Form 13F-HR HARVEST MANAGEMENT LLC For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
HARVEST MANAGEMENT LLC |
Address: |
515 Madison Ave |
|
20th Fl |
|
|
|
New York
,
NY10022
|
Form 13F File Number: |
028-06505 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
Marjorie Gochberg Kellner |
Title: |
Managing Member |
Phone: |
212-644-2202 |
Signature, Place, and Date of Signing: |
/s/ Marjorie Gochberg Kellner |
New York
,
NY
|
05-16-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
2 |
|
|
|
Form 13F Information Table Entry Total: |
53 |
|
Form 13F Information Table Value Total: |
114,275 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
|
028-07384 |
BOHRER NATHANIEL |
|
028-04407 |
KELLNER MARJORIE GOCHBERG |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
|
1 |
028-07384 |
BOHRER NATHANIEL |
|
2 |
028-04407 |
KELLNER MARJORIE GOCHBERG |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ACTIVISION BLIZZARD INC |
COM |
00507V109 |
2,443 |
30,500 |
SH |
|
OTR |
1,2 |
0 |
30,500 |
0 |
ACTIVISION BLIZZARD INC |
COM |
00507V109 |
1,602 |
20,000 |
SH |
Put |
OTR |
1,2 |
0 |
20,000 |
0 |
AECOM |
COM |
00766T100 |
999 |
13,000 |
SH |
|
OTR |
1,2 |
0 |
13,000 |
0 |
ALLEGHANY CORP MD |
COM |
017175100 |
4,177 |
4,932 |
SH |
|
OTR |
1,2 |
0 |
4,932 |
0 |
ALPHABET INC |
CAP STK CL C |
02079K107 |
232 |
83 |
SH |
|
OTR |
1,2 |
0 |
83 |
0 |
ANALOG DEVICES INC |
COM |
032654105 |
616 |
3,732 |
SH |
|
OTR |
1,2 |
0 |
3,732 |
0 |
ANAPLAN INC |
COM |
03272L108 |
4,001 |
61,500 |
SH |
|
OTR |
1,2 |
0 |
61,500 |
0 |
APPLE INC |
COM |
037833100 |
543 |
3,110 |
SH |
|
OTR |
1,2 |
0 |
3,110 |
0 |
ATOTECH LTD |
COM |
G0625A105 |
593 |
27,000 |
SH |
|
OTR |
1,2 |
0 |
27,000 |
0 |
ATOTECH LTD |
COM |
G0625A105 |
988 |
45,000 |
SH |
Put |
OTR |
1,2 |
0 |
45,000 |
0 |
BIOHAVEN PHARMACTL HLDG CO L |
COM |
G11196105 |
312 |
2,633 |
SH |
|
OTR |
1,2 |
0 |
2,633 |
0 |
BOTTOMLINE TECH DEL INC |
COM |
101388106 |
3,406 |
60,100 |
SH |
|
OTR |
1,2 |
0 |
60,100 |
0 |
CERAGON NETWORKS LTD |
ORD |
M22013102 |
23 |
10,930 |
SH |
|
OTR |
1,2 |
0 |
10,930 |
0 |
CERNER CORP |
COM |
156782104 |
9,702 |
103,700 |
SH |
|
OTR |
1,2 |
0 |
103,700 |
0 |
CHANGE HEALTHCARE INC |
COM |
15912K100 |
654 |
30,000 |
SH |
|
OTR |
1,2 |
0 |
30,000 |
0 |
CHANGE HEALTHCARE INC |
COM |
15912K100 |
654 |
30,000 |
SH |
Put |
OTR |
1,2 |
0 |
30,000 |
0 |
COHERENT INC |
COM |
192479103 |
4,215 |
15,418 |
SH |
|
OTR |
1,2 |
0 |
15,418 |
0 |
CUMMINS INC |
COM |
231021106 |
205 |
1,000 |
SH |
|
OTR |
1,2 |
0 |
1,000 |
0 |
KOHLS CORP |
COM |
500255104 |
1,814 |
30,000 |
SH |
Put |
OTR |
1,2 |
0 |
30,000 |
0 |
KOHLS CORP |
COM |
500255104 |
1,512 |
25,000 |
SH |
|
OTR |
1,2 |
0 |
25,000 |
0 |
KOHLS CORP |
COM |
500255104 |
1,796 |
29,700 |
SH |
Call |
OTR |
1,2 |
0 |
29,700 |
0 |
LUMEN TECHNOLOGIES INC |
COM |
550241103 |
141 |
12,540 |
SH |
|
OTR |
1,2 |
0 |
12,540 |
0 |
MACYS INC |
COM |
55616P104 |
974 |
40,000 |
SH |
Put |
OTR |
1,2 |
0 |
40,000 |
0 |
MANDIANT INC |
COM |
562662106 |
669 |
30,000 |
SH |
|
OTR |
1,2 |
0 |
30,000 |
0 |
MIMECAST LTD |
ORD SHS |
G14838109 |
5,280 |
66,362 |
SH |
|
OTR |
1,2 |
0 |
66,362 |
0 |
MOMENTIVE GLOBAL INC |
COM |
60878Y108 |
2,317 |
142,500 |
SH |
Put |
OTR |
1,2 |
0 |
142,500 |
0 |
MOMENTIVE GLOBAL INC |
COM |
60878Y108 |
6,011 |
369,682 |
SH |
|
OTR |
1,2 |
0 |
369,682 |
0 |
NIELSEN HLDGS PLC |
SHS EUR |
G6518L108 |
2,247 |
82,500 |
SH |
|
OTR |
1,2 |
0 |
82,500 |
0 |
OMNICELL COM |
COM |
68213N109 |
371 |
2,868 |
SH |
|
OTR |
1,2 |
0 |
2,868 |
0 |
ORTHO CLINICAL DIAGNOSTICS H |
ORD SHS |
G6829J107 |
1,472 |
78,900 |
SH |
|
OTR |
1,2 |
0 |
78,900 |
0 |
PARDES BIOSCIENCES INC |
COM |
69945Q105 |
364 |
50,379 |
SH |
|
OTR |
1,2 |
0 |
50,379 |
0 |
PERSONALIS INC |
COM |
71535D106 |
82 |
10,000 |
SH |
|
OTR |
1,2 |
0 |
10,000 |
0 |
PILGRIMS PRIDE CORP |
COM |
72147K108 |
1,033 |
41,155 |
SH |
|
OTR |
1,2 |
0 |
41,155 |
0 |
PLANTRONICS INC NEW |
COM |
727493108 |
1,182 |
30,000 |
SH |
|
OTR |
1,2 |
0 |
30,000 |
0 |
PLAYTIKA HLDG CORP |
COM |
72815L107 |
1,933 |
100,000 |
SH |
Put |
OTR |
1,2 |
0 |
100,000 |
0 |
PLAYTIKA HLDG CORP |
COM |
72815L107 |
967 |
50,000 |
SH |
|
OTR |
1,2 |
0 |
50,000 |
0 |
PREFERRED APT CMNTYS INC |
COM |
74039L103 |
624 |
25,000 |
SH |
|
OTR |
1,2 |
0 |
25,000 |
0 |
QIAGEN NV |
SHS NEW |
N72482123 |
536 |
10,930 |
SH |
|
OTR |
1,2 |
0 |
10,930 |
0 |
RENEWABLE ENERGY GROUP INC |
COM NEW |
75972A301 |
4,852 |
80,000 |
SH |
|
OTR |
1,2 |
0 |
80,000 |
0 |
ROGERS CORP |
COM |
775133101 |
1,188 |
4,372 |
SH |
|
OTR |
1,2 |
0 |
4,372 |
0 |
SHAW COMMUNICATIONS INC |
CL B CONV |
82028K200 |
6,853 |
220,700 |
SH |
|
OTR |
1,2 |
0 |
220,700 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
11,291 |
25,000 |
SH |
Put |
OTR |
1,2 |
0 |
25,000 |
0 |
SPORTSMANS WHSE HLDGS INC |
COM |
84920Y106 |
134 |
12,500 |
SH |
|
OTR |
1,2 |
0 |
12,500 |
0 |
TAKE-TWO INTERACTIVE SOFTWAR |
COM |
874054109 |
1,537 |
10,000 |
SH |
Put |
OTR |
1,2 |
0 |
10,000 |
0 |
TEGNA INC |
COM |
87901J105 |
309 |
13,800 |
SH |
|
OTR |
1,2 |
0 |
13,800 |
0 |
TOWER SEMICONDUCTOR LTD |
SHS NEW |
M87915274 |
968 |
20,000 |
SH |
|
OTR |
1,2 |
0 |
20,000 |
0 |
TRISTATE CAP HLDGS INC |
COM |
89678F100 |
3,659 |
110,100 |
SH |
|
OTR |
1,2 |
0 |
110,100 |
0 |
UIPATH INC |
CL A |
90364P105 |
216 |
10,000 |
SH |
Put |
OTR |
1,2 |
0 |
10,000 |
0 |
VONAGE HLDGS CORP |
COM |
92886T201 |
467 |
23,000 |
SH |
Put |
OTR |
1,2 |
0 |
23,000 |
0 |
WELBILT INC |
COM |
949090104 |
3,167 |
133,355 |
SH |
|
OTR |
1,2 |
0 |
133,355 |
0 |
ZENDESK INC |
COM |
98936J101 |
4,210 |
35,000 |
SH |
Put |
OTR |
1,2 |
0 |
35,000 |
0 |
ZENDESK INC |
COM |
98936J101 |
5,963 |
49,570 |
SH |
|
OTR |
1,2 |
0 |
49,570 |
0 |
ZYNGA INC |
CL A |
98986T108 |
2,772 |
300,000 |
SH |
|
OTR |
1,2 |
0 |
300,000 |
0 |