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Form 13F-HR Pinnacle Family Advisors For: Mar 31

May 14, 2021 8:42 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pinnacle Family Advisors, LLC
Address: 620 W. Republic Road
Suite 104
Springfield , MO65807
Form 13F File Number: 028-18143

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Paul Carroll
Title: Chief Investment Officer
Phone: 417-886-6590
Signature, Place, and Date of Signing:
Paul Carroll Springfield , MO 05-13-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 119
Form 13F Information Table Value Total: 190,679
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBOTT LABORATORIES COM 002824100 376 3,142 SH SOLE NONE 3,142 0 0
AIRBNB INC COM CL A COM CL A 009066101 387 2,058 SH SOLE NONE 2,058 0 0
AMAZON.COM INC COM 023135106 10,665 3,447 SH SOLE NONE 3,447 0 0
APPLE INC COM 037833100 13,059 106,908 SH SOLE NONE 106,908 0 0
BP PLC SPONSORED ADR SPONSORED ADR 055622104 267 10,978 SH SOLE NONE 10,978 0 0
BERKSHIRE HATHAWAY INC CL A 084670108 1,929 5 SH SOLE NONE 5 0 0
CHEVRON CORP NEW COM COM 166764100 200 1,909 SH SOLE NONE 1,909 0 0
DISNEY WALT CO COM COM 254687106 468 2,534 SH SOLE NONE 2,534 0 0
FIDELITY NASDAQ COMPOSITE INDEX ETF NASDAQ COMPSIT 315912808 3,082 6,001 SH SOLE NONE 6,001 0 0
FIRST TRUST US EQUITY OPPORTUNITIES ETF US EQTY OPPT ETF 336920103 209 1,750 SH SOLE NONE 1,750 0 0
FIRST TRUST PORTFOLIOS FUNDS FIRST TRUST NASDQ 100 EQ WEI SHS 337344105 1,094 10,595 SH SOLE NONE 10,595 0 0
FIRST TR NASDAQ 100 TECH INDX SHS SHS 337345102 689 4,776 SH SOLE NONE 4,776 0 0
FORD MTR CO DEL COM COM 345370860 2,989 244,034 SH SOLE NONE 244,034 0 0
ISHARES CORE S&P TOTAL US STOCK MARKET ETF CORE S&P TTL STK 464287150 3,069 33,509 SH SOLE NONE 33,509 0 0
ISHARES SELECT DIVIDEND ETF SELECT DIVID ETF 464287168 730 6,401 SH SOLE NONE 6,401 0 0
ISHARES TRUST UNITED STATES TREASURY TIPS BD ETF 464287176 342 2,723 SH SOLE NONE 2,723 0 0
ISHARES S&P 500 CORE S&P500 ETF 464287200 10,423 26,199 SH SOLE NONE 26,199 0 0
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 892 6,860 SH SOLE NONE 6,860 0 0
ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 528 8,109 SH SOLE NONE 8,109 0 0
ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1,814 23,913 SH SOLE NONE 23,913 0 0
ISHARES S&P MIDCAP 400 INDEX FUND CORE S&P MCP ETF 464287507 7,234 27,794 SH SOLE NONE 27,794 0 0
ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 7,673 34,731 SH SOLE NONE 34,731 0 0
ISHARES CORE S&P US VALUE ETF CORE S&P US VLU 464287663 234 3,399 SH SOLE NONE 3,399 0 0
ISHARES TRUST S&P MID CAPITAL S&P MC 400VL ETF 464287705 9,512 93,321 SH SOLE NONE 93,321 0 0
ISHARES TRUST DJ US TECHNOLOGY U.S. TECH ETF 464287721 208 2,372 SH SOLE NONE 2,372 0 0
ISHARES CORE S&P SMALL-CAP E CORE S&P SCP ETF 464287804 1,036 9,544 SH SOLE NONE 9,544 0 0
ISHARES S&P SMALLCAP 600 VALUE INDEX FUND SP SMCP600VL ETF 464287879 9,471 94,012 SH SOLE NONE 94,012 0 0
ISHARES TR S&P SMALL CAP 600 GROWTH ETF S&P SML 600 GWT 464287887 9,411 73,388 SH SOLE NONE 73,388 0 0
ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 1,811 20,769 SH SOLE NONE 20,769 0 0
ISHARES TR ISHS 5-10YR INVT ISHS 5-10YR INVT 464288638 1,883 31,795 SH SOLE NONE 31,795 0 0
ISHARES TR SHORT TREAS BD SHORT TREAS BD 464288679 759 6,867 SH SOLE NONE 6,867 0 0
ISHARES TR 10 YR INVST GRD 10+ YR INVST GRD 464289511 1,139 17,089 SH SOLE NONE 17,089 0 0
JOHNSON &JOHNSON COM USD1.00 COM 478160104 372 2,261 SH SOLE NONE 2,261 0 0
L Brands Inc. COM 501797104 3,063 49,518 SH SOLE NONE 49,518 0 0
MICROSOFT CORP COM 594918104 714 3,028 SH SOLE NONE 3,028 0 0
Microchip Technology Inc. COM 595017104 251 1,618 SH SOLE NONE 1,618 0 0
Morgan Stanley COM NEW 617446448 262 3,375 SH SOLE NONE 3,375 0 0
Parker-Hannifin Corporation COM 701094104 267 846 SH SOLE NONE 846 0 0
T-Mobile US Inc. COM 872590104 269 2,150 SH SOLE NONE 2,150 0 0
Tapestry Inc. COM 876030107 2,788 67,648 SH SOLE NONE 67,648 0 0
TEXAS INSTRUMENTS INC COM USD1.00 COM 882508104 272 1,440 SH SOLE NONE 1,440 0 0
Thermo Fisher Scientific Inc. COM 883556102 327 717 SH SOLE NONE 717 0 0
UNITED PARCEL SERVICE INC CL B 911312106 289 1,702 SH SOLE NONE 1,702 0 0
VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 271 2,955 SH SOLE NONE 2,955 0 0
WALMART INC COM COM 931142103 472 3,479 SH SOLE NONE 3,479 0 0
INVESCO QQQ TR UNIT SER 1 UNIT SER 1 46090E103 2,754 8,629 SH SOLE NONE 8,629 0 0
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF CAP STRENGTH ETF 33733E104 1,290 18,217 SH SOLE NONE 18,217 0 0
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECHNOLOGY INDEX FD NY ARCA BIOTECH 33733E203 215 1,342 SH SOLE NONE 1,342 0 0
FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD DJ INTERNT IDX 33733E302 1,437 6,590 SH SOLE NONE 6,590 0 0
Activision Blizzard Inc. COM 00507V109 284 3,056 SH SOLE NONE 3,056 0 0
Broadcom Inc. COM 11135F101 309 667 SH SOLE NONE 667 0 0
Capital One Financial Corporation COM 14040H105 258 2,030 SH SOLE NONE 2,030 0 0
Crowdstrike Holdings Inc. CL A 22788C105 218 1,195 SH SOLE NONE 1,195 0 0
DELL TECHNOLOGIES INC CL C CL C 24703L202 283 3,216 SH SOLE NONE 3,216 0 0
Discovery Inc. COM SER A 25470F104 2,007 46,169 SH SOLE NONE 46,169 0 0
EXXON MOBIL CORP COM 30231G102 373 6,689 SH SOLE NONE 6,689 0 0
FACEBOOK INC-CLASS A CL A 30303M102 250 848 SH SOLE NONE 848 0 0
FIRST TR VALUE LINE DIVID INDE SHS SHS 33734H106 445 11,721 SH SOLE NONE 11,721 0 0
FIRST TR LARGE CAP CORE ALPHADEX FD COM SHS COM SHS 33734K109 347 4,336 SH SOLE NONE 4,336 0 0
FIRST TR EXCHANGE TRADED FD II TECHNOLOGY ALPHADEX FD USD ISIN #US33734X1761 SEDOL #B4V4XQ5 TECH ALPHADEX 33734X176 563 4,955 SH SOLE NONE 4,955 0 0
First Trust Small Cap Core AlphaDEX Fund COM SHS 33734Y109 2,204 24,330 SH SOLE NONE 24,330 0 0
First Trust Mid Cap Core AlphaDEX Fund COM SHS 33735B108 2,208 23,525 SH SOLE NONE 23,525 0 0
FIRST TR EXCHANGE-TRADED FD IV FIRST TR TA HIYL FIRST TR TA HIYL 33738D408 485 9,973 SH SOLE NONE 9,973 0 0
FIRST TR EXCHANGE TRADED FD IV FIRST TR ENHANCED SHORT SHORT MATURITY ETF FIRST TR ENH NEW 33739Q408 531 8,847 SH SOLE NONE 8,847 0 0
Freeport-McMoRan Inc. CL B 35671D857 2,896 87,951 SH SOLE NONE 87,951 0 0
FS INVESTMENT CORP II COM COM 35952V303 242 12,414 SH SOLE NONE 12,414 0 0
GENERAL MTRS CO COM COM 37045V100 439 7,636 SH SOLE NONE 7,636 0 0
ISHARES TR MSCI USA MIN VOL MSCI USA MIN VOL 46429B697 554 8,010 SH SOLE NONE 8,010 0 0
ISHARES INC CORE MSCI EMERGING MKTS ETF CORE MSCI EMKT 46434G103 1,091 16,950 SH SOLE NONE 16,950 0 0
ISHARES INC MSCI GBL ETF NEW MSCI GBL ETF NEW 46434G848 862 20,459 SH SOLE NONE 20,459 0 0
JPMORGAN CHASE & CO COM 46625H100 243 1,597 SH SOLE NONE 1,597 0 0
NETFLIX INC COM 64110L106 465 891 SH SOLE NONE 891 0 0
NEXTERA ENERGY INC COM USD0.01 COM 65339F101 447 5,914 SH SOLE NONE 5,914 0 0
NVIDIA Corporation COM 67066G104 309 578 SH SOLE NONE 578 0 0
OREILLY AUTOMOTIVE INC COM COM 67103H107 1,389 2,739 SH SOLE NONE 2,739 0 0
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT TR UNIT 78462F103 7,787 19,647 SH SOLE NONE 19,647 0 0
SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 1,726 3,625 SH SOLE NONE 3,625 0 0
SVB Financial Group COM 78486Q101 2,818 5,708 SH SOLE NONE 5,708 0 0
Southern Copper Corporation COM 84265V105 292 4,300 SH SOLE NONE 4,300 0 0
TESLA INC COM COM 88160R101 8,734 13,076 SH SOLE NONE 13,076 0 0
ViacomCBS Inc. CL B 92556H206 1,934 42,875 SH SOLE NONE 42,875 0 0
Invesco Ltd. SHS G491BT108 2,992 118,622 SH SOLE NONE 118,622 0 0
ASML Holding N.V. N Y REGISTRY SHS N07059210 240 388 SH SOLE NONE 388 0 0
NXP Semiconductors N.V. COM N6596X109 335 1,666 SH SOLE NONE 1,666 0 0
SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK 78463X509 206 4,716 SH SOLE NONE 4,716 0 0
FIDELITY COVINGTON TRUST MSCI INFO TECH I ETF MSCI INFO TECH I 316092808 207 1,951 SH SOLE NONE 1,951 0 0
ISHARES TRUST MBS ETF MBS ETF 464288588 225 2,073 SH SOLE NONE 2,073 0 0
ADVANCED MICRO DEVIC COM 007903107 234 2,978 SH SOLE NONE 2,978 0 0
SCHWAB US LARGE CAP ETF US LRG CAP ETF 808524201 258 2,682 SH SOLE NONE 2,682 0 0
FIRST TRUST EXCHANGE-TRADED AL EUROPE ALPHADEX ETF EUROPE ALPHADEX 33737J117 302 7,423 SH SOLE NONE 7,423 0 0
ISHARES TRUST MSCI USA VALUE FACTOR ETF MSCI USA VALUE 46432F388 315 3,073 SH SOLE NONE 3,073 0 0
APTIV PLC F SHS G6095L109 318 2,306 SH SOLE NONE 2,306 0 0
CARVANA CO CLASS A CL A 146869102 328 1,249 SH SOLE NONE 1,249 0 0
RIOT BLOCKCHAIN I N C COM 767292105 360 6,750 SH SOLE NONE 6,750 0 0
FIRST TR EXCHANGE-TRADED FD V MNGD FUTRS STRGY ETF MNGD FUTRS STRGY 33739G103 364 7,692 SH SOLE NONE 7,692 0 0
ISHARES TRUST EAFE GRWTH ETF EAFE GRWTH ETF 464288885 374 3,721 SH SOLE NONE 3,721 0 0
FIRST TRUST EXCHANGE-TRADED AL DEV MRK EX US ETF DEV MRK EX US 33737J174 388 6,451 SH SOLE NONE 6,451 0 0
WISDOMTREE TRUST EM EX ST-OWNED ETF EM EX ST-OWNED 97717X578 392 9,624 SH SOLE NONE 9,624 0 0
SCHWAB STRATEGIC TR 5 10YR CORP BD ETF 5 10YR CORP BD 808524698 401 7,806 SH SOLE NONE 7,806 0 0
FIRST TRUST EXCHANGE-TRADED AL EMERG MKT ALPH ETF EMERG MKT ALPH 33737J182 473 17,934 SH SOLE NONE 17,934 0 0
SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD 78463X889 488 13,791 SH SOLE NONE 13,791 0 0
FIRST TRUST EXCH TRADED FUND 2 INTL EQUITY OPP ETF INTL EQUITY OPP 33734X853 493 7,480 SH SOLE NONE 7,480 0 0
ISHARES TRUST EAFE VALUE ETF EAFE VALUE ETF 464288877 519 10,178 SH SOLE NONE 10,178 0 0
SCHWAB US BROAD MARKET ETF US BRD MKT ETF 808524102 546 5,650 SH SOLE NONE 5,650 0 0
FIRST TRUST EXCHANGE-TRADED AL COM SHS ETF COM SHS 33735K108 553 5,668 SH SOLE NONE 5,668 0 0
JP MORGAN ETF TRUST DIV RTN EM EQT ETF DIV RTN EM EQT 46641Q308 564 9,964 SH SOLE NONE 9,964 0 0
FIRST TRUST LARGE CAP VALUE AL COM SHS ETF COM SHS 33735J101 672 10,550 SH SOLE NONE 10,550 0 0
ALPHABET INC. CLASS C CAP STK CL C 02079K107 739 357 SH SOLE NONE 357 0 0
SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE 78464A649 826 27,847 SH SOLE NONE 27,847 0 0
SCHWAB STRATEGIC TR 1 5YR CORP BD ETF 1 5YR CORP BD 808524714 863 16,930 SH SOLE NONE 16,930 0 0
SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW 78464A409 880 15,612 SH SOLE NONE 15,612 0 0
ISHARES TRUST ESG AWARE MSCI USA ETF ESG AWR MSCI USA 46435G425 1,057 11,628 SH SOLE NONE 11,628 0 0
ISHARES TRUST US TREAS BD ETF US TREAS BD ETF 46429B267 1,102 42,073 SH SOLE NONE 42,073 0 0
FIRST TRUST EXCHANGE-TRADED FU ALT ABSLT STRG ETF ALT ABSLT STRG 33740Y101 1,119 38,760 SH SOLE NONE 38,760 0 0
FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF FST LOW OPPT EFT 33739Q200 1,326 25,977 SH SOLE NONE 25,977 0 0
SCHWAB US SMALL CAP ETF US SML CAP ETF 808524607 1,774 17,803 SH SOLE NONE 17,803 0 0
SPDR SERIES TRUST PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 1,845 39,577 SH SOLE NONE 39,577 0 0
CHARLES SCHWAB US MC ETF US MID-CAP ETF 808524508 2,167 29,111 SH SOLE NONE 29,111 0 0
FIRST TR EXCHANGE TRADED FD VI TCW OPPORTUNIS ETF TCW OPPORTUNIS 33740F805 2,545 48,181 SH SOLE NONE 48,181 0 0


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