Form 13F-HR Invst, LLC For: Dec 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
12-31-2019 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Invst, LLC |
Address: |
3625 E. 96TH STREET |
|
|
|
INDIANAPOLIS
,
IN46240
|
Form 13F File Number: |
028-21281 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Dipen Mehta |
Title: |
Chief Operating Officer |
Phone: |
3172187494 |
Signature, Place, and Date of Signing: |
Dipen Mehta |
Indianapolis
,
IN
|
06-23-2021 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
93 |
|
Form 13F Information Table Value Total: |
291,103,624 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ETF MANAGERS TR |
PRIME CYBR SCRTY |
26924G201 |
200 |
4,821 |
SH |
|
SOLE |
0 |
0 |
0 |
4,821 |
CENTURYLINK INC |
COM |
156700106 |
212 |
16,073 |
SH |
|
SOLE |
0 |
0 |
0 |
16,073 |
INVESCO EXCHANGE TRADED FD T |
S&P500 EQL WGT |
46137V357 |
634 |
5,475 |
SH |
|
SOLE |
0 |
0 |
0 |
5,475 |
SCHWAB STRATEGIC TR |
EMRG MKTEQ ETF |
808524706 |
10,235 |
373,939 |
SH |
|
SOLE |
0 |
0 |
0 |
373,939 |
SCHWAB STRATEGIC TR |
US REIT ETF |
808524847 |
17,645 |
383,916 |
SH |
|
SOLE |
0 |
0 |
0 |
383,916 |
DISNEY WALT CO |
COM DISNEY |
254687106 |
361 |
2,493 |
SH |
|
SOLE |
0 |
0 |
0 |
2,493 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
4,233 |
13,151 |
SH |
|
SOLE |
0 |
0 |
0 |
13,151 |
SPDR SERIES TRUST |
BLOMBERG INTL TR |
78464A516 |
1,483 |
51,461 |
SH |
|
SOLE |
0 |
0 |
0 |
51,461 |
PEPSICO INC |
COM |
713448108 |
263 |
1,923 |
SH |
|
SOLE |
0 |
0 |
0 |
1,923 |
INVESCO EXCHNG TRADED FD TR |
PFD ETF |
46138E511 |
4,573 |
304,642 |
SH |
|
SOLE |
0 |
0 |
0 |
304,642 |
COSTCO WHSL CORP NEW |
COM |
22160K105 |
225 |
764 |
SH |
|
SOLE |
0 |
0 |
0 |
764 |
SPDR INDEX SHS FDS |
S&P INTL ETF |
78463X772 |
722 |
17,962 |
SH |
|
SOLE |
0 |
0 |
0 |
17,962 |
VANGUARD MUN BD FD INC |
TAX EXEMPT BD |
922907746 |
1,022 |
19,080 |
SH |
|
SOLE |
0 |
0 |
0 |
19,080 |
AMAZON COM INC |
COM |
023135106 |
613 |
332 |
SH |
|
SOLE |
0 |
0 |
0 |
332 |
QUALCOMM INC |
COM |
747525103 |
208 |
2,353 |
SH |
|
SOLE |
0 |
0 |
0 |
2,353 |
LIBERTY PPTY TR |
SH BEN INT |
531172104 |
334 |
5,560 |
SH |
|
SOLE |
0 |
0 |
0 |
5,560 |
AT&T INC |
COM |
00206R102 |
462 |
11,828 |
SH |
|
SOLE |
0 |
0 |
0 |
11,828 |
APPLE INC |
COM |
037833100 |
1,964 |
6,687 |
SH |
|
SOLE |
0 |
0 |
0 |
6,687 |
VANGUARD WORLD FDS |
UTILITIES ETF |
92204A876 |
7,639 |
53,462 |
SH |
|
SOLE |
0 |
0 |
0 |
53,462 |
VANGUARD WORLD FDS |
INDUSTRIAL ETF |
92204A603 |
7,491 |
48,684 |
SH |
|
SOLE |
0 |
0 |
0 |
48,684 |
PIMCO ETF TR |
INV GRD CRP BD |
72201R817 |
4,434 |
40,325 |
SH |
|
SOLE |
0 |
0 |
0 |
40,325 |
ISHARES TR |
MSCI MIN VOL ETF |
46429B697 |
1,794 |
27,354 |
SH |
|
SOLE |
0 |
0 |
0 |
27,354 |
SCHWAB STRATEGIC TR |
INTRM TRM TRES |
808524854 |
5,962 |
108,544 |
SH |
|
SOLE |
0 |
0 |
0 |
108,544 |
PHILIP MORRIS INTL INC |
COM |
718172109 |
303 |
3,564 |
SH |
|
SOLE |
0 |
0 |
0 |
3,564 |
NIKE INC |
CL B |
654106103 |
226 |
2,232 |
SH |
|
SOLE |
0 |
0 |
0 |
2,232 |
INTEL CORP |
COM |
458140100 |
209 |
3,492 |
SH |
|
SOLE |
0 |
0 |
0 |
3,492 |
US BANCORP DEL |
COM NEW |
902973304 |
522 |
8,798 |
SH |
|
SOLE |
0 |
0 |
0 |
8,798 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
354 |
2,539 |
SH |
|
SOLE |
0 |
0 |
0 |
2,539 |
ISHARES TR |
US TREAS BD ETF |
46429B267 |
4,677 |
180,294 |
SH |
|
SOLE |
0 |
0 |
0 |
180,294 |
SHOPIFY INC |
CL A |
82509L107 |
223 |
560 |
SH |
|
SOLE |
0 |
0 |
0 |
560 |
ISHARES TR |
RUSSELL 3000 ETF |
464287689 |
263 |
1,393 |
SH |
|
SOLE |
0 |
0 |
0 |
1,393 |
INTELLIA THERAPEUTICS INC |
COM |
45826J105 |
177 |
12,047 |
SH |
|
SOLE |
0 |
0 |
0 |
12,047 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
631 |
2,787 |
SH |
|
SOLE |
0 |
0 |
0 |
2,787 |
ONEOK INC NEW |
COM |
682680103 |
228 |
3,008 |
SH |
|
SOLE |
0 |
0 |
0 |
3,008 |
ISHARES TR |
BARCLAYS 7 10 YR |
464287440 |
6,788 |
61,582 |
SH |
|
SOLE |
0 |
0 |
0 |
61,582 |
ISHARES INC |
CORE MSCI EMKT |
46434G103 |
3,196 |
59,454 |
SH |
|
SOLE |
0 |
0 |
0 |
59,454 |
PROCTER & GAMBLE CO |
COM |
742718109 |
276 |
2,211 |
SH |
|
SOLE |
0 |
0 |
0 |
2,211 |
VANGUARD INDEX FDS |
VALUE ETF |
922908744 |
8,063 |
67,272 |
SH |
|
SOLE |
0 |
0 |
0 |
67,272 |
VANGUARD WORLD FDS |
FINANCIALS ETF |
92204A405 |
7,725 |
101,266 |
SH |
|
SOLE |
0 |
0 |
0 |
101,266 |
SPDR SERIES TRUST |
S&P BK ETF |
78464A797 |
237 |
5,014 |
SH |
|
SOLE |
0 |
0 |
0 |
5,014 |
VANGUARD INDEX FDS |
REAL ESTATE ETF |
922908553 |
7,731 |
83,314 |
SH |
|
SOLE |
0 |
0 |
0 |
83,314 |
SCHWAB STRATEGIC TR |
US LCAP GR ETF |
808524300 |
15,008 |
161,535 |
SH |
|
SOLE |
0 |
0 |
0 |
161,535 |
SPDR SERIES TRUST |
S&P 600 SMCP VAL |
78464A300 |
5,190 |
78,982 |
SH |
|
SOLE |
0 |
0 |
0 |
78,982 |
TERADATA CORP DEL |
COM |
88076W103 |
426 |
15,910 |
SH |
|
SOLE |
0 |
0 |
0 |
15,910 |
ISHARES TR |
IBOXX INV CP ETF |
464287242 |
7,077 |
55,305 |
SH |
|
SOLE |
0 |
0 |
0 |
55,305 |
CME GROUP INC |
COM |
12572Q105 |
240 |
1,198 |
SH |
|
SOLE |
0 |
0 |
0 |
1,198 |
SPDR SERIES TRUST |
S&P 600 SMCP GRW |
78464A201 |
8,594 |
133,196 |
SH |
|
SOLE |
0 |
0 |
0 |
133,196 |
ISHARES TR |
3 7 YR TREAS BD |
464288661 |
1,592 |
12,658 |
SH |
|
SOLE |
0 |
0 |
0 |
12,658 |
SCHWAB STRATEGIC TR |
INTL EQTY ETF |
808524805 |
12,534 |
372,703 |
SH |
|
SOLE |
0 |
0 |
0 |
372,703 |
ISHARES TR |
USA SIZE FACTOR |
46432F370 |
1,473 |
15,124 |
SH |
|
SOLE |
0 |
0 |
0 |
15,124 |
VANGUARD WORLD FDS |
HEALTH CAR ETF |
92204A504 |
216 |
1,126 |
SH |
|
SOLE |
0 |
0 |
0 |
1,126 |
ISHARES TR |
CORE S&P TTL STK |
464287150 |
2,931 |
40,328 |
SH |
|
SOLE |
0 |
0 |
0 |
40,328 |
APOLLO GLOBAL MGMT INC |
COM CL A |
03768E105 |
251 |
5,257 |
SH |
|
SOLE |
0 |
0 |
0 |
5,257 |
SELECT SECTOR SPDR TR |
TECHNOLOGY |
81369Y803 |
277 |
3,026 |
SH |
|
SOLE |
0 |
0 |
0 |
3,026 |
FACEBOOK INC |
CL A |
30303M102 |
1,135 |
5,528 |
SH |
|
SOLE |
0 |
0 |
0 |
5,528 |
SALESFORCE COM INC |
COM |
79466L302 |
668 |
4,105 |
SH |
|
SOLE |
0 |
0 |
0 |
4,105 |
ALTRIA GROUP INC |
COM |
02209S103 |
223 |
4,472 |
SH |
|
SOLE |
0 |
0 |
0 |
4,472 |
CITIGROUP INC |
COM NEW |
172967424 |
249 |
3,116 |
SH |
|
SOLE |
0 |
0 |
0 |
3,116 |
ISHARES TR |
INTRM TR CRP ETF |
464288638 |
1,116 |
19,246 |
SH |
|
SOLE |
0 |
0 |
0 |
19,246 |
VERIZON COMMUNICATIONS INC |
COM |
92343V104 |
361 |
5,872 |
SH |
|
SOLE |
0 |
0 |
0 |
5,872 |
UNITEDHEALTH GROUP INC |
COM |
91324P102 |
270 |
920 |
SH |
|
SOLE |
0 |
0 |
0 |
920 |
SCHWAB STRATEGIC TR |
US TIPS ETF |
808524870 |
2,816 |
49,735 |
SH |
|
SOLE |
0 |
0 |
0 |
49,735 |
TESLA INC |
COM |
88160R101 |
912 |
2,181 |
SH |
|
SOLE |
0 |
0 |
0 |
2,181 |
MERCK & CO INC |
COM |
58933Y105 |
209 |
2,298 |
SH |
|
SOLE |
0 |
0 |
0 |
2,298 |
NVIDIA CORP |
COM |
67066G104 |
204 |
867 |
SH |
|
SOLE |
0 |
0 |
0 |
867 |
ISHARES TR |
CORE MSCI EAFE |
46432F842 |
3,831 |
58,720 |
SH |
|
SOLE |
0 |
0 |
0 |
58,720 |
MICROSOFT CORP |
COM |
594918104 |
1,003 |
6,358 |
SH |
|
SOLE |
0 |
0 |
0 |
6,358 |
VANGUARD WORLD FDS |
INF TECH ETF |
92204A702 |
8,294 |
33,873 |
SH |
|
SOLE |
0 |
0 |
0 |
33,873 |
ISHARES US ETF TR |
SHT MAT BD ETF |
46431W507 |
716 |
14,249 |
SH |
|
SOLE |
0 |
0 |
0 |
14,249 |
ISHARES TR |
CORE S&P MCP ETF |
464287507 |
765 |
3,717 |
SH |
|
SOLE |
0 |
0 |
0 |
3,717 |
ISHARES TR |
MBS ETF |
464288588 |
1,443 |
13,352 |
SH |
|
SOLE |
0 |
0 |
0 |
13,352 |
VANGUARD TAX MANAGED INTL FD |
FTSE DEV MKT ETF |
921943858 |
8,709 |
197,666 |
SH |
|
SOLE |
0 |
0 |
0 |
197,666 |
VANGUARD SCOTTSDALE FDS |
LG-TERM COR BD |
92206C813 |
6,575 |
64,863 |
SH |
|
SOLE |
0 |
0 |
0 |
64,863 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
466 |
348 |
SH |
|
SOLE |
0 |
0 |
0 |
348 |
MEDICAL PPTYS TRUST INC |
COM |
58463J304 |
213 |
10,069 |
SH |
|
SOLE |
0 |
0 |
0 |
10,069 |
SCHWAB STRATEGIC TR |
SHT TM US TRES |
808524862 |
298 |
5,906 |
SH |
|
SOLE |
0 |
0 |
0 |
5,906 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
1,127 |
843 |
SH |
|
SOLE |
0 |
0 |
0 |
843 |
ISHARES TR |
20 YR TR BD ETF |
464287432 |
7,134 |
52,655 |
SH |
|
SOLE |
0 |
0 |
0 |
52,655 |
STAR BULK CARRIERS CORP |
SHS PAR |
Y8162K204 |
128 |
10,808 |
SH |
|
SOLE |
0 |
0 |
0 |
10,808 |
PIMCO ETF TR |
INTER MUN BD ACT |
72201R866 |
1,575 |
28,543 |
SH |
|
SOLE |
0 |
0 |
0 |
28,543 |
BANK AMER CORP |
COM |
060505104 |
296 |
8,411 |
SH |
|
SOLE |
0 |
0 |
0 |
8,411 |
NOMURA HLDGS INC |
SPONSORED ADR |
65535H208 |
145 |
28,103 |
SH |
|
SOLE |
0 |
0 |
0 |
28,103 |
ISHARES TR |
USA QUALITY FCTR |
46432F339 |
2,564 |
25,384 |
SH |
|
SOLE |
0 |
0 |
0 |
25,384 |
ISHARES TR |
CORE S&P500 ETF |
464287200 |
16,945 |
52,423 |
SH |
|
SOLE |
0 |
0 |
0 |
52,423 |
VANGUARD CHARLOTTE FDS |
INTL BD IDX ETF |
92203J407 |
3,519 |
62,194 |
SH |
|
SOLE |
0 |
0 |
0 |
62,194 |
ISHARES TR |
GLOBAL TECH ETF |
464287291 |
1,673 |
7,946 |
SH |
|
SOLE |
0 |
0 |
0 |
7,946 |
CROWN CASTLE INTL CORP NEW |
COM |
22822V101 |
244 |
1,715 |
SH |
|
SOLE |
0 |
0 |
0 |
1,715 |
ALPHATEC HOLDINGS INC |
COM NEW |
02081G201 |
644 |
90,708 |
SH |
|
SOLE |
0 |
0 |
0 |
90,708 |
SEAGATE TECHNOLOGY PLC |
SHS |
G7945M107 |
209 |
3,506 |
SH |
|
SOLE |
0 |
0 |
0 |
3,506 |
SCHWAB STRATEGIC TR |
US LCAP VA ETF |
808524409 |
10,763 |
179,030 |
SH |
|
SOLE |
0 |
0 |
0 |
179,030 |
VANGUARD INDEX FDS |
SM CP VAL ETF |
922908611 |
491 |
3,583 |
SH |
|
SOLE |
0 |
0 |
0 |
3,583 |
JOHNSON & JOHNSON |
COM |
478160104 |
372 |
2,553 |
SH |
|
SOLE |
0 |
0 |
0 |
2,553 |
SELECT SECTOR SPDR TR |
SBI CONS DISCR |
81369Y407 |
7,727 |
61,613 |
SH |
|
SOLE |
0 |
0 |
0 |
61,613 |