Form 13F-HR Golden State Wealth Mana For: Mar 31
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
03-31-2022 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
Golden State Wealth Management, LLC |
Address: |
201 E. SANDPOINTE AVE |
|
#460 |
|
|
|
SANTA ANA
,
CA92707
|
Form 13F File Number: |
028-19519 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
PATRICK JEFFS-CATONE |
Title: |
CHIEF COMPLIANCE OFFICER |
Phone: |
7143227410 |
Signature, Place, and Date of Signing: |
CHRISTOPHER L. PAYNE |
SOUTH COAST METRO
,
X1
|
05-16-2022 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
199 |
|
Form 13F Information Table Value Total: |
303,312 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ABBVIE INC |
Common Stock |
00287Y109 |
554 |
5,125 |
SH |
|
SOLE |
|
1,909 |
0 |
3,216 |
ACCENTURE PLC |
Common Stock |
G1151C101 |
237 |
858 |
SH |
|
SOLE |
|
0 |
0 |
858 |
ADOBE INC |
Common Stock |
00724F101 |
604 |
1,271 |
SH |
|
SOLE |
|
639 |
0 |
632 |
ADVANCED MICRO |
Common Stock |
007903107 |
593 |
7,562 |
SH |
|
SOLE |
|
2,400 |
0 |
5,162 |
ALIBABA GROUP |
Common Stock |
01609W102 |
389 |
1,720 |
SH |
|
SOLE |
|
138 |
0 |
1,582 |
ALIGOS THERAPEUTICS |
Common Stock |
01626L105 |
337 |
14,860 |
SH |
|
SOLE |
|
4,000 |
0 |
10,860 |
ALPHABET INC |
Common Stock |
02079K107 |
1,172 |
567 |
SH |
|
SOLE |
|
87 |
0 |
480 |
ALPHABET INC |
Common Stock |
02079K305 |
5,414 |
2,625 |
SH |
|
SOLE |
|
1,073 |
0 |
1,552 |
ALTRIA GROUP |
Common Stock |
02209S103 |
401 |
7,839 |
SH |
|
SOLE |
|
344 |
0 |
7,495 |
AMAZON COM |
Common Stock |
023135106 |
9,040 |
2,922 |
SH |
|
SOLE |
|
1,043 |
0 |
1,879 |
AMERICAN ELECTRIC |
Common Stock |
025537101 |
608 |
7,181 |
SH |
|
SOLE |
|
0 |
0 |
7,181 |
AMERICAN EXPRESS |
Common Stock |
025816109 |
580 |
4,102 |
SH |
|
SOLE |
|
1,670 |
0 |
2,432 |
AMERICAN FINANCIAL |
Common Stock |
025932104 |
855 |
7,500 |
SH |
|
SOLE |
|
0 |
0 |
7,500 |
AMGEN INC |
Common Stock |
031162100 |
461 |
1,852 |
SH |
|
SOLE |
|
199 |
0 |
1,653 |
APOLLO GLOBAL |
Common Stock |
03768E105 |
261 |
5,562 |
SH |
|
SOLE |
|
1,908 |
0 |
3,654 |
APPLE INC |
Common Stock |
037833100 |
13,519 |
110,678 |
SH |
|
SOLE |
|
21,493 |
0 |
89,184 |
ARK INNOVATION |
MF Closed and MF Open |
00214Q104 |
224 |
1,872 |
SH |
|
SOLE |
|
0 |
0 |
1,872 |
AT&T INC |
Common Stock |
00206R102 |
594 |
19,642 |
SH |
|
SOLE |
|
4,020 |
0 |
15,622 |
BANK AMERICA |
Common Stock |
060505104 |
914 |
23,646 |
SH |
|
SOLE |
|
949 |
0 |
22,697 |
BERKSHIRE HATHAWAY |
Common Stock |
084670702 |
1,862 |
7,289 |
SH |
|
SOLE |
|
110 |
0 |
7,179 |
BIOGEN INC |
Common Stock |
09062X103 |
205 |
736 |
SH |
|
SOLE |
|
186 |
0 |
550 |
BLACKSTONE GROUP |
Common Stock |
09260D107 |
4,679 |
62,787 |
SH |
|
SOLE |
|
27,431 |
0 |
35,356 |
BOEING COMPANY |
Common Stock |
097023105 |
1,299 |
5,102 |
SH |
|
SOLE |
|
716 |
0 |
4,386 |
BRISTOL MYERS |
Common Stock |
110122108 |
219 |
3,471 |
SH |
|
SOLE |
|
400 |
0 |
3,071 |
BROADCOM INC |
Common Stock |
11135F101 |
524 |
1,130 |
SH |
|
SOLE |
|
540 |
0 |
590 |
CANOPY GROWTH |
Common Stock |
138035100 |
202 |
6,308 |
SH |
|
SOLE |
|
1,750 |
0 |
4,558 |
CATERPILLAR INC |
Common Stock |
149123101 |
462 |
1,996 |
SH |
|
SOLE |
|
147 |
0 |
1,849 |
CHEVRON CORP |
Common Stock |
166764100 |
763 |
7,288 |
SH |
|
SOLE |
|
592 |
0 |
6,696 |
CISCO SYSTEMS |
Common Stock |
17275R102 |
393 |
7,618 |
SH |
|
SOLE |
|
1,751 |
0 |
5,867 |
CITIGROUP INC |
Common Stock |
172967424 |
454 |
6,245 |
SH |
|
SOLE |
|
2,021 |
0 |
4,224 |
COMCAST CORP |
Common Stock |
20030N101 |
316 |
5,843 |
SH |
|
SOLE |
|
1,956 |
0 |
3,886 |
COMPASS DIVERSIFIED |
Common Stock |
20451Q104 |
257 |
11,117 |
SH |
|
SOLE |
|
2,817 |
0 |
8,300 |
CONSUMER DISCRETIONARY |
MF Closed and MF Open |
81369Y407 |
979 |
5,825 |
SH |
|
SOLE |
|
250 |
0 |
5,575 |
COSTCO WHOLESALE |
Common Stock |
22160K105 |
1,348 |
3,825 |
SH |
|
SOLE |
|
680 |
0 |
3,145 |
CROWDSTRIKE HOLDINGS |
Common Stock |
22788C105 |
301 |
1,651 |
SH |
|
SOLE |
|
5 |
0 |
1,646 |
EDWARDS LIFESCIENCES |
Common Stock |
28176E108 |
250 |
3,000 |
SH |
|
SOLE |
|
1,800 |
0 |
1,200 |
EXXON MOBIL |
Common Stock |
30231G102 |
772 |
13,845 |
SH |
|
SOLE |
|
1,140 |
0 |
12,704 |
FACEBOOK INC |
Common Stock |
30303M102 |
962 |
3,269 |
SH |
|
SOLE |
|
855 |
0 |
2,414 |
FIRST TRUST |
MF Closed and MF Open |
336920103 |
6,820 |
57,242 |
SH |
|
SOLE |
|
4,883 |
0 |
52,359 |
FIRST TRUST |
MF Closed and MF Open |
33733E104 |
8,522 |
120,341 |
SH |
|
SOLE |
|
13,759 |
0 |
106,582 |
FIRST TRUST |
MF Closed and MF Open |
33733E203 |
274 |
1,711 |
SH |
|
SOLE |
|
335 |
0 |
1,376 |
FIRST TRUST |
MF Closed and MF Open |
33733E302 |
850 |
3,902 |
SH |
|
SOLE |
|
474 |
0 |
3,428 |
FIRST TRUST |
MF Closed and MF Open |
33733F101 |
969 |
8,952 |
SH |
|
SOLE |
|
450 |
0 |
8,502 |
FIRST TRUST |
MF Closed and MF Open |
33734H106 |
13,079 |
344,369 |
SH |
|
SOLE |
|
90,069 |
0 |
254,299 |
FIRST TRUST |
MF Closed and MF Open |
33734K109 |
740 |
9,250 |
SH |
|
SOLE |
|
0 |
0 |
9,250 |
FIRST TRUST |
MF Closed and MF Open |
33734X143 |
1,677 |
15,444 |
SH |
|
SOLE |
|
839 |
0 |
14,605 |
FIRST TRUST |
MF Closed and MF Open |
33734X192 |
1,105 |
11,548 |
SH |
|
SOLE |
|
822 |
0 |
10,726 |
FIRST TRUST |
MF Closed and MF Open |
33737J174 |
369 |
6,145 |
SH |
|
SOLE |
|
465 |
0 |
5,680 |
FIRST TRUST |
MF Closed and MF Open |
33738R118 |
1,171 |
21,699 |
SH |
|
SOLE |
|
3,297 |
0 |
18,402 |
FIRST TRUST |
MF Closed and MF Open |
33738R506 |
479 |
10,547 |
SH |
|
SOLE |
|
0 |
0 |
10,547 |
FIRST TRUST |
MF Closed and MF Open |
33738R605 |
2,460 |
55,109 |
SH |
|
SOLE |
|
7,065 |
0 |
48,044 |
FIRST TRUST |
MF Closed and MF Open |
33739N108 |
261 |
4,641 |
SH |
|
SOLE |
|
3,941 |
0 |
700 |
FIRST TRUST |
MF Closed and MF Open |
33739Q200 |
452 |
8,866 |
SH |
|
SOLE |
|
3,437 |
0 |
5,429 |
FIRST TRUST |
MF Closed and MF Open |
33739Q408 |
7,528 |
125,534 |
SH |
|
SOLE |
|
14,838 |
0 |
110,696 |
FLAHERTY & CRUMRINE |
MF Closed and MF Open |
33848W106 |
214 |
7,136 |
SH |
|
SOLE |
|
858 |
0 |
6,278 |
FS KKR |
Common Stock |
35952V303 |
1,216 |
62,280 |
SH |
|
SOLE |
|
0 |
0 |
62,280 |
GABELLI EQUITY |
MF Closed and MF Open |
362397101 |
2,648 |
388,377 |
SH |
|
SOLE |
|
122,619 |
0 |
265,758 |
GENERAL ELECTRIC |
Common Stock |
369604103 |
149 |
11,355 |
SH |
|
SOLE |
|
418 |
0 |
10,937 |
GILEAD SCIENCES |
Common Stock |
375558103 |
223 |
3,462 |
SH |
|
SOLE |
|
497 |
0 |
2,965 |
GLOBAL X |
MF Closed and MF Open |
37954Y764 |
2,243 |
55,923 |
SH |
|
SOLE |
|
19,851 |
0 |
36,071 |
GOLDMAN SACHS |
Common Stock |
38141G104 |
319 |
978 |
SH |
|
SOLE |
|
10 |
0 |
968 |
HILTON WORLDWIDE |
Common Stock |
43300A203 |
359 |
2,972 |
SH |
|
SOLE |
|
0 |
0 |
2,972 |
HOME DEPOT |
Common Stock |
437076102 |
1,987 |
6,512 |
SH |
|
SOLE |
|
1,702 |
0 |
4,809 |
INTEL CORP |
Common Stock |
458140100 |
249 |
3,890 |
SH |
|
SOLE |
|
649 |
0 |
3,241 |
INTUITIVE SURGICAL |
Common Stock |
46120E602 |
260 |
353 |
SH |
|
SOLE |
|
200 |
0 |
153 |
INVESCO LTD |
Common Stock |
G491BT108 |
517 |
20,500 |
SH |
|
SOLE |
|
10,000 |
0 |
10,500 |
INVESCO QQQ |
MF Closed and MF Open |
46090E103 |
5,753 |
18,028 |
SH |
|
SOLE |
|
8,041 |
0 |
9,986 |
INVESCO S&P |
MF Closed and MF Open |
46137V357 |
213 |
1,507 |
SH |
|
SOLE |
|
0 |
0 |
1,507 |
INVESCO SOLAR |
MF Closed and MF Open |
46138G706 |
1,403 |
15,295 |
SH |
|
SOLE |
|
0 |
0 |
15,295 |
ISHARES 1-5 YEAR |
MF Closed and MF Open |
464288646 |
215 |
3,938 |
SH |
|
SOLE |
|
0 |
0 |
3,938 |
ISHARES 20 |
MF Closed and MF Open |
464287432 |
470 |
3,473 |
SH |
|
SOLE |
|
756 |
0 |
2,717 |
ISHARES CORE |
MF Closed and MF Open |
464287150 |
266 |
2,913 |
SH |
|
SOLE |
|
523 |
0 |
2,390 |
ISHARES CORE |
MF Closed and MF Open |
464287200 |
27,402 |
68,881 |
SH |
|
SOLE |
|
20,388 |
0 |
48,493 |
ISHARES CORE |
MF Closed and MF Open |
464287226 |
29,890 |
262,590 |
SH |
|
SOLE |
|
125,326 |
0 |
137,264 |
ISHARES CORE |
MF Closed and MF Open |
464287507 |
2,395 |
9,205 |
SH |
|
SOLE |
|
2,034 |
0 |
7,170 |
ISHARES CORE |
MF Closed and MF Open |
464287804 |
2,854 |
26,299 |
SH |
|
SOLE |
|
11,661 |
0 |
14,638 |
ISHARES CORE |
MF Closed and MF Open |
46432F842 |
247 |
3,430 |
SH |
|
SOLE |
|
90 |
0 |
3,339 |
ISHARES CORE |
MF Closed and MF Open |
46434V613 |
371 |
7,034 |
SH |
|
SOLE |
|
3,786 |
0 |
3,248 |
ISHARES ESG |
MF Closed and MF Open |
46434G863 |
295 |
6,826 |
SH |
|
SOLE |
|
0 |
0 |
6,826 |
ISHARES ESG |
MF Closed and MF Open |
46435G425 |
914 |
10,058 |
SH |
|
SOLE |
|
0 |
0 |
10,058 |
ISHARES GLOBAL |
MF Closed and MF Open |
464287291 |
391 |
1,273 |
SH |
|
SOLE |
|
0 |
0 |
1,273 |
ISHARES GLOBAL |
MF Closed and MF Open |
464288224 |
327 |
13,460 |
SH |
|
SOLE |
|
3,500 |
0 |
9,960 |
ISHARES IBOXX |
MF Closed and MF Open |
464287242 |
727 |
5,594 |
SH |
|
SOLE |
|
0 |
0 |
5,594 |
ISHARES MSCI |
MF Closed and MF Open |
464286509 |
311 |
9,148 |
SH |
|
SOLE |
|
9,148 |
0 |
0 |
ISHARES MSCI |
MF Closed and MF Open |
464287234 |
547 |
10,256 |
SH |
|
SOLE |
|
0 |
0 |
10,256 |
ISHARES MSCI |
MF Closed and MF Open |
464287465 |
438 |
5,783 |
SH |
|
SOLE |
|
3,365 |
0 |
2,418 |
ISHARES MSCI |
MF Closed and MF Open |
464288257 |
1,290 |
13,560 |
SH |
|
SOLE |
|
0 |
0 |
13,560 |
ISHARES MSCI |
MF Closed and MF Open |
464288877 |
209 |
4,108 |
SH |
|
SOLE |
|
442 |
0 |
3,666 |
ISHARES MSCI |
MF Closed and MF Open |
464288885 |
525 |
5,225 |
SH |
|
SOLE |
|
1,316 |
0 |
3,909 |
ISHARES MSCI |
MF Closed and MF Open |
46429B697 |
673 |
9,728 |
SH |
|
SOLE |
|
0 |
0 |
9,728 |
ISHARES MSCI |
MF Closed and MF Open |
46432F388 |
317 |
3,096 |
SH |
|
SOLE |
|
0 |
0 |
3,096 |
ISHARES MSCI |
MF Closed and MF Open |
46432F396 |
915 |
5,694 |
SH |
|
SOLE |
|
2,490 |
0 |
3,204 |
ISHARES NASDAQ |
MF Closed and MF Open |
464287556 |
847 |
5,626 |
SH |
|
SOLE |
|
1,170 |
0 |
4,456 |
ISHARES PHLX |
MF Closed and MF Open |
464287523 |
280 |
661 |
SH |
|
SOLE |
|
380 |
0 |
281 |
ISHARES RUSSELL |
MF Closed and MF Open |
464287481 |
1,480 |
14,506 |
SH |
|
SOLE |
|
1,924 |
0 |
12,582 |
ISHARES RUSSELL |
MF Closed and MF Open |
464287598 |
229 |
1,517 |
SH |
|
SOLE |
|
767 |
0 |
750 |
ISHARES RUSSELL |
MF Closed and MF Open |
464287614 |
228 |
941 |
SH |
|
SOLE |
|
288 |
0 |
653 |
ISHARES RUSSELL |
MF Closed and MF Open |
464287648 |
6,088 |
20,245 |
SH |
|
SOLE |
|
1,813 |
0 |
18,432 |
ISHARES RUSSELL |
MF Closed and MF Open |
464287655 |
322 |
1,461 |
SH |
|
SOLE |
|
297 |
0 |
1,164 |
ISHARES S&P |
MF Closed and MF Open |
464287309 |
234 |
3,594 |
SH |
|
SOLE |
|
1,482 |
0 |
2,112 |
ISHARES S&P |
MF Closed and MF Open |
464287671 |
3,468 |
38,206 |
SH |
|
SOLE |
|
2,155 |
0 |
36,051 |
ISHARES SELECT |
MF Closed and MF Open |
464287168 |
203 |
1,781 |
SH |
|
SOLE |
|
0 |
0 |
1,781 |
ISHARES U S |
MF Closed and MF Open |
46429B267 |
684 |
26,150 |
SH |
|
SOLE |
|
0 |
0 |
26,150 |
JANUS DETROIT |
MF Closed and MF Open |
47103U100 |
312 |
4,626 |
SH |
|
SOLE |
|
923 |
0 |
3,703 |
JANUS HENDERSON |
MF Closed and MF Open |
47103U886 |
7,321 |
145,879 |
SH |
|
SOLE |
|
1,583 |
0 |
144,295 |
JOHNSON & JOHNSON |
Common Stock |
478160104 |
584 |
3,557 |
SH |
|
SOLE |
|
1,104 |
0 |
2,453 |
JPMORGAN CHASE |
Common Stock |
46625H100 |
1,762 |
11,576 |
SH |
|
SOLE |
|
1,884 |
0 |
9,692 |
LENNAR CORP |
Common Stock |
526057104 |
324 |
3,205 |
SH |
|
SOLE |
|
1,150 |
0 |
2,055 |
LINDE PLC |
Common Stock |
G5494J103 |
210 |
753 |
SH |
|
SOLE |
|
560 |
0 |
193 |
LOCKHEED MARTIN |
Common Stock |
539830109 |
1,986 |
5,376 |
SH |
|
SOLE |
|
36 |
0 |
5,340 |
LOWES COMPANIES |
Common Stock |
548661107 |
284 |
1,498 |
SH |
|
SOLE |
|
344 |
0 |
1,154 |
MAINSTAY DEFINEDTERM |
MF Closed and MF Open |
56064K100 |
477 |
21,507 |
SH |
|
SOLE |
|
19,466 |
0 |
2,041 |
MARVELL TECHNOLOGY |
Common Stock |
G5876H105 |
241 |
4,928 |
SH |
|
SOLE |
|
4,300 |
0 |
628 |
MASTERCARD INC |
Common Stock |
57636Q104 |
448 |
1,258 |
SH |
|
SOLE |
|
542 |
0 |
715 |
MCDONALDS CORP |
Common Stock |
580135101 |
594 |
2,652 |
SH |
|
SOLE |
|
81 |
0 |
2,571 |
MCKESSON CORP |
Common Stock |
58155Q103 |
415 |
2,130 |
SH |
|
SOLE |
|
600 |
0 |
1,530 |
MERCK & COMPANY |
Common Stock |
58933Y105 |
376 |
4,886 |
SH |
|
SOLE |
|
530 |
0 |
4,356 |
MICRON TECHNOLOGY INC |
Common Stock |
595112103 |
409 |
4,642 |
SH |
|
SOLE |
|
0 |
0 |
4,642 |
MICROSOFT CORP |
Common Stock |
594918104 |
3,916 |
16,610 |
SH |
|
SOLE |
|
2,851 |
0 |
13,759 |
MONDELEZ INTERNATIONAL |
Common Stock |
609207105 |
243 |
4,158 |
SH |
|
SOLE |
|
75 |
0 |
4,083 |
MP MATERIALS |
Common Stock |
553368101 |
225 |
6,280 |
SH |
|
SOLE |
|
5,100 |
0 |
1,180 |
NETFLIX INC |
Common Stock |
64110L106 |
684 |
1,312 |
SH |
|
SOLE |
|
169 |
0 |
1,143 |
NIKE INC |
Common Stock |
654106103 |
1,101 |
8,291 |
SH |
|
SOLE |
|
220 |
0 |
8,071 |
NORTHROP GRUMMAN |
Common Stock |
666807102 |
518 |
1,601 |
SH |
|
SOLE |
|
560 |
0 |
1,041 |
NVIDIA CORP |
Common Stock |
67066G104 |
1,142 |
2,140 |
SH |
|
SOLE |
|
1,042 |
0 |
1,097 |
NXP SEMICONDUCTORS |
Common Stock |
N6596X109 |
320 |
1,590 |
SH |
|
SOLE |
|
1,100 |
0 |
490 |
PACIFIC PREMIER |
Common Stock |
69478X105 |
302 |
6,973 |
SH |
|
SOLE |
|
0 |
0 |
6,973 |
PAYPAL HOLDINGS |
Common Stock |
70450Y103 |
458 |
1,887 |
SH |
|
SOLE |
|
175 |
0 |
1,712 |
PEPSICO INC |
Common Stock |
713448108 |
265 |
1,875 |
SH |
|
SOLE |
|
240 |
0 |
1,635 |
PFIZER INC |
Common Stock |
717081103 |
442 |
12,201 |
SH |
|
SOLE |
|
1,701 |
0 |
10,500 |
PHILIP MORRIS |
Common Stock |
718172109 |
222 |
2,509 |
SH |
|
SOLE |
|
193 |
0 |
2,316 |
PIMCO CA MUN INC FD III |
MF Closed and MF Open |
72201C109 |
751 |
71,218 |
SH |
|
SOLE |
|
61,640 |
0 |
9,577 |
PIMCO DYNAMIC |
MF Closed and MF Open |
72201Y101 |
572 |
20,355 |
SH |
|
SOLE |
|
9,659 |
0 |
10,695 |
PIMCO DYNAMIC |
MF Closed and MF Open |
72202D106 |
1,975 |
88,687 |
SH |
|
SOLE |
|
44,552 |
0 |
44,135 |
PRINCIPAL US |
MF Closed and MF Open |
74255Y870 |
4,235 |
114,743 |
SH |
|
SOLE |
|
19,754 |
0 |
94,989 |
PROCTER & GAMBLE |
Common Stock |
742718109 |
575 |
4,250 |
SH |
|
SOLE |
|
462 |
0 |
3,788 |
PROSHARES TRUST |
MF Closed and MF Open |
74348A467 |
250 |
2,907 |
SH |
|
SOLE |
|
484 |
0 |
2,423 |
PUBLIC SERVICE |
Common Stock |
744573106 |
396 |
6,577 |
SH |
|
SOLE |
|
0 |
0 |
6,577 |
QORVO INC |
Common Stock |
74736K101 |
428 |
2,344 |
SH |
|
SOLE |
|
994 |
0 |
1,350 |
QUALCOMM INC |
Common Stock |
747525103 |
1,112 |
8,389 |
SH |
|
SOLE |
|
365 |
0 |
8,023 |
RAYTHEON TECHNOLOGIES |
Common Stock |
75513E101 |
335 |
4,341 |
SH |
|
SOLE |
|
92 |
0 |
4,249 |
REALTY INCOME |
Common Stock |
756109104 |
301 |
4,749 |
SH |
|
SOLE |
|
535 |
0 |
4,214 |
REGENERON PHARMACEUTICAL |
Common Stock |
75886F107 |
206 |
437 |
SH |
|
SOLE |
|
250 |
0 |
187 |
ROCKWELL AUTOMATION |
Common Stock |
773903109 |
663 |
2,500 |
SH |
|
SOLE |
|
0 |
0 |
2,500 |
ROKU INC |
Common Stock |
77543R102 |
808 |
2,482 |
SH |
|
SOLE |
|
0 |
0 |
2,482 |
SALESFORCE.COM INC |
Common Stock |
79466L302 |
701 |
3,310 |
SH |
|
SOLE |
|
1,211 |
0 |
2,099 |
SCHWAB INTL |
MF Closed and MF Open |
808524805 |
298 |
7,926 |
SH |
|
SOLE |
|
7,172 |
0 |
754 |
SCHWAB US |
MF Closed and MF Open |
808524300 |
231 |
1,781 |
SH |
|
SOLE |
|
1,781 |
0 |
0 |
SECTOR CONSUMER |
MF Closed and MF Open |
81369Y308 |
972 |
14,234 |
SH |
|
SOLE |
|
550 |
0 |
13,684 |
SECTOR ENERGY |
MF Closed and MF Open |
81369Y506 |
291 |
5,941 |
SH |
|
SOLE |
|
834 |
0 |
5,107 |
SECTOR FINANCIAL |
MF Closed and MF Open |
81369Y605 |
1,479 |
43,452 |
SH |
|
SOLE |
|
5,194 |
0 |
38,258 |
SECTOR HEALTHCARE |
MF Closed and MF Open |
81369Y209 |
468 |
4,011 |
SH |
|
SOLE |
|
186 |
0 |
3,825 |
SECTOR INDUSTRIAL |
MF Closed and MF Open |
81369Y704 |
422 |
4,295 |
SH |
|
SOLE |
|
601 |
0 |
3,694 |
SECTOR TECHNOLOGY |
MF Closed and MF Open |
81369Y803 |
891 |
6,709 |
SH |
|
SOLE |
|
53 |
0 |
6,656 |
SELECT SECTOR |
MF Closed and MF Open |
81369Y852 |
353 |
4,816 |
SH |
|
SOLE |
|
216 |
0 |
4,600 |
SERVICENOW INC |
Common Stock |
81762P102 |
226 |
452 |
SH |
|
SOLE |
|
270 |
0 |
182 |
SKYWORKS SOLUTIONS |
Common Stock |
83088M102 |
241 |
1,315 |
SH |
|
SOLE |
|
1,000 |
0 |
315 |
SORRENTO THERAPEUTICS |
Common Stock |
83587F202 |
82 |
10,000 |
SH |
|
SOLE |
|
0 |
0 |
10,000 |
SOUTHWEST AIRLINES |
Common Stock |
844741108 |
313 |
5,140 |
SH |
|
SOLE |
|
170 |
0 |
4,970 |
SPDR DOW |
MF Closed and MF Open |
78467X109 |
2,687 |
8,140 |
SH |
|
SOLE |
|
6,232 |
0 |
1,908 |
SPDR GOLD |
Common Stock |
78463V107 |
298 |
1,866 |
SH |
|
SOLE |
|
536 |
0 |
1,330 |
SPDR PORTFOLIO |
MF Closed and MF Open |
78463X889 |
278 |
7,868 |
SH |
|
SOLE |
|
0 |
0 |
7,868 |
SPDR PORTFOLIO |
MF Closed and MF Open |
78464A649 |
10,544 |
355,621 |
SH |
|
SOLE |
|
171,407 |
0 |
184,214 |
SPDR PORTFOLIO |
MF Closed and MF Open |
78464A847 |
3,858 |
84,318 |
SH |
|
SOLE |
|
54,754 |
0 |
29,563 |
SPDR PORTFOLIO |
MF Closed and MF Open |
78464A854 |
575 |
12,348 |
SH |
|
SOLE |
|
0 |
0 |
12,348 |
SPDR PORTFOLIO |
MF Closed and MF Open |
78468R788 |
331 |
8,618 |
SH |
|
SOLE |
|
3,804 |
0 |
4,814 |
SPDR PORTFOLIO |
MF Closed and MF Open |
78468R853 |
2,080 |
49,223 |
SH |
|
SOLE |
|
26,092 |
0 |
23,130 |
SPDR S&P |
MF Closed and MF Open |
78462F103 |
8,435 |
21,283 |
SH |
|
SOLE |
|
1,927 |
0 |
19,356 |
SPDR S&P |
MF Closed and MF Open |
78464A532 |
391 |
4,476 |
SH |
|
SOLE |
|
2,107 |
0 |
2,369 |
SPDR S&P |
MF Closed and MF Open |
78467Y107 |
231 |
487 |
SH |
|
SOLE |
|
213 |
0 |
274 |
STARBUCKS CORP |
Common Stock |
855244109 |
674 |
6,173 |
SH |
|
SOLE |
|
676 |
0 |
5,496 |
TARGET CORP |
Common Stock |
87612E106 |
248 |
1,254 |
SH |
|
SOLE |
|
173 |
0 |
1,080 |
TERADYNE INC |
Common Stock |
880770102 |
230 |
1,892 |
SH |
|
SOLE |
|
0 |
0 |
1,892 |
TESLA INC |
Common Stock |
88160R101 |
3,088 |
4,624 |
SH |
|
SOLE |
|
905 |
0 |
3,719 |
THERMO FISHER |
Common Stock |
883556102 |
2,164 |
4,743 |
SH |
|
SOLE |
|
1,461 |
0 |
3,282 |
UNION PACIFIC CORP |
Common Stock |
907818108 |
240 |
1,092 |
SH |
|
SOLE |
|
0 |
0 |
1,092 |
UNITED PARCEL |
Common Stock |
911312106 |
223 |
1,316 |
SH |
|
SOLE |
|
0 |
0 |
1,316 |
UNITEDHEALTH GROUP |
Common Stock |
91324P102 |
1,332 |
3,582 |
SH |
|
SOLE |
|
213 |
0 |
3,368 |
VANECK MERK |
MF Closed and MF Open |
921078101 |
454 |
27,308 |
SH |
|
SOLE |
|
0 |
0 |
27,308 |
VANGUARD DIVIDEND |
MF Closed and MF Open |
921908844 |
1,404 |
9,551 |
SH |
|
SOLE |
|
220 |
0 |
9,330 |
VANGUARD FSTE |
MF Closed and MF Open |
922042858 |
872 |
16,758 |
SH |
|
SOLE |
|
1,153 |
0 |
15,604 |
VANGUARD FTSE |
MF Closed and MF Open |
921943858 |
793 |
16,167 |
SH |
|
SOLE |
|
2,749 |
0 |
13,418 |
VANGUARD INTERMEDIATE |
MF Closed and MF Open |
921937819 |
711 |
8,016 |
SH |
|
SOLE |
|
4,037 |
0 |
3,979 |
VANGUARD INTERMEDIATE |
MF Closed and MF Open |
92206C870 |
291 |
3,135 |
SH |
|
SOLE |
|
0 |
0 |
3,135 |
VANGUARD MID |
MF Closed and MF Open |
922908629 |
683 |
3,089 |
SH |
|
SOLE |
|
0 |
0 |
3,089 |
VANGUARD MORTGAGE |
MF Closed and MF Open |
92206C771 |
243 |
4,571 |
SH |
|
SOLE |
|
3,261 |
0 |
1,310 |
VANGUARD RUSSELL |
MF Closed and MF Open |
92206C664 |
365 |
2,051 |
SH |
|
SOLE |
|
0 |
0 |
2,051 |
VANGUARD S&P |
MF Closed and MF Open |
922908363 |
1,135 |
3,116 |
SH |
|
SOLE |
|
877 |
0 |
2,239 |
VANGUARD SHORT |
MF Closed and MF Open |
92206C409 |
350 |
4,244 |
SH |
|
SOLE |
|
0 |
0 |
4,244 |
VANGUARD SMALL |
MF Closed and MF Open |
922908751 |
716 |
3,346 |
SH |
|
SOLE |
|
0 |
0 |
3,346 |
VANGUARD TOTAL |
MF Closed and MF Open |
921937835 |
319 |
3,777 |
SH |
|
SOLE |
|
269 |
0 |
3,508 |
VANGUARD TOTAL |
MF Closed and MF Open |
922042742 |
2,181 |
22,421 |
SH |
|
SOLE |
|
21,555 |
0 |
866 |
VANGUARD TOTAL |
MF Closed and MF Open |
922908769 |
376 |
1,820 |
SH |
|
SOLE |
|
0 |
0 |
1,820 |
VANGUARD VALUE |
MF Closed and MF Open |
922908744 |
915 |
6,964 |
SH |
|
SOLE |
|
64 |
0 |
6,900 |
VERIZON COMMUNICATIONS |
Common Stock |
92343V104 |
1,110 |
19,097 |
SH |
|
SOLE |
|
2,700 |
0 |
16,396 |
VISA INC |
Common Stock |
92826C839 |
1,439 |
6,797 |
SH |
|
SOLE |
|
1,274 |
0 |
5,523 |
WALMART INC |
Common Stock |
931142103 |
686 |
5,053 |
SH |
|
SOLE |
|
547 |
0 |
4,506 |
WALT DISNEY |
Common Stock |
254687106 |
1,279 |
6,934 |
SH |
|
SOLE |
|
1,519 |
0 |
5,415 |
X TRACKERS |
MF Closed and MF Open |
233051200 |
362 |
9,983 |
SH |
|
SOLE |
|
0 |
0 |
9,983 |