Form 13F-HR OVERBROOK MANAGEMENT For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
OVERBROOK MANAGEMENT CORP |
Address: |
122 East 42nd street |
|
Suite 2510 |
|
|
|
New York
,
NY10168
|
Form 13F File Number: |
028-10593 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Lloyd Moskowitz |
Title: |
Chief Compliance Officer |
Phone: |
2126618710 |
Signature, Place, and Date of Signing: |
Lloyd Moskowitz, Chief Compliance Officer |
New York
,
NY
|
05-16-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
|
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
X |
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
94 |
|
Form 13F Information Table Value Total: |
451,013 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ABBOTT LABS |
COM |
002824100 |
1,048 |
8,851 |
SH |
|
SOLE |
|
8,851 |
0 |
0 |
ALIBABA GROUP HLDG LTD |
SPONSORED ADS |
01609W102 |
2,164 |
19,886 |
SH |
|
SOLE |
|
19,886 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
41,574 |
14,885 |
SH |
|
SOLE |
|
14,885 |
0 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
3,766 |
1,354 |
SH |
|
SOLE |
|
1,354 |
0 |
0 |
ALTUS POWER INC |
COM CL A |
02217A102 |
1,366 |
183,822 |
SH |
|
SOLE |
|
183,822 |
0 |
0 |
AMAZON COM INC |
COM |
023135106 |
23,491 |
7,206 |
SH |
|
SOLE |
|
7,206 |
0 |
0 |
AMERICAN EXPRESS CO |
COM |
025816109 |
6,577 |
35,172 |
SH |
|
SOLE |
|
35,172 |
0 |
0 |
AON PLC |
SHS CL A |
G0403H108 |
17,710 |
54,388 |
SH |
|
SOLE |
|
54,388 |
0 |
0 |
APPLE INC |
COM |
037833100 |
25,744 |
147,435 |
SH |
|
SOLE |
|
147,435 |
0 |
0 |
AUTOMATIC DATA PROCESSING IN |
COM |
053015103 |
1,613 |
7,090 |
SH |
|
SOLE |
|
7,090 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
26,976 |
76,439 |
SH |
|
SOLE |
|
76,439 |
0 |
0 |
BLACKSTONE INC |
COM |
09260D107 |
770 |
6,065 |
SH |
|
SOLE |
|
6,065 |
0 |
0 |
BRISTOL-MYERS SQUIBB CO |
COM |
110122108 |
419 |
5,740 |
SH |
|
SOLE |
|
5,740 |
0 |
0 |
BUILDERS FIRSTSOURCE INC |
COM |
12008R107 |
8,489 |
131,526 |
SH |
|
SOLE |
|
131,526 |
0 |
0 |
CELLDEX THERAPEUTICS INC NEW |
COM NEW |
15117B202 |
281 |
8,240 |
SH |
|
SOLE |
|
8,240 |
0 |
0 |
CHAMPIONS ONCOLOGY INC |
COM NEW |
15870P307 |
519 |
63,888 |
SH |
|
SOLE |
|
63,888 |
0 |
0 |
CHEVRON CORP NEW |
COM |
166764100 |
693 |
4,254 |
SH |
|
SOLE |
|
4,254 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
16,084 |
301,195 |
SH |
|
SOLE |
|
301,195 |
0 |
0 |
CME GROUP INC |
COM |
12572Q105 |
13,945 |
58,629 |
SH |
|
SOLE |
|
58,629 |
0 |
0 |
CNX RES CORP |
COM |
12653C108 |
5,130 |
247,604 |
SH |
|
SOLE |
|
247,604 |
0 |
0 |
COCA COLA CO |
COM |
191216100 |
498 |
8,030 |
SH |
|
SOLE |
|
8,030 |
0 |
0 |
CONSTELLIUM SE |
CL A SHS |
F21107101 |
8,894 |
494,135 |
SH |
|
SOLE |
|
494,135 |
0 |
0 |
COSTCO WHSL CORP NEW |
COM |
22160K105 |
852 |
1,479 |
SH |
|
SOLE |
|
1,479 |
0 |
0 |
DARLING INGREDIENTS INC |
COM |
237266101 |
11,929 |
148,411 |
SH |
|
SOLE |
|
148,411 |
0 |
0 |
DISNEY WALT CO |
COM |
254687106 |
264 |
1,923 |
SH |
|
SOLE |
|
1,923 |
0 |
0 |
DUOS TECHNOLOGIES GROUP INC |
COM |
266042407 |
399 |
72,598 |
SH |
|
SOLE |
|
72,598 |
0 |
0 |
EMPIRE ST RLTY TR INC |
CL A |
292104106 |
179 |
18,262 |
SH |
|
SOLE |
|
18,262 |
0 |
0 |
EXXON MOBIL CORP |
COM |
30231G102 |
1,822 |
22,057 |
SH |
|
SOLE |
|
22,057 |
0 |
0 |
FIBROGEN INC |
COM |
31572Q808 |
125 |
10,370 |
SH |
|
SOLE |
|
10,370 |
0 |
0 |
FUTUREFUEL CORP |
COM |
36116M106 |
937 |
96,275 |
SH |
|
SOLE |
|
96,275 |
0 |
0 |
GENERAL AMERN INVS CO INC |
COM |
368802104 |
3,918 |
92,252 |
SH |
|
SOLE |
|
92,252 |
0 |
0 |
GLOBAL X FDS |
AUTONMOUS EV ETF |
37954Y624 |
371 |
13,460 |
SH |
|
SOLE |
|
13,460 |
0 |
0 |
GODADDY INC |
CL A |
380237107 |
16,340 |
195,220 |
SH |
|
SOLE |
|
195,220 |
0 |
0 |
GOLDMAN SACHS GROUP INC |
COM |
38141G104 |
14,527 |
44,008 |
SH |
|
SOLE |
|
44,008 |
0 |
0 |
GOLUB CAP BDC INC |
COM |
38173M102 |
306 |
20,137 |
SH |
|
SOLE |
|
20,137 |
0 |
0 |
GRAPHIC PACKAGING HLDG CO |
COM |
388689101 |
15,376 |
767,246 |
SH |
|
SOLE |
|
767,246 |
0 |
0 |
HALLIBURTON CO |
COM |
406216101 |
648 |
17,105 |
SH |
|
SOLE |
|
17,105 |
0 |
0 |
HESS CORP |
COM |
42809H107 |
444 |
4,150 |
SH |
|
SOLE |
|
4,150 |
0 |
0 |
IMMUCELL CORP |
COM PAR |
452525306 |
443 |
45,876 |
SH |
|
SOLE |
|
45,876 |
0 |
0 |
INNOVATIVE SOLUTIONS & SUPPO |
COM |
45769N105 |
813 |
100,920 |
SH |
|
SOLE |
|
100,920 |
0 |
0 |
INOZYME PHARMA INC |
COM |
45790W108 |
68 |
16,726 |
SH |
|
SOLE |
|
16,726 |
0 |
0 |
INTEL CORP |
COM |
458140100 |
229 |
4,618 |
SH |
|
SOLE |
|
4,618 |
0 |
0 |
INVESCO EXCH TRADED FD TR II |
SR LN ETF |
46138G508 |
724 |
33,269 |
SH |
|
SOLE |
|
33,269 |
0 |
0 |
INVESCO QQQ TR |
UNIT SER 1 |
46090E103 |
5,666 |
15,629 |
SH |
|
SOLE |
|
15,629 |
0 |
0 |
ISHARES TR |
PFD AND INCM SEC |
464288687 |
4,799 |
131,757 |
SH |
|
SOLE |
|
131,757 |
0 |
0 |
ISHARES TR |
ISHS 1-5YR INVS |
464288646 |
362 |
7,000 |
SH |
|
SOLE |
|
7,000 |
0 |
0 |
ISHARES TR |
S&P SML 600 GWT |
464287887 |
250 |
2,000 |
SH |
|
SOLE |
|
2,000 |
0 |
0 |
ISHARES TR |
US CONSUM DISCRE |
464287580 |
255 |
3,400 |
SH |
|
SOLE |
|
3,400 |
0 |
0 |
IVERIC BIO INC |
COM |
46583P102 |
252 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
JOHNSON & JOHNSON |
COM |
478160104 |
9,268 |
52,292 |
SH |
|
SOLE |
|
52,292 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
15,781 |
115,761 |
SH |
|
SOLE |
|
115,761 |
0 |
0 |
KKR & CO INC |
COM |
48251W104 |
275 |
4,700 |
SH |
|
SOLE |
|
4,700 |
0 |
0 |
LIQTECH INTL INC |
COM |
53632A201 |
286 |
116,809 |
SH |
|
SOLE |
|
116,809 |
0 |
0 |
MARKEL CORP |
COM |
570535104 |
204 |
138 |
SH |
|
SOLE |
|
138 |
0 |
0 |
MASTERCARD INCORPORATED |
CL A |
57636Q104 |
3,814 |
10,673 |
SH |
|
SOLE |
|
10,673 |
0 |
0 |
MCDONALDS CORP |
COM |
580135101 |
555 |
2,244 |
SH |
|
SOLE |
|
2,244 |
0 |
0 |
MEDICAL PPTYS TRUST INC |
COM |
58463J304 |
481 |
22,732 |
SH |
|
SOLE |
|
22,732 |
0 |
0 |
META PLATFORMS INC |
CL A |
30303M102 |
16,190 |
72,808 |
SH |
|
SOLE |
|
72,808 |
0 |
0 |
MICROSOFT CORP |
COM |
594918104 |
27,669 |
89,745 |
SH |
|
SOLE |
|
89,745 |
0 |
0 |
MONDELEZ INTL INC |
CL A |
609207105 |
963 |
15,341 |
SH |
|
SOLE |
|
15,341 |
0 |
0 |
MORGAN STANLEY |
COM NEW |
617446448 |
329 |
3,764 |
SH |
|
SOLE |
|
3,764 |
0 |
0 |
NVIDIA CORPORATION |
COM |
67066G104 |
528 |
1,936 |
SH |
|
SOLE |
|
1,936 |
0 |
0 |
PAYPAL HLDGS INC |
COM |
70450Y103 |
8,143 |
70,410 |
SH |
|
SOLE |
|
70,410 |
0 |
0 |
PEPSICO INC |
COM |
713448108 |
348 |
2,081 |
SH |
|
SOLE |
|
2,081 |
0 |
0 |
PFIZER INC |
COM |
717081103 |
966 |
18,668 |
SH |
|
SOLE |
|
18,668 |
0 |
0 |
PIMCO ETF TR |
ACTIVE BD ETF |
72201R775 |
377 |
3,700 |
SH |
|
SOLE |
|
3,700 |
0 |
0 |
PROCTER AND GAMBLE CO |
COM |
742718109 |
268 |
1,756 |
SH |
|
SOLE |
|
1,756 |
0 |
0 |
ROYALTY PHARMA PLC |
SHS CLASS A |
G7709Q104 |
28,178 |
723,250 |
SH |
|
SOLE |
|
723,250 |
0 |
0 |
SELECT SECTOR SPDR TR |
FINANCIAL |
81369Y605 |
308 |
8,045 |
SH |
|
SOLE |
|
8,045 |
0 |
0 |
SELECT SECTOR SPDR TR |
ENERGY |
81369Y506 |
801 |
10,480 |
SH |
|
SOLE |
|
10,480 |
0 |
0 |
SELECT SECTOR SPDR TR |
TECHNOLOGY |
81369Y803 |
564 |
3,551 |
SH |
|
SOLE |
|
3,551 |
0 |
0 |
SHARPS COMPLIANCE CORP |
COM |
820017101 |
641 |
108,662 |
SH |
|
SOLE |
|
108,662 |
0 |
0 |
SPDR GOLD TR |
GOLD SHS |
78463V107 |
397 |
2,200 |
SH |
|
SOLE |
|
2,200 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
6,053 |
13,403 |
SH |
|
SOLE |
|
13,403 |
0 |
0 |
SPDR S&P MIDCAP 400 ETF TR |
UTSER1 S&PDCRP |
78467Y107 |
912 |
1,860 |
SH |
|
SOLE |
|
1,860 |
0 |
0 |
SPDR SER TR |
BLOOMBERG CONV |
78464A359 |
2,868 |
37,272 |
SH |
|
SOLE |
|
37,272 |
0 |
0 |
SPX CORP |
COM |
784635104 |
418 |
8,456 |
SH |
|
SOLE |
|
8,456 |
0 |
0 |
STREAMLINE HEALTH SOLUTIONS |
COM |
86323X106 |
46 |
28,763 |
SH |
|
SOLE |
|
28,763 |
0 |
0 |
SYNTAX ETF TR |
STRATIFD LRG CAP |
87166N106 |
4,923 |
70,429 |
SH |
|
SOLE |
|
70,429 |
0 |
0 |
TESLA INC |
COM |
88160R101 |
1,272 |
1,180 |
SH |
|
SOLE |
|
1,180 |
0 |
0 |
THERMO FISHER SCIENTIFIC INC |
COM |
883556102 |
591 |
1,000 |
SH |
|
SOLE |
|
1,000 |
0 |
0 |
UNION PAC CORP |
COM |
907818108 |
845 |
3,094 |
SH |
|
SOLE |
|
3,094 |
0 |
0 |
VANECK ETF TRUST |
GOLD MINERS ETF |
92189F106 |
1,372 |
35,775 |
SH |
|
SOLE |
|
35,775 |
0 |
0 |
VANGUARD BD INDEX FDS |
SHORT TRM BOND |
921937827 |
349 |
4,485 |
SH |
|
SOLE |
|
4,485 |
0 |
0 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
1,820 |
7,992 |
SH |
|
SOLE |
|
7,992 |
0 |
0 |
VANGUARD INDEX FDS |
GROWTH ETF |
922908736 |
673 |
2,341 |
SH |
|
SOLE |
|
2,341 |
0 |
0 |
VANGUARD INDEX FDS |
VALUE ETF |
922908744 |
754 |
5,104 |
SH |
|
SOLE |
|
5,104 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
ALLWRLD EX US |
922042775 |
244 |
4,229 |
SH |
|
SOLE |
|
4,229 |
0 |
0 |
VANGUARD SCOTTSDALE FDS |
SHRT TRM CORP BD |
92206C409 |
244 |
3,121 |
SH |
|
SOLE |
|
3,121 |
0 |
0 |
VANGUARD WHITEHALL FDS |
HIGH DIV YLD |
921946406 |
258 |
2,300 |
SH |
|
SOLE |
|
2,300 |
0 |
0 |
VANGUARD WORLD FDS |
INDUSTRIAL ETF |
92204A603 |
203 |
1,000 |
SH |
|
SOLE |
|
1,000 |
0 |
0 |
VANGUARD WORLD FDS |
HEALTH CAR ETF |
92204A504 |
216 |
850 |
SH |
|
SOLE |
|
850 |
0 |
0 |
VISA INC |
COM CL A |
92826C839 |
3,673 |
16,562 |
SH |
|
SOLE |
|
16,562 |
0 |
0 |
WALMART INC |
COM |
931142103 |
15,896 |
106,743 |
SH |
|
SOLE |
|
106,743 |
0 |
0 |