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Form 13F-HR Quad-Cities Investment For: Jun 30

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August 8, 2022 3:19 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Quad-Cities Investment Group, LLC
Address: 5177 UTICA RIDGE ROAD
DAVENPORT , IA52807
Form 13F File Number: 028-18795

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Alex Butters
Title: Regulatory Consultant
Phone: 310-275-7300
Signature, Place, and Date of Signing:
/s/ Alex Butters Beverly Hills , CA 08-08-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 175
Form 13F Information Table Value Total: 134,812
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 312 2,414 SH SOLE 0 0 2,414
ABBVIE INC COM 00287Y109 570 3,720 SH SOLE 0 0 3,720
ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 594 120,933 SH SOLE 0 0 120,933
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 297 1,071 SH SOLE 0 0 1,071
ADAMS DIVERSIFIED EQUITY FD COM 006212104 337 21,999 SH SOLE 0 0 21,999
ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 1,035 105,908 SH SOLE 0 0 105,908
ALLIANT ENERGY CORP COM 018802108 399 6,807 SH SOLE 0 0 6,807
ALPHABET INC CAP STK CL A 02079K305 340 156 SH SOLE 0 0 156
ALPHABET INC CAP STK CL C 02079K107 761 348 SH SOLE 0 0 348
AMAZON COM INC COM 023135106 2,552 24,027 SH SOLE 0 0 24,027
AMERICAN TOWER CORP NEW COM 03027X100 423 1,656 SH SOLE 0 0 1,656
APPLE INC COM 037833100 11,748 85,924 SH SOLE 0 0 85,924
ARES CAPITAL CORP COM 04010L103 539 30,085 SH SOLE 0 0 30,085
BLACKSTONE INC COM 09260D107 534 5,849 SH SOLE 0 0 5,849
BOEING CO COM 097023105 236 1,723 SH SOLE 0 0 1,723
BRISTOL-MYERS SQUIBB CO COM 110122108 315 4,086 SH SOLE 0 0 4,086
CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 112 10,053 SH SOLE 0 0 10,053
CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 461 35,175 SH SOLE 0 0 35,175
CANADIAN PAC RY LTD COM 13645T100 861 12,332 SH SOLE 0 0 12,332
CATERPILLAR INC COM 149123101 925 5,173 SH SOLE 0 0 5,173
CBRE GBL REAL ESTATE INC FD COM 12504G100 157 21,588 SH SOLE 0 0 21,588
CENTRAL SECS CORP COM 155123102 495 14,062 SH SOLE 0 0 14,062
CHEVRON CORP NEW COM 166764100 248 1,712 SH SOLE 0 0 1,712
CINTAS CORP COM 172908105 438 1,172 SH SOLE 0 0 1,172
CLEVELAND-CLIFFS INC NEW COM 185899101 256 16,680 SH SOLE 0 0 16,680
COHEN & STEERS INFRASTRUCTUR COM 19248A109 619 24,447 SH SOLE 0 0 24,447
COHEN & STEERS QUALITY INCOM COM 19247L106 1,834 134,926 SH SOLE 0 0 134,926
CVS HEALTH CORP COM 126650100 397 4,285 SH SOLE 0 0 4,285
DEERE & CO COM 244199105 2,227 7,435 SH SOLE 0 0 7,435
DEVON ENERGY CORP NEW COM 25179M103 224 4,069 SH SOLE 0 0 4,069
DIAGEO PLC SPON ADR NEW 25243Q205 292 1,678 SH SOLE 0 0 1,678
DIAMONDBACK ENERGY INC COM 25278X109 388 3,200 SH SOLE 0 0 3,200
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 636 27,476 SH SOLE 0 0 27,476
DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 1,182 48,984 SH SOLE 0 0 48,984
DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 225 8,526 SH SOLE 0 0 8,526
DISNEY WALT CO COM 254687106 224 2,376 SH SOLE 0 0 2,376
DOW INC COM 260557103 203 3,935 SH SOLE 0 0 3,935
DTF TAX-FREE INCOME 2028 TER COM 23334J107 122 10,292 SH SOLE 0 0 10,292
DUKE ENERGY CORP NEW COM NEW 26441C204 450 4,193 SH SOLE 0 0 4,193
EATON VANCE LTD DURATION INC COM 27828H105 401 38,781 SH SOLE 0 0 38,781
EATON VANCE TAX-MANAGED GLOB COM 27829C105 149 17,943 SH SOLE 0 0 17,943
EATON VANCE TAX-MANAGED GLOB COM 27829F108 95 12,354 SH SOLE 0 0 12,354
ENTERPRISE PRODS PARTNERS L COM 293792107 683 28,032 SH SOLE 0 0 28,032
EVERI HLDGS INC COM 30034T103 241 14,765 SH SOLE 0 0 14,765
EXXON MOBIL CORP COM 30231G102 490 5,720 SH SOLE 0 0 5,720
FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 149 13,382 SH SOLE 0 0 13,382
FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 709 14,014 SH SOLE 0 0 14,014
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 6,967 404,335 SH SOLE 0 0 404,335
FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 525 9,815 SH SOLE 0 0 9,815
FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 325 9,344 SH SOLE 0 0 9,344
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 3,876 144,825 SH SOLE 0 0 144,825
FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 293 7,553 SH SOLE 0 0 7,553
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 568 11,810 SH SOLE 0 0 11,810
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1,002 17,726 SH SOLE 0 0 17,726
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 375 3,990 SH SOLE 0 0 3,990
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 2,022 28,909 SH SOLE 0 0 28,909
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 1,068 8,407 SH SOLE 0 0 8,407
FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 916 22,104 SH SOLE 0 0 22,104
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 2,259 38,040 SH SOLE 0 0 38,040
FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 1,105 28,234 SH SOLE 0 0 28,234
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 841 32,679 SH SOLE 0 0 32,679
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 1,154 8,510 SH SOLE 0 0 8,510
FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 33738R704 285 7,663 SH SOLE 0 0 7,663
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 776 18,957 SH SOLE 0 0 18,957
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 3,852 87,355 SH SOLE 0 0 87,355
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 306 12,822 SH SOLE 0 0 12,822
FIRST TR EXCHNG TRADED FD VI CBOE VEST FD DEP 33740U703 217 11,117 SH SOLE 0 0 11,117
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 1,379 29,742 SH SOLE 0 0 29,742
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 715 29,201 SH SOLE 0 0 29,201
FIRST TR MORNINGSTAR DIVID L SHS 336917109 1,877 53,288 SH SOLE 0 0 53,288
FIRST TR NASDAQ 100 TECH IND SHS 337345102 360 3,143 SH SOLE 0 0 3,143
FIRST TR SPECIALTY FIN & FIN COM BEN INTR 33733G109 173 54,312 SH SOLE 0 0 54,312
FLEXSHARES TR MORNSTAR UPSTR 33939L407 542 13,664 SH SOLE 0 0 13,664
FORD MTR CO DEL COM 345370860 674 60,540 SH SOLE 0 0 60,540
FREEPORT-MCMORAN INC CL B 35671D857 251 8,563 SH SOLE 0 0 8,563
GABELLI DIVID & INCOME TR COM 36242H104 270 13,203 SH SOLE 0 0 13,203
GABELLI EQUITY TR INC COM 362397101 167 27,342 SH SOLE 0 0 27,342
GOLDMAN SACHS ETF TR ACCESS INFLATI 381430362 236 4,582 SH SOLE 0 0 4,582
GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 319 5,752 SH SOLE 0 0 5,752
GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 350 21,722 SH SOLE 0 0 21,722
HARTFORD FDS EXCHANGE TRADED SHRT DURTN ETF 41653L602 503 13,242 SH SOLE 0 0 13,242
HOME DEPOT INC COM 437076102 607 2,213 SH SOLE 0 0 2,213
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 182 10,099 SH SOLE 0 0 10,099
INVESCO DB COMMDY INDX TRCK UNIT 46138B103 329 12,368 SH SOLE 0 0 12,368
INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 276 13,550 SH SOLE 0 0 13,550
INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 317 10,875 SH SOLE 0 0 10,875
INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 231 18,731 SH SOLE 0 0 18,731
INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 287 12,505 SH SOLE 0 0 12,505
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 253 11,607 SH SOLE 0 0 11,607
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 227 10,321 SH SOLE 0 0 10,321
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 46138J635 240 10,818 SH SOLE 0 0 10,818
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1,143 8,517 SH SOLE 0 0 8,517
INVESCO MUN OPPORTUNITY TR COM 46132C107 303 29,350 SH SOLE 0 0 29,350
INVESCO QQQ TR UNIT SER 1 46090E103 1,437 5,128 SH SOLE 0 0 5,128
IRON MTN INC NEW COM 46284V101 239 4,906 SH SOLE 0 0 4,906
ISHARES INC CORE MSCI EMKT 46434G103 797 16,255 SH SOLE 0 0 16,255
ISHARES TR 0-5 YR TIPS ETF 46429B747 2,319 22,867 SH SOLE 0 0 22,867
ISHARES TR CONV BD ETF 46435G102 477 6,870 SH SOLE 0 0 6,870
ISHARES TR CORE 1 5 YR USD 46432F859 460 9,699 SH SOLE 0 0 9,699
ISHARES TR CORE DIV GRWTH 46434V621 3,256 68,336 SH SOLE 0 0 68,336
ISHARES TR CORE INTL AGGR 46435G672 222 4,465 SH SOLE 0 0 4,465
ISHARES TR CORE MSCI EAFE 46432F842 1,308 22,228 SH SOLE 0 0 22,228
ISHARES TR CORE MSCI TOTAL 46432F834 627 10,991 SH SOLE 0 0 10,991
ISHARES TR CORE S&P MCP ETF 464287507 2,061 9,110 SH SOLE 0 0 9,110
ISHARES TR CORE S&P SCP ETF 464287804 1,618 17,510 SH SOLE 0 0 17,510
ISHARES TR CORE S&P TTL STK 464287150 1,954 23,323 SH SOLE 0 0 23,323
ISHARES TR CORE S&P500 ETF 464287200 2,831 7,465 SH SOLE 0 0 7,465
ISHARES TR CORE TOTAL USD 46434V613 590 12,591 SH SOLE 0 0 12,591
ISHARES TR CORE US AGGBD ET 464287226 1,177 11,580 SH SOLE 0 0 11,580
ISHARES TR CRE U S REIT ETF 464288521 532 9,965 SH SOLE 0 0 9,965
ISHARES TR FALN ANGLS USD 46435G474 338 13,735 SH SOLE 0 0 13,735
ISHARES TR JPMORGAN USD EMG 464288281 768 9,002 SH SOLE 0 0 9,002
ISHARES TR S&P 500 GRWT ETF 464287309 226 3,746 SH SOLE 0 0 3,746
ISHARES TR SP SMCP600VL ETF 464287879 242 2,722 SH SOLE 0 0 2,722
ISHARES TR TIPS BD ETF 464287176 1,142 10,022 SH SOLE 0 0 10,022
JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 965 19,840 SH SOLE 0 0 19,840
JOHNSON & JOHNSON COM 478160104 530 2,988 SH SOLE 0 0 2,988
KINDER MORGAN INC DEL COM 49456B101 608 36,270 SH SOLE 0 0 36,270
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 212 33,758 SH SOLE 0 0 33,758
LIBERTY ALL-STAR GROWTH FD I COM 529900102 70 12,061 SH SOLE 0 0 12,061
LOCKHEED MARTIN CORP COM 539830109 246 572 SH SOLE 0 0 572
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 251 5,251 SH SOLE 0 0 5,251
MAINSTAY MACKAY DEFINEDTERM COM 56064K100 183 10,107 SH SOLE 0 0 10,107
MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 56167N720 2,961 122,121 SH SOLE 0 0 122,121
MERCK & CO INC COM 58933Y105 295 3,232 SH SOLE 0 0 3,232
META PLATFORMS INC CL A 30303M102 392 2,433 SH SOLE 0 0 2,433
MICROSOFT CORP COM 594918104 3,223 12,547 SH SOLE 0 0 12,547
MORGAN STANLEY EMKT DBT FD I COM 61744H105 591 89,430 SH SOLE 0 0 89,430
NEWPARK RES INC COM PAR $.01NEW 651718504 87 28,000 SH SOLE 0 0 28,000
NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 173 33,332 SH SOLE 0 0 33,332
NUVEEN MUN HIGH INCOME OPPOR COM 670682103 212 18,099 SH SOLE 0 0 18,099
NUVEEN QUALITY MUNCP INCOME COM 67066V101 280 22,464 SH SOLE 0 0 22,464
NVIDIA CORPORATION COM 67066G104 254 1,674 SH SOLE 0 0 1,674
ONEOK INC NEW COM 682680103 225 4,048 SH SOLE 0 0 4,048
OWL ROCK CAPITAL CORPORATION COM 69121K104 153 12,431 SH SOLE 0 0 12,431
PEPSICO INC COM 713448108 1,196 7,175 SH SOLE 0 0 7,175
PFIZER INC COM 717081103 1,296 24,727 SH SOLE 0 0 24,727
PROCTER AND GAMBLE CO COM 742718109 504 3,508 SH SOLE 0 0 3,508
PROSHARES TR S&P MDCP 400 DIV 74347B680 302 4,475 SH SOLE 0 0 4,475
PUTNAM MANAGED MUN INCOME TR COM 746823103 214 32,327 SH SOLE 0 0 32,327
PUTNAM PREMIER INCOME TR SH BEN INT 746853100 1,188 312,547 SH SOLE 0 0 312,547
QUALCOMM INC COM 747525103 205 1,603 SH SOLE 0 0 1,603
RAYMOND JAMES FINL INC COM 754730109 256 2,865 SH SOLE 0 0 2,865
REALTY INCOME CORP COM 756109104 713 10,449 SH SOLE 0 0 10,449
RLJ LODGING TR CUM CONV PFD A 74965L200 284 10,963 SH SOLE 0 0 10,963
SALESFORCE INC COM 79466L302 258 1,562 SH SOLE 0 0 1,562
SIRIUS XM HOLDINGS INC COM 82968B103 141 23,000 SH SOLE 0 0 23,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 210 558 SH SOLE 0 0 558
SPDR SER TR BBG CONV SEC ETF 78464A359 302 4,684 SH SOLE 0 0 4,684
SPDR SER TR PORTFLI TIPS ETF 78464A656 2,495 90,654 SH SOLE 0 0 90,654
STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 10 10,000 SH SOLE 0 0 10,000
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 625 16,772 SH SOLE 0 0 16,772
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 155 10,888 SH SOLE 0 0 10,888
TESLA INC COM 88160R101 562 835 SH SOLE 0 0 835
TRI CONTL CORP COM 895436103 238 9,093 SH SOLE 0 0 9,093
TRITON INTL LTD CL A G9078F107 718 13,632 SH SOLE 0 0 13,632
UBER TECHNOLOGIES INC COM 90353T100 323 15,769 SH SOLE 0 0 15,769
UNITED PARCEL SERVICE INC CL B 911312106 383 2,097 SH SOLE 0 0 2,097
US BANCORP DEL COM NEW 902973304 986 21,427 SH SOLE 0 0 21,427
VALERO ENERGY CORP COM 91913Y100 522 4,911 SH SOLE 0 0 4,911
VANGUARD INDEX FDS GROWTH ETF 922908736 348 1,561 SH SOLE 0 0 1,561
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 245 1,892 SH SOLE 0 0 1,892
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 273 2,997 SH SOLE 0 0 2,997
VANGUARD MALVERN FDS STRM INFPROIDX 922020805 420 8,370 SH SOLE 0 0 8,370
VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 465 11,390 SH SOLE 0 0 11,390
VEON LTD SPONSORED ADR 91822M106 14 30,512 SH SOLE 0 0 30,512
VERIZON COMMUNICATIONS INC COM 92343V104 594 11,702 SH SOLE 0 0 11,702
VIRTUS DIVIDEND INTEREST & P COM 92840R101 196 16,944 SH SOLE 0 0 16,944
VISA INC COM CL A 92826C839 397 2,017 SH SOLE 0 0 2,017
WALMART INC COM 931142103 1,334 10,971 SH SOLE 0 0 10,971
WELLS FARGO CO NEW COM 949746101 949 24,239 SH SOLE 0 0 24,239
WESTERN ASSET EMERGING MKTS COM 95766A101 106 11,990 SH SOLE 0 0 11,990
WESTERN ASSET MTG DEFINED OP COM 95790B109 398 34,047 SH SOLE 0 0 34,047
WESTERN ASSET MUN HIGH INCOM COM 95766N103 133 20,291 SH SOLE 0 0 20,291
ZOETIS INC CL A 98978V103 494 2,875 SH SOLE 0 0 2,875

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