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Form 13F-HR NEW YORK LIFE INVESTMENT For: Mar 31

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May 14, 2021 6:02 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 03-31-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
Address: 51 MADISON AVE
New York , NY10010
Form 13F File Number: 028-06325

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Kevin Bopp
Title: Chief Compliance Officer
Phone: 201-685-6187
Signature, Place, and Date of Signing:
/s/ Kevin Bopp New York , NY 05-12-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
  13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 31
Form 13F Information Table Value Total: 1,659,791
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
DBX ETF TR XTRACK MSCI EURP 233051853 2,850 92,092 SH SOLE 92,092 0 0
GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 2,759 27,550 SH SOLE 27,550 0 0
INDEXIQ ETF TR HDGD FTSE INTL 45409B560 158,656 6,638,309 SH SOLE 6,638,309 0 0
INDEXIQ ETF TR IQ 500 INT ETF 45409B362 245,876 7,681,480 SH SOLE 7,681,480 0 0
INDEXIQ ETF TR IQ CANDRM ESG US 45409B461 375,434 11,103,441 SH SOLE 11,103,441 0 0
INDEXIQ ETF TR IQ CHAIKIN US 45409B396 158,449 4,589,615 SH SOLE 4,589,615 0 0
INDEXIQ ETF TR IQ CHAIKIN US 45409B388 289,884 9,353,564 SH SOLE 9,353,564 0 0
INDEXIQ ETF TR IQ CNDRM ESG INT 45409B453 159,450 5,592,430 SH SOLE 5,592,430 0 0
INDEXIQ ETF TR IQ S&P HGH YLD 45409B412 57,643 2,310,103 SH SOLE 2,310,103 0 0
INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 6,439 290,981 SH SOLE 290,981 0 0
ISHARES INC CORE MSCI EMKT 46434G103 5,060 78,615 SH SOLE 78,615 0 0
ISHARES TR 0-5YR HI YL CP 46434V407 7,595 165,795 SH SOLE 165,795 0 0
ISHARES TR BROAD USD HIGH 46435U853 1,167 28,332 SH SOLE 28,332 0 0
ISHARES TR CORE MSCI EAFE 46432F842 21,043 292,055 SH SOLE 292,055 0 0
ISHARES TR CORE S&P MCP ETF 464287507 1,182 4,542 SH SOLE 4,542 0 0
ISHARES TR CORE S&P SCP ETF 464287804 1,721 15,856 SH SOLE 15,856 0 0
ISHARES TR CORE US AGGBD ET 464287226 14,209 124,824 SH SOLE 124,824 0 0
ISHARES TR EAFE SML CP ETF 464288273 3,266 47,018 SH SOLE 47,018 0 0
ISHARES TR INTRM GOV CR ETF 464288612 30,444 265,051 SH SOLE 265,051 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 9,455 62,388 SH SOLE 62,388 0 0
ISHARES TR SHORT TREAS BD 464288679 17,402 157,474 SH SOLE 157,474 0 0
ISHARES TR USD INV GRDE ETF 464288620 4,252 72,016 SH SOLE 72,016 0 0
SCHWAB STRATEGIC TR US AGGREGATE B 808524839 14,207 263,338 SH SOLE 263,338 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 4,607 61,899 SH SOLE 61,899 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4,417 44,314 SH SOLE 44,314 0 0
SPDR SER TR SPDR BLOOMBERG 78468R663 5,909 64,581 SH SOLE 64,581 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1,802 55,435 SH SOLE 55,435 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 12,225 55,230 SH SOLE 55,230 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 5,356 55,770 SH SOLE 55,770 0 0
VANGUARD WORLD FD MEGA CAP INDEX 921910873 28,904 206,118 SH SOLE 206,118 0 0
VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 8,128 85,375 SH SOLE 85,375 0 0

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