Form 13F-HR Kohlberg Kravis Roberts For: Dec 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
12-31-2020 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Kohlberg Kravis Roberts & Co. L.P. |
| Address: |
9 WEST 57TH STREET SUITE 4200 |
|
|
|
NEW YORK
,
NY10019
|
| Form 13F File Number: |
028-12880 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
Lew Breckenridge |
| Title: |
Managing Director and CCO of KKR Private Markets |
| Phone: |
(212) 271-9102 |
| Signature, Place, and Date of Signing: |
| /s/ Lew Breckenridge |
New York
,
NY
|
02-16-2021 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
2 |
|
|
|
Form 13F Information Table Entry Total: |
60 |
|
Form 13F Information Table Value Total: |
19,711,494 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-13533 |
KKR Investment Management LLC |
|
028-14775 |
KKR Credit Advisors (US) LLC |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-13533 |
KKR Investment Management LLC |
|
2 |
028-14775 |
KKR Credit Advisors (US) LLC |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ACADEMY SPORTS & OUTDOORS IN |
COM |
00402L107 |
1,276,705 |
61,587,301 |
SH |
|
OTR |
|
0 |
61,587,301 |
0 |
| ALTAIR ENGR INC |
NOTE 0.250% 6/0 |
021369AA1 |
13,510 |
10,000,000 |
PRN |
|
OTR |
1 |
0 |
10,000,000 |
0 |
| AMERICAN CAMPUS CMNTYS INC |
COM |
024835100 |
61,571 |
1,439,593 |
SH |
|
OTR |
1 |
0 |
1,439,593 |
0 |
| AMERICAN EQTY INVT LIFE HLD |
COM |
025676206 |
76,099 |
2,751,219 |
SH |
|
OTR |
1 |
0 |
2,751,219 |
0 |
| ARES CAPITAL CORP |
COM |
04010L103 |
1,017 |
60,221 |
SH |
|
OTR |
2 |
0 |
60,221 |
0 |
| BAUSCH HEALTH COS INC |
COM |
071734107 |
108,888 |
5,235,000 |
SH |
|
OTR |
1 |
0 |
5,235,000 |
0 |
| BILIBILI INC |
NOTE 1.375% 4/0 |
090040AB2 |
10,557 |
3,000,000 |
PRN |
|
OTR |
1 |
0 |
3,000,000 |
0 |
| BLACKLINE INC |
NOTE 0.125% 8/0 |
09239BAB5 |
9,408 |
5,000,000 |
PRN |
|
OTR |
1 |
0 |
5,000,000 |
0 |
| BLACKSTONE MTG TR INC |
NOTE 4.375% 5/0 |
09257WAB6 |
19,218 |
19,132,000 |
PRN |
|
OTR |
2 |
0 |
19,132,000 |
0 |
| BRIDGEBIO PHARMA INC |
COM |
10806X102 |
2,454,075 |
34,510,971 |
SH |
|
OTR |
|
0 |
34,510,971 |
0 |
| BRIGHTVIEW HLDGS INC |
COM |
10948C107 |
765,573 |
50,633,123 |
SH |
|
OTR |
|
0 |
50,633,123 |
0 |
| CIRCOR INTL INC |
COM |
17273K109 |
36,036 |
937,456 |
SH |
|
OTR |
1 |
0 |
937,456 |
0 |
| COHERUS BIOSCIENCES INC |
COM |
19249H103 |
52,767 |
3,036,076 |
SH |
|
OTR |
|
0 |
3,036,076 |
0 |
| COUSINS PPTYS INC |
COM NEW |
222795502 |
103,256 |
3,082,280 |
SH |
|
OTR |
1 |
0 |
3,082,280 |
0 |
| DAVE & BUSTERS ENTMT INC |
COM |
238337109 |
127,597 |
4,250,415 |
SH |
|
OTR |
2 |
0 |
4,250,415 |
0 |
| DEXCOM INC |
NOTE 0.750%12/0 |
252131AH0 |
8,922 |
4,000,000 |
PRN |
|
OTR |
1 |
0 |
4,000,000 |
0 |
| ENVESTNET INC |
NOTE 1.750% 6/0 |
29404KAB2 |
6,583 |
5,000,000 |
PRN |
|
OTR |
1 |
0 |
5,000,000 |
0 |
| EQUITY RESIDENTIAL |
SH BEN INT |
29476L107 |
140,535 |
2,370,694 |
SH |
|
OTR |
1 |
0 |
2,370,694 |
0 |
| ETSY INC |
NOTE 0.125%10/0 |
29786AAJ5 |
12,967 |
6,113,000 |
PRN |
|
OTR |
1 |
0 |
6,113,000 |
0 |
| FISERV INC |
COM |
337738108 |
9,712,334 |
85,300,667 |
SH |
|
OTR |
|
0 |
85,300,667 |
0 |
| FOCUS FINL PARTNERS INC |
CL A COM |
34417P100 |
414,286 |
9,523,809 |
SH |
|
OTR |
|
0 |
9,523,809 |
0 |
| FS KKR CAP CORP |
COM |
302635206 |
64,942 |
3,921,610 |
SH |
|
OTR |
2 |
0 |
3,921,610 |
0 |
| FS KKR CAP CORP II |
COM |
35952V303 |
119,989 |
7,316,413 |
SH |
|
OTR |
2 |
0 |
7,316,413 |
0 |
| FULLER H B CO |
COM |
359694106 |
65,861 |
1,269,488 |
SH |
|
OTR |
1 |
0 |
1,269,488 |
0 |
| GUIDEWIRE SOFTWARE INC |
NOTE 1.250% 3/1 |
40171VAA8 |
6,037 |
4,675,000 |
PRN |
|
OTR |
1 |
0 |
4,675,000 |
0 |
| INGERSOLL RAND INC |
COM |
45687V106 |
2,040,570 |
44,788,635 |
SH |
|
OTR |
|
0 |
44,788,635 |
0 |
| INTERCEPT PHARMACEUTICALS IN |
NOTE 2.000% 5/1 |
45845PAB4 |
3,008 |
5,000,000 |
PRN |
|
OTR |
2 |
0 |
5,000,000 |
0 |
| INTERCEPT PHARMACEUTICALS IN |
NOTE 3.250% 7/0 |
45845PAA6 |
13,850 |
17,500,000 |
PRN |
|
OTR |
2 |
0 |
17,500,000 |
0 |
| ISHARES TR |
IBOXX HI YD ETF |
464288513 |
5,587 |
64,000 |
SH |
|
OTR |
2 |
0 |
64,000 |
0 |
| KILROY RLTY CORP |
COM |
49427F108 |
102,631 |
1,787,996 |
SH |
|
OTR |
1 |
0 |
1,787,996 |
0 |
| KIMBELL RTY PARTNERS LP |
UNIT |
49435R102 |
32,934 |
4,163,559 |
SH |
|
OTR |
|
0 |
4,163,559 |
0 |
| KKR & CO INC |
COM |
48251W104 |
188,974 |
4,667,166 |
SH |
|
OTR |
1 |
0 |
4,667,166 |
0 |
| KKR REAL ESTATE FIN TR INC |
COM |
48251K100 |
380,523 |
21,234,528 |
SH |
|
OTR |
1 |
0 |
21,234,528 |
0 |
| LAUREATE EDUCATION INC |
CL A |
518613203 |
131,034 |
8,999,608 |
SH |
|
OTR |
|
0 |
8,999,608 |
0 |
| LYFT INC |
CL A COM |
55087P104 |
120,710 |
2,456,952 |
SH |
|
OTR |
|
0 |
2,456,952 |
0 |
| MADISON SQUARE GRDN ENTERTNM |
CL A |
55826T102 |
32,044 |
305,068 |
SH |
|
OTR |
1 |
0 |
305,068 |
0 |
| MADISON SQUARE GRDN SPRT COR |
CL A |
55825T103 |
56,163 |
305,068 |
SH |
|
OTR |
1 |
0 |
305,068 |
0 |
| MGM GROWTH PPTYS LLC |
CL A COM |
55303A105 |
73,542 |
2,349,597 |
SH |
|
OTR |
1 |
0 |
2,349,597 |
0 |
| MICROCHIP TECHNOLOGY INC. |
NOTE 1.625% 2/1 |
595017AD6 |
16,541 |
5,500,000 |
PRN |
|
OTR |
1 |
0 |
5,500,000 |
0 |
| MR COOPER GROUP INC |
COM |
62482R107 |
458,414 |
14,773,245 |
SH |
|
OTR |
|
0 |
14,773,245 |
0 |
| MRC GLOBAL INC |
COM |
55345K103 |
385 |
58,000 |
SH |
|
OTR |
2 |
0 |
58,000 |
0 |
| OKTA INC |
NOTE 0.125% 9/0 |
679295AD7 |
22,231 |
14,705,000 |
PRN |
|
OTR |
1 |
0 |
14,705,000 |
0 |
| OYSTER PT PHARMA INC |
COM |
69242L106 |
19,566 |
1,039,622 |
SH |
|
OTR |
|
0 |
1,039,622 |
0 |
| PINDUODUO INC |
NOTE 12/0 |
722304AC6 |
6,249 |
5,000,000 |
PRN |
|
OTR |
1 |
0 |
5,000,000 |
0 |
| Q2 HLDGS INC |
NOTE 0.750% 6/0 |
74736LAD1 |
12,232 |
8,000,000 |
PRN |
|
OTR |
1 |
0 |
8,000,000 |
0 |
| RADIUS HEALTH INC |
NOTE 3.000% 9/0 |
750469AA6 |
3,131 |
3,500,000 |
PRN |
|
OTR |
2 |
0 |
3,500,000 |
0 |
| REALPAGE INC |
NOTE 1.500%11/1 |
75606NAB5 |
8,327 |
4,000,000 |
PRN |
|
OTR |
1 |
0 |
4,000,000 |
0 |
| REPLIGEN CORP |
NOTE 0.375% 7/1 |
759916AB5 |
14,440 |
8,000,000 |
PRN |
|
OTR |
1 |
0 |
8,000,000 |
0 |
| RIGNET INC |
COM |
766582100 |
29,451 |
5,000,254 |
SH |
|
OTR |
|
0 |
5,000,254 |
0 |
| SEALED AIR CORP NEW |
COM |
81211K100 |
73,774 |
1,611,132 |
SH |
|
OTR |
1 |
0 |
1,611,132 |
0 |
| SEQUENTIAL BRANDS GROUP INC |
COM NEW |
81734P206 |
266 |
18,519 |
SH |
|
OTR |
2 |
0 |
18,519 |
0 |
| SIX FLAGS ENTMT CORP NEW |
COM |
83001A102 |
63,378 |
1,858,606 |
SH |
|
OTR |
1 |
0 |
1,858,606 |
0 |
| SPDR SER TR |
BLOOMBERG BRCLYS |
78468R622 |
5,186 |
47,600 |
SH |
|
OTR |
2 |
0 |
47,600 |
0 |
| STERICYCLE INC |
COM |
858912108 |
1,387 |
20,000 |
SH |
|
OTR |
2 |
0 |
20,000 |
0 |
| TERADYNE INC |
NOTE 1.250%12/1 |
880770AG7 |
37,978 |
10,000,000 |
PRN |
|
OTR |
1 |
0 |
10,000,000 |
0 |
| UNITED RENTALS INC |
COM |
911363109 |
1,623 |
7,000 |
SH |
|
OTR |
2 |
0 |
7,000 |
0 |
| VERSO CORP |
CL A |
92531L207 |
120 |
10,023 |
SH |
|
OTR |
2 |
0 |
10,023 |
0 |
| VIPER ENERGY PARTNERS LP |
COM UNT RP INT |
92763M105 |
38,402 |
3,304,828 |
SH |
|
OTR |
1 |
0 |
3,304,828 |
0 |
| VONAGE HLDGS CORP |
COM |
92886T201 |
16,518 |
1,282,974 |
SH |
|
OTR |
1 |
0 |
1,282,974 |
0 |
| WW INTL INC |
COM |
98262P101 |
31,592 |
1,294,747 |
SH |
|
OTR |
2 |
0 |
1,294,747 |
0 |
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