COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ABERDEEN ASIA-PACIFIC INCOME |
COM |
003009107 |
1,188 |
290,572 |
SH |
|
SOLE |
|
290,572 |
0 |
0 |
ABERDEEN GLOBAL DYNAMIC DIVI |
COM |
00302M106 |
217 |
19,500 |
SH |
|
SOLE |
|
19,500 |
0 |
0 |
ABERDEEN GLOBAL PREMIER PPTY |
COM SH BEN INT |
00302L108 |
380 |
63,788 |
SH |
|
SOLE |
|
63,788 |
0 |
0 |
ABERDEEN TOTAL DYNAMIC DIVD |
COM SH BEN INT |
00326L100 |
2,112 |
221,626 |
SH |
|
SOLE |
|
221,626 |
0 |
0 |
ADAM NAT RES FD INC |
COM |
00548F105 |
1,736 |
117,995 |
SH |
|
SOLE |
|
117,995 |
0 |
0 |
ADAMS DIVERSIFIED EQUITY FD |
COM |
006212104 |
4,332 |
237,242 |
SH |
|
SOLE |
|
237,242 |
0 |
0 |
ADVENT CONVERTIBLE & INCOME |
COM |
00764C109 |
2,440 |
138,100 |
SH |
|
SOLE |
|
138,100 |
0 |
0 |
ALLIANCEBERNSTEIN GLOBAL HIG |
COM |
01879R106 |
145 |
12,219 |
SH |
|
SOLE |
|
12,219 |
0 |
0 |
APOLLO SR FLOATING RATE FD I |
COM |
037636107 |
340 |
22,894 |
SH |
|
SOLE |
|
22,894 |
0 |
0 |
APOLLO TACTICAL INCOME FD IN |
COM |
037638103 |
401 |
26,952 |
SH |
|
SOLE |
|
26,952 |
0 |
0 |
ARES DYNAMIC CR ALLOCATION F |
COM |
04014F102 |
244 |
16,205 |
SH |
|
SOLE |
|
16,205 |
0 |
0 |
ASA GOLD AND PRECIOUS MTLS L |
SHS |
G3156P103 |
2,549 |
127,764 |
SH |
|
SOLE |
|
127,764 |
0 |
0 |
BLACKROCK CALIF MUN INCOME T |
SH BEN INT |
09248E102 |
383 |
26,664 |
SH |
|
SOLE |
|
26,664 |
0 |
0 |
BLACKROCK ENERGY & RES TR |
COM |
09250U101 |
222 |
25,053 |
SH |
|
SOLE |
|
25,053 |
0 |
0 |
BLACKROCK ENHANCED EQUITY DI |
COM |
09251A104 |
130 |
13,700 |
SH |
|
SOLE |
|
13,700 |
0 |
0 |
BLACKROCK ENHANCED GLOBAL DI |
COM |
092501105 |
470 |
40,881 |
SH |
|
SOLE |
|
40,881 |
0 |
0 |
BLACKROCK FLOATING RATE INCO |
COM |
09255X100 |
211 |
16,217 |
SH |
|
SOLE |
|
16,217 |
0 |
0 |
BLACKROCK RES & COMMODITIES |
SHS |
09257A108 |
827 |
93,287 |
SH |
|
SOLE |
|
93,287 |
0 |
0 |
BLACKROCK SCIENCE & TECH TR |
SHS BEN INT |
09260K101 |
1,395 |
39,100 |
SH |
|
SOLE |
|
39,100 |
0 |
0 |
BLACKSTONE STRATEGIC CREDIT |
COM SHS BEN IN |
09257R101 |
197 |
14,800 |
SH |
|
SOLE |
|
14,800 |
0 |
0 |
BOULDER GROWTH & INCOME FD I |
COM |
101507101 |
4,751 |
377,692 |
SH |
|
SOLE |
|
377,692 |
0 |
0 |
BRANDYWINEGBL GBL INCM OPP F |
COM |
10537L104 |
814 |
67,471 |
SH |
|
SOLE |
|
67,471 |
0 |
0 |
BROOKFIELD REAL ASSETS INCOM |
SHS BEN INT |
112830104 |
242 |
11,700 |
SH |
|
SOLE |
|
11,700 |
0 |
0 |
CBRE CLARION GLOBAL REAL EST |
COM |
12504G100 |
2,172 |
278,136 |
SH |
|
SOLE |
|
278,136 |
0 |
0 |
CENTER COAST BRKFLD MLP ENRG |
SHS BEN INT |
151461209 |
1,148 |
104,864 |
SH |
|
SOLE |
|
104,864 |
0 |
0 |
CLEARBRIDGE ENERGY MIDSTRM O |
COM |
18469P209 |
3,330 |
178,246 |
SH |
|
SOLE |
|
178,246 |
0 |
0 |
CLEARBRIDGE MLP AND MIDSTRM |
COM |
184692200 |
4,103 |
175,724 |
SH |
|
SOLE |
|
175,724 |
0 |
0 |
CLEARBRIDGE MLP AND MIDSTRM |
COM |
18469Q207 |
2,017 |
100,669 |
SH |
|
SOLE |
|
100,669 |
0 |
0 |
CLOUGH GLOBAL EQUITY FD |
COM |
18914C100 |
380 |
25,004 |
SH |
|
SOLE |
|
25,004 |
0 |
0 |
COHEN & STEERS MLP INCOME & |
COM SHS |
19249B106 |
139 |
43,369 |
SH |
|
SOLE |
|
43,369 |
0 |
0 |
CREDIT SUISSE HIGH YIELD BD |
SH BEN INT |
22544F103 |
24 |
10,045 |
SH |
|
SOLE |
|
10,045 |
0 |
0 |
CUSHING NEXTGEN INFRA INCM F |
COM |
231647207 |
1,622 |
40,157 |
SH |
|
SOLE |
|
40,157 |
0 |
0 |
DUFF & PHELPS UTLITY AND INF |
COM |
26433C105 |
156 |
11,752 |
SH |
|
SOLE |
|
11,752 |
0 |
0 |
FIDUCIARY CLAYMORE ENGRY INF |
COM |
31647Q205 |
1,195 |
121,066 |
SH |
|
SOLE |
|
121,066 |
0 |
0 |
FIRST TR DYNAMIC EUROPE EQUI |
COM SHS |
33740D107 |
758 |
59,648 |
SH |
|
SOLE |
|
59,648 |
0 |
0 |
FIRST TR ENERGY INCOME & GRO |
COM |
33738G104 |
691 |
51,581 |
SH |
|
SOLE |
|
51,581 |
0 |
0 |
FIRST TR ENERGY INFRASTRCTR |
COM |
33738C103 |
1,263 |
102,030 |
SH |
|
SOLE |
|
102,030 |
0 |
0 |
FIRST TR MLP & ENERGY INCOM |
COM |
33739B104 |
1,389 |
200,953 |
SH |
|
SOLE |
|
200,953 |
0 |
0 |
FST TR NEW OPPORT MLP & ENE |
COM |
33739M100 |
884 |
165,822 |
SH |
|
SOLE |
|
165,822 |
0 |
0 |
GABELLI DIVID & INCOME TR |
COM |
36242H104 |
4,815 |
200,961 |
SH |
|
SOLE |
|
200,961 |
0 |
0 |
GABELLI HLTHCARE & WELLNESS |
SHS |
36246K103 |
590 |
47,380 |
SH |
|
SOLE |
|
47,380 |
0 |
0 |
GAMCO GLOBAL GOLD NAT RES & |
COM SH BEN INT |
36465A109 |
1,991 |
573,900 |
SH |
|
SOLE |
|
573,900 |
0 |
0 |
GAMCO NAT RES GOLD & INCOME |
SH BEN INT |
36465E101 |
571 |
113,762 |
SH |
|
SOLE |
|
113,762 |
0 |
0 |
GENERAL AMERN INVS CO INC |
COM |
368802104 |
2,047 |
51,388 |
SH |
|
SOLE |
|
51,388 |
0 |
0 |
GOLDMAN SACHS MLP ENERGY REN |
COM |
38148G206 |
1,848 |
190,912 |
SH |
|
SOLE |
|
190,912 |
0 |
0 |
GUGGENHEIM ENHANCED EQUITY I |
COM |
40167B100 |
884 |
122,600 |
SH |
|
SOLE |
|
122,600 |
0 |
0 |
HIGHLAND GLOBAL ALLOCATION F |
COM |
43010T104 |
2,406 |
312,114 |
SH |
|
SOLE |
|
312,114 |
0 |
0 |
HIGHLAND INCOME FD |
HIGHLAND INCOME |
43010E404 |
10,153 |
915,547 |
SH |
|
SOLE |
|
915,547 |
0 |
0 |
INDIA FD INC |
COM |
454089103 |
898 |
41,873 |
SH |
|
SOLE |
|
41,873 |
0 |
0 |
INVESCO DYNAMIC CR OPPORTUNI |
COM |
46132R104 |
279 |
24,531 |
SH |
|
SOLE |
|
24,531 |
0 |
0 |
INVESCO SR INCOME TR |
COM |
46131H107 |
277 |
66,007 |
SH |
|
SOLE |
|
66,007 |
0 |
0 |
JOHN HANCOCK HEDGED EQUITY & |
COM |
47804L102 |
125 |
10,400 |
SH |
|
SOLE |
|
10,400 |
0 |
0 |
KAYNE ANDERSON ENERGY INFRST |
COM |
486606106 |
9,077 |
1,265,967 |
SH |
|
SOLE |
|
1,265,967 |
0 |
0 |
KAYNE ANDERSON NEXTGEN ENRGY |
COM |
48661E108 |
3,802 |
570,933 |
SH |
|
SOLE |
|
570,933 |
0 |
0 |
MACQUARIE GLOBAL INFRASTRUCT |
COM |
55608D101 |
1,942 |
88,856 |
SH |
|
SOLE |
|
88,856 |
0 |
0 |
MILLER HOWARD HIGH INC EQTY |
COM SHS BEN IN |
600379101 |
150 |
15,615 |
SH |
|
SOLE |
|
15,615 |
0 |
0 |
MORGAN STANLEY CHINA A SH FD |
COM |
617468103 |
1,735 |
76,930 |
SH |
|
SOLE |
|
76,930 |
0 |
0 |
MORGAN STANLEY EMER MKTS DEB |
COM |
61744H105 |
384 |
42,890 |
SH |
|
SOLE |
|
42,890 |
0 |
0 |
MORGAN STANLEY EMERGING MKTS |
COM |
617477104 |
1,463 |
243,024 |
SH |
|
SOLE |
|
243,024 |
0 |
0 |
MORGAN STANLEY INDIA INVT FD |
COM |
61745C105 |
1,000 |
42,890 |
SH |
|
SOLE |
|
42,890 |
0 |
0 |
NEUBERGER BERMAN MLP & ENERG |
COM |
64129H104 |
2,817 |
670,628 |
SH |
|
SOLE |
|
670,628 |
0 |
0 |
NUVEEN CR STRATEGIES INCOME |
COM SHS |
67073D102 |
205 |
31,503 |
SH |
|
SOLE |
|
31,503 |
0 |
0 |
NUVEEN DOW 30 DYNAMIC OVERWR |
SHS |
67075F105 |
169 |
10,400 |
SH |
|
SOLE |
|
10,400 |
0 |
0 |
NUVEEN FLOATING RATE INCOME |
COM |
67072T108 |
279 |
28,912 |
SH |
|
SOLE |
|
28,912 |
0 |
0 |
NUVEEN FLTNG RTE INCM OPP FD |
COM SHS |
6706EN100 |
225 |
23,589 |
SH |
|
SOLE |
|
23,589 |
0 |
0 |
NUVEEN NEW JERSEY QULT MUN F |
COM |
67069Y102 |
1,403 |
96,897 |
SH |
|
SOLE |
|
96,897 |
0 |
0 |
NUVEEN REAL ASSET INCOME & G |
COM |
67074Y105 |
975 |
66,257 |
SH |
|
SOLE |
|
66,257 |
0 |
0 |
NUVEEN REAL ESTATE INCOME FD |
COM |
67071B108 |
279 |
29,053 |
SH |
|
SOLE |
|
29,053 |
0 |
0 |
NUVEEN SR INCOME FD |
COM |
67067Y104 |
84 |
14,936 |
SH |
|
SOLE |
|
14,936 |
0 |
0 |
NUVEEN TAX-ADVANTAGED DIVID |
COM |
67073G105 |
390 |
25,800 |
SH |
|
SOLE |
|
25,800 |
0 |
0 |
NUVEEN TX ADV TOTAL RET STRG |
COM |
67090H102 |
162 |
15,100 |
SH |
|
SOLE |
|
15,100 |
0 |
0 |
PGIM GLOBAL HIGH YIELD FD FO |
COM |
69346J106 |
375 |
25,127 |
SH |
|
SOLE |
|
25,127 |
0 |
0 |
PIMCO ENRGY TACTICAL CR OPP |
COM SHS BEN INT |
69346N107 |
4,202 |
405,984 |
SH |
|
SOLE |
|
405,984 |
0 |
0 |
PRINCIPAL REAL ESTATE INCOME |
SHS BEN INT |
74255X104 |
1,129 |
83,568 |
SH |
|
SOLE |
|
83,568 |
0 |
0 |
ROYCE MICRO-CAP TR INC |
COM |
780915104 |
1,793 |
158,681 |
SH |
|
SOLE |
|
158,681 |
0 |
0 |
ROYCE VALUE TR INC |
COM |
780910105 |
3,345 |
184,688 |
SH |
|
SOLE |
|
184,688 |
0 |
0 |
SALIENT MIDSTREAM & MLP FD |
SH BEN INT |
79471V105 |
499 |
97,807 |
SH |
|
SOLE |
|
97,807 |
0 |
0 |
TEKLA HEALTHCARE INVS |
SH BEN INT |
87911J103 |
323 |
13,247 |
SH |
|
SOLE |
|
13,247 |
0 |
0 |
TEMPLETON EMERGING MKTS INCO |
COM |
880192109 |
615 |
83,493 |
SH |
|
SOLE |
|
83,493 |
0 |
0 |
TEMPLETON GLOBAL INCOME FD |
COM |
880198106 |
158 |
29,733 |
SH |
|
SOLE |
|
29,733 |
0 |
0 |
TORTOISE ENERGY INFRA CORP |
COM |
89147L886 |
6,638 |
271,586 |
SH |
|
SOLE |
|
271,586 |
0 |
0 |
TORTOISE MIDSTRM ENERGY FD I |
COM |
89148B200 |
3,071 |
119,465 |
SH |
|
SOLE |
|
119,465 |
0 |
0 |
TRI CONTL CORP |
COM |
895436103 |
813 |
25,058 |
SH |
|
SOLE |
|
25,058 |
0 |
0 |
VIRTUS ALLIANZGI CONVERTIBLE |
COM |
92838U108 |
1,077 |
216,256 |
SH |
|
SOLE |
|
216,256 |
0 |
0 |
VIRTUS ALLIANZGI CONVERTIBLE |
COM |
92838X102 |
355 |
62,774 |
SH |
|
SOLE |
|
62,774 |
0 |
0 |
VOYA GLBL EQTY DIV & PREM OP |
COM |
92912T100 |
919 |
161,289 |
SH |
|
SOLE |
|
161,289 |
0 |
0 |
VOYA INFRASTRUCTURE INDLS & |
COM |
92912X101 |
325 |
26,255 |
SH |
|
SOLE |
|
26,255 |
0 |
0 |
WELLS FARGO GLOBAL DIVID OPP |
COM |
94987C103 |
189 |
35,839 |
SH |
|
SOLE |
|
35,839 |
0 |
0 |
WESTERN ASSET EMERGING MKTS |
COM |
95766A101 |
173 |
13,074 |
SH |
|
SOLE |
|
13,074 |
0 |
0 |