Form 13F-HR Red Wave Investments For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Red Wave Investments LLC |
Address: |
6 North Baltimore Street, Suite 3 |
|
|
|
Dillsburg
,
PA17019
|
Form 13F File Number: |
028-21034 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Marc Smith |
Title: |
Managing Partner; Chief Compliance Officer |
Phone: |
707-601-0651 |
Signature, Place, and Date of Signing: |
/s/ Marc Smith |
Dillsburg
,
PA
|
08-08-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
93 |
|
Form 13F Information Table Value Total: |
243,429 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
3M CO |
COM |
88579Y101 |
222 |
1,715 |
SH |
|
SOLE |
|
0 |
0 |
1,715 |
ABBOTT LABS |
COM |
002824100 |
277 |
2,549 |
SH |
|
SOLE |
|
0 |
0 |
2,549 |
ABBVIE INC |
COM |
00287Y109 |
569 |
3,717 |
SH |
|
SOLE |
|
0 |
0 |
3,717 |
ACCENTURE PLC IRELAND |
SHS CLASS A |
G1151C101 |
685 |
2,467 |
SH |
|
SOLE |
|
0 |
0 |
2,467 |
ADOBE SYSTEMS INCORPORATED |
COM |
00724F101 |
415 |
1,135 |
SH |
|
SOLE |
|
0 |
0 |
1,135 |
ADVANCED MICRO DEVICES INC |
COM |
007903107 |
225 |
2,946 |
SH |
|
SOLE |
|
0 |
0 |
2,946 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
1,066 |
489 |
SH |
|
SOLE |
|
0 |
0 |
489 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
490 |
224 |
SH |
|
SOLE |
|
0 |
0 |
224 |
AMAZON COM INC |
COM |
023135106 |
1,006 |
9,473 |
SH |
|
SOLE |
|
0 |
0 |
9,473 |
APPLE INC |
COM |
037833100 |
3,279 |
23,980 |
SH |
|
SOLE |
|
0 |
0 |
23,980 |
AT&T INC |
COM |
00206R102 |
369 |
17,590 |
SH |
|
SOLE |
|
0 |
0 |
17,590 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
1,046 |
3,831 |
SH |
|
SOLE |
|
0 |
0 |
3,831 |
BK OF AMERICA CORP |
COM |
060505104 |
311 |
9,976 |
SH |
|
SOLE |
|
0 |
0 |
9,976 |
CHEVRON CORP NEW |
COM |
166764100 |
241 |
1,668 |
SH |
|
SOLE |
|
0 |
0 |
1,668 |
CHURCH & DWIGHT CO INC |
COM |
171340102 |
637 |
6,876 |
SH |
|
SOLE |
|
0 |
0 |
6,876 |
CISCO SYS INC |
COM |
17275R102 |
641 |
15,026 |
SH |
|
SOLE |
|
0 |
0 |
15,026 |
COCA COLA CO |
COM |
191216100 |
445 |
7,078 |
SH |
|
SOLE |
|
0 |
0 |
7,078 |
COMCAST CORP NEW |
CL A |
20030N101 |
267 |
6,800 |
SH |
|
SOLE |
|
0 |
0 |
6,800 |
COSTCO WHSL CORP NEW |
COM |
22160K105 |
1,580 |
3,297 |
SH |
|
SOLE |
|
0 |
0 |
3,297 |
CSX CORP |
COM |
126408103 |
305 |
10,492 |
SH |
|
SOLE |
|
0 |
0 |
10,492 |
DIMENSIONAL ETF TRUST |
US CORE EQUITY 2 |
25434V708 |
6,884 |
295,459 |
SH |
|
SOLE |
|
0 |
0 |
295,459 |
DIMENSIONAL ETF TRUST |
WORLD EX US CORE |
25434V880 |
1,017 |
47,429 |
SH |
|
SOLE |
|
0 |
0 |
47,429 |
DOMINION ENERGY INC |
COM |
25746U109 |
269 |
3,374 |
SH |
|
SOLE |
|
0 |
0 |
3,374 |
DUKE ENERGY CORP NEW |
COM NEW |
26441C204 |
368 |
3,430 |
SH |
|
SOLE |
|
0 |
0 |
3,430 |
EXXON MOBIL CORP |
COM |
30231G102 |
843 |
9,842 |
SH |
|
SOLE |
|
0 |
0 |
9,842 |
HOME DEPOT INC |
COM |
437076102 |
1,813 |
6,610 |
SH |
|
SOLE |
|
0 |
0 |
6,610 |
HONEYWELL INTL INC |
COM |
438516106 |
519 |
2,986 |
SH |
|
SOLE |
|
0 |
0 |
2,986 |
INVESCO EXCH TRADED FD TR II |
EMRNG MKT SVRG |
46138E784 |
2,003 |
108,118 |
SH |
|
SOLE |
|
0 |
0 |
108,118 |
INVESCO QQQ TR |
UNIT SER 1 |
00461E107 |
11,395 |
40,657 |
SH |
|
SOLE |
|
0 |
0 |
40,657 |
ISHARES TR |
BLACKROCK ULTRA |
46434V878 |
1,057 |
21,120 |
SH |
|
SOLE |
|
0 |
0 |
21,120 |
ISHARES TR |
CORE MSCI INTL |
46435G326 |
4,950 |
92,105 |
SH |
|
SOLE |
|
0 |
0 |
92,105 |
ISHARES TR |
IBOXX HI YD ETF |
464288513 |
502 |
6,818 |
SH |
|
SOLE |
|
0 |
0 |
6,818 |
ISHARES TR |
IBOXX INV CP ETF |
464287242 |
21,581 |
196,138 |
SH |
|
SOLE |
|
0 |
0 |
196,138 |
ISHARES TR |
TIPS BD ETF |
464287176 |
4,141 |
36,357 |
SH |
|
SOLE |
|
0 |
0 |
36,357 |
ISHARES TR |
SHRT NAT MUN ETF |
464288158 |
219 |
2,096 |
SH |
|
SOLE |
|
0 |
0 |
2,096 |
ISHARES TR |
NATIONAL MUN ETF |
464288414 |
3,744 |
35,203 |
SH |
|
SOLE |
|
0 |
0 |
35,203 |
ISHARES TR |
MSCI USA VALUE |
46432F388 |
403 |
4,452 |
SH |
|
SOLE |
|
0 |
0 |
4,452 |
ISHARES TR |
CORE S&P500 ETF |
464287200 |
7,695 |
20,296 |
SH |
|
SOLE |
|
0 |
0 |
20,296 |
ISHARES TR |
MSCI INTL VLU FT |
46435G409 |
1,525 |
68,734 |
SH |
|
SOLE |
|
0 |
0 |
68,734 |
ISHARES U S ETF TR |
INT RT HDG C B |
46431W705 |
3,860 |
42,769 |
SH |
|
SOLE |
|
0 |
0 |
42,769 |
JOHNSON & JOHNSON |
COM |
478160104 |
530 |
2,986 |
SH |
|
SOLE |
|
0 |
0 |
2,986 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
706 |
6,267 |
SH |
|
SOLE |
|
0 |
0 |
6,267 |
LEIDOS HOLDINGS INC |
COM |
525327102 |
207 |
2,058 |
SH |
|
SOLE |
|
0 |
0 |
2,058 |
LILLY ELI & CO |
COM |
532457108 |
209 |
646 |
SH |
|
SOLE |
|
0 |
0 |
646 |
LOCKHEED MARTIN CORP |
COM |
539830109 |
469 |
1,091 |
SH |
|
SOLE |
|
0 |
0 |
1,091 |
MASTERCARD INCORPORATED |
CL A |
57636Q104 |
1,359 |
4,306 |
SH |
|
SOLE |
|
0 |
0 |
4,306 |
MCDONALDS CORP |
COM |
580135101 |
321 |
1,301 |
SH |
|
SOLE |
|
0 |
0 |
1,301 |
MERCK & CO INC |
COM |
58933Y105 |
695 |
7,622 |
SH |
|
SOLE |
|
0 |
0 |
7,622 |
META PLATFORMS INC |
CL A |
30303M102 |
296 |
1,835 |
SH |
|
SOLE |
|
0 |
0 |
1,835 |
MICROSOFT CORP |
COM |
594918104 |
2,446 |
9,522 |
SH |
|
SOLE |
|
0 |
0 |
9,522 |
MOODYS CORP |
COM |
615369105 |
239 |
880 |
SH |
|
SOLE |
|
0 |
0 |
880 |
NIKE INC |
CL B |
654106103 |
311 |
3,045 |
SH |
|
SOLE |
|
0 |
0 |
3,045 |
NOVO-NORDISK A S |
ADR |
670100205 |
479 |
4,302 |
SH |
|
SOLE |
|
0 |
0 |
4,302 |
NVIDIA CORPORATION |
COM |
67066G104 |
495 |
3,263 |
SH |
|
SOLE |
|
0 |
0 |
3,263 |
OKTA INC |
CL A |
679295105 |
313 |
3,466 |
SH |
|
SOLE |
|
0 |
0 |
3,466 |
PALANTIR TECHNOLOGIES INC |
CL A |
69608A108 |
92 |
10,139 |
SH |
|
SOLE |
|
0 |
0 |
10,139 |
PEPSICO INC |
COM |
713448108 |
289 |
1,736 |
SH |
|
SOLE |
|
0 |
0 |
1,736 |
PFIZER INC |
COM |
717081103 |
262 |
4,994 |
SH |
|
SOLE |
|
0 |
0 |
4,994 |
PNC FINL SVCS GROUP INC |
COM |
693475105 |
554 |
3,510 |
SH |
|
SOLE |
|
0 |
0 |
3,510 |
PROCTER AND GAMBLE CO |
COM |
742718109 |
301 |
2,095 |
SH |
|
SOLE |
|
0 |
0 |
2,095 |
PROSHARES TR |
INVT INT RT HG |
74347B607 |
351 |
5,075 |
SH |
|
SOLE |
|
0 |
0 |
5,075 |
QUANTUM SI INC |
COM CL A |
74765K105 |
86 |
37,000 |
SH |
|
SOLE |
|
0 |
0 |
37,000 |
SOUTHERN CO |
COM |
842587107 |
679 |
9,521 |
SH |
|
SOLE |
|
0 |
0 |
9,521 |
SPDR INDEX SHS FDS |
PORTFOLIO EMG MK |
78463X509 |
6,567 |
188,865 |
SH |
|
SOLE |
|
0 |
0 |
188,865 |
SPDR INDEX SHS FDS |
PORTFOLIO DEVLPD |
78463X889 |
4,919 |
170,546 |
SH |
|
SOLE |
|
0 |
0 |
170,546 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
462 |
1,225 |
SH |
|
SOLE |
|
0 |
0 |
1,225 |
SPDR SER TR |
BLOOMBERG HIGH Y |
78468R622 |
4,770 |
52,585 |
SH |
|
SOLE |
|
0 |
0 |
52,585 |
STARBUCKS CORP |
COM |
855244109 |
324 |
4,241 |
SH |
|
SOLE |
|
0 |
0 |
4,241 |
TESLA INC |
COM |
88160R101 |
744 |
1,105 |
SH |
|
SOLE |
|
0 |
0 |
1,105 |
UNITED PARCEL SERVICE INC |
CL B |
911312106 |
552 |
3,025 |
SH |
|
SOLE |
|
0 |
0 |
3,025 |
UNITEDHEALTH GROUP INC |
COM |
91324P102 |
472 |
918 |
SH |
|
SOLE |
|
0 |
0 |
918 |
VANGUARD BD INDEX FDS |
TOTAL BND MRKT |
921937835 |
8,843 |
117,494 |
SH |
|
SOLE |
|
0 |
0 |
117,494 |
VANGUARD BD INDEX FDS |
SHORT TRM BOND |
921937827 |
4,197 |
54,662 |
SH |
|
SOLE |
|
0 |
0 |
54,662 |
VANGUARD BD INDEX FDS |
INTERMED TERM |
921937819 |
5,228 |
67,332 |
SH |
|
SOLE |
|
0 |
0 |
67,332 |
VANGUARD CHARLOTTE FDS |
TOTAL INT BD ETF |
92203J407 |
7,611 |
153,624 |
SH |
|
SOLE |
|
0 |
0 |
153,624 |
VANGUARD INDEX FDS |
SM CP VAL ETF |
922908611 |
453 |
3,023 |
SH |
|
SOLE |
|
0 |
0 |
3,023 |
VANGUARD INDEX FDS |
LARGE CAP ETF |
922908637 |
4,098 |
23,778 |
SH |
|
SOLE |
|
0 |
0 |
23,778 |
VANGUARD INDEX FDS |
GROWTH ETF |
922908736 |
2,167 |
9,724 |
SH |
|
SOLE |
|
0 |
0 |
9,724 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
28,288 |
149,972 |
SH |
|
SOLE |
|
0 |
0 |
149,972 |
VANGUARD INDEX FDS |
MID CAP ETF |
922908629 |
9,182 |
46,614 |
SH |
|
SOLE |
|
0 |
0 |
46,614 |
VANGUARD INDEX FDS |
SMALL CP ETF |
922908751 |
9,203 |
52,257 |
SH |
|
SOLE |
|
0 |
0 |
52,257 |
VANGUARD INDEX FDS |
VALUE ETF |
922908744 |
9,508 |
72,094 |
SH |
|
SOLE |
|
0 |
0 |
72,094 |
VANGUARD INDEX FDS |
REAL ESTATE ETF |
922908553 |
6,328 |
69,454 |
SH |
|
SOLE |
|
0 |
0 |
69,454 |
VANGUARD INTL EQUITY INDEX F |
FTSE SMCAP ETF |
922042718 |
2,297 |
22,259 |
SH |
|
SOLE |
|
0 |
0 |
22,259 |
VANGUARD INTL EQUITY INDEX F |
TT WRLD ST ETF |
922042742 |
13,260 |
155,374 |
SH |
|
SOLE |
|
0 |
0 |
155,374 |
VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
2,318 |
55,645 |
SH |
|
SOLE |
|
0 |
0 |
55,645 |
VANGUARD MALVERN FDS |
STRM INFPROIDX |
922020805 |
431 |
8,603 |
SH |
|
SOLE |
|
0 |
0 |
8,603 |
VANGUARD MUN BD FDS |
TAX EXEMPT BD |
922907746 |
2,783 |
55,759 |
SH |
|
SOLE |
|
0 |
0 |
55,759 |
VANGUARD STAR FDS |
VG TL INTL STK F |
921909768 |
5,777 |
111,939 |
SH |
|
SOLE |
|
0 |
0 |
111,939 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
325 |
6,395 |
SH |
|
SOLE |
|
0 |
0 |
6,395 |
VISA INC |
COM CL A |
92826C839 |
682 |
3,463 |
SH |
|
SOLE |
|
0 |
0 |
3,463 |
WALMART INC |
COM |
931142103 |
724 |
5,951 |
SH |
|
SOLE |
|
0 |
0 |
5,951 |
WASTE MGMT INC DEL |
COM |
94106L109 |
363 |
2,374 |
SH |
|
SOLE |
|
0 |
0 |
2,374 |