Form 13F-HR Kohlberg Kravis Roberts For: Sep 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
09-30-2019 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Kohlberg Kravis Roberts & Co. L.P. |
| Address: |
9 WEST 57TH STREET SUITE 4200 |
|
|
|
NEW YORK
,
NY10019
|
| Form 13F File Number: |
028-12880 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Lew Breckenridge |
| Title: |
Director and CCO of KKR Private and Capital Markets |
| Phone: |
(212) 271-9102 |
| Signature, Place, and Date of Signing: |
| /s/ Lew Breckenridge |
New York
,
NY
|
11-14-2019 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
2 |
|
|
|
Form 13F Information Table Entry Total: |
52 |
|
Form 13F Information Table Value Total: |
17,777,800 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-13533 |
KKR Investment Management LLC |
|
028-14775 |
KKR Credit Advisors (US) LLC |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-13533 |
KKR Investment Management LLC |
|
2 |
028-14775 |
KKR Credit Advisors (US) LLC |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ALTAIR ENGR INC |
NOTE 0.250% 6/0 |
021369AA1 |
7,103 |
7,000,000 |
PRN |
|
OTR |
1 |
0 |
7,000,000 |
0 |
| ARES CAP CORP |
COM |
04010L103 |
1,081 |
58,000 |
SH |
|
OTR |
2 |
0 |
58,000 |
0 |
| BECTON DICKINSON & CO |
PFD SHS CONV A |
075887208 |
29,407 |
475,000 |
SH |
|
OTR |
1 |
0 |
475,000 |
0 |
| BRIDGEBIO PHARMA INC |
COM |
10806X102 |
792,257 |
36,900,661 |
SH |
|
OTR |
|
0 |
36,900,661 |
0 |
| BRIGHTVIEW HLDGS INC |
COM |
10948C107 |
1,001,873 |
58,418,246 |
SH |
|
OTR |
|
0 |
58,418,246 |
0 |
| CAESARS ENTMT CORP |
COM |
127686103 |
5,830 |
500,000 |
SH |
|
OTR |
2 |
0 |
500,000 |
0 |
| COHERUS BIOSCIENCES INC |
COM |
19249H103 |
61,895 |
3,055,055 |
SH |
|
OTR |
|
0 |
3,055,055 |
0 |
| DAVE & BUSTERS ENTMT INC |
COM |
238337109 |
31,582 |
810,838 |
SH |
|
OTR |
2 |
0 |
810,838 |
0 |
| DEXCOM INC |
NOTE 0.750% 5/1 |
252131AF4 |
4,924 |
3,000,000 |
PRN |
|
OTR |
1 |
0 |
3,000,000 |
0 |
| DOMINION ENERGY INC |
UNIT 99/99/9999 |
25746U133 |
106 |
100,000 |
SH |
|
OTR |
1 |
0 |
100,000 |
0 |
| DTE ENERGY CO |
UNIT 99/99/9999 |
233331883 |
127,361 |
2,195,506 |
SH |
|
OTR |
1 |
0 |
2,195,506 |
0 |
| FINISAR CORP |
NOTE 0.500%12/1 |
31787AAP6 |
60,116 |
60,236,000 |
PRN |
|
OTR |
1 |
0 |
60,236,000 |
0 |
| FISERV INC |
COM |
337738108 |
11,438,995 |
110,425,667 |
SH |
|
OTR |
|
0 |
110,425,667 |
0 |
| FIVE9 INC |
NOTE 0.125% 5/0 |
338307AB7 |
17,883 |
12,000,000 |
PRN |
|
OTR |
1 |
0 |
12,000,000 |
0 |
| FOCUS FINL PARTNERS INC |
COM CL A |
34417P100 |
226,667 |
9,523,809 |
SH |
|
OTR |
|
0 |
9,523,809 |
0 |
| FTI CONSULTING INC |
NOTE 2.000% 8/1 |
302941AP4 |
6,706 |
5,500,000 |
PRN |
|
OTR |
1 |
0 |
5,500,000 |
0 |
| GARDNER DENVER HLDGS INC |
COM |
36555P107 |
1,999,286 |
70,671,135 |
SH |
|
OTR |
|
0 |
70,671,135 |
0 |
| KIMBELL RTY PARTNERS LP |
UNIT |
49435R102 |
72,278 |
4,913,559 |
SH |
|
OTR |
|
0 |
4,913,559 |
0 |
| KKR & CO INC |
CL A |
48251W104 |
125,313 |
4,667,166 |
SH |
|
OTR |
1 |
0 |
4,667,166 |
0 |
| KKR REAL ESTATE FIN TR INC |
COM |
48251K100 |
429,828 |
22,008,616 |
SH |
|
OTR |
1 |
0 |
22,008,616 |
0 |
| LAUREATE EDUCATION INC |
CL A |
518613203 |
149,169 |
8,999,608 |
SH |
|
OTR |
|
0 |
8,999,608 |
0 |
| LIBERTY MEDIA CORP DELAWARE |
NOTE 1.000% 1/3 |
531229AF9 |
12,431 |
10,000,000 |
PRN |
|
OTR |
1 |
0 |
10,000,000 |
0 |
| LOGMEIN INC |
COM |
54142L109 |
970 |
13,676 |
SH |
|
OTR |
2 |
0 |
13,676 |
0 |
| LYFT INC |
CL A COM |
55087P104 |
100,342 |
2,456,952 |
SH |
|
OTR |
|
0 |
2,456,952 |
0 |
| MADISON SQUARE GARDEN CO NEW |
CL A |
55825T103 |
80,392 |
305,068 |
SH |
|
OTR |
1 |
0 |
305,068 |
0 |
| MERCADOLIBRE INC |
NOTE 2.000% 8/1 |
58733RAD4 |
5,902 |
4,000,000 |
PRN |
|
OTR |
1 |
0 |
4,000,000 |
0 |
| MONTAGE RES CORP |
COM |
61179L100 |
2,786 |
736,989 |
SH |
|
OTR |
1 |
0 |
736,989 |
0 |
| MR COOPER GROUP INC |
COM |
62482R107 |
156,892 |
14,773,245 |
SH |
|
OTR |
|
0 |
14,773,245 |
0 |
| MRC GLOBAL INC |
COM |
55345K103 |
704 |
58,000 |
SH |
|
OTR |
2 |
0 |
58,000 |
0 |
| NATIONAL HEALTH INVS INC |
NOTE 3.250% 4/0 |
63633DAE4 |
28,338 |
23,302,000 |
PRN |
|
OTR |
1 |
0 |
23,302,000 |
0 |
| NICE SYS INC |
NOTE 1.250% 1/1 |
65366HAB9 |
10,734 |
6,000,000 |
PRN |
|
OTR |
1 |
0 |
6,000,000 |
0 |
| OSI SYSTEMS INC |
NOTE 1.250% 9/0 |
671044AD7 |
4,503 |
4,000,000 |
PRN |
|
OTR |
1 |
0 |
4,000,000 |
0 |
| PRICELINE GRP INC |
NOTE 0.350% 6/1 |
741503AS5 |
11,245 |
7,500,000 |
PRN |
|
OTR |
1 |
0 |
7,500,000 |
0 |
| QUORUM HEALTH CORP |
COM |
74909E106 |
3,616 |
2,988,781 |
SH |
|
OTR |
2 |
0 |
2,988,781 |
0 |
| RIGNET INC |
COM |
766582100 |
38,752 |
5,000,254 |
SH |
|
OTR |
|
0 |
5,000,254 |
0 |
| RTI INTL METALS INC |
NOTE 1.625%10/1 |
74973WAB3 |
3,507 |
3,509,000 |
PRN |
|
OTR |
1 |
0 |
3,509,000 |
0 |
| RWT HLDGS INC |
NOTE 5.625%11/1 |
749772AB5 |
5,494 |
5,474,000 |
PRN |
|
OTR |
1 |
0 |
5,474,000 |
0 |
| SCIENCE APPLICATNS INTL CP N |
COM |
808625107 |
250,144 |
2,863,701 |
SH |
|
OTR |
|
0 |
2,863,701 |
0 |
| SEMPRA ENERGY |
6% PFD CONV A |
816851406 |
2,364 |
20,000 |
SH |
|
OTR |
1 |
0 |
20,000 |
0 |
| SEQUENTIAL BRNDS GROUP INC N |
COM |
81734P107 |
164 |
740,740 |
SH |
|
OTR |
2 |
0 |
740,740 |
0 |
| SERVICENOW INC |
NOTE 6/0 |
81762PAC6 |
43,214 |
22,500,000 |
PRN |
|
OTR |
1 |
0 |
22,500,000 |
0 |
| SONOS INC |
COM |
83570H108 |
292,951 |
21,845,682 |
SH |
|
OTR |
|
0 |
21,845,682 |
0 |
| SOUTHERN CO |
UNIT 08/01/2022 |
842587602 |
1,873 |
35,000 |
SH |
|
OTR |
1 |
0 |
35,000 |
0 |
| STERICYCLE INC |
COM |
858912108 |
40,946 |
803,963 |
SH |
|
OTR |
2 |
0 |
803,963 |
0 |
| SUNNOVA ENERGY INTL INC |
COM |
86745K104 |
6,289 |
585,043 |
SH |
|
OTR |
2 |
0 |
585,043 |
0 |
| THERAVANCE BIOPHARMA INC |
NOTE 3.250%11/0 |
88339KAA0 |
20,344 |
21,265,000 |
PRN |
|
OTR |
2 |
0 |
21,265,000 |
0 |
| UNITED RENTALS INC |
COM |
911363109 |
947 |
7,600 |
SH |
|
OTR |
2 |
0 |
7,600 |
0 |
| UXIN LTD |
ADS |
91818X108 |
19,882 |
8,115,058 |
SH |
|
OTR |
|
0 |
8,115,058 |
0 |
| VERSO CORP |
CL A |
92531L207 |
124 |
10,023 |
SH |
|
OTR |
2 |
0 |
10,023 |
0 |
| VICI PPTYS INC |
COM |
925652109 |
18,804 |
830,190 |
SH |
|
OTR |
2 |
0 |
830,190 |
0 |
| WHITING PETE CORP NEW |
NOTE 1.250% 4/0 |
966387AL6 |
10,398 |
10,605,000 |
PRN |
|
OTR |
2 |
0 |
10,605,000 |
0 |
| WORKDAY INC |
NOTE 0.250%10/0 |
98138HAF8 |
13,088 |
10,000,000 |
PRN |
|
OTR |
1 |
0 |
10,000,000 |
0 |
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