Form 13F-HR OAK FAMILY ADVISORS, For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2021 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
OAK FAMILY ADVISORS, LLC |
Address: |
150 N WACKER DRIVE |
|
SUITE 1760 |
|
|
|
CHICAGO
,
IL60606
|
Form 13F File Number: |
028-20782 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Terrence S Wilson |
Title: |
CEO |
Phone: |
3123737223 |
Signature, Place, and Date of Signing: |
Terrence S Wilson |
Chicago
,
IL
|
07-29-2021 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
98 |
|
Form 13F Information Table Value Total: |
239,500 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
AMAZON COM INC COM |
Stock |
023135106 |
585 |
170 |
SH |
|
SOLE |
0 |
0 |
0 |
170 |
PRUDENTIAL FINL INC COM |
Stock |
744320102 |
478 |
4,669 |
SH |
|
SOLE |
0 |
0 |
0 |
4,669 |
ISHARES GOLD TRUST |
ETF |
464285204 |
789 |
23,395 |
SH |
|
SOLE |
0 |
0 |
0 |
23,395 |
ISHARES MSCI EMERGING MARKETS ETF |
ETF |
464287234 |
262 |
4,745 |
SH |
|
SOLE |
0 |
0 |
0 |
4,745 |
LIBERTY MEDIA CORP DEL COM C BRAVES GRP |
Stock |
531229888 |
1,622 |
58,416 |
SH |
|
SOLE |
0 |
0 |
0 |
58,416 |
LIBERTY MEDIA CORP DEL COM A BRAVES GRP |
Stock |
531229706 |
1,244 |
44,090 |
SH |
|
SOLE |
0 |
0 |
0 |
44,090 |
POPULAR INC COM NEW |
Stock |
733174700 |
5,011 |
66,771 |
SH |
|
SOLE |
0 |
0 |
0 |
66,771 |
ENTERPRISE PRODS PARTNERS L P COM |
Stock |
293792107 |
2,660 |
110,217 |
SH |
|
SOLE |
0 |
0 |
0 |
110,216 |
ISHARES MSCI ACWI EX US INDEX FUND |
ETF |
464288240 |
2,334 |
40,583 |
SH |
|
SOLE |
0 |
0 |
0 |
40,582 |
US FOODS HLDG CORP COM |
Stock |
912008109 |
767 |
20,000 |
SH |
|
SOLE |
0 |
0 |
0 |
20,000 |
ISHARES MSCI UNITED KINGDOM ETF |
ETF |
46435G334 |
5,671 |
173,422 |
SH |
|
SOLE |
0 |
0 |
0 |
173,422 |
SANOFI SPONSORED ADR |
ADR |
80105N105 |
5,086 |
96,585 |
SH |
|
SOLE |
0 |
0 |
0 |
96,585 |
SPDR S&P 500 ETF |
ETF |
78462F103 |
283 |
662 |
SH |
|
SOLE |
0 |
0 |
0 |
661 |
SPDR S&P 500 ETF |
ETF |
78462F103 |
72,770 |
170,000 |
SH |
Put |
SOLE |
0 |
0 |
0 |
170,000 |
MASTERCARD INCORPORATED CL A |
Stock |
57636Q104 |
677 |
1,855 |
SH |
|
SOLE |
0 |
0 |
0 |
1,855 |
VERTEX PHARMACEUTICALS INC COM |
Stock |
92532F100 |
749 |
3,713 |
SH |
|
SOLE |
0 |
0 |
0 |
3,713 |
KAYNE ANDERSON ENERGY INFRSTR COM |
CEF |
486606106 |
2,791 |
313,977 |
SH |
|
SOLE |
0 |
0 |
0 |
313,977 |
PEPSICO INC COM |
Stock |
713448108 |
226 |
1,522 |
SH |
|
SOLE |
0 |
0 |
0 |
1,522 |
HONEYWELL INTL INC COM |
Stock |
438516106 |
219 |
1,000 |
SH |
|
SOLE |
0 |
0 |
0 |
1,000 |
HEALTH CARE SELECT SECTOR SPDR FUND |
ETF |
81369Y209 |
501 |
3,978 |
SH |
|
SOLE |
0 |
0 |
0 |
3,978 |
SPDR GOLD SHARES |
ETF |
78463V107 |
276 |
1,668 |
SH |
|
SOLE |
0 |
0 |
0 |
1,668 |
ISHARES RUSSELL 1000 GROWTH ETF |
ETF |
464287614 |
242 |
890 |
SH |
|
SOLE |
0 |
0 |
0 |
890 |
SCHWAB INTERNATIONAL EQUITY ETF |
ETF |
808524805 |
2,245 |
56,910 |
SH |
|
SOLE |
0 |
0 |
0 |
56,910 |
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND |
ETF |
72201R833 |
510 |
5,000 |
SH |
|
SOLE |
0 |
0 |
0 |
5,000 |
NUTRIEN LTD COM |
Stock |
67077M108 |
4,748 |
78,343 |
SH |
|
SOLE |
0 |
0 |
0 |
78,343 |
BERKSHIRE HATHAWAY INC DEL CL B NEW |
Stock |
084670702 |
311 |
1,119 |
SH |
|
SOLE |
0 |
0 |
0 |
1,119 |
SCHWAB EMERGING MARKETS EQUITY ETF |
ETF |
808524706 |
373 |
11,334 |
SH |
|
SOLE |
0 |
0 |
0 |
11,334 |
ALPHABET INC CAP STK CL A |
Stock |
02079K305 |
486 |
199 |
SH |
|
SOLE |
0 |
0 |
0 |
199 |
NEWMONT CORP COM |
Stock |
651639106 |
1,364 |
21,520 |
SH |
|
SOLE |
0 |
0 |
0 |
21,520 |
COMCAST CORP NEW CL A |
Stock |
20030N101 |
1,991 |
34,914 |
SH |
|
SOLE |
0 |
0 |
0 |
34,914 |
MICROSOFT CORP COM |
Stock |
594918104 |
2,622 |
9,679 |
SH |
|
SOLE |
0 |
0 |
0 |
9,679 |
MASCO CORP COM |
Stock |
574599106 |
749 |
12,713 |
SH |
|
SOLE |
0 |
0 |
0 |
12,713 |
ARES CAPITAL CORP COM |
CEF |
04010L103 |
3,568 |
182,142 |
SH |
|
SOLE |
0 |
0 |
0 |
182,142 |
BERKSHIRE HATHAWAY INC DEL CL A |
Stock |
084670108 |
419 |
1 |
SH |
|
SOLE |
0 |
0 |
0 |
1 |
VANGUARD LARGE-CAP INDEX FUND |
ETF |
922908637 |
301 |
1,500 |
SH |
|
SOLE |
0 |
0 |
0 |
1,500 |
NEXTERA ENERGY INC COM |
Stock |
65339F101 |
208 |
2,834 |
SH |
|
SOLE |
0 |
0 |
0 |
2,834 |
VANGUARD SHORT-TERM GOVERNMENT BOND ETF |
ETF |
92206C102 |
614 |
10,000 |
SH |
|
SOLE |
0 |
0 |
0 |
10,000 |
TEJON RANCH CO COM |
Stock |
879080109 |
216 |
14,228 |
SH |
|
SOLE |
0 |
0 |
0 |
14,228 |
VANGUARD FTSE EUROPE ETF |
ETF |
922042874 |
385 |
5,728 |
SH |
|
SOLE |
0 |
0 |
0 |
5,728 |
AMPHENOL CORP NEW CL A |
Stock |
032095101 |
414 |
6,055 |
SH |
|
SOLE |
0 |
0 |
0 |
6,055 |
DEFIANCE NEXT GEN CONNECTIVITY ETF |
ETF |
26922A289 |
2,999 |
78,819 |
SH |
|
SOLE |
0 |
0 |
0 |
78,819 |
ASTRAZENECA PLC SPONSORED ADR |
ADR |
046353108 |
4,490 |
74,962 |
SH |
|
SOLE |
0 |
0 |
0 |
74,961 |
UBER TECHNOLOGIES INC COM |
Stock |
90353T100 |
1,544 |
30,811 |
SH |
|
SOLE |
0 |
0 |
0 |
30,811 |
QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF |
ETF |
500767736 |
249 |
9,000 |
SH |
|
SOLE |
0 |
0 |
0 |
9,000 |
VANGUARD TOTAL INTERNATIONAL STOCK ETF |
ETF |
921909768 |
476 |
7,250 |
SH |
|
SOLE |
0 |
0 |
0 |
7,250 |
TEKLA HEALTHCARE INVS SH BEN INT |
CEF |
87911J103 |
1,681 |
65,349 |
SH |
|
SOLE |
0 |
0 |
0 |
65,349 |
ISHARES RUSSELL 2000 ETF |
ETF |
464287655 |
222 |
970 |
SH |
|
SOLE |
0 |
0 |
0 |
970 |
SONY GROUP CORPORATION SPONSORED ADR |
ADR |
835699307 |
3,369 |
34,653 |
SH |
|
SOLE |
0 |
0 |
0 |
34,653 |
NEW MTN FIN CORP COM |
CEF |
647551100 |
823 |
62,522 |
SH |
|
SOLE |
0 |
0 |
0 |
62,522 |
ERICSSON ADR B SEK 10 |
ADR |
294821608 |
2,483 |
197,347 |
SH |
|
SOLE |
0 |
0 |
0 |
197,347 |
ALEXION PHARMACEUTICALS INC COM |
Stock |
015351109 |
1,232 |
6,706 |
SH |
|
SOLE |
0 |
0 |
0 |
6,706 |
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP |
Stock |
559080106 |
3,900 |
79,737 |
SH |
|
SOLE |
0 |
0 |
0 |
79,737 |
ISHARES MSCI EAFE VALUE ETF |
ETF |
464288877 |
374 |
7,228 |
SH |
|
SOLE |
0 |
0 |
0 |
7,227 |
GENTEX CORP COM |
Stock |
371901109 |
5,407 |
163,403 |
SH |
|
SOLE |
0 |
0 |
0 |
163,403 |
COMPASS DIVERSIFIED SH BEN INT |
Stock |
20451Q104 |
329 |
12,900 |
SH |
|
SOLE |
0 |
0 |
0 |
12,900 |
ISHARES EMERGING MARKETS DIVIDEND ETF |
ETF |
464286319 |
3,112 |
80,102 |
SH |
|
SOLE |
0 |
0 |
0 |
80,102 |
FACEBOOK INC CL A |
Stock |
30303M102 |
1,913 |
5,502 |
SH |
|
SOLE |
0 |
0 |
0 |
5,502 |
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF |
ETF |
922020805 |
12,811 |
244,432 |
SH |
|
SOLE |
0 |
0 |
0 |
244,432 |
US ECOLOGY INC COM |
Stock |
91734M103 |
480 |
12,799 |
SH |
|
SOLE |
0 |
0 |
0 |
12,799 |
KINDER MORGAN INC DEL COM |
Stock |
49456B101 |
4,064 |
222,927 |
SH |
|
SOLE |
0 |
0 |
0 |
222,927 |
AES CORP COM |
Stock |
00130H105 |
322 |
12,343 |
SH |
|
SOLE |
0 |
0 |
0 |
12,343 |
NVIDIA CORPORATION COM |
Stock |
67066G104 |
480 |
600 |
SH |
|
SOLE |
0 |
0 |
0 |
600 |
EOG RES INC COM |
Stock |
26875P101 |
996 |
11,940 |
SH |
|
SOLE |
0 |
0 |
0 |
11,940 |
ABBVIE INC COM |
Stock |
00287Y109 |
6,403 |
56,840 |
SH |
|
SOLE |
0 |
0 |
0 |
56,840 |
LIBERTY MEDIA CORP DEL COM SER A FRMLA |
Stock |
531229870 |
1,229 |
28,838 |
SH |
|
SOLE |
0 |
0 |
0 |
28,838 |
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS |
ADR |
874039100 |
6,748 |
56,161 |
SH |
|
SOLE |
0 |
0 |
0 |
56,161 |
ATLAS CORP SHARES |
Stock |
Y0436Q109 |
1,789 |
125,510 |
SH |
|
SOLE |
0 |
0 |
0 |
125,510 |
STRYKER CORPORATION COM |
Stock |
863667101 |
435 |
1,676 |
SH |
|
SOLE |
0 |
0 |
0 |
1,676 |
QUALCOMM INC COM |
Stock |
747525103 |
7,700 |
53,871 |
SH |
|
SOLE |
0 |
0 |
0 |
53,871 |
CISCO SYS INC COM |
Stock |
17275R102 |
655 |
12,366 |
SH |
|
SOLE |
0 |
0 |
0 |
12,366 |
B2GOLD CORP COM |
Stock |
11777Q209 |
3,984 |
946,291 |
SH |
|
SOLE |
0 |
0 |
0 |
946,291 |
B2GOLD CORP COM |
Stock |
11777Q209 |
21 |
5,000 |
SH |
Call |
SOLE |
0 |
0 |
0 |
5,000 |
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND |
ETF |
81369Y407 |
856 |
4,793 |
SH |
|
SOLE |
0 |
0 |
0 |
4,793 |
BLACKROCK CR ALLOCATION INCOME COM |
CEF |
092508100 |
225 |
14,429 |
SH |
|
SOLE |
0 |
0 |
0 |
14,429 |
WELLS FARGO CO NEW COM |
Stock |
949746101 |
4,240 |
93,621 |
SH |
|
SOLE |
0 |
0 |
0 |
93,621 |
CINTAS CORP COM |
Stock |
172908105 |
201 |
525 |
SH |
|
SOLE |
0 |
0 |
0 |
525 |
ISHARES PREFERRED INCOME SECURITIES ETF |
ETF |
464288687 |
695 |
17,660 |
SH |
|
SOLE |
0 |
0 |
0 |
17,660 |
NORTHROP GRUMMAN CORP COM |
Stock |
666807102 |
3,569 |
9,820 |
SH |
|
SOLE |
0 |
0 |
0 |
9,819 |
LOCKHEED MARTIN CORP COM |
Stock |
539830109 |
1,857 |
4,909 |
SH |
|
SOLE |
0 |
0 |
0 |
4,908 |
JPMORGAN CHASE & CO COM |
Stock |
46625H100 |
484 |
3,114 |
SH |
|
SOLE |
0 |
0 |
0 |
3,113 |
CHEVRON CORP NEW COM |
Stock |
166764100 |
721 |
6,883 |
SH |
|
SOLE |
0 |
0 |
0 |
6,883 |
WALMART INC COM |
Stock |
931142103 |
879 |
6,233 |
SH |
|
SOLE |
0 |
0 |
0 |
6,233 |
VANGUARD FTSE EMERGING MARKETS ETF |
ETF |
922042858 |
809 |
14,895 |
SH |
|
SOLE |
0 |
0 |
0 |
14,895 |
PFIZER INC COM |
Stock |
717081103 |
287 |
7,336 |
SH |
|
SOLE |
0 |
0 |
0 |
7,336 |
VANECK VECTORS AGRIBUSINESS ETF |
ETF |
92189F700 |
317 |
3,480 |
SH |
|
SOLE |
0 |
0 |
0 |
3,480 |
ALPHABET INC CAP STK CL C |
Stock |
02079K107 |
2,015 |
804 |
SH |
|
SOLE |
0 |
0 |
0 |
804 |
IHS MARKIT LTD SHS |
Stock |
G47567105 |
546 |
4,850 |
SH |
|
SOLE |
0 |
0 |
0 |
4,850 |
VISTAGEN THERAPEUTICS INC COM NEW |
Stock |
92840H202 |
534 |
169,549 |
SH |
|
SOLE |
0 |
0 |
0 |
169,549 |
NVE CORP COM NEW |
Stock |
629445206 |
212 |
2,864 |
SH |
|
SOLE |
0 |
0 |
0 |
2,864 |
CITIGROUP INC COM NEW |
Stock |
172967424 |
1,428 |
20,180 |
SH |
|
SOLE |
0 |
0 |
0 |
20,180 |
ISHARES MSCI INTL QUALITY FACTOR ETF |
ETF |
46434V456 |
441 |
11,441 |
SH |
|
SOLE |
0 |
0 |
0 |
11,441 |
ISHARES MSCI EAFE ETF |
ETF |
464287465 |
893 |
11,325 |
SH |
|
SOLE |
0 |
0 |
0 |
11,324 |
APPLE INC COM |
Stock |
037833100 |
4,947 |
36,119 |
SH |
|
SOLE |
0 |
0 |
0 |
36,119 |
ABBOTT LABS COM |
Stock |
002824100 |
2,192 |
18,904 |
SH |
|
SOLE |
0 |
0 |
0 |
18,904 |
INVESCO PREFERRED ETF |
ETF |
46138E511 |
588 |
38,350 |
SH |
|
SOLE |
0 |
0 |
0 |
38,350 |
VANGUARD TOTAL WORLD STOCK INDEX FUND |
ETF |
922042742 |
364 |
3,508 |
SH |
|
SOLE |
0 |
0 |
0 |
3,508 |
ISHARES RUSSELL 1000 VALUE ETF |
ETF |
464287598 |
730 |
4,602 |
SH |
|
SOLE |
0 |
0 |
0 |
4,602 |