Form 13F-HR ICON ADVISERS INC/CO For: Jun 30

August 4, 2021 1:08 PM EDT

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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 06-30-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ICON ADVISERS INC/CO
Address: 8480 Orchard Road
Suite 1200
GREENWOOD VILLAGE , CO80111
Form 13F File Number: 028-07066

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Jack Quillin
Title: Chief Compliance Officer
Phone: 303-328-9236
Signature, Place, and Date of Signing:
/s/ Jack Quillin Greenwood Village , CO 08-04-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 164
Form 13F Information Table Value Total: 613,007
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBVIE INC COM 00287Y109 6,599 58,586 SH SOLE 60 0 58,526
Adobe Inc. COM 00724F101 14,131 24,129 SH SOLE 8,829 0 15,300
Advanced Drainage Systems Inc. COM 00790R104 3,346 28,700 SH SOLE 14,300 0 14,400
AES Corporation COM 00130H105 1,715 65,800 SH SOLE 0 0 65,800
AIR LEASE CORP CL A COM 00912X302 539 12,906 SH SOLE 0 0 12,906
Alamo Group Inc. COM 011311107 3,664 24,000 SH SOLE 14,000 0 10,000
Alleghany Corporation COM 017175100 1,401 2,100 SH SOLE 0 0 2,100
ALLY FINL INC COM 02005N100 8,592 172,400 SH SOLE 45,500 0 126,900
Alphabet Inc. Class C COM 02079K107 6,025 2,404 SH SOLE 4 0 2,400
ALTRIA GROUP INC COM 02209S103 362 7,600 SH SOLE 0 0 7,600
Amazon.com Inc. COM 023135106 4,551 1,323 SH SOLE 0 0 1,323
AMEREN CORP COM 023608102 2,001 25,000 SH SOLE 0 0 25,000
AMERICAN ELEC PWR INC COM 025537101 1,616 19,100 SH SOLE 0 0 19,100
AMERICAN EXPRESS CO COM 025816109 2,346 14,200 SH SOLE 0 0 14,200
Annaly Capital Management Inc. COM 035710409 2,119 238,675 SH SOLE 0 0 238,675
ANTHEM INC COM 036752103 3,474 9,100 SH SOLE 0 0 9,100
Apollo Tactical Income Fund In COM 037638103 1,447 92,483 SH SOLE 0 0 92,483
ARMSTRONG WORLD INDS INC NEW COM 04247X102 5,148 48,000 SH SOLE 0 0 48,000
Ashland Global Holdings Inc. COM 044186104 1,487 17,000 SH SOLE 0 0 17,000
Assurant Inc. COM 04621X108 1,359 8,700 SH SOLE 0 0 8,700
Atlantica Sustainable Infrastr COM G0751N103 7,518 202,000 SH SOLE 0 0 202,000
Autodesk Inc. COM 052769106 5,108 17,500 SH SOLE 0 0 17,500
AVANGRID INC COM 05351W103 1,810 35,200 SH SOLE 0 0 35,200
Baker Hughes Company Class A COM 05722G100 5,964 260,781 SH SOLE 84,473 0 176,308
BANK AMER CORP COM 060505104 11,372 275,815 SH SOLE 86,627 0 189,188
Berry Global Group Inc COM 08579W103 3,718 57,000 SH SOLE 0 0 57,000
Black Hills Corporation COM 092113109 1,024 15,600 SH SOLE 0 0 15,600
BOOZ ALLEN HAMILTON HLDG CORP COM 099502106 2,641 31,000 SH SOLE 0 0 31,000
Bristol-Myers Squibb Company COM 110122108 4,109 61,500 SH SOLE 0 0 61,500
BROADCOM INC COM 11135F101 2,474 5,188 SH SOLE 5,188 0 0
BRUNSWICK CORP COM 117043109 5,923 59,460 SH SOLE 21,860 0 37,600
Canadian Pacific Railway Limit COM 13645T100 2,018 26,240 SH SOLE 26,240 0 0
Chart Industries Inc. COM 16115Q308 12,729 86,992 SH SOLE 15,392 0 71,600
Chemours Co. COM 163851108 800 23,000 SH SOLE 0 0 23,000
Cigna Corporation COM 125523100 2,394 10,100 SH SOLE 0 0 10,100
CITIGROUP INC COM NEW COM 172967424 1,012 14,300 SH SOLE 0 0 14,300
Comcast Corporation Class A COM 20030N101 687 12,050 SH SOLE 150 0 11,900
Consolidated Water Co. Ltd. COM G23773107 813 69,300 SH SOLE 0 0 69,300
Crane Co. COM 224399105 1,349 14,600 SH SOLE 0 0 14,600
CSX Corporation COM 126408103 1,232 38,400 SH SOLE 300 0 38,100
Cummins Inc. COM 231021106 3,200 13,125 SH SOLE 25 0 13,100
Darling Ingredients Inc. COM 237266101 1,215 18,000 SH SOLE 0 0 18,000
Delek US Holdings Inc COM 24665A103 6,486 300,000 SH SOLE 0 0 300,000
Diamondback Energy Inc. COM 25278X109 12,020 128,017 SH SOLE 29,517 0 98,500
Direxion Daily S&P 500 Bull 3x COM 25459W862 2,138 20,058 SH SOLE 1,964 0 18,094
Direxion Daily Small Cap Bull COM 25459W847 1,273 13,000 SH SOLE 400 0 12,600
Duke Energy Corporation COM 26441C204 2,261 22,900 SH SOLE 0 0 22,900
Eagle Materials Inc. COM 26969P108 3,709 26,100 SH SOLE 0 0 26,100
Eastman Chemical Company COM 277432100 2,463 21,100 SH SOLE 0 0 21,100
Eaton Corp. Plc COM G29183103 889 6,000 SH SOLE 0 0 6,000
Eaton Vance Senior Floating Ra COM 27828Q105 2,315 163,578 SH SOLE 0 0 163,578
Eaton Vance Short Duration Div COM 27828V104 1,368 103,120 SH SOLE 0 0 103,120
eBay Inc. COM 278642103 3,824 54,461 SH SOLE 34,761 0 19,700
EMCOR Group Inc. COM 29084Q100 2,254 18,300 SH SOLE 0 0 18,300
EnerSys COM 29275Y102 5,287 54,100 SH SOLE 0 0 54,100
EOG Resources Inc. COM 26875P101 4,673 56,000 SH SOLE 0 0 56,000
EPAM Systems Inc. COM 29414B104 16,775 32,831 SH SOLE 6,931 0 25,900
Equitable Holdings Inc. COM 29452E101 834 27,400 SH SOLE 0 0 27,400
Euronet Worldwide Inc. COM 298736109 9,201 67,977 SH SOLE 16,827 0 51,150
Evergy Inc. COM 30034W106 3,414 56,500 SH SOLE 0 0 56,500
Extreme Networks Inc. COM 30226D106 7,106 636,757 SH SOLE 0 0 636,757
Exxon Mobil Corporation COM 30231G102 6,497 103,000 SH SOLE 0 0 103,000
Fastenal Company COM 311900104 2,444 47,000 SH SOLE 0 0 47,000
Fifth Third Bancorp COM 316773100 1,892 49,500 SH SOLE 0 0 49,500
Five Below Inc. COM 33829M101 6,707 34,701 SH SOLE 12,601 0 22,100
Genpact Limited COM G3922B107 3,362 74,000 SH SOLE 0 0 74,000
Genuine Parts Company COM 372460105 3,276 25,900 SH SOLE 0 0 25,900
Global Payments Inc. COM 37940X102 14,267 76,075 SH SOLE 14,620 0 61,455
GOLDMAN SACHS GROUP INC COM 38141G104 3,080 8,115 SH SOLE 15 0 8,100
Green Brick Partners Inc. COM 392709101 2,411 106,008 SH SOLE 0 0 106,008
Herman Miller Inc. COM 600544100 6,128 130,000 SH SOLE 0 0 130,000
HIGHLAND FLOATNG RATE OPPRT II COM 43010E404 361 33,112 SH SOLE 0 0 33,112
HOME DEPOT INC COM 437076102 1,003 3,144 SH SOLE 3,144 0 0
Hubbell Incorporated Class B COM 443510607 3,681 19,700 SH SOLE 0 0 19,700
II-VI Incorporated COM 902104108 5,147 70,900 SH SOLE 0 0 70,900
International Business Machine COM 459200101 865 5,900 SH SOLE 0 0 5,900
International Paper Company COM 460146103 4,850 79,100 SH SOLE 0 0 79,100
Invesco Dynamic Credit Opportu COM 46132R104 2,072 174,728 SH SOLE 0 0 174,728
IQVIA HLDGS INC COM 46266C105 2,214 9,138 SH SOLE 0 0 9,138
J.B. Hunt Transport Services I COM 445658107 3,594 22,054 SH SOLE 0 0 22,054
Jabil Inc. COM 466313103 3,045 52,400 SH SOLE 0 0 52,400
JPMORGAN CHASE & CO COM 46625H100 10,887 69,995 SH SOLE 17,442 0 52,553
Juniper Networks Inc. COM 48203R104 2,317 84,700 SH SOLE 0 0 84,700
KB HOME COM 48666K109 1,010 24,800 SH SOLE 0 0 24,800
Kearny Financial Corp. COM 48716P108 1,785 149,400 SH SOLE 0 0 149,400
L3Harris Technologies Inc COM 502431109 3,085 14,272 SH SOLE 8,472 0 5,800
Leggett andl Platt Incorporate COM 524660107 2,352 45,400 SH SOLE 0 0 45,400
LGI HOMES INC COM 50187T106 2,219 13,700 SH SOLE 0 0 13,700
LINCOLN NATL CORP IND COM 534187109 4,449 70,800 SH SOLE 0 0 70,800
LKQ Corporation COM 501889208 2,038 41,400 SH SOLE 0 0 41,400
Lockheed Martin Corporation COM 539830109 2,573 6,800 SH SOLE 0 0 6,800
Lululemon Athletica Inc COM 550021109 4,110 11,261 SH SOLE 4,961 0 6,300
M D C HLDGS INC COM 552676108 3,126 61,776 SH SOLE 0 0 61,776
MAGNA INTL INC COM 559222401 5,749 62,057 SH SOLE 33,857 0 28,200
Marsh & McLennan Companies Inc COM 571748102 661 4,700 SH SOLE 0 0 4,700
MARTIN MARIETTA MATLS INC COM 573284106 3,166 9,000 SH SOLE 0 0 9,000
MASCO CORP COM 574599106 4,418 75,000 SH SOLE 0 0 75,000
MASTEC INC COM 576323109 5,665 53,395 SH SOLE 0 0 53,395
MASTERCARD INCORPORATED CL A COM 57636Q104 14,742 40,380 SH SOLE 6,351 0 34,029
MAXIMUS Inc. COM 577933104 2,490 28,300 SH SOLE 0 0 28,300
MDU Resources Group Inc. COM 552690109 2,664 85,000 SH SOLE 0 0 85,000
MERITOR INC COM 59001K100 3,466 148,000 SH SOLE 0 0 148,000
Monarch Casino & Resort Inc. COM 609027107 6,074 91,800 SH SOLE 18,400 0 73,400
MORGAN STANLEY COM NEW COM 617446448 1,247 13,600 SH SOLE 100 0 13,500
Myers Industries Inc. COM 628464109 2,289 109,000 SH SOLE 0 0 109,000
NATIONAL FUEL GAS CO N J COM 636180101 1,651 31,600 SH SOLE 0 0 31,600
Neenah Inc COM 640079109 2,544 50,700 SH SOLE 0 0 50,700
New Jersey Resources Corporati COM 646025106 1,250 31,600 SH SOLE 0 0 31,600
NEXSTAR MEDIA GROUP INC CL A COM 65336K103 2,662 18,000 SH SOLE 0 0 18,000
NextEra Energy Inc. COM 65339F101 1,275 17,400 SH SOLE 0 0 17,400
NIKE Inc. Class B COM 654106103 10,520 68,092 SH SOLE 22,792 0 45,300
NISOURCE INC COM 65473P105 1,220 49,800 SH SOLE 0 0 49,800
NXP Semiconductors NV COM N6596X109 8,576 41,687 SH SOLE 1,100 0 40,587
OGE ENERGY CORP COM 670837103 1,494 44,400 SH SOLE 0 0 44,400
Old Dominion Freight Line Inc. COM 679580100 4,822 19,000 SH SOLE 0 0 19,000
ONE Gas Inc. COM 68235P108 1,549 20,900 SH SOLE 0 0 20,900
Oshkosh Corp COM 688239201 2,244 18,000 SH SOLE 0 0 18,000
OTTER TAIL CORP COM 689648103 2,104 43,100 SH SOLE 0 0 43,100
Packaging Corporation of Ameri COM 695156109 3,751 27,700 SH SOLE 0 0 27,700
Perficient Inc. COM 71375U101 4,431 55,100 SH SOLE 0 0 55,100
PHILIP MORRIS INTL INC COM 718172109 1,487 15,000 SH SOLE 0 0 15,000
Phillips 66 COM 718546104 4,720 55,000 SH SOLE 0 0 55,000
Pinnacle West Capital Corporat COM 723484101 590 7,200 SH SOLE 0 0 7,200
Primoris Services Corporation COM 74164F103 2,502 85,000 SH SOLE 0 0 85,000
Prudential Financial Inc. COM 744320102 3,228 31,500 SH SOLE 0 0 31,500
PULTE GROUP INC COM 745867101 2,559 46,900 SH SOLE 0 0 46,900
QORVO INC COM 74736K101 5,146 26,300 SH SOLE 0 0 26,300
QUALCOMM Incorporated COM 747525103 2,830 19,800 SH SOLE 0 0 19,800
Rent-A-Center Inc COM 76009N100 1,274 24,000 SH SOLE 0 0 24,000
RiverNorth Specialty Finance C COM 76882B108 1,698 85,343 SH SOLE 0 0 85,343
Rogers Corporation COM 775133101 4,819 24,000 SH SOLE 0 0 24,000
Royal Dutch Shell Plc Sponsore ADR 780259206 6,504 161,000 SH SOLE 0 0 161,000
Saia Inc. COM 78709Y105 2,514 12,000 SH SOLE 0 0 12,000
Science Applications Internati COM 808625107 3,500 39,900 SH SOLE 0 0 39,900
SEMPRA ENERGY COM 816851109 2,120 16,000 SH SOLE 0 0 16,000
Sensata Technologies Holding P COM G8060N102 3,861 66,600 SH SOLE 0 0 66,600
ServiceNow Inc. COM 81762P102 2,125 3,866 SH SOLE 3,866 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 15,789 82,342 SH SOLE 16,376 0 65,966
SPDR Bloomberg Barclays Short COM 78468R408 2,758 100,000 SH SOLE 0 0 100,000
Spire Inc. COM 84857L101 918 12,700 SH SOLE 0 0 12,700
TE Connectivity Ltd. COM H84989104 1,217 9,000 SH SOLE 0 0 9,000
Texas Instruments Incorporated COM 882508104 2,596 13,500 SH SOLE 0 0 13,500
Trane Technologies plc COM G8994E103 4,062 22,060 SH SOLE 60 0 22,000
Truist Financial Corporation COM 89832Q109 2,170 39,100 SH SOLE 0 0 39,100
U.S. Bancorp COM 902973304 4,985 87,500 SH SOLE 0 0 87,500
UGI Corporation COM 902681105 1,310 28,295 SH SOLE 0 0 28,295
ULTA BEAUTY INC COM 90384S303 7,315 21,157 SH SOLE 8,357 0 12,800
UNION PAC CORP COM 907818108 5,071 23,059 SH SOLE 9,730 0 13,329
UNITED RENTALS INC COM 911363109 766 2,400 SH SOLE 0 0 2,400
UNITEDHEALTH GROUP INC COM 91324P102 6,094 15,219 SH SOLE 19 0 15,200
Universal Display Corporation COM 91347P105 3,780 17,000 SH SOLE 0 0 17,000
V.F. Corporation COM 918204108 2,461 30,000 SH SOLE 0 0 30,000
Valero Energy Corporation COM 91913Y100 5,075 65,000 SH SOLE 0 0 65,000
Valmont Industries Inc. COM 920253101 4,485 19,000 SH SOLE 0 0 19,000
Vertical Capital Income Fund A COM 92535C104 1,235 114,314 SH SOLE 0 0 114,314
VISA INC COM CL A COM 92826C839 6,110 26,130 SH SOLE 50 0 26,080
Vodafone Group Plc Sponsored A ADR 92857W308 916 53,500 SH SOLE 0 0 53,500
VOYA FINL INC COM 929089100 6,561 106,690 SH SOLE 39,590 0 67,100
W.W. Grainger Inc. COM 384802104 2,847 6,500 SH SOLE 0 0 6,500
WALGREENS BOOTS ALLIANCE INC COM 931427108 5,277 100,300 SH SOLE 0 0 100,300
Webster Financial Corporation COM 947890109 1,328 24,900 SH SOLE 0 0 24,900
Western Union Company COM 959802109 2,318 100,900 SH SOLE 0 0 100,900
WHIRLPOOL CORP COM 963320106 2,834 13,000 SH SOLE 0 0 13,000
Xcel Energy Inc. COM 98389B100 2,359 35,800 SH SOLE 0 0 35,800


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