
SOLE |
|
0 |
0 |
109,984 |
| ISHARES TR |
MSCI USA MIN VOL |
46429B697 |
5,040 |
68,471 |
SH |
|
SOLE |
|
0 |
0 |
68,471 |
| ISHARES TR |
MSCI USA MMENTM |
46432F396 |
4,714 |
27,178 |
SH |
|
SOLE |
|
0 |
0 |
27,178 |
| ISHARES TR |
0-5YR HI YL CP |
46434V407 |
8,463 |
183,740 |
SH |
|
SOLE |
|
0 |
0 |
183,740 |
| MARRIOTT INTL INC NEW |
CL A |
571903202 |
232 |
1,700 |
SH |
|
SOLE |
|
0 |
0 |
1,700 |
| MCDONALDS CORP |
COM |
580135101 |
489 |
2,117 |
SH |
|
SOLE |
|
0 |
0 |
2,117 |
| MERCK & CO INC |
COM |
58933Y105 |
427 |
5,493 |
SH |
|
SOLE |
|
0 |
0 |
5,493 |
| MICROSOFT CORP |
COM |
594918104 |
2,448 |
9,036 |
SH |
|
SOLE |
|
0 |
0 |
9,036 |
| OTIS WORLDWIDE CORP |
COM |
68902V107 |
226 |
2,763 |
SH |
|
SOLE |
|
0 |
0 |
2,763 |
| PROCTER AND GAMBLE CO |
COM |
742718109 |
297 |
2,203 |
SH |
|
SOLE |
|
0 |
0 |
2,203 |
| RAYTHEON TECHNOLOGIES CORP |
COM |
75513E101 |
674 |
7,898 |
SH |
|
SOLE |
|
0 |
0 |
7,898 |
| ROCKWELL AUTOMATION INC |
COM |
773903109 |
6,962 |
24,340 |
SH |
|
SOLE |
|
0 |
0 |
24,340 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
401 |
937 |
SH |
|
SOLE |
|
0 |
0 |
937 |
| SKYWORKS SOLUTIONS INC |
COM |
83088M102 |
2,525 |
13,170 |
SH |
|
SOLE |
|
0 |
0 |
13,170 |
| SPROTT PHYSICAL SILVER TR |
TR UNIT |
85207K107 |
124 |
13,377 |
SH |
|
SOLE |
|
0 |
0 |
13,377 |
| TESLA INC |
COM |
88160R101 |
371 |
546 |
SH |
|
SOLE |
|
0 |
0 |
546 |
| UNITEDHEALTH GROUP INC |
COM |
91324P102 |
332 |
829 |
SH |
|
SOLE |
|
0 |
0 |
829 |
| VANGUARD INDEX FDS |
REAL ESTATE ETF |
922908553 |
432 |
4,248 |
SH |
|
SOLE |
|
0 |
0 |
4,248 |
| VANGUARD INDEX FDS |
MID CAP ETF |
922908629 |
2,336 |
9,843 |
SH |
|
SOLE |
|
0 |
0 |
9,843 |
| VANGUARD INDEX FDS |
SMALL CP ETF |
922908751 |
1,307 |
5,801 |
SH |
|
SOLE |
|
0 |
0 |
5,801 |
| VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
2,263 |
10,157 |
SH |
|
SOLE |
|
0 |
0 |
10,157 |
| VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
319 |
5,699 |
SH |
|
SOLE |
|
0 |
0 |
5,699 |
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