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Form 13F-HR Knott David M Jr For: Jun 30

August 11, 2022 9:55 AM EDT

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 06-30-2022
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Knott David M Jr
Address: Dorset Management Corporation
485 Underhill Boulevard, Suite 205
Syosset , NY11791
Form 13F File Number: 028-21815

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Knott David M Jr
Title: Investment Manager
Phone: 516-364-0303
Signature, Place, and Date of Signing:
/s/ David M. Knott Jr Syosset , NY 08-11-2022
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 197
Form 13F Information Table Value Total: 238,140
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-10281 DORSET MANAGEMENT CORP

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
2 028-10281 DORSET MANAGEMENT CORP

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Aadi Bioscience, Inc. Common 00032Q104 173 14,039 SH DFND 2 14,039 0 0
Abbott Laboratories Common 002824100 5 50 SH DFND 50 0 0
AbbVie Inc. Common 00287Y109 3,069 20,037 SH DFND 20,037 0 0
ADMA Biologics, Inc. Common 000899104 302 152,301 SH DFND 2 152,301 0 0
Adobe Systems Common 00724F101 13 35 SH DFND 35 0 0
AECOM Common 00766T100 15 228 SH DFND 228 0 0
African Gold Acquistion Corp. Common G0112R108 10 1,000 SH DFND 1,000 0 0
African Gold Acquistion Corp. Warrants Common G0112R124 9 750 SH DFND 750 0 0
African Gold Acquistion Corp. Warrants Common G0112R124 5,175 450,000 SH DFND 2 450,000 0 0
Alerian MLP ETF Common 00162Q452 4 120 SH DFND 120 0 0
AllianceBernstein Holding L.P. Common 01881G106 2,100 50,500 SH DFND 50,500 0 0
Alphabet Inc-Cl C Common 02079K107 12,250 5,600 SH DFND 2 5,600 0 0
Alphabet Inc-Cl C Common 02079K107 24 11 SH DFND 11 0 0
Alphabet Inc-Cl A Common 02079K305 33 15 SH DFND 15 0 0
Amazon Inc. Common 023135106 32 300 SH DFND 300 0 0
American Tower Corp Common 03027X100 24 93 SH DFND 93 0 0
Apollo Global Management, Inc. Common 03768E105 10,908 225,000 SH DFND 2 225,000 0 0
Apple Inc. Common 037833100 287 2,100 SH DFND 2,100 0 0
Apple Inc. Common 037833100 54 394 SH DFND 394 0 0
Aramark Inc. Common 03852U106 20 651 SH DFND 651 0 0
Arc Resources Ltd. Common 03940R107 15 1,229 SH DFND 1,229 0 0
AT&T Inc. Common 00206R102 419 20,000 SH DFND 20,000 0 0
Aurinia Pharmaceuticals Inc. Common 05156V102 811 80,694 SH DFND 2 80,694 0 0
Avadel Pharmaceuticals plc Common 05337M104 546 223,780 SH DFND 2 223,780 0 0
B. Riley Principal 150 Merger Corp. Common 05601V103 20 2,000 SH DFND 2,000 0 0
B. Riley Principal 150 Merger Corp. Wts Common 05601V111 8 667 SH DFND 667 0 0
B. Riley Principal 150 Merger Corp. Wts Common 05601V111 663 57,654 SH DFND 2 57,654 0 0
B.Riley Principal 250 Merger Corp. Wts. Common 05602L112 1,342 116,666 SH DFND 2 116,666 0 0
Bank of Nova Scotia Common 064149107 24 400 SH DFND 400 0 0
Becton Dickinson & Co Common 075557109 26 106 SH DFND 106 0 0
Biohaven Pharmaceutical Holding Co. Ltd Common G11196105 3,650 25,051 SH DFND 2 25,051 0 0
Blackrock Inc. Common 09247X101 19 31 SH DFND 31 0 0
Blackstone Inc. Common 09260D107 19 210 SH DFND 210 0 0
Bridgebio Pharma, Inc. Common 10806X102 1,936 213,206 SH DFND 2 213,206 0 0
Broadcom Inc. Common 11135F101 34 71 SH DFND 71 0 0
Brookfield Infrastructure Corporation Common 11275Q107 212 4,999 SH DFND 4,999 0 0
Brookfield Infrastructure Partners L.P. Common G16252101 1,720 45,000 SH DFND 45,000 0 0
Calumet Specialty Products Partners, LP Common 131476103 44,937 4,325,000 SH DFND 2 4,325,000 0 0
Canadian Natural Resources Limited Common 136385101 344 6,400 SH DFND 6,400 0 0
Capitol Federal Financial, Inc. Common 14057J101 18 2,000 SH DFND 2,000 0 0
Cenovus Energy Inc. Common 15135U109 1,806 95,000 SH DFND 2 95,000 0 0
Chesapeake Energy Corporation Common 165167735 1,622 20,000 SH DFND 2 20,000 0 0
Chevron Corp Common 166764100 14 96 SH DFND 96 0 0
Chipotle Mexican Grill Inc. Common 169656105 13 10 SH DFND 10 0 0
Chubb Ltd Common H1467J104 24 121 SH DFND 121 0 0
Cidara Therapeutics, Inc. Common 171757107 310 635,254 SH DFND 2 635,254 0 0
Coca-Cola Co. Common 191216100 604 9,600 SH DFND 9,600 0 0
Cogent Communications Holdings, Inc. Common 19239V302 851 14,000 SH DFND 14,000 0 0
Coherus Biosciences, Inc. Common 19249H103 1,348 186,134 SH DFND 2 186,134 0 0
Coliseum Acquisition Corp. Wts Common G2263T107 5,693 495,000 SH DFND 2 495,000 0 0
Colombier Acquisition Corp. Wts. Common 19533H116 307 26,666 SH DFND 2 26,666 0 0
Conagra Brands, Inc. Common 205887102 342 10,000 SH DFND 10,000 0 0
Conocophillips Common 20825C104 10 113 SH DFND 113 0 0
Corteva, Inc. Common 22052L104 626 11,563 SH DFND 11,563 0 0
Crane Holdings Co. Common 224441105 17 194 SH DFND 194 0 0
CTI BioPharma Corp. Common 12648L601 3,383 566,687 SH DFND 2 566,687 0 0
CVS Health Corp Common 126650100 24 258 SH DFND 258 0 0
Danaher Corporation Common 235851102 46 180 SH DFND 180 0 0
DigitalBridge Group, Inc. Common 25401T108 7 1,466 SH DFND 1,466 0 0
Disney Walt Co. Common 254687106 11 116 SH DFND 116 0 0
DocGo, Inc. Common 256086109 9,996 1,400,000 SH DFND 2 1,400,000 0 0
Dow Inc. Common 260557103 575 11,136 SH DFND 11,136 0 0
DuPont de Nemours, Inc. Common 26614N102 619 11,136 SH DFND 11,136 0 0
Eagle Materials Inc. Common 26969P108 25 228 SH DFND 228 0 0
Eiger BioPharmaceuticals, Inc. Common 28249U105 2,579 409,292 SH DFND 2 409,292 0 0
Eli Lilly & Co. Common 532457108 97 300 SH DFND 300 0 0
Entasis Therapeutics Holding Common 293614103 92 41,700 SH DFND 2 41,700 0 0
Equinix Inc. Common 29444U700 24 37 SH DFND 37 0 0
F.N.B. Corporation Common 302520101 646 59,485 SH DFND 59,485 0 0
Fortress Trans & Infrastructure Inv. LLC Common 34960P101 8,220 425,000 SH DFND 2 425,000 0 0
Franklin BSP Realty Trust, Inc. Common 35243J101 11,580 859,047 SH DFND 2 859,047 0 0
FS Bancorp, Inc. Common 30263Y104 126 4,380 SH DFND 4,380 0 0
FS KKR Capital Corp. Common 302635107 659 33,925 SH DFND 33,925 0 0
F-Star Therapeutics, Inc. Common 30315R107 472 75,454 SH DFND 2 75,454 0 0
Generac Holdings Inc. Common 368736104 15 69 SH DFND 69 0 0
General Electric Company Common 369604301 20 312 SH DFND 312 0 0
Glass Houses Acquisition Corp. Warrants Common 37714P111 2,875 250,000 SH DFND 2 250,000 0 0
Globus Medical, Inc. Common 379577208 1,057 18,831 SH DFND 2 18,831 0 0
Heritage NOLA Bancorp, Inc. Common 42727P108 51 3,000 SH DFND 3,000 0 0
Home Depot Inc. Common 437076102 22 80 SH DFND 80 0 0
Horizon Therapeutics Public Ltd. Company Common G46188101 3,469 43,490 SH DFND 2 43,490 0 0
HV Bancorp, Inc. Common 40441H105 500 25,000 SH DFND 25,000 0 0
Ibere Pharmaceuticals Common G46843101 353 36,000 SH DFND 2 36,000 0 0
Ibere Pharmaceuticals Warrants Common G46843119 207 18,000 SH DFND 2 18,000 0 0
Incyte Corporation Common 45337C102 3,329 43,820 SH DFND 2 43,820 0 0
Innoviva, Inc. Common 45781M101 1,701 115,269 SH DFND 2 115,269 0 0
International Game Technology PLC Common G4863A108 306 16,500 SH DFND 16,500 0 0
Intuitive Surgical Inc. Common 46120E602 12 61 SH DFND 61 0 0
Invesco S&P 500 Equal Weight ETF Common 46137V357 13 96 SH DFND 96 0 0
Invesco S&P 500 Pure Value ETF Common 46137V258 6 78 SH DFND 78 0 0
Iovance Biotherapeutics, Inc. Common 462260100 360 32,614 SH DFND 2 32,614 0 0
iPath Series B S&P 500 VIX Short-Term Fut Common 06747R477 2,308 100,000 SH DFND 2 100,000 0 0
iShares Core S&P 500 ETF Common 464287200 163 429 SH DFND 429 0 0
iShares Core S&P Small-Cap ETF Common 464287804 18 197 SH DFND 197 0 0
Ishares Inc MSCI Eurozone Common 464286608 2 55 SH DFND 55 0 0
Ishares Inc MSCI Germany Common 464286806 3 150 SH DFND 150 0 0
Ishares Trust Russell Mid Cap Value Common 464287473 28 273 SH DFND 273 0 0
Ishares Trust Russell Mid Cap Value Growth Common 464287481 55 695 SH DFND 695 0 0
Ishares Trust Russell 2000 Value Common 464287630 12 86 SH DFND 86 0 0
Ishares Trust Russell 2000 Growth Common 464287648 24 118 SH DFND 118 0 0
Ishares Trust Core S&P Small Cap Common 464287804 29 313 SH DFND 313 0 0
Ishares Trust MSCI Eafe Value Common 464288877 3 63 SH DFND 63 0 0
Ishares Trust MSCI Eafe Value Growth Common 464288885 20 252 SH DFND 252 0 0
Ishares Trust MSCI United Kingdom Small Cap Common 46429B416 8 246 SH DFND 246 0 0
Ishares Trust Core MSCI Eafe Common 46432F842 37 633 SH DFND 633 0 0
Ishares Inc. Core MSCI Emerging Markets Common 46434G103 18 363 SH DFND 363 0 0
Ishares Trust MSCI United Kingdom Common 46435G334 3 116 SH DFND 116 0 0
Iqvia Holdings Inc. Common 46266C105 26 122 SH DFND 122 0 0
Jazz Pharmaceuticals PLC Common G50871105 3,496 22,411 SH DFND 2 22,411 0 0
Johnson & Johnson Common 478160104 4,402 24,800 SH DFND 24,800 0 0
JPMorgan Chase & Co. Common 46625H100 2,277 20,220 SH DFND 20,220 0 0
JPMorgan Chase & Co. Common 46625H100 19 165 SH DFND 165 0 0
Kairos Acquisition Corp. Warrants Common G52110106 1,602 139,278 SH DFND 2 139,278 0 0
Kennedy-Wilson Holdings, Inc. Common 489398107 3,315 175,000 SH DFND 2 175,000 0 0
Kimberly-Clark Corporation Common 494368103 811 6,000 SH DFND 6,000 0 0
Kiwetinohk Energy Corp. Common 49836K102 1,745 160,000 SH DFND 2 160,000 0 0
Lamb Weston Holdings, Inc. Common 513272104 238 3,333 SH DFND 3,333 0 0
Leap Therapeutics, Inc. Common 52187K101 470 408,953 SH DFND 2 408,953 0 0
Legacy Housing Corporation Common 52472M101 85 6,500 SH DFND 6,500 0 0
Ligand Pharmaceuticals Incorporated Common 53220K504 3,569 40,000 SH DFND 40,000 0 0
Ligand Pharmaceuticals Incorporated Common 53220K504 6,692 75,000 SH DFND 2 75,000 0 0
Linde PLC Common G5494J103 20 70 SH DFND 70 0 0
Live Oak Mobility Aquisition Corp. Wts Common 538126111 828 72,030 SH DFND 2 72,030 0 0
Longview Acquisition Corp II Common 54319Q105 624 63,900 SH DFND 2 63,900 0 0
Longview Acquisition Corp II Warrants Common 54319Q113 147 12,780 SH DFND 2 12,780 0 0
Lululemon Athletica Inc. Common 550021109 11 39 SH DFND 39 0 0
M&T Bank Corporation Common 55261F104 558 3,500 SH DFND 3,500 0 0
Macquarie Infrastructure Holdings, LLC Common 55608B105 40 10,350 SH DFND 10,350 0 0
Medicus Science Acquisition, Corp. Common G5960S108 1,956 200,000 SH DFND 2 200,000 0 0
Medicus Science Acquisition, Corp. Wts Common G5960S124 256 22,222 SH DFND 2 22,222 0 0
Medtronic, Inc. Common 585055106 94 1,050 SH DFND 1,050 0 0
MeiraGTx Holdings plc Common G59665102 392 51,750 SH DFND 2 51,750 0 0
Merck & Co., Inc. Common 58933Y105 2,234 24,500 SH DFND 24,500 0 0
Microsoft Corporation Common 594918104 360 1,400 SH DFND 1,400 0 0
Microsoft Corporation Common 594918104 51 200 SH DFND 200 0 0
Midwest Holding Inc. Common 59833J206 4,251 353,937 SH DFND 2 353,937 0 0
Mondelez International Inc. Common 50075N104 869 14,000 SH DFND 14,000 0 0
Morgan Stanley Common 617446448 22 293 SH DFND 293 0 0
Newmont Goldcorp Corporation Common 651639106 119 2,000 SH DFND 2,000 0 0
Nike Inc. Common 654106103 9 91 SH DFND 91 0 0
Northwest Bancshares, Inc. Common 667340103 128 10,000 SH DFND 10,000 0 0
Nvidia Corp Common 67066G104 19 128 SH DFND 128 0 0
Occidental Petroleum Corporation Common 674599105 75 1,273 SH DFND 1,273 0 0
Occidential Pertro Wts exp. 8/3/27 Common 674599105 3 158 SH DFND 158 0 0
Organon & Co. Common 68622V106 83 2,450 SH DFND 2,450 0 0
Oshkosh Corp Common 688239201 21 258 SH DFND 258 0 0
Ovintiv Inc. Common 69047Q102 1,547 35,000 SH DFND 2 35,000 0 0
Paccar Inc. Common 693718108 8 99 SH DFND 99 0 0
Palo Alto Networks Inc. Common 697435105 17 34 SH DFND 34 0 0
Pfizer Inc. Common 717081103 7,524 143,500 SH DFND 143,500 0 0
Proctor & Gamble Company Common 742718109 5 35 SH DFND 35 0 0
Pure Cycle Corporation Common 746228303 843 80,000 SH DFND 80,000 0 0
QualTek Services Inc. - Warrants Common 74760R113 288 25,000 SH DFND 2 25,000 0 0
Quanta Services Inc. Common 74762E110 22 176 SH DFND 176 0 0
Radius Health Inc. Common 750469207 1,015 97,888 SH DFND 2 97,888 0 0
Regeneron Pharmaceuticals, Inc. Common 75886F107 1,478 2,500 SH DFND 2 2,500 0 0
Royal Bank of Canada Common 780087102 242 2,500 SH DFND 2,500 0 0
Ryman Hospitality Properties, Inc. Common 78377T107 1,855 24,400 SH DFND 24,400 0 0
Salesforce Inc. Common 79466L302 13 77 SH DFND 77 0 0
Schlumberger Ltd. Common 806857108 10 292 SH DFND 292 0 0
Sculptor Cap Mgmt CL A Common 811246107 2 200 SH DFND 200 0 0
Service Properties Trust Common 81761L102 5 1,000 SH DFND 1,000 0 0
Sierra Oncology Common 82640U404 3,066 55,758 SH DFND 2 55,758 0 0
South State Corporation Common 840441109 82 1,068 SH DFND 1,068 0 0
SPDR S&P Biotech ETF Common 78464A870 59 800 SH DFND 2 800 0 0
Starwood Property Trust, Inc. Common 85571B105 8 400 SH DFND 400 0 0
Stronghold Digital Mining, Inc. Common 86337R103 331 199,322 SH DFND 2 199,322 0 0
SVB Financial Group Common 78486Q101 16 40 SH DFND 40 0 0
Target Corp Common 87612E106 20 139 SH DFND 139 0 0
Tastemaker Acquisition Corp. Warrants Common 876545112 1,150 100,000 SH DFND 2 100,000 0 0
Teck Resources Ltd. Common 878742204 1,529 50,000 SH DFND 2 50,000 0 0
TEGNA Inc. Common 87901J105 63 3,000 SH DFND 3,000 0 0
Tesla Inc. Common 88160R101 10 15 SH DFND 15 0 0
The Chemours Company Common 163851108 22 680 SH DFND 680 0 0
The Kraft Heinz Company Common 500754106 117 3,065 SH DFND 3,065 0 0
The Mosaic Company Common 61945C103 1,653 35,000 SH DFND 2 35,000 0 0
The RMR Group Inc. Common 74967R106 12 414 SH DFND 414 0 0
Thermo Fisher Schientific Inc. Common 883556102 24 45 SH DFND 45 0 0
TotalEnergies SE - ADR Common 89151E109 111 2,100 SH DFND 2,100 0 0
Twelve Seas Investment Company II Warrants Common 90118T114 1,917 166,666 SH DFND 2 166,666 0 0
United Rentals Inc. Common 911363109 19 78 SH DFND 78 0 0
United Healthcare Group Inc. Common 91324P102 29 57 SH DFND 57 0 0
Valley National Bancorp Common 919794107 333 32,000 SH DFND 32,000 0 0
Vanguard Real Estate Index Fund ETF Shares Common 922908553 7 74 SH DFND 74 0 0
Verizon Communications Inc. Common 92343V104 862 16,991 SH DFND 16,991 0 0
Vertex Pharmaceuticals, Inc. Common 92532F100 4,790 17,000 SH DFND 2 17,000 0 0
Viking Therapeutics, Inc. Common 92686J106 771 266,803 SH DFND 2 266,803 0 0
Vulcan Materials Inc. Common 929160109 15 103 SH DFND 103 0 0
W.P. Carey Inc. Common 92936U109 994 12,000 SH DFND 12,000 0 0
Wabtec Corporation Common 929740108 1 12 SH DFND 12 0 0
Walmart Inc. Comon 931124103 27 225 SH DFND 225 0 0
Warrior Technologies Acquisition Comp Wt Common 936273119 144 12,500 SH DFND 2 12,500 0 0
Warrior Technologies Acquisition Company Common 936273101 249 25,000 SH DFND 2 25,000 0 0
Wells Fargo & Co. Common 949746101 17 438 SH DFND 438 0 0
Workday Inc. Common 98138H101 6 45 SH DFND 45 0 0
Xenon Pharmaceuticals Inc. Common 98420N105 1,810 59,500 SH DFND 2 59,500 0 0
Zimmer Biomet Holdings Common 98956P102 20 190 SH DFND 190 0 0


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