Form 13F-HR Pasadena Private Wealth, For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Pasadena Private Wealth, LLC |
Address: |
2 N. LAKE AVE. |
|
STE 520 |
|
|
|
PASADENA
,
CA91101
|
Form 13F File Number: |
028-19092 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Craig Colbath |
Title: |
Chief Compliance Officer |
Phone: |
626-993-9300 |
Signature, Place, and Date of Signing: |
/s/Craig Colbath |
Pasadena
,
G0
|
08-03-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
99 |
|
Form 13F Information Table Value Total: |
292,122 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ADVANCED MICRO DEVICES INC |
COM |
007903107 |
305 |
3,995 |
SH |
|
SOLE |
|
0 |
0 |
3,995 |
ALAUNOS THERAPEUTICS INC |
COM |
98973P101 |
13 |
10,596 |
SH |
|
SOLE |
|
0 |
0 |
10,596 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
758 |
348 |
SH |
|
SOLE |
|
0 |
0 |
348 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
713 |
326 |
SH |
|
SOLE |
|
0 |
0 |
326 |
AMAZON COM INC |
COM |
023135106 |
933 |
8,780 |
SH |
|
SOLE |
|
0 |
0 |
8,780 |
AMAZON COM INC |
COM |
023135106 |
1 |
1,000 |
SH |
Call |
SOLE |
|
0 |
0 |
1,000 |
AMERICAN AIRLS GROUP INC |
COM |
02376R102 |
3 |
222 |
SH |
|
SOLE |
|
0 |
0 |
222 |
AMERICAN AIRLS GROUP INC |
COM |
02376R102 |
5 |
19,500 |
SH |
Call |
SOLE |
|
0 |
0 |
19,500 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
336 |
1,315 |
SH |
|
SOLE |
|
0 |
0 |
1,315 |
AMERICOLD REALTY TRUST INC |
COM |
03064D108 |
5,344 |
177,899 |
SH |
|
SOLE |
|
0 |
0 |
177,899 |
AMPLIFY ETF TR |
CWP ENHANCED DIV |
032108409 |
1,149 |
34,241 |
SH |
|
SOLE |
|
0 |
0 |
34,241 |
APPLE INC |
COM |
037833100 |
3,745 |
27,392 |
SH |
|
SOLE |
|
0 |
0 |
27,392 |
APPLE INC |
COM |
037833100 |
0 |
1,000 |
SH |
Call |
SOLE |
|
0 |
0 |
1,000 |
AT&T INC |
COM |
00206R102 |
286 |
13,634 |
SH |
|
SOLE |
|
0 |
0 |
13,634 |
AT&T INC |
COM |
00206R102 |
0 |
8,000 |
SH |
Put |
SOLE |
|
0 |
0 |
8,000 |
AZUL S A |
SPONSR ADR PFD |
05501U106 |
135 |
19,000 |
SH |
|
SOLE |
|
0 |
0 |
19,000 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
758 |
2,775 |
SH |
|
SOLE |
|
0 |
0 |
2,775 |
BK OF AMERICA CORP |
COM |
060505104 |
1,077 |
34,583 |
SH |
|
SOLE |
|
0 |
0 |
34,583 |
BK OF AMERICA CORP |
COM |
060505104 |
0 |
3,000 |
SH |
Call |
SOLE |
|
0 |
0 |
3,000 |
BROADMARK RLTY CAP INC |
COM |
11135B100 |
179 |
26,627 |
SH |
|
SOLE |
|
0 |
0 |
26,627 |
BUZZFEED INC |
CLASS A COM |
12430A102 |
16 |
10,710 |
SH |
|
SOLE |
|
0 |
0 |
10,710 |
CISCO SYS INC |
COM |
17275R102 |
355 |
8,328 |
SH |
|
SOLE |
|
0 |
0 |
8,328 |
CLOVIS ONCOLOGY INC |
COM |
189464100 |
45 |
25,000 |
SH |
|
SOLE |
|
0 |
0 |
25,000 |
COHEN & STEERS QUALITY INCOM |
COM |
19247L106 |
159 |
11,707 |
SH |
|
SOLE |
|
0 |
0 |
11,707 |
CONTROLADORA VUELA COMP DE A |
SPON ADR RP 10 |
21240E105 |
103 |
10,000 |
SH |
|
SOLE |
|
0 |
0 |
10,000 |
CORNERSTONE STRATEGIC VALUE |
COM |
21924B302 |
145 |
16,871 |
SH |
|
SOLE |
|
0 |
0 |
16,871 |
DIMENSIONAL ETF TRUST |
US MKTWIDE VALUE |
25434V724 |
239 |
7,548 |
SH |
|
SOLE |
|
0 |
0 |
7,548 |
DIREXION SHS ETF TR |
AUSPCE CMD STG |
25460E307 |
8,970 |
289,382 |
SH |
|
SOLE |
|
0 |
0 |
289,382 |
DUKE ENERGY CORP NEW |
COM NEW |
26441C204 |
259 |
2,412 |
SH |
|
SOLE |
|
0 |
0 |
2,412 |
EXXON MOBIL CORP |
COM |
30231G102 |
289 |
3,379 |
SH |
|
SOLE |
|
0 |
0 |
3,379 |
FEDEX CORP |
COM |
31428X106 |
392 |
1,730 |
SH |
|
SOLE |
|
0 |
0 |
1,730 |
FLEXSHARES TR |
MORNSTAR UPSTR |
33939L407 |
14,183 |
357,530 |
SH |
|
SOLE |
|
0 |
0 |
357,530 |
FORESIGHT AUTONOMOUS HLDGS L |
SPONSORED ADS |
345523104 |
7 |
11,000 |
SH |
|
SOLE |
|
0 |
0 |
11,000 |
GLOBAL X FDS |
GLBL X MLP ETF |
37954Y343 |
266 |
7,209 |
SH |
|
SOLE |
|
0 |
0 |
7,209 |
GLOBAL X FDS |
NASDAQ 100 COVER |
37954Y483 |
878 |
50,268 |
SH |
|
SOLE |
|
0 |
0 |
50,268 |
HARVARD BIOSCIENCE INC |
COM |
416906105 |
483 |
134,226 |
SH |
|
SOLE |
|
0 |
0 |
134,226 |
INVESCO ACTIVELY MANAGED ETF |
ULTRA SHRT DUR |
46090A887 |
18,284 |
369,001 |
SH |
|
SOLE |
|
0 |
0 |
369,001 |
INVESCO ACTVELY MNGD ETC FD |
OPTIMUM YIELD |
46090F100 |
673 |
37,295 |
SH |
|
SOLE |
|
0 |
0 |
37,295 |
INVESCO EXCH TRADED FD TR II |
CEF INM COMPSI |
46138E404 |
764 |
40,360 |
SH |
|
SOLE |
|
0 |
0 |
40,360 |
INVESCO EXCH TRADED FD TR II |
VAR RATE PFD |
46138G870 |
718 |
32,338 |
SH |
|
SOLE |
|
0 |
0 |
32,338 |
INVESCO EXCHANGE TRADED FD T |
GLOBAL DRGN CN |
46137V571 |
3,102 |
95,173 |
SH |
|
SOLE |
|
0 |
0 |
95,173 |
INVESCO EXCHANGE TRADED FD T |
HIG YLD EQ DIV |
46137V563 |
413 |
20,080 |
SH |
|
SOLE |
|
0 |
0 |
20,080 |
INVESCO QQQ TR |
UNIT SER 1 |
46090E103 |
1,067 |
3,807 |
SH |
|
SOLE |
|
0 |
0 |
3,807 |
ISHARES TR |
0-5 YR TIPS ETF |
46429B747 |
4,707 |
46,406 |
SH |
|
SOLE |
|
0 |
0 |
46,406 |
ISHARES TR |
BLACKROCK ULTRA |
46434V878 |
6,185 |
123,607 |
SH |
|
SOLE |
|
0 |
0 |
123,607 |
ISHARES TR |
CORE DIV GRWTH |
46434V621 |
666 |
13,975 |
SH |
|
SOLE |
|
0 |
0 |
13,975 |
ISHARES TR |
CORE S&P SCP ETF |
464287804 |
924 |
10,000 |
SH |
|
SOLE |
|
0 |
0 |
10,000 |
ISHARES TR |
CORE S&P TTL STK |
464287150 |
558 |
6,659 |
SH |
|
SOLE |
|
0 |
0 |
6,659 |
ISHARES TR |
MSCI INTL QUALTY |
46434V456 |
509 |
16,459 |
SH |
|
SOLE |
|
0 |
0 |
16,459 |
ISHARES TR |
MSCI USA QLT FCT |
46432F339 |
550 |
4,925 |
SH |
|
SOLE |
|
0 |
0 |
4,925 |
ISHARES TR |
MSCI USA SML CP |
46434V290 |
6,160 |
131,366 |
SH |
|
SOLE |
|
0 |
0 |
131,366 |
ISHARES TR |
RUS 1000 VAL ETF |
464287598 |
373 |
2,572 |
SH |
|
SOLE |
|
0 |
0 |
2,572 |
ISHARES TR |
RUS MID CAP ETF |
464287499 |
1,875 |
29,000 |
SH |
|
SOLE |
|
0 |
0 |
29,000 |
ISHARES TR |
U S EQUITY FACTR |
46434V282 |
6,397 |
168,796 |
SH |
|
SOLE |
|
0 |
0 |
168,796 |
JACOBS ENGR GROUP INC |
COM |
469814107 |
718 |
5,647 |
SH |
|
SOLE |
|
0 |
0 |
5,647 |
JOHNSON & JOHNSON |
COM |
478160104 |
365 |
2,056 |
SH |
|
SOLE |
|
0 |
0 |
2,056 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
378 |
3,357 |
SH |
|
SOLE |
|
0 |
0 |
3,357 |
KINDER MORGAN INC DEL |
COM |
49456B101 |
234 |
13,936 |
SH |
|
SOLE |
|
0 |
0 |
13,936 |
KRANESHARES TR |
GLOBAL CARB STRA |
500767678 |
3,893 |
79,071 |
SH |
|
SOLE |
|
0 |
0 |
79,071 |
LEGALZOOM COM INC |
COM |
52466B103 |
154 |
14,000 |
SH |
|
SOLE |
|
0 |
0 |
14,000 |
LILLY ELI & CO |
COM |
532457108 |
251 |
775 |
SH |
|
SOLE |
|
0 |
0 |
775 |
M & T BK CORP |
COM |
55261F104 |
226 |
1,416 |
SH |
|
SOLE |
|
0 |
0 |
1,416 |
MAGELLAN MIDSTREAM PRTNRS LP |
COM UNIT RP LP |
559080106 |
355 |
7,442 |
SH |
|
SOLE |
|
0 |
0 |
7,442 |
MERCK & CO INC |
COM |
58933Y105 |
301 |
3,296 |
SH |
|
SOLE |
|
0 |
0 |
3,296 |
MICROSOFT CORP |
COM |
594918104 |
1,030 |
4,010 |
SH |
|
SOLE |
|
0 |
0 |
4,010 |
MITSUBISHI UFJ FINL GROUP IN |
SPONSORED ADS |
606822104 |
160 |
29,908 |
SH |
|
SOLE |
|
0 |
0 |
29,908 |
NIKE INC |
CL B |
654106103 |
299 |
2,930 |
SH |
|
SOLE |
|
0 |
0 |
2,930 |
NORWEGIAN CRUISE LINE HLDG L |
SHS |
G66721104 |
2 |
15,000 |
SH |
Call |
SOLE |
|
0 |
0 |
15,000 |
OSI SYSTEMS INC |
COM |
671044105 |
413 |
4,829 |
SH |
|
SOLE |
|
0 |
0 |
4,829 |
PIMCO HIGH INCOME FD |
COM SHS |
722014107 |
98 |
18,997 |
SH |
|
SOLE |
|
0 |
0 |
18,997 |
PNC FINL SVCS GROUP INC |
COM |
693475105 |
212 |
1,344 |
SH |
|
SOLE |
|
0 |
0 |
1,344 |
PROCTER AND GAMBLE CO |
COM |
742718109 |
791 |
5,504 |
SH |
|
SOLE |
|
0 |
0 |
5,504 |
RIO TINTO PLC |
SPONSORED ADR |
767204100 |
207 |
3,400 |
SH |
|
SOLE |
|
0 |
0 |
3,400 |
S&P GLOBAL INC |
COM |
78409V104 |
220 |
653 |
SH |
|
SOLE |
|
0 |
0 |
653 |
SCHWAB STRATEGIC TR |
US DIVIDEND EQ |
808524797 |
1,241 |
17,325 |
SH |
|
SOLE |
|
0 |
0 |
17,325 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
2,792 |
7,401 |
SH |
|
SOLE |
|
0 |
0 |
7,401 |
SPROTT PHYSICAL SILVER TR |
TR UNIT |
85207K107 |
3,561 |
516,127 |
SH |
|
SOLE |
|
0 |
0 |
516,127 |
SUNDIAL GROWERS INC |
COM |
86730L109 |
7 |
22,200 |
SH |
|
SOLE |
|
0 |
0 |
22,200 |
TESLA INC |
COM |
88160R101 |
464 |
689 |
SH |
|
SOLE |
|
0 |
0 |
689 |
THERMO FISHER SCIENTIFIC INC |
COM |
883556102 |
231 |
425 |
SH |
|
SOLE |
|
0 |
0 |
425 |
UBER TECHNOLOGIES INC |
COM |
90353T100 |
33 |
1,630 |
SH |
|
SOLE |
|
0 |
0 |
1,630 |
UBER TECHNOLOGIES INC |
COM |
90353T100 |
7 |
11,200 |
SH |
Call |
SOLE |
|
0 |
0 |
11,200 |
UNION PAC CORP |
COM |
907818108 |
213 |
1,000 |
SH |
|
SOLE |
|
0 |
0 |
1,000 |
UNITEDHEALTH GROUP INC |
COM |
91324P102 |
445 |
867 |
SH |
|
SOLE |
|
0 |
0 |
867 |
VALE S A |
SPONSORED ADS |
91912E105 |
176 |
12,031 |
SH |
|
SOLE |
|
0 |
0 |
12,031 |
VALERO ENERGY CORP |
COM |
91913Y100 |
206 |
1,939 |
SH |
|
SOLE |
|
0 |
0 |
1,939 |
VANGUARD BD INDEX FDS |
INTERMED TERM |
921937819 |
1,805 |
23,249 |
SH |
|
SOLE |
|
0 |
0 |
23,249 |
VANGUARD INDEX FDS |
GROWTH ETF |
922908736 |
35,266 |
158,222 |
SH |
|
SOLE |
|
0 |
0 |
158,222 |
VANGUARD INDEX FDS |
SM CP VAL ETF |
922908611 |
13,772 |
91,927 |
SH |
|
SOLE |
|
0 |
0 |
91,927 |
VANGUARD INDEX FDS |
SML CP GRW ETF |
922908595 |
9,075 |
46,061 |
SH |
|
SOLE |
|
0 |
0 |
46,061 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
273 |
1,448 |
SH |
|
SOLE |
|
0 |
0 |
1,448 |
VANGUARD INDEX FDS |
VALUE ETF |
922908744 |
42,422 |
321,670 |
SH |
|
SOLE |
|
0 |
0 |
321,670 |
VANGUARD INTL EQUITY INDEX F |
ALLWRLD EX US |
922042775 |
31,737 |
635,240 |
SH |
|
SOLE |
|
0 |
0 |
635,240 |
VANGUARD MALVERN FDS |
STRM INFPROIDX |
922020805 |
8,257 |
164,741 |
SH |
|
SOLE |
|
0 |
0 |
164,741 |
VANGUARD SPECIALIZED FUNDS |
DIV APP ETF |
921908844 |
509 |
3,550 |
SH |
|
SOLE |
|
0 |
0 |
3,550 |
VANGUARD TAX-MANAGED INTL FD |
VAN FTSE DEV MKT |
921943858 |
394 |
9,666 |
SH |
|
SOLE |
|
0 |
0 |
9,666 |
VANGUARD WHITEHALL FDS |
INTL DVD ETF |
921946810 |
249 |
3,628 |
SH |
|
SOLE |
|
0 |
0 |
3,628 |
VANGUARD WORLD FD |
EXTENDED DUR |
921910709 |
1,515 |
15,134 |
SH |
|
SOLE |
|
0 |
0 |
15,134 |
WISDOMTREE TR |
FLOATNG RAT TREA |
97717Y527 |
30,711 |
610,190 |
SH |
|
SOLE |
|
0 |
0 |
610,190 |