Form 13F-HR Hillcrest Wealth Advisor For: Jun 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
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OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
06-30-2021 |
Check here if Amendment |
|
Amendment Number: |
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This Amendment (Check only one.): |
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is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Hillcrest Wealth Advisors - NY, LLC |
Address: |
101 CRAWFORDS CORNER ROAD, SUITE 1311 |
|
|
|
HOLMDEL
,
NJ07733
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Form 13F File Number: |
028-19076 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Danny A Yu |
Title: |
CEO |
Phone: |
732-837-4455 |
Signature, Place, and Date of Signing: |
Danny A Yu |
Holmdel
,
NJ
|
08-02-2021 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
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Report Summary: |
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Number of Other Included
Managers: |
0 |
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|
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Form 13F Information Table Entry Total: |
51 |
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Form 13F Information Table Value Total: |
165,145 |
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(thousands) |
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List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ALEXANDRIA REAL ESTATE EQ IN |
COM |
015271109 |
588 |
3,232 |
SH |
|
SOLE |
|
3,232 |
0 |
0 |
ALPHABET INC |
CAP STK CL A |
02079K305 |
945 |
387 |
SH |
|
SOLE |
|
387 |
0 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
241 |
96 |
SH |
|
SOLE |
|
96 |
0 |
0 |
APPLE INC |
COM |
037833100 |
297 |
2,171 |
SH |
|
SOLE |
|
2,171 |
0 |
0 |
BARRICK GOLD CORP |
COM |
067901108 |
517 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
BERKSHIRE HATHAWAY INC DEL |
CL B NEW |
084670702 |
4,567 |
16,432 |
SH |
|
SOLE |
|
16,432 |
0 |
0 |
BRISTOL-MYERS SQUIBB CO |
COM |
110122108 |
254 |
3,800 |
SH |
|
SOLE |
|
3,800 |
0 |
0 |
DBX ETF TR |
XTRACK MSCI EAFE |
233051200 |
3,135 |
83,525 |
SH |
|
SOLE |
|
83,525 |
0 |
0 |
GLOBAL PMTS INC |
COM |
37940X102 |
3,407 |
18,168 |
SH |
|
SOLE |
|
18,168 |
0 |
0 |
ISHARES GOLD TR |
ISHARES NEW |
464285204 |
349 |
10,350 |
SH |
|
SOLE |
|
10,350 |
0 |
0 |
ISHARES INC |
CORE MSCI EMKT |
46434G103 |
1,234 |
18,414 |
SH |
|
SOLE |
|
18,414 |
0 |
0 |
ISHARES TR |
CORE S&P SCP ETF |
464287804 |
748 |
6,624 |
SH |
|
SOLE |
|
6,624 |
0 |
0 |
ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
12,592 |
54,900 |
SH |
|
SOLE |
|
54,900 |
0 |
0 |
ISHARES TR |
CORE US AGGBD ET |
464287226 |
4,919 |
42,650 |
SH |
|
SOLE |
|
42,650 |
0 |
0 |
ISHARES TR |
RUS 2000 VAL ETF |
464287630 |
10,911 |
65,821 |
SH |
|
SOLE |
|
65,821 |
0 |
0 |
ISHARES TR |
RUS 1000 ETF |
464287622 |
2,401 |
9,920 |
SH |
|
SOLE |
|
9,920 |
0 |
0 |
ISHARES TR |
RUS 1000 VAL ETF |
464287598 |
4,639 |
29,243 |
SH |
|
SOLE |
|
29,243 |
0 |
0 |
ISHARES TR |
0-5 YR TIPS ETF |
46429B747 |
4,013 |
37,745 |
SH |
|
SOLE |
|
37,745 |
0 |
0 |
ISHARES TR |
RUS 2000 GRW ETF |
464287648 |
10,498 |
33,682 |
SH |
|
SOLE |
|
33,682 |
0 |
0 |
ISHARES TR |
RUS 1000 GRW ETF |
464287614 |
4,579 |
16,865 |
SH |
|
SOLE |
|
16,865 |
0 |
0 |
ISHARES TR |
CHINA LG-CAP ETF |
464287184 |
285 |
6,150 |
SH |
|
SOLE |
|
6,150 |
0 |
0 |
ISHARES TR |
MSCI EAFE ETF |
464287465 |
355 |
4,500 |
SH |
|
SOLE |
|
4,500 |
0 |
0 |
ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
352 |
6,375 |
SH |
|
SOLE |
|
6,375 |
0 |
0 |
ISHARES TR |
TIPS BD ETF |
464287176 |
2,555 |
19,963 |
SH |
|
SOLE |
|
19,963 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
670 |
4,310 |
SH |
|
SOLE |
|
4,310 |
0 |
0 |
MICROSOFT CORP |
COM |
594918104 |
249 |
921 |
SH |
|
SOLE |
|
921 |
0 |
0 |
ONCONOVA THERAPEUTICS INC |
COM NEW |
68232V801 |
116 |
16,704 |
SH |
|
SOLE |
|
16,704 |
0 |
0 |
PNC FINL SVCS GROUP INC |
COM |
693475105 |
234 |
1,225 |
SH |
|
SOLE |
|
1,225 |
0 |
0 |
SELECT SECTOR SPDR TR |
FINANCIAL |
81369Y605 |
644 |
17,550 |
SH |
|
SOLE |
|
17,550 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI CONS STPLS |
81369Y308 |
224 |
3,200 |
SH |
|
SOLE |
|
3,200 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI HEALTHCARE |
81369Y209 |
1,681 |
13,350 |
SH |
|
SOLE |
|
13,350 |
0 |
0 |
SELECT SECTOR SPDR TR |
ENERGY |
81369Y506 |
595 |
11,050 |
SH |
|
SOLE |
|
11,050 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-INDS |
81369Y704 |
573 |
5,600 |
SH |
|
SOLE |
|
5,600 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI CONS DISCR |
81369Y407 |
357 |
2,000 |
SH |
|
SOLE |
|
2,000 |
0 |
0 |
SPDR GOLD TR |
GOLD SHS |
78463V107 |
464 |
2,800 |
SH |
|
SOLE |
|
2,800 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
14,951 |
34,928 |
SH |
|
SOLE |
|
34,928 |
0 |
0 |
SPDR SER TR |
S&P BIOTECH |
78464A870 |
701 |
5,175 |
SH |
|
SOLE |
|
5,175 |
0 |
0 |
SPDR SER TR |
S&P DIVID ETF |
78464A763 |
3,161 |
25,851 |
SH |
|
SOLE |
|
25,851 |
0 |
0 |
VANGUARD BD INDEX FDS |
TOTAL BND MRKT |
921937835 |
279 |
3,247 |
SH |
|
SOLE |
|
3,247 |
0 |
0 |
VANGUARD BD INDEX FDS |
SHORT TRM BOND |
921937827 |
1,376 |
16,753 |
SH |
|
SOLE |
|
16,753 |
0 |
0 |
VANGUARD INDEX FDS |
REAL ESTATE ETF |
922908553 |
478 |
4,700 |
SH |
|
SOLE |
|
4,700 |
0 |
0 |
VANGUARD INDEX FDS |
TOTAL STK MKT |
922908769 |
267 |
1,200 |
SH |
|
SOLE |
|
1,200 |
0 |
0 |
VANGUARD INDEX FDS |
GROWTH ETF |
922908736 |
3,585 |
12,500 |
SH |
|
SOLE |
|
12,500 |
0 |
0 |
VANGUARD INDEX FDS |
S&P 500 ETF SHS |
922908363 |
28,555 |
72,562 |
SH |
|
SOLE |
|
72,562 |
0 |
0 |
VANGUARD INDEX FDS |
VALUE ETF |
922908744 |
3,437 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
ALLWRLD EX US |
922042775 |
14,072 |
221,990 |
SH |
|
SOLE |
|
221,990 |
0 |
0 |
VANGUARD INTL EQUITY INDEX F |
FTSE EMR MKT ETF |
922042858 |
4,780 |
88,016 |
SH |
|
SOLE |
|
88,016 |
0 |
0 |
VANGUARD SCOTTSDALE FDS |
INT-TERM CORP |
92206C870 |
2,098 |
22,064 |
SH |
|
SOLE |
|
22,064 |
0 |
0 |
VANGUARD TAX-MANAGED INTL FD |
FTSE DEV MKT ETF |
921943858 |
5,163 |
100,207 |
SH |
|
SOLE |
|
100,207 |
0 |
0 |
VANGUARD WORLD FDS |
CONSUM STP ETF |
92204A207 |
319 |
1,750 |
SH |
|
SOLE |
|
1,750 |
0 |
0 |
VANGUARD WORLD FDS |
INF TECH ETF |
92204A702 |
1,735 |
4,350 |
SH |
|
SOLE |
|
4,350 |
0 |
0 |