Close

Form 13F-HR RAMIUS ADVISORS LLC For: Mar 31

FREE Breaking News Alerts from StreetInsider.com!

E-mail Address

StreetInsider.com Top Tickers, 4/24/2024

1. TSLA
2. SPOT
3. SPY
4. GM
5. AMZN
6. NVDA
7. SHW
8. MSCI
9. IBM
10. AAPL


May 14, 2021 10:10 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: RAMIUS ADVISORS LLC
Address: 599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK , NY10022
Form 13F File Number: 028-10674

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Andrea J.S. Sayago
Title: Chief Compliance Officer
Phone: 212-201-4829
Signature, Place, and Date of Signing:
/s/ Andrea J.S. Sayago New York , NY 05-14-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 358
Form 13F Information Table Value Total: 374,453
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
10X CAPITAL VENTURE ACQU COR COM CL A 88025V107 11 50,000 SH Call DFND 50,000 0 0
26 CAPITAL ACQUISITION CORP UNIT 12/31/2027 90138P209 581 57,884 SH DFND 57,884 0 0
7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 85 111,283 SH DFND 111,283 0 0
7GC & CO HOLDINGS INC COM CL A 81786A107 247 24,931 SH DFND 24,931 0 0
7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 191 18,800 SH DFND 18,800 0 0
890 5TH AVE PARTNERS INC UNIT 01/12/2026 28250A204 183 18,410 SH DFND 18,410 0 0
ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 397 40,000 SH DFND 40,000 0 0
ACON S2 ACQUISITION CORP *W EXP 09/15/202 G00748114 125 137,115 SH DFND 137,115 0 0
ACON S2 ACQUISITION CORP CL SHS G00748106 793 80,842 SH DFND 80,842 0 0
ACON S2 ACQUISITION CORP UNIT 09/15/2027 G00748122 517 51,961 SH DFND 51,961 0 0
ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 99 10,000 SH DFND 10,000 0 0
ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 10 19,300 SH DFND 19,300 0 0
ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 617 64,067 SH DFND 64,067 0 0
ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 967 98,111 SH DFND 98,111 0 0
ADVANCED MICRO DEVICES INC COM 007903107 2 50,000 SH Call DFND 50,000 0 0
AEA-BRIDGES IMPACT CORP SHS CL A G01046104 393 40,000 SH DFND 40,000 0 0
AEQUI ACQUISITION CORP UNIT 11/30/2027 00775W201 1,092 109,154 SH DFND 109,154 0 0
AGILE GROWTH CORP UNIT 03/09/2026 G01202129 497 50,100 SH DFND 50,100 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 3,055 19,978 SH DFND 19,978 0 0
ALKURI GLOBAL ACQUISITION CO UNIT 01/01/2028 66981N202 656 66,348 SH DFND 66,348 0 0
ALTIMAR ACQUISITION CORP II UNIT 99/99/9999 G03709113 276 27,101 SH DFND 27,101 0 0
ALTIMAR ACQUISITION CORP III UNIT 99/99/9999 G0370U124 150 15,000 SH DFND 15,000 0 0
ALTITUDE ACQUISITION CORP COM CL A 02156Y103 2 10,000 SH Call DFND 10,000 0 0
ANZU SPECIAL ACQUISITIN CORP UNIT 01/27/2026 03737A200 3,975 398,286 SH DFND 398,286 0 0
ARCTOS NORTHSTAR ACQUIS CORP UNIT 99/99/9999 G0477L118 819 81,944 SH DFND 81,944 0 0
ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 100 10,000 SH DFND 10,000 0 0
ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 2,297 230,812 SH DFND 230,812 0 0
ARTIUS ACQUISITION INC COM CL A 04316G105 21 120,000 SH Call DFND 120,000 0 0
ASTREA ACQUISITION CORP UNIT 01/28/2028 04637C205 2,837 287,992 SH DFND 287,992 0 0
ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 75 140,000 SH DFND 140,000 0 0
ATHLON ACQUISITION CORP UNIT 01/12/2026 04748A205 812 82,082 SH DFND 82,082 0 0
ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 217 292,631 SH DFND 292,631 0 0
ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 5,298 546,722 SH DFND 546,722 0 0
ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 1,051 106,732 SH DFND 106,732 0 0
AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633D117 502 50,000 SH DFND 50,000 0 0
AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633U119 502 50,000 SH DFND 50,000 0 0
AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 66 102,688 SH DFND 102,688 0 0
AUTHENTIC EQUITY ACQUISTN CO CL A SHS G06607108 224 23,100 SH DFND 23,100 0 0
AUTHENTIC EQUITY ACQUISTN CO UNIT 10/31/2027 G06607116 1,825 184,498 SH DFND 184,498 0 0
AVANTI ACQUISITION CORP SHS CL A G0682V109 422 43,194 SH DFND 43,194 0 0
AVANTI ACQUISITION CORP UNIT 99/99/9999 G0682V117 396 38,256 SH DFND 38,256 0 0
B RILEY PRINCIPAL 150 MERGER UNIT 99/99/9999 05601V202 100 10,000 SH DFND 10,000 0 0
BIOTECH ACQUISITION COMPANY UNIT 11/30/2027 G1125A124 870 87,960 SH DFND 87,960 0 0
BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 2,928 296,690 SH DFND 296,690 0 0
BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 27 42,400 SH DFND 42,400 0 0
BLUERIVER ACQUISITION CORP UNIT 01/04/2026 G1261Q123 175 17,550 SH DFND 17,550 0 0
BLUESCAPE OPPORTUNITIES ACQU SHS G1195N105 431 43,319 SH DFND 43,319 0 0
BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 2,563 258,673 SH DFND 258,673 0 0
BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 164 265,082 SH DFND 265,082 0 0
BRIGHT LIGHTS ACQUISITION CO COM CL A 10920K101 714 74,379 SH DFND 74,379 0 0
BRIGHT LIGHTS ACQUISITION CO UNIT 99/99/9999 10920K200 357 36,058 SH DFND 36,058 0 0
BROADSCALE ACQUISITION CORP UNIT 02/02/2026 11134Y200 4,542 458,292 SH DFND 458,292 0 0
BROADSTONE ACQUISITION CORP *W EXP 09/15/202 G1739V126 53 77,501 SH DFND 77,501 0 0
BROADSTONE ACQUISITION CORP SHS CL A G1739V100 3,475 354,925 SH DFND 354,925 0 0
BURGUNDY TECHNOLOGY ACQU COR *W EXP 08/31/202 G1702T124 44 41,343 SH DFND 41,343 0 0
BURGUNDY TECHNOLOGY ACQU COR CL A G1702T116 1,667 168,522 SH DFND 168,522 0 0
BURGUNDY TECHNOLOGY ACQU COR CL A G1702T116 1 10,000 SH Call DFND 10,000 0 0
CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 23 32,546 SH DFND 32,546 0 0
CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 355 36,410 SH DFND 36,410 0 0
CARNEY TECHNOLOGY ACQU CORP CL A COMMON STK 143636108 229 23,646 SH DFND 23,646 0 0
CARNEY TECHNOLOGY ACQU CORP UNIT 12/10/2025 143636207 723 71,836 SH DFND 71,836 0 0
CARTESIAN GROWTH CORP UNIT 02/26/2028 G19276123 2,029 203,927 SH DFND 203,927 0 0
CASCADE ACQUISITION CORP *W EXP 11/30/202 147151112 9 10,000 SH DFND 10,000 0 0
CASCADE ACQUISITION CORP COM CL A 147151104 283 28,764 SH DFND 28,764 0 0
CATCHA INVESTMENT CORP UNIT 99/99/9999 G1962Y128 284 28,590 SH DFND 28,590 0 0
CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 823 83,496 SH DFND 83,496 0 0
CERBERUS TELECOM ACQUISITION SHS CL A G2040C104 247 25,000 SH DFND 25,000 0 0
CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 118 133,715 SH DFND 133,715 0 0
CF ACQUISITION CORP IV COM CL A 12520T102 657 67,101 SH DFND 67,101 0 0
CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 1,885 187,974 SH DFND 187,974 0 0
CF ACQUISITION CORP V *W EXP 01/25/202 12520R114 42 60,200 SH DFND 60,200 0 0
CF ACQUISITION CORP V UNIT 01/25/2026 12520R205 1,066 106,777 SH DFND 106,777 0 0
CHP MERGER CORP COM CL A 12558Y106 1,531 154,502 SH DFND 154,502 0 0
CHURCHILL CAPITAL CORP VII UNIT 99/99/9999 17144M201 759 76,099 SH DFND 76,099 0 0
CLARIM ACQUISITION CORP UNIT 99/99/9999 18049C207 946 95,117 SH DFND 95,117 0 0
COHN ROBBINS HOLDINGS CORP COM CL A G23726105 248 25,187 SH DFND 25,187 0 0
COLICITY INC UNIT 02/24/2026 194170205 576 57,079 SH DFND 57,079 0 0
COLONNADE ACQUISITION CORP I UNIT 99/99/9999 G2284B127 758 76,950 SH DFND 76,950 0 0
CONCORD ACQUISITION CORP COM CL A 206071102 1,101 112,547 SH DFND 112,547 0 0
CONSTELLATION ACQUISITN CORP UNIT 99/99/9999 G2R18K121 768 77,649 SH DFND 77,649 0 0
CONX CORP COM CL A 212873103 399 40,000 SH DFND 40,000 0 0
CONX CORP COM CL A 212873103 4 55,000 SH Call DFND 55,000 0 0
CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 1,395 142,520 SH DFND 142,520 0 0
COVA ACQUISITION CORP UNIT 04/01/2021 G2554Y112 4,177 419,827 SH DFND 419,827 0 0
CROWN PROPTECH ACQUISITIONS UNIT 99/99/9999 G25741128 1,608 161,778 SH DFND 161,778 0 0
D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 24 40,000 SH DFND 40,000 0 0
D AND Z MEDIA ACQUISITION CO UNIT 99/99/9999 23305Q205 1,388 140,314 SH DFND 140,314 0 0
D8 HOLDINGS CORP *W EXP 08/05/202 G2614K128 116 100,442 SH DFND 100,442 0 0
D8 HOLDINGS CORP SHS CL A G2614K110 2,632 264,821 SH DFND 264,821 0 0
DECARBONIZATION PLUS ACQU II UNIT 01/19/2026 242794204 4,267 424,112 SH DFND 424,112 0 0
DECARBONIZATION PLUS ACQU II UNIT 03/19/2026 24279D204 253 25,400 SH DFND 25,400 0 0
DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 18 29,945 SH DFND 29,945 0 0
DEEP LAKE CAPITAL ACQUSTN CO UNIT 01/04/2026 G27029126 201 20,000 SH DFND 20,000 0 0
DELWINDS INS ACQUISITION COR *W EXP 08/01/202 24803C110 69 130,714 SH DFND 130,714 0 0
DELWINDS INS ACQUISITION COR COM CLS A 24803C102 250 25,814 SH DFND 25,814 0 0
DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 102 10,200 SH DFND 10,200 0 0
DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 655 65,724 SH DFND 65,724 0 0
DHB CAPITAL CORP UNIT 03/31/2028 23291W208 2,198 221,550 SH DFND 221,550 0 0
DHC ACQUISITION CORP UNIT 02/25/2026 G2758T125 2,000 200,200 SH DFND 200,200 0 0
DIAMONDHEAD HOLDINGS CORP UNIT 01/21/2026 25278L204 396 40,000 SH DFND 40,000 0 0
DIGITAL TRANSFORMATN OPT COR UNIT 03/31/2028 25401K206 272 27,500 SH DFND 27,500 0 0
DMY TECHNOLOGY GROUP INC IV UNIT 99/99/9999 23344K201 3,865 384,997 SH DFND 384,997 0 0
DPCM CAP INC COM CL A 23344P101 205 20,822 SH DFND 20,822 0 0
DUDDELL STREET ACQUISITN COR CL A G28553108 1,261 129,466 SH DFND 129,466 0 0
DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 6 10,000 SH DFND 10,000 0 0
DUNE ACQUISITION CORP COM CL A 265334102 396 40,605 SH DFND 40,605 0 0
DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 885 88,205 SH DFND 88,205 0 0
E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 45 47,148 SH DFND 47,148 0 0
E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 5,538 567,974 SH DFND 567,974 0 0
E MERGE TECHNOLOGY ACQUISITI UNIT 07/30/2025 26873Y203 200 19,825 SH DFND 19,825 0 0
EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 129 158,636 SH DFND 158,636 0 0
EAST RES ACQUISITION CO COM CL A 274681105 3,478 355,582 SH DFND 355,582 0 0
ECP ENVIRONMENTAL GW OPT COR UNIT 03/01/2026 26829T209 202 20,000 SH DFND 20,000 0 0
EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 81 162,361 SH DFND 162,361 0 0
EDIFY ACQUISITION CORP CL A 28059Q103 858 88,426 SH DFND 88,426 0 0
EDIFY ACQUISITION CORP UNIT 11/25/2025 28059Q202 886 89,022 SH DFND 89,022 0 0
EJF ACQUISITION CORP UNIT 03/10/2026 G2955B117 4,152 417,277 SH DFND 417,277 0 0
EMPOWER LTD *W EXP 11/30/202 G3R39W110 69 58,554 SH DFND 58,554 0 0
EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 10 20,100 SH DFND 20,100 0 0
EMPOWERMENT & INCLUSION CAPI COM CL A 29248N100 145 15,000 SH DFND 15,000 0 0
EMPOWERMENT & INCLUSION CAPI UNIT 99/99/9999 29248N209 569 57,732 SH DFND 57,732 0 0
EPIPHANY TECHNOLOGY ACQUISIT COM CL A 29429X109 171 17,491 SH DFND 17,491 0 0
EPIPHANY TECHNOLOGY ACQUISIT UNIT 99/99/9999 29429X208 170 16,982 SH DFND 16,982 0 0
EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 2,702 272,644 SH DFND 272,644 0 0
EQUITY DISTR ACQUISITION COR *W EXP 09/09/202 29465E114 11 10,000 SH DFND 10,000 0 0
EQUITY DISTR ACQUISITION COR COM CL A 29465E106 179 18,100 SH DFND 18,100 0 0
ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 352 35,400 SH DFND 35,400 0 0
EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 1,768 178,040 SH DFND 178,040 0 0
FAR PEAK ACQUISITION CORP SHS CL A G3312L103 1,152 117,956 SH DFND 117,956 0 0
FAR PEAK ACQUISITION CORP SHS CL A G3312L103 2 10,000 SH Call DFND 10,000 0 0
FINTECH EVOLUTION ACQUIS GRO UNIT 99/99/9999 G3R19A112 2,606 264,005 SH DFND 264,005 0 0
FIRST RESERVE SUSTAINABLE GW UNIT 03/05/2026 336169206 407 40,650 SH DFND 40,650 0 0
FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 572 57,600 SH DFND 57,600 0 0
FORESIGHT ACQUISITION CORP UNIT 01/29/2026 34552Y205 1,189 120,020 SH DFND 120,020 0 0
FOREST ROAD ACQUISITION COR UNIT 99/99/9999 34619V202 896 90,000 SH DFND 90,000 0 0
FORTISTAR SUSTAINABLE SOL CO *W EXP 01/14/202 34962M114 72 102,500 SH DFND 102,500 0 0
FORTISTAR SUSTAINABLE SOL CO UNIT 01/14/2026 34962M205 2,226 224,573 SH DFND 224,573 0 0
FORUM MERGER III CORP COM CL A 349885103 229 22,958 SH DFND 22,958 0 0
FORUM MERGER III CORP COM CL A 349885103 9 50,000 SH Call DFND 50,000 0 0
FREEDOM ACQUISITION I CORP UNIT 99/99/9999 G3663X102 200 20,000 SH DFND 20,000 0 0
FUSION ACQUISITION CORP II UNIT 02/29/2028 36118N201 6,678 672,508 SH DFND 672,508 0 0
G&P ACQUISITION CORP UNIT 02/28/2028 36146G202 4,588 462,488 SH DFND 462,488 0 0
GAMING & HOSPITALITY ACQU CO UNIT 02/04/2028 364681205 1,213 122,529 SH DFND 122,529 0 0
GIGCAPITAL4 INC UNIT 99/99/9999 37518G200 1,798 182,213 SH DFND 182,213 0 0
GLOBAL PARTNER ACQISTN CORP UNIT 01/06/2026 G3934P110 486 49,068 SH DFND 49,068 0 0
GLOBAL SYNERGY ACQUISIT CORP CL A SHS G3934J106 97 10,000 SH DFND 10,000 0 0
GLOBAL SYNERGY ACQUISIT CORP UNIT 01/01/2024 G3934J114 226 22,675 SH DFND 22,675 0 0
GO ACQUISITION CORP COM 362019101 2,451 248,873 SH DFND 248,873 0 0
GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 4 10,000 SH DFND 10,000 0 0
GOAL ACQUISITIONS CORP UNIT 99/99/9999 38021H206 7,772 776,446 SH DFND 776,446 0 0
GOLDEN FALCON ACQUISITION CO CL A 38102H109 218 22,540 SH DFND 22,540 0 0
GOLDEN FALCON ACQUISITION CO UNIT 99/99/9999 38102H208 303 30,100 SH DFND 30,100 0 0
GORES GUGGENHEIM INC UNIT 03/25/2028 38286Q206 149 15,000 SH DFND 15,000 0 0
GORES HOLDINGS VII INC UNIT 02/12/2028 38286T200 100 10,000 SH DFND 10,000 0 0
GORES METROPOULOS II INC UNIT 01/31/2028 382873206 483 47,803 SH DFND 47,803 0 0
GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 3,845 388,393 SH DFND 388,393 0 0
GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 365 36,500 SH DFND 36,500 0 0
H I G ACQUISITION CORP *W EXP 99/99/999 G44898123 34 32,538 SH DFND 32,538 0 0
H I G ACQUISITION CORP UNIT 99/99/9999 G44898115 835 81,575 SH DFND 81,575 0 0
HAMILTON LANE ALLIANCE HLDGS UNIT 99/99/9999 40749M202 374 37,595 SH DFND 37,595 0 0
HAYMAKER ACQUISITION CORP II UNIT 03/01/2026 42087R207 100 10,100 SH DFND 10,100 0 0
HEALTHCARE CAPITAL CORP *W EXP 12/31/202 42228C119 60 95,000 SH DFND 95,000 0 0
HEALTHCARE CAPITAL CORP COM CL A 42228C101 158 16,396 SH DFND 16,396 0 0
HEALTHCARE CAPITAL CORP UNIT 12/31/2025 42228C200 1,657 167,910 SH DFND 167,910 0 0
HENNESSY CAPITAL INVS CORP V *W EXP 01/20/202 42589T115 111 102,389 SH DFND 102,389 0 0
HENNESSY CAPITAL INVS CORP V COM CL A 42589T107 141 14,400 SH DFND 14,400 0 0
HENNESSY CAPITAL INVS CORP V UNIT 01/15/2025 42589T206 1,384 136,795 SH DFND 136,795 0 0
HORIZON ACQUISITION CORP COM CL A G46049105 432 43,719 SH DFND 43,719 0 0
HPX CORP *W EXP 07/14/202 G32219126 66 81,568 SH DFND 81,568 0 0
HPX CORP SHS CL A G32219100 1,343 136,723 SH DFND 136,723 0 0
HPX CORP UNIT 99/99/9999 G32219118 1,707 167,364 SH DFND 167,364 0 0
HUDSON EXECUTIVE INVES III UNIT 02/22/2026 44376L206 384 38,700 SH DFND 38,700 0 0
IG ACQUISITION CORP *W EXP 10/05/202 449534114 56 58,618 SH DFND 58,618 0 0
IG ACQUISITION CORP COM CL A 449534106 2,251 227,861 SH DFND 227,861 0 0
IG ACQUISITION CORP COM CL A 449534106 1 10,000 SH Call DFND 10,000 0 0
IG ACQUISITION CORP UNIT 10/05/2027 449534205 481 47,034 SH DFND 47,034 0 0
INPHI CORP COM 45772F107 2,283 12,799 SH DFND 12,799 0 0
INSU ACQUISITION CORP III COM CL A 457817104 521 52,361 SH DFND 52,361 0 0
INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 353 35,688 SH DFND 35,688 0 0
INVESTINDUSTRIAL ACQUISITION *W EXP 10/30/202 G4771L113 24 28,665 SH DFND 28,665 0 0
INVESTINDUSTRIAL ACQUISITION SHS CL A G4771L105 226 23,200 SH DFND 23,200 0 0
ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 77 164,727 SH DFND 164,727 0 0
ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 3,192 329,457 SH DFND 329,457 0 0
ISOS ACQUISITION CORPORATION UNIT 99/99/9999 G4962C120 1,034 103,772 SH DFND 103,772 0 0
ITHAX ACQUISITION CORP UNIT 12/31/2027 G49775110 3,998 399,031 SH DFND 399,031 0 0
ITIQUIRA ACQUISITION CORP UNIT 02/03/2026 G49773123 1,346 135,416 SH DFND 135,416 0 0
JACK CREEK INVESTMENT CORP *W EXP 10/01/202 G4989X123 55 103,672 SH DFND 103,672 0 0
JACK CREEK INVESTMENT CORP UNIT 10/01/2023 G4989X107 2,382 240,384 SH DFND 240,384 0 0
JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 27 23,513 SH DFND 23,513 0 0
JAWS MUSTANG ACQUISITION COR UNIT 99/99/9999 G50737116 1,015 99,992 SH DFND 99,992 0 0
JOFF FINTECH ACQUISITION COR UNIT 02/03/2026 46592C209 474 47,623 SH DFND 47,623 0 0
KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 11 19,518 SH DFND 19,518 0 0
KAIROS ACQUISITION CORP CL A SHS G52110114 107 11,000 SH DFND 11,000 0 0
KAIROS ACQUISITION CORP UNIT 99/99/9999 G52110122 1,400 139,858 SH DFND 139,858 0 0
KERNEL GROUP HOLDINGS INC UNIT 99/99/9999 G5259L111 2,192 219,637 SH DFND 219,637 0 0
KHOSLA VENTURES ACQUISITION CL A 482504107 109 10,800 SH DFND 10,800 0 0
KHOSLA VENTURES ACQUT CO III COM CL A 482506102 201 20,156 SH DFND 20,156 0 0
KINS TECHNOLOGY GROUP INC *W EXP 10/14/202 49714K117 39 60,000 SH DFND 60,000 0 0
KINS TECHNOLOGY GROUP INC UNIT 10/14/2025 49714K208 656 64,881 SH DFND 64,881 0 0
KISMET ACQUISITION ONE CORP *W EXP 99/99/999 G52753111 8 10,000 SH DFND 10,000 0 0
KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 2,043 206,735 SH DFND 206,735 0 0
KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 2,541 255,643 SH DFND 255,643 0 0
KL ACQUISITION CORP COM CL A 49837C109 124 12,812 SH DFND 12,812 0 0
KL ACQUISITION CORP UNIT 99/99/9999 49837C208 136 13,714 SH DFND 13,714 0 0
L&F ACQUISITION CORP SHS CL A G53702109 290 29,438 SH DFND 29,438 0 0
LEFTERIS ACQUISITION CORP COM CL A 52470X109 2,332 237,023 SH DFND 237,023 0 0
LEFTERIS ACQUISITION CORP COM CL A 52470X109 2 25,000 SH Call DFND 25,000 0 0
LEGATO MERGER CORP *W EXP 12/31/202 52473X114 22 46,000 SH DFND 46,000 0 0
LEGATO MERGER CORP UNIT 12/31/2025 52473X205 7,056 696,501 SH DFND 696,501 0 0
LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 38 50,542 SH DFND 50,542 0 0
LEO HLDGS CORP II COM CL A G5463R102 136 13,992 SH DFND 13,992 0 0
LEO HLDGS CORP II UNIT 99/99/9999 G5463R110 677 68,350 SH DFND 68,350 0 0
LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 159 14,817 SH DFND 14,817 0 0
LIONHEART ACQUISITION CORP I *W EXP 02/14/202 53625R112 112 156,000 SH DFND 156,000 0 0
LIONHEART ACQUISITION CORP I COM CL A 53625R104 1,007 102,537 SH DFND 102,537 0 0
LIONHEART ACQUISITION CORP I UNIT 08/13/2025 53625R203 294 28,785 SH DFND 28,785 0 0
LIVE OAK MOBILITY ACQUISI CO UNIT 03/01/2028 538126202 100 10,000 SH DFND 10,000 0 0
LOCUST WALK ACQUISITION CORP COM CL A 54015L103 168 17,193 SH DFND 17,193 0 0
M3 BRIGADE ACQUISITION II CO UNIT 99/99/9999 553800202 301 30,334 SH DFND 30,334 0 0
MAGNUM OPUS ACQUISITION LTD UNIT 06/03/2026 G5S70A120 895 90,542 SH DFND 90,542 0 0
MALACCA STRAITS ACQUISITION COM CL A G5859B117 522 52,880 SH DFND 52,880 0 0
MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 21 29,378 SH DFND 29,378 0 0
MARLIN TECHNOLOGY CORP UNIT 99/99/9999 G58411128 5,590 565,787 SH DFND 565,787 0 0
MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 16 25,000 SH DFND 25,000 0 0
MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 3,397 341,706 SH DFND 341,706 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 3,838 42,009 SH DFND 42,009 0 0
MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 3,272 328,812 SH DFND 328,812 0 0
MDH ACQUISITION CORP UNIT 99/99/9999 55283P205 2,636 265,197 SH DFND 265,197 0 0
MICHAELS COS INC COM 59408Q106 3 50,000 SH Call DFND 50,000 0 0
MISSION ADVANCEMENT CORP UNIT 99/99/9999 60501L200 2,060 207,030 SH DFND 207,030 0 0
MONTES ARCHIMEDES ACQUISITIO COM CL A 612657106 4,232 432,721 SH DFND 432,721 0 0
MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 35 70,100 SH DFND 70,100 0 0
MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 2,938 297,931 SH DFND 297,931 0 0
MOTIVE CAPITAL CORP UNIT 99/99/9999 G6293A129 563 56,000 SH DFND 56,000 0 0
MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 99 157,847 SH DFND 157,847 0 0
MUDRICK CAPITAL ACQU CORP II UNIT 99/99/9999 62477L206 2,467 245,712 SH DFND 245,712 0 0
NATURAL ORDER ACQUISITION CO *W EXP 09/15/202 63889L115 14 18,188 SH DFND 18,188 0 0
NATURAL ORDER ACQUISITION CO COM 63889L107 98 10,000 SH DFND 10,000 0 0
NEXTGEN ACQUISITION CORP CL A G65305107 1 10,000 SH Call DFND 10,000 0 0
NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 1,963 198,445 SH DFND 198,445 0 0
NORTH ATLANTIC ACQUISITN COR *W EXP 10/20/202 G66139125 57 95,616 SH DFND 95,616 0 0
NORTH ATLANTIC ACQUISITN COR UNIT 10/20/2025 G66139117 1,219 122,472 SH DFND 122,472 0 0
NORTHERN GENESIS ACQUISITION COMMON STOCK 66516U101 240 24,214 SH DFND 24,214 0 0
NORTHERN STAR INVEST CORP II UNIT 02/25/2028 66574L209 724 72,750 SH DFND 72,750 0 0
NORTHERN STAR INVEST CORP IV UNIT 02/25/2028 66575B200 694 70,000 SH DFND 70,000 0 0
NOVUS CAPITAL CORPORATION II UNIT 99/99/9999 67012W203 208 20,828 SH DFND 20,828 0 0
OAKTREE ACQUISITION CORP II CL A SHS G6715X103 578 58,448 SH DFND 58,448 0 0
OCA ACQUISITION CORP *W EXP 01/14/202 670865112 87 188,600 SH DFND 188,600 0 0
OMNICHANNEL ACQUISITION CORP *W EXP 12/30/202 68218L116 13 16,753 SH DFND 16,753 0 0
OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 864 88,480 SH DFND 88,480 0 0
ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 90 128,366 SH DFND 128,366 0 0
ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 2,642 264,980 SH DFND 264,980 0 0
OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 40 80,200 SH DFND 80,200 0 0
OYSTER ENTERPRISES ACQ CORP UNIT 01/20/2026 69242M203 4,910 496,425 SH DFND 496,425 0 0
PERIDOT ACQUISITION CORP SHS CL A G7008A115 4 75,000 SH Call DFND 75,000 0 0
PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 1,911 192,206 SH DFND 192,206 0 0
PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 926 93,278 SH DFND 93,278 0 0
PIONEER MERGER CORP CL A SHS G7S24C103 194 20,000 SH DFND 20,000 0 0
PIONEER MERGER CORP UNIT 99/99/9999 G7S24C129 672 67,302 SH DFND 67,302 0 0
PIVOTAL INVESTMENT CORP III UNIT 01/28/2028 72582M205 466 46,596 SH DFND 46,596 0 0
PMV CONSUMER ACQUISITION COR *W EXP 08/31/202 693486110 12 15,000 SH DFND 15,000 0 0
PMV CONSUMER ACQUISITION COR COM 693486102 131 13,464 SH DFND 13,464 0 0
POEMA GLOBAL HOLDINGS CORP *W EXP 01/08/202 G7154B115 32 58,019 SH DFND 58,019 0 0
POEMA GLOBAL HOLDINGS CORP CL A SHS G7154B107 252 25,769 SH DFND 25,769 0 0
POEMA GLOBAL HOLDINGS CORP UNIT 99/99/9999 G7154B123 1,547 154,349 SH DFND 154,349 0 0
PONTEM CORPORATION SHS CL A G71707106 168 17,400 SH DFND 17,400 0 0
PONTEM CORPORATION UNIT 99/99/9999 G71707114 1,212 122,462 SH DFND 122,462 0 0
POWERED BRANDS UNIT 99/99/9999 G7209M124 603 60,819 SH DFND 60,819 0 0
PRA HEALTH SCIENCES INC COM 69354M108 305 1,990 SH DFND 1,990 0 0
PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 179 217,800 SH DFND 217,800 0 0
PRIME IMPACT ACQUISITION I SHS CL A G61074103 3,688 379,080 SH DFND 379,080 0 0
PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 510 51,470 SH DFND 51,470 0 0
PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 1,470 147,876 SH DFND 147,876 0 0
PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 12 25,000 SH DFND 25,000 0 0
PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 2,833 287,617 SH DFND 287,617 0 0
PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 98 10,000 SH DFND 10,000 0 0
QELL ACQUISITION CORP CL A G7307X105 6 25,300 SH Call DFND 25,300 0 0
QUANTUM FINTECH ACQUISTIN CO UNIT 10/30/2026 74767A204 1,281 128,662 SH DFND 128,662 0 0
REALPAGE INC COM 75606N109 16,937 194,236 SH DFND 194,236 0 0
RECHARGE ACQUISITION CORP COM CL A 756229100 407 41,600 SH DFND 41,600 0 0
RECHARGE ACQUISITION CORP UNIT 99/99/9999 756229209 142 14,031 SH DFND 14,031 0 0
REDBALL ACQUISITION CORP COM CL A G7417R105 10 101,900 SH Call DFND 101,900 0 0
RMG ACQUISITION CORP III UNIT 02/08/2026 G76088114 4,338 435,998 SH DFND 435,998 0 0
ROMAN DBDR TECH ACQUISITION *W EXP 10/31/202 77584N119 85 112,227 SH DFND 112,227 0 0
ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 953 95,754 SH DFND 95,754 0 0
ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 1,196 120,545 SH DFND 120,545 0 0
ROTOR ACQUISITION CORP *W EXP 06/15/202 77879W113 7 10,000 SH DFND 10,000 0 0
ROTOR ACQUISITION CORP UNIT 06/15/2027 77879W204 433 43,300 SH DFND 43,300 0 0
RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 99 10,000 SH DFND 10,000 0 0
SANDBRIDGE X2 CORP UNIT 99/99/9999 799792205 474 47,493 SH DFND 47,493 0 0
SARISSA CAPITAL ACQUISITN CO CL A G7823W102 129 12,800 SH DFND 12,800 0 0
SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 90 150,001 SH DFND 150,001 0 0
SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 1,390 139,853 SH DFND 139,853 0 0
SCION TECH GROWTH I *W EXP 11/01/202 G31067112 42 45,752 SH DFND 45,752 0 0
SCION TECH GROWTH I CL A SHS G31067104 603 61,574 SH DFND 61,574 0 0
SCION TECH GROWTH I UNIT 12/17/2025 G31067120 3,272 325,617 SH DFND 325,617 0 0
SCION TECH GROWTH II UNIT 99/99/9999 G31070124 1,041 104,497 SH DFND 104,497 0 0
SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 12 20,000 SH DFND 20,000 0 0
SCP & CO HEALTHCARE ACQUSTN UNIT 10/27/2025 784065203 2,179 218,568 SH DFND 218,568 0 0
SCVX CORP *W EXP 01/24/202 G79448117 15 15,300 SH DFND 15,300 0 0
SCVX CORP COM G79448208 448 45,455 SH DFND 45,455 0 0
SEVEN OAKS ACQUISITION CORP COM CL A 81787X106 105 10,725 SH DFND 10,725 0 0
SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 53 103,100 SH DFND 103,100 0 0
SILVER CREST ACQUISITION COR UNIT 12/15/2025 G81355110 1,611 162,197 SH DFND 162,197 0 0
SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 3,583 361,584 SH DFND 361,584 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102 9,213 226,755 SH DFND 226,755 0 0
SLAM CORP UNIT 99/99/9999 G8210L113 173 17,401 SH DFND 17,401 0 0
SOARING EAGLE ACQUISITION CO UNIT 02/23/2026 G8354H100 1,440 142,300 SH DFND 142,300 0 0
SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 113 100,000 SH Call DFND 100,000 0 0
SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 167 128,800 SH Call DFND 128,800 0 0
SOCIAL LEVERAGE ACQUISN CORP UNIT 99/99/9999 83363K201 488 49,041 SH DFND 49,041 0 0
SPARTACUS ACQUISITION CORP *W EXP 10/31/202 84677L117 91 141,588 SH DFND 141,588 0 0
SPARTACUS ACQUISITION CORP CL A 84677L109 1,436 145,739 SH DFND 145,739 0 0
SPARTACUS ACQUISITION CORP UNIT 10/31/2027 84677L208 1,222 120,400 SH DFND 120,400 0 0
SPARTAN ACQUISITION CORP III UNIT 99/99/9999 84677R205 107 10,685 SH DFND 10,685 0 0
SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 4,511 461,722 SH DFND 461,722 0 0
SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 1 25,000 SH Call DFND 25,000 0 0
SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 689 71,576 SH DFND 71,576 0 0
SPORTS VENTURES ACQUISIN COR UNIT 99/99/9999 G8372A111 100 10,157 SH DFND 10,157 0 0
SPORTSTEK ACQUISITION CORP UNIT 02/16/2028 849196209 2,842 285,913 SH DFND 285,913 0 0
SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 15 1,519 SH DFND 1,519 0 0
SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 14 81,800 SH Call DFND 81,800 0 0
SUPERNOVA PARTNERS ACQUISTN UNIT 99/99/9999 G8T86C113 100 10,000 SH DFND 10,000 0 0
SUSTAINABLE DEVELP ACQU I CO UNIT 02/04/2026 86934L202 610 61,260 SH DFND 61,260 0 0
SVF INVESTMENT CORP CL A SHS G8601L102 908 88,960 SH DFND 88,960 0 0
TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 1,807 182,681 SH DFND 182,681 0 0
TAILWIND TWO ACQUISITION COR UNIT 03/01/2028 G86613117 317 32,100 SH DFND 32,100 0 0
TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 907 92,043 SH DFND 92,043 0 0
TCW SPECIAL PURPOSE ACQU COR UNIT 99/99/9999 87301L205 2,646 265,903 SH DFND 265,903 0 0
TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 125 12,800 SH DFND 12,800 0 0
THAYER VENTURES ACQU CORP *W EXP 01/01/203 88332T118 12 19,846 SH DFND 19,846 0 0
THE MUSIC ACQUISITION CORP UNIT 99/99/9999 62752R209 347 34,749 SH DFND 34,749 0 0
THIMBLE POINT ACQUISITION CO UNIT 99/99/9999 88408P206 850 85,000 SH DFND 85,000 0 0
THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 779 78,775 SH DFND 78,775 0 0
TIGA ACQUISITION CORP SHS CL A G88672103 160 15,935 SH DFND 15,935 0 0
TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 3,863 389,419 SH DFND 389,419 0 0
TREPONT ACQUISITION CORP I *W EXP 11/24/202 G9095M127 13 18,137 SH DFND 18,137 0 0
TREPONT ACQUISITION CORP I SHS CL A G9095M101 445 45,390 SH DFND 45,390 0 0
TUATARA CAPITAL ACQUISITN CO UNIT 99/99/9999 G9118J127 430 43,000 SH DFND 43,000 0 0
TWC TECH HLDGS II CORP COM 90117G105 217 22,100 SH DFND 22,100 0 0
TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 250 24,687 SH DFND 24,687 0 0
TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 5,193 527,213 SH DFND 527,213 0 0
TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 372 37,411 SH DFND 37,411 0 0
TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 1,236 124,049 SH DFND 124,049 0 0
UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 121 177,756 SH DFND 177,756 0 0
VELOCITY ACQUISITION CORP UNIT 99/99/9999 92259E203 988 100,211 SH DFND 100,211 0 0
VG ACQUISITION CORP SHS CL A G9446E105 9 45,000 SH Call DFND 45,000 0 0
VIRTUOSO ACQUISITION CORP *W EXP 01/31/202 92837J112 96 160,171 SH DFND 160,171 0 0
VIRTUOSO ACQUISITION CORP UNIT 01/14/2025 92837J203 1,500 152,140 SH DFND 152,140 0 0
VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 13 20,400 SH DFND 20,400 0 0
VPC IMPACT ACQU HOLDI III IN UNIT 99/99/9999 91835J207 105 10,600 SH DFND 10,600 0 0
VPC IMPACT ACQUISITION HLDG UNIT 03/05/2026 G9460L100 447 45,300 SH DFND 45,300 0 0
WARRIOR TECHNOLOGIES ACQUI C UNIT 03/31/2028 936273200 3,285 331,855 SH DFND 331,855 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 5,203 22,733 SH DFND 22,733 0 0
XILINX INC COM 983919101 4,864 39,261 SH DFND 39,261 0 0
YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 18 19,164 SH DFND 19,164 0 0
YUCAIPA ACQUISITION CORP COM G9879L105 131 13,267 SH DFND 13,267 0 0
Z-WORK ACQUISITION CORP UNIT 99/99/9999 98880C201 380 38,104 SH DFND 38,104 0 0

Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings

Related Entities

Ramius Capital