Form 13F-HR Independent Family Offic For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
03-31-2022 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
Independent Family Office, LLC |
| Address: |
677 BROADWAY, 7TH FLOOR |
|
|
|
ALBANY
,
NY12207
|
| Form 13F File Number: |
028-19927 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
WILLIAM M. REICKERT |
| Title: |
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER |
| Phone: |
(518) 452-8050 |
| Signature, Place, and Date of Signing: |
| WILLIAM M. REICKERT |
ALBANY
,
NY
|
05-16-2022 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
67 |
|
Form 13F Information Table Value Total: |
305,808 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| SPDR S&P 500 ETF |
TR UNIT |
78462F103 |
172,424 |
381,773 |
SH |
|
SOLE |
|
0 |
0 |
381,773 |
| ISHARES TR |
RUS 1000 VAL ETF |
464287598 |
11,488 |
69,214 |
SH |
|
SOLE |
|
0 |
0 |
69,214 |
| ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
9,226 |
44,946 |
SH |
|
SOLE |
|
0 |
0 |
44,946 |
| SPDR GOLD TR |
GOLD SHS |
78463V107 |
8,458 |
46,821 |
SH |
|
SOLE |
|
0 |
0 |
46,821 |
| ISHARES TR |
ISHARES TR FLTG RATE NT ETF |
46429B655 |
6,690 |
132,413 |
SH |
|
SOLE |
|
0 |
0 |
132,413 |
| ISHARES TR |
RUS 2000 VAL ETF |
464287630 |
6,601 |
40,899 |
SH |
|
SOLE |
|
0 |
0 |
40,899 |
| ISHARES TR |
TIPS BD ETF |
464287176 |
6,024 |
48,356 |
SH |
|
SOLE |
|
0 |
0 |
48,356 |
| SCOTTS MIRACLE-GRO CO |
CL A |
810186106 |
5,421 |
44,089 |
SH |
|
SOLE |
|
0 |
0 |
44,089 |
| KASPIEN HOLDINGS INC |
COM NEW |
485837108 |
5,202 |
716,514 |
SH |
|
SOLE |
|
0 |
0 |
716,514 |
| TAIWAN SEMICONDUCTOR MFG LTD |
SPONSORED ADS |
874039100 |
4,732 |
45,387 |
SH |
|
SOLE |
|
0 |
0 |
45,387 |
| VANGUARD DIVIDEND APPRECIATION |
DIV APP ETF |
921908844 |
4,421 |
23,649 |
SH |
|
SOLE |
|
0 |
0 |
23,649 |
| ISHARES TR |
GL TIMB FORE ETF |
464288174 |
3,759 |
42,089 |
SH |
|
SOLE |
|
0 |
0 |
42,089 |
| ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
3,047 |
67,487 |
SH |
|
SOLE |
|
0 |
0 |
67,487 |
| ISHARES TR |
1 3 YR TREAS BD |
464287457 |
2,881 |
34,560 |
SH |
|
SOLE |
|
0 |
0 |
34,560 |
| VANECK VECTORS ETF TR |
GOLD MINERS ETF |
92189F106 |
2,608 |
68,000 |
SH |
|
SOLE |
|
0 |
0 |
68,000 |
| PTC INC |
COM |
69370C100 |
2,527 |
23,460 |
SH |
|
SOLE |
|
0 |
0 |
23,460 |
| ISHARES TR |
IBOXX INV CP ETF |
464287242 |
1,968 |
16,271 |
SH |
|
SOLE |
|
0 |
0 |
16,271 |
| ISHARES TR |
U.S. REAL ES ETF |
464287739 |
1,859 |
17,176 |
SH |
|
SOLE |
|
0 |
0 |
17,176 |
| BERKSHIRE HATHAWAY A(HLDG CO) |
CL A |
084670108 |
1,587 |
3 |
SH |
|
SOLE |
|
0 |
0 |
3 |
| THERMO FISHER SCIENTIFIC INC |
COM |
883556102 |
1,471 |
2,490 |
SH |
|
SOLE |
|
0 |
0 |
2,490 |
| GOLUB CAP BDC INC COM |
COM |
38173M102 |
1,453 |
95,500 |
SH |
|
SOLE |
|
0 |
0 |
95,500 |
| VANGUARD WORLD FDS |
CONSUM STP ETF |
92204A207 |
1,354 |
6,909 |
SH |
|
SOLE |
|
0 |
0 |
6,909 |
| ISHARES TR |
BARCLAYS 7 10 YR |
464287440 |
1,334 |
12,416 |
SH |
|
SOLE |
|
0 |
0 |
12,416 |
| ISHARES TR |
US OIL GS EX ETF |
464288851 |
1,230 |
14,592 |
SH |
|
SOLE |
|
0 |
0 |
14,592 |
| MICROSOFT CORP |
COM |
594918104 |
1,215 |
3,940 |
SH |
|
SOLE |
|
0 |
0 |
3,940 |
| INVESCO EXCHANGE TRADED FD T |
BUYBACK ACHIEV |
46137V308 |
1,098 |
12,136 |
SH |
|
SOLE |
|
0 |
0 |
12,136 |
| BERKSHIRE HATHAWAY CL-B NEW |
CL B NEW |
084670702 |
1,078 |
3,055 |
SH |
|
SOLE |
|
0 |
0 |
3,055 |
| MOLINA HEALTHCARE INC |
COM |
60855R100 |
1,075 |
3,223 |
SH |
|
SOLE |
|
0 |
0 |
3,223 |
| SPROTT PHYSICAL GOLD TR |
UNIT |
85207H104 |
1,051 |
68,391 |
SH |
|
SOLE |
|
0 |
0 |
68,391 |
| ISHARES TR |
SP SMCP600VL ETF |
464287879 |
1,032 |
10,080 |
SH |
|
SOLE |
|
0 |
0 |
10,080 |
| VANGUARD WORLD FDS |
UTILITIES ETF |
92204A876 |
990 |
6,116 |
SH |
|
SOLE |
|
0 |
0 |
6,116 |
| ISHARES TR |
PFD AND INCM SEC |
464288687 |
978 |
26,849 |
SH |
|
SOLE |
|
0 |
0 |
26,849 |
| APPLE INC |
COM |
037833100 |
953 |
5,460 |
SH |
|
SOLE |
|
0 |
0 |
5,460 |
| VANGUARD STAR FDS |
VG TL INTL STK F |
921909768 |
942 |
15,774 |
SH |
|
SOLE |
|
0 |
0 |
15,774 |
| REGIONS FINANCIAL CORP NEW |
COM |
7591EP100 |
929 |
41,722 |
SH |
|
SOLE |
|
0 |
0 |
41,722 |
| ALPHABET INC CL C |
CAP STK CL C |
02079K107 |
871 |
312 |
SH |
|
SOLE |
|
0 |
0 |
312 |
| ISHARES U S ETF TR |
BLACKROCK ST MAT |
46431W507 |
759 |
15,318 |
SH |
|
SOLE |
|
0 |
0 |
15,318 |
| JPMORGAN CHASE & CO |
COM |
46625H100 |
695 |
3,922 |
SH |
|
SOLE |
|
0 |
0 |
3,922 |
| VANGUARD TAX-MANAGED INTL FD |
FTSE DEV MKT ETF |
921943858 |
671 |
13,978 |
SH |
|
SOLE |
|
0 |
0 |
13,978 |
| SSGA ACTIVE ETF TR |
MULT ASS RLRTN |
78467V103 |
563 |
18,271 |
SH |
|
SOLE |
|
0 |
0 |
18,271 |
| VANGUARD INDEX FDS |
S&P 500 ETF SHS |
922908363 |
547 |
1,318 |
SH |
|
SOLE |
|
0 |
0 |
1,318 |
| JOHNSON & JOHNSON |
COM |
478160104 |
524 |
3,847 |
SH |
|
SOLE |
|
0 |
0 |
3,847 |
| ISHARES INC |
MSCI CDA ETF |
464286509 |
501 |
12,466 |
SH |
|
SOLE |
|
0 |
0 |
12,466 |
| CISCO SYS INC |
COM |
17275R102 |
497 |
8,909 |
SH |
|
SOLE |
|
0 |
0 |
8,909 |
| NEWMONT CORP |
COM |
651639106 |
469 |
5,906 |
SH |
|
SOLE |
|
0 |
0 |
5,906 |
| OLO INC |
CLA |
68134L109 |
438 |
33,062 |
SH |
|
SOLE |
|
0 |
0 |
33,062 |
| WALMART INC |
COM |
931142103 |
399 |
2,680 |
SH |
|
SOLE |
|
0 |
0 |
2,680 |
| ISHARES US MEDICAL DEV ETF |
U.S. MED DVC ETF |
464288810 |
366 |
6,000 |
SH |
|
SOLE |
|
0 |
0 |
6,000 |
| AMERICAN EXPRESS CO |
COM |
025816109 |
361 |
1,932 |
SH |
|
SOLE |
|
0 |
0 |
1,932 |
| CATERPILLAR INC |
COM |
149123101 |
331 |
1,484 |
SH |
|
SOLE |
|
0 |
0 |
1,484 |
| ISHARES TR |
CORE US AGGBD ET |
464287226 |
325 |
3,032 |
SH |
|
SOLE |
|
0 |
0 |
3,032 |
| T-MOBILE US INC COM |
COM |
872590104 |
321 |
2,500 |
SH |
|
SOLE |
|
0 |
0 |
2,500 |
| TRITON INTL LTD |
CL A |
G9078F107 |
316 |
4,505 |
SH |
|
SOLE |
|
0 |
0 |
4,505 |
| COSTCO WHOLESALE CORP NEW |
COM |
22160K105 |
309 |
537 |
SH |
|
SOLE |
|
0 |
0 |
537 |
| BOEING CO |
COM |
097023105 |
306 |
1,600 |
SH |
|
SOLE |
|
0 |
0 |
1,600 |
| BK OF AMERICA CORP COM |
COM |
060505104 |
298 |
7,219 |
SH |
|
SOLE |
|
0 |
0 |
7,219 |
| PEPSICO INC NC |
COM |
713448108 |
297 |
1,774 |
SH |
|
SOLE |
|
0 |
0 |
1,774 |
| ILLINOIS TOOL WKS INC |
COM |
452308109 |
266 |
1,271 |
SH |
|
SOLE |
|
0 |
0 |
1,271 |
| ALPHABET INC CL A |
CAP STK CL A |
02079K305 |
248 |
89 |
SH |
|
SOLE |
|
0 |
0 |
89 |
| VANGUARD INDEX FDS |
SM CP VAL ETF |
922908611 |
245 |
1,390 |
SH |
|
SOLE |
|
0 |
0 |
1,390 |
| RPM INTERNATIONAL INC |
COM |
749685103 |
235 |
2,887 |
SH |
|
SOLE |
|
0 |
0 |
2,887 |
| ISHARES US AEROSPACE AND DEFENSE ETF |
US AER DEF ETF |
464288760 |
222 |
2,000 |
SH |
|
SOLE |
|
0 |
0 |
2,000 |
| TRI CONTL CORP |
COM |
895436103 |
215 |
6,987 |
SH |
|
SOLE |
|
0 |
0 |
6,987 |
| NEW GOLD INC CDA |
COM |
644535106 |
202 |
112,189 |
SH |
|
SOLE |
|
0 |
0 |
112,189 |
| ISHARES GOLD TRUST |
ISHARES NEW |
464285204 |
13,889 |
377,123 |
SH |
|
SOLE |
|
0 |
0 |
377,123 |
| INVESCO QQQ TRUST, SERIES 1 |
UNIT SER 1 |
46090E103 |
738 |
2,035 |
SH |
|
SOLE |
|
0 |
0 |
2,035 |
| SHELL PLC |
SPON ADS |
780259305 |
278 |
5,060 |
SH |
|
SOLE |
|
0 |
0 |
5,060 |
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