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Form 13F-HR Perennial Advisors, LLC For: Jun 30

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August 9, 2022 10:59 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Perennial Advisors, LLC
Address: 1350 AVENUE OF THE AMERICAS
SUITE 1920
NEW YORK , NY10019
Form 13F File Number: 028-17700

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Christopher Heintz
Title: Managing Partner
Phone: 2126523900
Signature, Place, and Date of Signing:
Christopher Heintz New York , NY 08-09-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 88
Form 13F Information Table Value Total: 321,418
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 280 2,163 SH SOLE 2,163 0 0
ACTIVISION BLIZZARD INC COM 00507V109 9,681 124,337 SH SOLE 124,337 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 2,966 8,103 SH SOLE 7,974 0 129
AEVA TECHNOLOGIES INC COM 00835Q103 94 30,000 SH SOLE 30,000 0 0
AIR PRODS & CHEMS INC COM 009158106 6,250 25,988 SH SOLE 25,697 0 291
ALPHABET INC CAP STK CL C 02079K107 11,246 5,141 SH SOLE 5,061 0 80
ALPHABET INC CAP STK CL A 02079K305 861 395 SH SOLE 368 0 27
AMAZON COM INC COM 023135106 7,150 67,316 SH SOLE 66,051 0 1,265
AMERICAN EXPRESS CO COM 025816109 7,513 54,197 SH SOLE 53,800 0 397
AMERICAN WTR WKS CO INC NEW COM 030420103 5,121 34,421 SH SOLE 34,119 0 302
AMGEN INC COM 031162100 4,300 17,672 SH SOLE 17,525 0 147
AMPHENOL CORP NEW CL A 032095101 6,246 97,014 SH SOLE 96,149 0 865
APPLE INC COM 037833100 17,177 125,634 SH SOLE 123,433 0 2,201
ARES CAPITAL CORP COM 04010L103 2,908 162,170 SH SOLE 160,184 0 1,986
AT&T INC COM 00206R102 225 10,758 SH SOLE 10,758 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 376 1,790 SH SOLE 1,790 0 0
BLACKSTONE INC COM 09260D107 444 4,869 SH SOLE 3,919 0 950
CALLAWAY GOLF CO COM 131193104 307 15,025 SH SOLE 15,025 0 0
CHARGEPOINT HOLDINGS INC COM CL A 15961R105 297 21,704 SH SOLE 21,704 0 0
CHEVRON CORP NEW COM 166764100 658 4,544 SH SOLE 4,444 0 100
CISCO SYS INC COM 17275R102 4,539 106,458 SH SOLE 105,226 0 1,232
COMCAST CORP NEW CL A 20030N101 304 7,736 SH SOLE 6,936 0 800
CORSAIR PARTNERING CORP SHS CL A G2540H108 97 10,000 SH SOLE 10,000 0 0
COSTCO WHSL CORP NEW COM 22160K105 6,967 14,537 SH SOLE 14,413 0 124
DIAGEO PLC SPON ADR NEW 25243Q205 2,734 15,704 SH SOLE 15,080 0 624
DISNEY WALT CO COM 254687106 4,747 50,289 SH SOLE 49,217 0 1,072
ELANCO ANIMAL HEALTH INC COM 28414H103 2,103 107,114 SH SOLE 103,609 0 3,505
EXXON MOBIL CORP COM 30231G102 770 8,990 SH SOLE 8,990 0 0
EXXON MOBIL CORP PUT 30231G102 214 2,500 PRN Put SOLE 2,500 0 0
FASTENAL CO COM 311900104 2,159 43,250 SH SOLE 43,250 0 0
FEDEX CORP COM 31428X106 6,275 27,678 SH SOLE 27,414 0 264
FISERV INC COM 337738108 6,934 77,937 SH SOLE 77,348 0 589
GENERAL DYNAMICS CORP COM 369550108 4,528 20,467 SH SOLE 20,271 0 196
HOME DEPOT INC COM 437076102 3,295 12,014 SH SOLE 11,680 0 334
HONEYWELL INTL INC COM 438516106 6,990 40,214 SH SOLE 39,567 0 647
INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 2,392 118,031 SH SOLE 117,081 0 950
INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1,477 119,730 SH SOLE 119,730 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 7,195 144,134 SH SOLE 141,194 0 2,940
ISHARES TR PFD AND INCM SEC 464288687 5,713 173,758 SH SOLE 172,658 0 1,100
ISHARES TR NATIONAL MUN ETF 464288414 1,726 16,232 SH SOLE 15,732 0 500
ISHARES TR MSCI EMG MKT ETF 464287234 779 19,417 SH SOLE 18,953 0 464
ISHARES TR SHORT TREAS BD 464288679 253 2,295 SH SOLE 1,995 0 300
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 6,645 132,666 SH SOLE 130,416 0 2,250
JOHNSON & JOHNSON COM 478160104 9,601 54,087 SH SOLE 53,527 0 560
JPMORGAN CHASE & CO COM 46625H100 6,772 60,135 SH SOLE 59,618 0 517
KIMBERLY-CLARK CORP COM 494368103 265 1,960 SH SOLE 1,960 0 0
KKR & CO INC COM 48251W104 5,981 129,204 SH SOLE 128,234 0 970
LAUDER ESTEE COS INC CL A 518439104 2,180 8,559 SH SOLE 8,065 0 494
LEAR CORP COM NEW 521865204 3,159 25,097 SH SOLE 24,814 0 283
LOCKHEED MARTIN CORP COM 539830109 223 518 SH SOLE 518 0 0
MASTERCARD INCORPORATED CL A 57636Q104 8,398 26,618 SH SOLE 26,330 0 288
MCDONALDS CORP COM 580135101 6,418 25,996 SH SOLE 25,806 0 190
MEDTRONIC PLC SHS G5960L103 5,071 56,501 SH SOLE 55,873 0 628
MERCK & CO INC COM 58933Y105 356 3,907 SH SOLE 3,407 0 500
META PLATFORMS INC CL A 30303M102 4,700 29,146 SH SOLE 28,570 0 576
MICROSOFT CORP COM 594918104 16,339 63,618 SH SOLE 62,823 0 795
MONDELEZ INTL INC CL A 609207105 1,929 31,062 SH SOLE 30,507 0 555
NEW MTN FIN CORP COM 647551100 120 10,046 SH SOLE 10,046 0 0
NOVARTIS AG SPONSORED ADR 66987V109 2,831 33,490 SH SOLE 32,477 0 1,013
NVIDIA CORPORATION COM 67066G104 2,334 15,394 SH SOLE 14,585 0 809
PEPSICO INC COM 713448108 898 5,386 SH SOLE 5,386 0 0
PFIZER INC COM 717081103 253 4,830 SH SOLE 4,830 0 0
PROCTER AND GAMBLE CO COM 742718109 300 2,087 SH SOLE 2,087 0 0
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 521 11,798 SH SOLE 11,798 0 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 265 3,702 SH SOLE 3,702 0 0
SEACOR MARINE HLDGS INC COM 78413P101 157 27,199 SH SOLE 27,199 0 0
SPDR GOLD TR GOLD SHS 78463V107 8,342 49,522 SH SOLE 49,277 0 245
SPDR S&P 500 ETF TR TR UNIT 78462F103 4,568 12,109 SH SOLE 12,084 0 25
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1,238 29,339 SH SOLE 29,139 0 200
STAGWELL INC COM CL A 85256A109 2,973 547,484 SH SOLE 547,484 0 0
STARBUCKS CORP COM 855244109 3,917 51,280 SH SOLE 50,651 0 629
THERMO FISHER SCIENTIFIC INC COM 883556102 8,723 16,056 SH SOLE 15,770 0 286
UNION PAC CORP COM 907818108 6,846 32,100 SH SOLE 31,851 0 249
US BANCORP DEL COM NEW 902973304 3,487 75,763 SH SOLE 73,578 0 2,185
VANGUARD INDEX FDS TOTAL STK MKT 922908769 2,539 13,459 SH SOLE 13,459 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 336 968 SH SOLE 968 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,485 35,646 SH SOLE 35,167 0 479
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9,236 121,115 SH SOLE 120,420 0 695
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 6,393 79,893 SH SOLE 79,263 0 630
VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 881 21,605 SH SOLE 21,425 0 180
VERIZON COMMUNICATIONS INC COM 92343V104 5,653 111,389 SH SOLE 110,455 0 934
VISA INC COM CL A 92826C839 7,374 37,451 SH SOLE 36,721 0 730
WHEELS UP EXPERIENCE INC COM CL A 96328L106 105 53,734 SH SOLE 53,734 0 0
WILLIAMS COS INC COM 969457100 454 14,545 SH SOLE 14,545 0 0
WISDOMTREE TR YIELD ENHANCD US 97717X511 268 6,005 SH SOLE 6,005 0 0
WISDOMTREE TR US CORP BOND FD 97717X198 209 4,637 SH SOLE 4,637 0 0
XYLEM INC COM 98419M100 3,719 47,566 SH SOLE 47,106 0 460
ZOETIS INC CL A 98978V103 665 3,868 SH SOLE 3,868 0 0

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