Form 13F-HR Private Capital Manageme For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Private Capital Management, LLC |
Address: |
8889 PELICAN BAY BOULEVARD, SUITE 500 |
|
|
|
NAPLES
,
FL34108
|
Form 13F File Number: |
028-15645 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Chad Atkins |
Title: |
Chief Compliance Officer |
Phone: |
239-254-2500 |
Signature, Place, and Date of Signing: |
/s/ Chad Atkins |
Naples
,
FL
|
08-12-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
104 |
|
Form 13F Information Table Value Total: |
656,290 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
Alphabet Inc. |
COM |
02079K305 |
719 |
330 |
SH |
|
DFND |
|
0 |
330 |
0 |
UnitedHealth Group |
COM |
91324P102 |
262 |
511 |
SH |
|
DFND |
|
0 |
511 |
0 |
Adobe Systems Inc. |
COM |
00724F101 |
209 |
570 |
SH |
|
DFND |
|
0 |
570 |
0 |
Berkshire Hathaway Inc. Cl B |
COM |
084670702 |
201 |
736 |
SH |
|
DFND |
|
0 |
736 |
0 |
iShares US Pharmaceuticals ETF |
COM |
464288836 |
211 |
1,100 |
SH |
|
DFND |
|
0 |
1,100 |
0 |
Mastercard Incorporated |
COM |
57636Q104 |
374 |
1,186 |
SH |
|
DFND |
|
0 |
1,186 |
0 |
Home Depot Inc. |
COM |
437076102 |
338 |
1,232 |
SH |
|
DFND |
|
0 |
1,232 |
0 |
Invesco QQQ Trust Series 1 |
COM |
46090E103 |
423 |
1,508 |
SH |
|
DFND |
|
0 |
1,508 |
0 |
Pepsico, Inc. |
COM |
713448108 |
288 |
1,730 |
SH |
|
DFND |
|
0 |
1,730 |
0 |
Visa Inc. |
COM |
92826C839 |
373 |
1,893 |
SH |
|
DFND |
|
0 |
1,893 |
0 |
Johnson & Johnson |
COM |
478160104 |
354 |
1,996 |
SH |
|
DFND |
|
0 |
1,996 |
0 |
Healthcare Select Sector SPDR |
COM |
81369Y209 |
282 |
2,203 |
SH |
|
DFND |
|
0 |
2,203 |
0 |
Vanguard Real Estate ETF |
COM |
922908553 |
230 |
2,525 |
SH |
|
DFND |
|
0 |
2,525 |
0 |
Consolidated Edison Inc. |
COM |
209115104 |
244 |
2,569 |
SH |
|
DFND |
|
0 |
2,569 |
0 |
3M Company |
COM |
88579Y101 |
342 |
2,640 |
SH |
|
DFND |
|
0 |
2,640 |
0 |
Meta Platforms, Inc. |
COM |
30303M102 |
436 |
2,703 |
SH |
|
DFND |
|
0 |
2,703 |
0 |
Energy Select Sector SPDR |
COM |
81369Y506 |
202 |
2,822 |
SH |
|
DFND |
|
0 |
2,822 |
0 |
JP Morgan Chase & Co. |
COM |
46625H100 |
405 |
3,593 |
SH |
|
DFND |
|
0 |
3,593 |
0 |
Microsoft Corporation |
COM |
594918104 |
934 |
3,637 |
SH |
|
DFND |
|
0 |
3,637 |
0 |
iShares Core S&P 500 |
COM |
464287200 |
1,619 |
4,270 |
SH |
|
DFND |
|
0 |
4,270 |
0 |
S&P Regional Banking SPDR |
COM |
78464A698 |
267 |
4,600 |
SH |
|
DFND |
|
0 |
4,600 |
0 |
Select Sector Spdr Tr Communication |
COM |
81369Y852 |
266 |
4,900 |
SH |
|
DFND |
|
0 |
4,900 |
0 |
Amazon.com |
COM |
023135106 |
597 |
5,620 |
SH |
|
DFND |
|
0 |
5,620 |
0 |
Vanguard Intermediate Term Corp. Bond ETF |
COM |
92206C870 |
593 |
7,416 |
SH |
|
DFND |
|
0 |
7,416 |
0 |
iShares Core MSCI Emerging Markets |
COM |
46434G103 |
370 |
7,543 |
SH |
|
DFND |
|
0 |
7,543 |
0 |
iShares Core S&P Mid Cap ETF |
COM |
464287507 |
1,759 |
7,775 |
SH |
|
DFND |
|
0 |
7,775 |
0 |
NextEra Energy Inc. |
COM |
65339F101 |
722 |
9,316 |
SH |
|
DFND |
|
0 |
9,316 |
0 |
Utilities Select Sector SPDR |
COM |
81369Y886 |
666 |
9,495 |
SH |
|
DFND |
|
0 |
9,495 |
0 |
iShares Core US Aggregate Bond ETF |
COM |
464287226 |
987 |
9,707 |
SH |
|
DFND |
|
0 |
9,707 |
0 |
Vanguard Dividend Appreciation Indx ETF |
COM |
921908844 |
1,412 |
9,839 |
SH |
|
DFND |
|
0 |
9,839 |
0 |
Vanguard FTSE All World Ex US ETF |
COM |
922042775 |
535 |
10,708 |
SH |
|
DFND |
|
0 |
10,708 |
0 |
JP Morgan Chase Alerian MLP Index ETN |
COM |
46625H365 |
203 |
10,714 |
SH |
|
DFND |
|
0 |
10,714 |
0 |
WisdomTree CBOE S&P 500 PutWrite Strategy |
COM |
97717X560 |
383 |
12,000 |
SH |
|
DFND |
|
0 |
12,000 |
0 |
Schwab International Equity ETF |
COM |
808524805 |
390 |
12,397 |
SH |
|
DFND |
|
0 |
12,397 |
0 |
ProShares S&P 500 Dividend Aristocrats |
COM |
74348A467 |
1,816 |
21,276 |
SH |
|
DFND |
|
0 |
21,276 |
0 |
Independent Bank Corp. Mass |
COM |
453836108 |
1,828 |
23,015 |
SH |
|
DFND |
|
0 |
23,015 |
0 |
WisdomTree US Mid Cap Div Fund |
COM |
97717W505 |
1,594 |
40,904 |
SH |
|
DFND |
|
0 |
40,904 |
0 |
Raymond James Financial, Inc. |
COM |
754730109 |
7,665 |
85,733 |
SH |
|
DFND |
|
0 |
85,733 |
0 |
KKR Acquisition Holdings I Corp. Cl A |
COM |
48253T109 |
5,847 |
597,245 |
SH |
|
DFND |
|
0 |
597,245 |
0 |
Dow Jones Indl Average SPDR ETF |
COM |
78467X109 |
462 |
1,500 |
SH |
|
DFND |
|
200 |
1,300 |
0 |
Apple, Inc. |
COM |
037833100 |
1,206 |
8,822 |
SH |
|
DFND |
|
1,200 |
7,622 |
0 |
Walt Disney Co. |
COM |
254687106 |
414 |
4,390 |
SH |
|
DFND |
|
1,500 |
2,890 |
0 |
Community Financial Corporation |
COM |
20368X101 |
3,744 |
101,517 |
SH |
|
DFND |
|
10,350 |
91,167 |
0 |
Tupperware Corp. |
COM |
899896104 |
84 |
13,310 |
SH |
|
DFND |
|
13,310 |
0 |
0 |
Activision Blizzard Inc. |
COM |
00507V109 |
1,271 |
16,326 |
SH |
|
DFND |
|
16,200 |
126 |
0 |
Loyalty Ventures Inc. |
COM |
54911Q107 |
71 |
20,000 |
SH |
|
DFND |
|
20,000 |
0 |
0 |
Paramount Global |
COM |
92556H206 |
494 |
20,000 |
SH |
|
DFND |
|
20,000 |
0 |
0 |
Charles River Associates |
COM |
12618T105 |
7,288 |
81,593 |
SH |
|
DFND |
|
20,711 |
60,882 |
0 |
Visteon Corp. |
COM |
92839U206 |
15,334 |
148,043 |
SH |
|
DFND |
|
42,019 |
106,024 |
0 |
Verint Systems Inc. |
COM |
92343X100 |
10,572 |
249,642 |
SH |
|
DFND |
|
65,050 |
184,592 |
0 |
Barrett Business Services |
COM |
068463108 |
19,272 |
264,475 |
SH |
|
DFND |
|
80,970 |
183,505 |
0 |
Synovus Financial Corp. |
COM |
87161C501 |
12,749 |
353,642 |
SH |
|
DFND |
|
99,970 |
253,672 |
0 |
KKR Acquis. Hldgs I Corp. WTS Exp 12/31/27 |
wt |
48253T117 |
125 |
347,785 |
SH |
|
DFND |
|
100,050 |
247,735 |
0 |
Stoneridge, Inc. |
COM |
86183P102 |
7,549 |
440,204 |
SH |
|
DFND |
|
110,268 |
329,936 |
0 |
CapStar Financial Holdings, Inc. |
COM |
14070T102 |
8,263 |
421,140 |
SH |
|
DFND |
|
116,993 |
304,147 |
0 |
StoneX Group Inc. |
COM |
861896108 |
33,994 |
435,424 |
SH |
|
DFND |
|
118,367 |
317,057 |
0 |
Lantheus Holdings Inc. |
COM |
516544103 |
36,054 |
546,020 |
SH |
|
DFND |
|
152,588 |
393,432 |
0 |
SmartFinancial Inc. |
COM |
83190L208 |
14,545 |
602,045 |
SH |
|
DFND |
|
159,988 |
442,057 |
0 |
Eastern Bankshares, Inc. |
COM |
27627N105 |
12,350 |
668,990 |
SH |
|
DFND |
|
173,355 |
495,635 |
0 |
First Busey Corp. |
COM |
319383204 |
14,103 |
617,195 |
SH |
|
DFND |
|
175,386 |
441,809 |
0 |
KKR & Co. Inc. Cl A |
COM |
48251W104 |
30,787 |
665,099 |
SH |
|
DFND |
|
183,145 |
481,954 |
0 |
First Northwest Bancorp |
COM |
335834107 |
12,382 |
793,742 |
SH |
|
DFND |
|
204,996 |
588,746 |
0 |
AerSale Corp. |
COM |
00810F106 |
6,262 |
431,533 |
SH |
|
DFND |
|
206,802 |
224,731 |
0 |
Air Transport Services Group, Inc. |
COM |
00922R105 |
24,371 |
848,272 |
SH |
|
DFND |
|
218,442 |
629,830 |
0 |
Jefferies Financial Group Inc. |
COM |
47233W109 |
23,941 |
866,816 |
SH |
|
DFND |
|
256,515 |
610,301 |
0 |
Lakeland Industries Inc. |
COM |
511795106 |
15,915 |
1,036,131 |
SH |
|
DFND |
|
282,031 |
754,100 |
0 |
Imax Corporation |
COM |
45245E109 |
19,107 |
1,131,282 |
SH |
|
DFND |
|
285,355 |
845,927 |
0 |
Everi Holdings, Inc. |
COM |
30034T103 |
18,257 |
1,119,371 |
SH |
|
DFND |
|
293,431 |
825,940 |
0 |
Motorcar Parts of America, Inc. |
COM |
620071100 |
16,451 |
1,253,914 |
SH |
|
DFND |
|
346,402 |
907,512 |
0 |
Tronox Holdings PLC |
COM |
G9087Q102 |
21,336 |
1,269,984 |
SH |
|
DFND |
|
372,595 |
897,389 |
0 |
Cognyte Software Ltd. |
COM |
M25133105 |
6,503 |
1,530,110 |
SH |
|
DFND |
|
378,400 |
1,151,710 |
0 |
Fiesta Restaurant Group, Inc. |
COM |
31660B101 |
10,654 |
1,492,127 |
SH |
|
DFND |
|
460,938 |
1,031,189 |
0 |
Harrow Health Inc. |
COM |
415858109 |
7,253 |
996,351 |
SH |
|
DFND |
|
489,750 |
506,601 |
0 |
Perion Network Ltd. |
COM |
M78673114 |
30,981 |
1,704,115 |
SH |
|
DFND |
|
524,080 |
1,180,035 |
0 |
Asure Software Inc. |
COM |
04649U102 |
19,425 |
3,407,915 |
SH |
|
DFND |
|
874,672 |
2,533,243 |
0 |
Information Services Group |
COM |
45675Y104 |
27,852 |
4,120,182 |
SH |
|
DFND |
|
1,043,017 |
3,077,165 |
0 |
QuinStreet, Inc. |
COM |
74874Q100 |
36,968 |
3,674,765 |
SH |
|
DFND |
|
1,132,979 |
2,541,786 |
0 |
PowerFleet, Inc. |
COM |
73931J109 |
5,629 |
2,594,201 |
SH |
|
DFND |
|
1,312,564 |
1,281,637 |
0 |
Target Hospitality Corp. |
COM |
87615L107 |
33,578 |
5,880,567 |
SH |
|
DFND |
|
1,670,057 |
4,210,510 |
0 |
ECN Capital Corporation |
COM |
26829L107 |
27,254 |
6,236,644 |
SH |
|
DFND |
|
1,768,450 |
4,468,194 |
0 |
Paypal Holdings Inc. |
COM |
70450Y103 |
180 |
2,577 |
SH |
|
DFND |
|
2,500 |
77 |
0 |
Activision Blizzard, Inc. |
COM |
00507V109 |
701 |
9,000 |
SH |
Call |
DFND |
|
9,000 |
0 |
0 |
Boeing Company |
COM |
097023105 |
1,053 |
7,700 |
SH |
Call |
DFND |
|
7,700 |
0 |
0 |
Citigroup Inc. |
COM |
172967424 |
1,219 |
26,500 |
SH |
Call |
DFND |
|
26,500 |
0 |
0 |
Carnival Corporation |
COM |
143658300 |
285 |
33,000 |
SH |
Call |
DFND |
|
33,000 |
0 |
0 |
Direxion Daily FTSE Europe Bull 3X Shares |
COM |
25459Y280 |
339 |
20,500 |
SH |
Call |
DFND |
|
20,500 |
0 |
0 |
Expedia Group, Inc. |
COM |
30212P303 |
1,043 |
11,000 |
SH |
Call |
DFND |
|
11,000 |
0 |
0 |
Loyalty Ventures, Inc. |
COM |
54911Q107 |
300 |
84,000 |
SH |
Call |
DFND |
|
84,000 |
0 |
0 |
Paramount Global Class B |
COM |
92556H206 |
494 |
20,000 |
SH |
Call |
DFND |
|
20,000 |
0 |
0 |
Phillips 66 |
COM |
718546104 |
2,706 |
33,000 |
SH |
Call |
DFND |
|
33,000 |
0 |
0 |
PowerFleet, Inc. |
COM |
73931J109 |
174 |
80,000 |
SH |
Call |
DFND |
|
80,000 |
0 |
0 |
PayPal Holdings, Inc. |
COM |
70450Y103 |
2,444 |
35,000 |
SH |
Call |
DFND |
|
35,000 |
0 |
0 |
Qualcomm Incorporated |
COM |
747525103 |
1,533 |
12,000 |
SH |
Call |
DFND |
|
12,000 |
0 |
0 |
QuinStreet, Inc. |
COM |
74874Q100 |
644 |
64,000 |
SH |
Call |
DFND |
|
64,000 |
0 |
0 |
Direxion Daily Small Cap Bull 3x Shares |
COM |
25459W847 |
656 |
20,000 |
SH |
Call |
DFND |
|
20,000 |
0 |
0 |
ProShares UltraPro QQQ |
COM |
74347X831 |
1,200 |
50,000 |
SH |
Call |
DFND |
|
50,000 |
0 |
0 |
Western Union Company |
COM |
959802109 |
824 |
50,000 |
SH |
Call |
DFND |
|
50,000 |
0 |
0 |
Paramount Global Class B |
COM |
92556H206 |
370 |
15,000 |
SH |
Put |
DFND |
|
15,000 |
0 |
0 |
Western Union Company |
COM |
959802109 |
824 |
50,000 |
SH |
Put |
DFND |
|
50,000 |
0 |
0 |
Activision Blizzard, Inc. |
COM |
00507V109 |
1,051 |
13,500 |
SH |
Put |
DFND |
|
13,500 |
0 |
0 |
Boeing Company |
COM |
097023105 |
1,053 |
7,700 |
SH |
Put |
DFND |
|
7,700 |
0 |
0 |
Qualcomm Incorporated |
COM |
747525103 |
1,533 |
12,000 |
SH |
Put |
DFND |
|
12,000 |
0 |
0 |
Clorox Company |
COM |
189054109 |
1,762 |
12,500 |
SH |
Put |
DFND |
|
12,500 |
0 |
0 |
Phillips 66 |
COM |
718546104 |
2,706 |
33,000 |
SH |
Put |
DFND |
|
33,000 |
0 |
0 |