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Form 13F-HR GRIMES & COMPANY, INC. For: Jun 30

August 4, 2021 12:51 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 06-30-2021
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: GRIMES & COMPANY, INC.
Address: 110 TURNPIKE RD, STE 100
WESTBOROUGH , MA01581
Form 13F File Number: 028-11551

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Michael J. Davide
Title: Chief Compliance Officer, Controller
Phone: 5083663883
Signature, Place, and Date of Signing:
Michael J. Davide Westborough , MA 08-04-2021
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 347
Form 13F Information Table Value Total: 2,304,752
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 931 2,698 SH SOLE 0 2,698 0 0
ISHARES INC MSCI EURZONE ETF 464286608 279 5,663 SH SOLE 0 5,663 0 0
ISHARES TR CORE S&P MCP ETF 464287507 9,640 35,874 SH SOLE 0 35,874 0 0
ISHARES TR CORE S&P SCP ETF 464287804 104,376 923,849 SH SOLE 0 923,849 0 0
ISHARES TR CORE S&P500 ETF 464287200 106,247 247,132 SH SOLE 0 247,132 0 0
ISHARES TR RUS 1000 ETF 464287622 213 879 SH SOLE 0 879 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 1,286 8,108 SH SOLE 0 8,108 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 1,498 5,518 SH SOLE 0 5,518 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 5,279 23,015 SH SOLE 0 23,015 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 2,289 13,810 SH SOLE 0 13,810 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 719 1,464 SH SOLE 0 1,464 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 9,943 23,228 SH SOLE 0 23,228 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 356 5,626 SH SOLE 0 5,626 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 233 1,578 SH SOLE 0 1,578 0 0
ADOBE SYSTEMS INCORPORATED COM 00724F101 299 510 SH SOLE 0 510 0 0
AMAZON COM INC COM 023135106 19,396 5,638 SH SOLE 0 5,638 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 12,265 183,549 SH SOLE 0 183,549 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4,182 15,048 SH SOLE 0 15,048 0 0
EMERSON ELEC CO COM 291011104 14,487 150,533 SH SOLE 0 150,533 0 0
EXPEDITORS INTL WASH INC COM 302130109 3,157 24,936 SH SOLE 0 24,936 0 0
BOEING CO COM 097023105 7,472 31,189 SH SOLE 0 31,189 0 0
HERSHEY CO COM 427866108 12,354 70,925 SH SOLE 0 70,925 0 0
EVERSOURCE ENERGY COM 30040W108 1,273 15,871 SH SOLE 0 15,871 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 1,513 4,269 SH SOLE 0 4,269 0 0
AMGEN INC COM 031162100 20,686 84,864 SH SOLE 0 84,864 0 0
ABBOTT LABS COM 002824100 6,436 55,516 SH SOLE 0 55,516 0 0
ADVANCED MICRO DEVICES INC COM 007903107 389 4,144 SH SOLE 0 4,144 0 0
ALTRIA GROUP INC COM 02209S103 10 200 SH OTR 0 200 0 0
ALTRIA GROUP INC COM 02209S103 377 7,897 SH SOLE 0 7,897 0 0
GENUINE PARTS CO COM 372460105 15 120 SH OTR 0 120 0 0
GENUINE PARTS CO COM 372460105 375 2,964 SH SOLE 0 2,964 0 0
INTEL CORP COM 458140100 17 310 SH OTR 0 310 0 0
INTEL CORP COM 458140100 24,173 430,585 SH SOLE 0 430,585 0 0
ILLINOIS TOOL WKS INC COM 452308109 1,991 8,905 SH SOLE 0 8,905 0 0
ORACLE CORP COM 68389X105 812 10,429 SH SOLE 0 10,429 0 0
QUALCOMM INC COM 747525103 16,441 115,026 SH SOLE 0 115,026 0 0
DISNEY WALT CO COM 254687106 123 697 SH OTR 0 697 0 0
DISNEY WALT CO COM 254687106 1,891 10,760 SH SOLE 0 10,760 0 0
HONEYWELL INTL INC COM 438516106 1,194 5,443 SH SOLE 0 5,443 0 0
SYSCO CORP COM 871829107 13,389 172,211 SH SOLE 0 172,211 0 0
US BANCORP DEL COM NEW 902973304 1,308 22,959 SH SOLE 0 22,959 0 0
JOHNSON & JOHNSON COM 478160104 21 130 SH OTR 0 130 0 0
JOHNSON & JOHNSON COM 478160104 11,345 68,869 SH SOLE 0 68,869 0 0
MEDTRONIC PLC SHS G5960L103 15 124 SH OTR 0 124 0 0
MEDTRONIC PLC SHS G5960L103 15,335 123,539 SH SOLE 0 123,539 0 0
PFIZER INC COM 717081103 14 366 SH OTR 0 366 0 0
PFIZER INC COM 717081103 3,200 81,710 SH SOLE 0 81,710 0 0
EXELON CORP COM 30161N101 299 6,737 SH SOLE 0 6,737 0 0
ISHARES TR US OIL EQ&SV ETF 464288844 1,346 87,843 SH SOLE 0 87,843 0 0
LOWES COS INC COM 548661107 150 774 SH OTR 0 774 0 0
LOWES COS INC COM 548661107 17,922 92,398 SH SOLE 0 92,398 0 0
ISHARES TR MSCI EAFE ETF 464287465 28,636 363,037 SH SOLE 0 363,037 0 0
CHEVRON CORP NEW COM 166764100 18 175 SH OTR 0 175 0 0
CHEVRON CORP NEW COM 166764100 4,296 41,018 SH SOLE 0 41,018 0 0
MICROSOFT CORP COM 594918104 12 43 SH OTR 0 43 0 0
MICROSOFT CORP COM 594918104 40,945 151,145 SH SOLE 0 151,145 0 0
UNITED PARCEL SERVICE INC CL B 911312106 17 84 SH OTR 0 84 0 0
UNITED PARCEL SERVICE INC CL B 911312106 17,548 84,377 SH SOLE 0 84,377 0 0
AT&T INC COM 00206R102 15 530 SH OTR 0 530 0 0
AT&T INC COM 00206R102 2,135 74,181 SH SOLE 0 74,181 0 0
CISCO SYS INC COM 17275R102 13 238 SH OTR 0 238 0 0
CISCO SYS INC COM 17275R102 23,115 436,139 SH SOLE 0 436,139 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 2,456 16,755 SH SOLE 0 16,755 0 0
COCA COLA CO COM 191216100 1,010 18,662 SH SOLE 0 18,662 0 0
LOCKHEED MARTIN CORP COM 539830109 4,423 11,692 SH SOLE 0 11,692 0 0
PEPSICO INC COM 713448108 4,327 29,206 SH SOLE 0 29,206 0 0
PPG INDS INC COM 693506107 228 1,342 SH SOLE 0 1,342 0 0
STRYKER CORPORATION COM 863667101 2,045 7,872 SH SOLE 0 7,872 0 0
JOHNSON CTLS INTL PLC SHS G51502105 26 383 SH OTR 0 383 0 0
JOHNSON CTLS INTL PLC SHS G51502105 180 2,624 SH SOLE 0 2,624 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 7,040 125,645 SH SOLE 0 125,645 0 0
ISHARES TR RUS MID CAP ETF 464287499 281 3,552 SH SOLE 0 3,552 0 0
ISHARES TR RUS MDCP VAL ETF 464287473 211 1,832 SH SOLE 0 1,832 0 0
ISHARES TR U.S. ENERGY ETF 464287796 824 28,314 SH SOLE 0 28,314 0 0
ISHARES TR U.S. FINLS ETF 464287788 721 8,900 SH SOLE 0 8,900 0 0
ISHARES TR U.S. TECH ETF 464287721 17,179 172,825 SH SOLE 0 172,825 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 20,105 244,264 SH SOLE 0 244,264 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 1,343 24,922 SH SOLE 0 24,922 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 22,814 222,793 SH SOLE 0 222,793 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 39,400 266,828 SH SOLE 0 266,828 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16,633 237,717 SH SOLE 0 237,717 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 37,969 301,464 SH SOLE 0 301,464 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 31,173 174,589 SH SOLE 0 174,589 0 0
ISHARES TR ISHARES BIOTECH 464287556 408 2,495 SH SOLE 0 2,495 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1,755 11,337 SH SOLE 0 11,337 0 0
SCHWAB CHARLES CORP COM 808513105 15,753 216,356 SH SOLE 0 216,356 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 11 211 SH OTR 0 211 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 484 9,205 SH SOLE 0 9,205 0 0
DEERE & CO COM 244199105 223 633 SH SOLE 0 633 0 0
BK OF AMERICA CORP COM 060505104 23 554 SH OTR 0 554 0 0
BK OF AMERICA CORP COM 060505104 7,904 191,713 SH SOLE 0 191,713 0 0
STARBUCKS CORP COM 855244109 1,143 10,221 SH SOLE 0 10,221 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 561 2,824 SH SOLE 0 2,824 0 0
EXXON MOBIL CORP COM 30231G102 12 195 SH OTR 0 195 0 0
EXXON MOBIL CORP COM 30231G102 4,378 69,406 SH SOLE 0 69,406 0 0
AFLAC INC COM 001055102 344 6,407 SH SOLE 0 6,407 0 0
WALMART INC COM 931142103 543 3,849 SH SOLE 0 3,849 0 0
APPLIED MATLS INC COM 038222105 708 4,970 SH SOLE 0 4,970 0 0
UNION PAC CORP COM 907818108 1,310 5,959 SH SOLE 0 5,959 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 290 4,839 SH SOLE 0 4,839 0 0
TEXAS INSTRS INC COM 882508104 870 4,523 SH SOLE 0 4,523 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 18,121 150,804 SH SOLE 0 150,804 0 0
TARGET CORP COM 87612E106 27 110 SH OTR 0 110 0 0
TARGET CORP COM 87612E106 1,833 7,583 SH SOLE 0 7,583 0 0
COLGATE PALMOLIVE CO COM 194162103 1,075 13,220 SH SOLE 0 13,220 0 0
COSTCO WHSL CORP NEW COM 22160K105 15,238 38,513 SH SOLE 0 38,513 0 0
LILLY ELI & CO COM 532457108 13 58 SH OTR 0 58 0 0
LILLY ELI & CO COM 532457108 865 3,770 SH SOLE 0 3,770 0 0
CVS HEALTH CORP COM 126650100 14,547 174,343 SH SOLE 0 174,343 0 0
DOMINION ENERGY INC COM 25746U109 800 10,874 SH SOLE 0 10,874 0 0
DIAGEO PLC SPON ADR NEW 25243Q205 16 85 SH OTR 0 85 0 0
DIAGEO PLC SPON ADR NEW 25243Q205 832 4,339 SH SOLE 0 4,339 0 0
SCHLUMBERGER LTD COM STK 806857108 10,005 312,549 SH SOLE 0 312,549 0 0
DANAHER CORPORATION COM 235851102 1,939 7,226 SH SOLE 0 7,226 0 0
MERCK & CO INC COM 58933Y105 16 209 SH OTR 0 209 0 0
MERCK & CO INC COM 58933Y105 1,444 18,569 SH SOLE 0 18,569 0 0
MICRON TECHNOLOGY INC COM 595112103 316 3,721 SH SOLE 0 3,721 0 0
NOVARTIS AG SPONSORED ADR 66987V109 117 1,278 SH OTR 0 1,278 0 0
NOVARTIS AG SPONSORED ADR 66987V109 7,718 84,593 SH SOLE 0 84,593 0 0
PROCTER AND GAMBLE CO COM 742718109 3,765 27,900 SH SOLE 0 27,900 0 0
GENERAL ELECTRIC CO COM 369604103 1,580 117,370 SH SOLE 0 117,370 0 0
KIMBERLY-CLARK CORP COM 494368103 18 135 SH OTR 0 135 0 0
KIMBERLY-CLARK CORP COM 494368103 602 4,500 SH SOLE 0 4,500 0 0
GILEAD SCIENCES INC COM 375558103 1,142 16,589 SH SOLE 0 16,589 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,625 4,281 SH SOLE 0 4,281 0 0
HOME DEPOT INC COM 437076102 1,331 4,174 SH SOLE 0 4,174 0 0
TRANE TECHNOLOGIES PLC SHS G8994E103 848 4,607 SH SOLE 0 4,607 0 0
MCDONALDS CORP COM 580135101 2,862 12,390 SH SOLE 0 12,390 0 0
NIKE INC CL B 654106103 1,759 11,386 SH SOLE 0 11,386 0 0
JPMORGAN CHASE & CO COM 46625H100 25 158 SH OTR 0 158 0 0
JPMORGAN CHASE & CO COM 46625H100 9,510 61,144 SH SOLE 0 61,144 0 0
TJX COS INC NEW COM 872540109 92 1,359 SH OTR 0 1,359 0 0
TJX COS INC NEW COM 872540109 541 8,030 SH SOLE 0 8,030 0 0
WELLS FARGO CO NEW COM 949746101 1,479 32,651 SH SOLE 0 32,651 0 0
CORNING INC COM 219350105 221 5,408 SH SOLE 0 5,408 0 0
FISERV INC COM 337738108 109 1,017 SH OTR 0 1,017 0 0
FISERV INC COM 337738108 754 7,056 SH SOLE 0 7,056 0 0
UNITEDHEALTH GROUP INC COM 91324P102 10,620 26,520 SH SOLE 0 26,520 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 15,507 52,602 SH SOLE 0 52,602 0 0
AMERICAN TOWER CORP NEW COM 03027X100 254 940 SH SOLE 0 940 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 19 221 SH OTR 0 221 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 14,519 170,194 SH SOLE 0 170,194 0 0
INTUIT COM 461202103 128 262 SH OTR 0 262 0 0
INTUIT COM 461202103 97 198 SH SOLE 0 198 0 0
MARSH & MCLENNAN COS INC COM 571748102 1,328 9,437 SH SOLE 0 9,437 0 0
3M CO COM 88579Y101 18 91 SH OTR 0 91 0 0
3M CO COM 88579Y101 1,882 9,473 SH SOLE 0 9,473 0 0
COMCAST CORP NEW CL A 20030N101 5,576 97,788 SH SOLE 0 97,788 0 0
XILINX INC COM 983919101 13,373 92,459 SH SOLE 0 92,459 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 801 3,594 SH SOLE 0 3,594 0 0
FIRSTENERGY CORP COM 337932107 223 6,000 SH SOLE 0 6,000 0 0
NEXTERA ENERGY INC COM 65339F101 23 316 SH OTR 0 316 0 0
NEXTERA ENERGY INC COM 65339F101 1,210 16,513 SH SOLE 0 16,513 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 15 153 SH OTR 0 153 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 806 8,164 SH SOLE 0 8,164 0 0
APPLE INC COM 037833100 210 1,536 SH OTR 0 1,536 0 0
APPLE INC COM 037833100 56,497 412,508 SH SOLE 0 412,508 0 0
SPDR SER TR PRTFLO S&P500 VL 78464A508 260 6,580 SH SOLE 0 6,580 0 0
CATERPILLAR INC COM 149123101 493 2,265 SH SOLE 0 2,265 0 0
INTERNATIONAL PAPER CO COM 460146103 727 11,863 SH SOLE 0 11,863 0 0
IDEXX LABS INC COM 45168D104 2,729 4,321 SH SOLE 0 4,321 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 4,622 83,802 SH SOLE 0 83,802 0 0
PPL CORP COM 69351T106 296 10,600 SH SOLE 0 10,600 0 0
ELECTRONIC ARTS INC COM 285512109 11,220 78,007 SH SOLE 0 78,007 0 0
CHUBB LIMITED COM H1467J104 21 135 SH OTR 0 135 0 0
CHUBB LIMITED COM H1467J104 282 1,774 SH SOLE 0 1,774 0 0
ECOLAB INC COM 278865100 7,315 35,517 SH SOLE 0 35,517 0 0
ISHARES TR S&P 100 ETF 464287101 529 2,696 SH SOLE 0 2,696 0 0
AMERICAN EXPRESS CO COM 025816109 1,497 9,059 SH SOLE 0 9,059 0 0
GENERAL MLS INC COM 370334104 218 3,573 SH SOLE 0 3,573 0 0
ALLETE INC COM NEW 018522300 481 6,867 SH SOLE 0 6,867 0 0
EOG RES INC COM 26875P101 12,556 150,477 SH SOLE 0 150,477 0 0
KLA CORP COM NEW 482480100 697 2,151 SH SOLE 0 2,151 0 0
SOUTHERN CO COM 842587107 546 9,023 SH SOLE 0 9,023 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3,868 71,225 SH SOLE 0 71,225 0 0
PAYCHEX INC COM 704326107 16,107 150,115 SH SOLE 0 150,115 0 0
PERKINELMER INC COM 714046109 15,863 102,733 SH SOLE 0 102,733 0 0
TEXAS PACIFIC LAND CORPORATI COM 88262P102 2,200 1,375 SH SOLE 0 1,375 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,674 4 SH SOLE 0 4 0 0
CIGNA CORP NEW COM 125523100 283 1,194 SH SOLE 0 1,194 0 0
ROCKWELL AUTOMATION INC COM 773903109 620 2,167 SH SOLE 0 2,167 0 0
ROBERT HALF INTL INC COM 770323103 15,078 169,468 SH SOLE 0 169,468 0 0
ISHARES TR CORE US AGGBD ET 464287226 7,264 62,988 SH SOLE 0 62,988 0 0
BOSTON SCIENTIFIC CORP COM 101137107 443 10,365 SH SOLE 0 10,365 0 0
AUTOZONE INC COM 053332102 242 162 SH SOLE 0 162 0 0
BIOGEN INC COM 09062X103 14,493 41,854 SH SOLE 0 41,854 0 0
ISHARES TR SELECT DIVID ETF 464287168 978 8,387 SH SOLE 0 8,387 0 0
AIR PRODS & CHEMS INC COM 009158106 589 2,048 SH SOLE 0 2,048 0 0
SVB FINANCIAL GROUP COM 78486Q101 12,753 22,919 SH SOLE 0 22,919 0 0
CONSOLIDATED EDISON INC COM 209115104 345 4,811 SH SOLE 0 4,811 0 0
LUMEN TECHNOLOGIES INC COM 550241103 321 23,634 SH SOLE 0 23,634 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 490 4,216 SH SOLE 0 4,216 0 0
NVIDIA CORPORATION COM 67066G104 162 203 SH OTR 0 203 0 0
NVIDIA CORPORATION COM 67066G104 520 650 SH SOLE 0 650 0 0
V F CORP COM 918204108 235 2,869 SH SOLE 0 2,869 0 0
TRAVELERS COMPANIES INC COM 89417E109 11 73 SH OTR 0 73 0 0
TRAVELERS COMPANIES INC COM 89417E109 314 2,097 SH SOLE 0 2,097 0 0
MANULIFE FINL CORP COM 56501R106 58 2,921 SH OTR 0 2,921 0 0
MANULIFE FINL CORP COM 56501R106 459 23,277 SH SOLE 0 23,277 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 125 11,322 SH SOLE 0 11,322 0 0
L3HARRIS TECHNOLOGIES INC COM 502431109 261 1,207 SH SOLE 0 1,207 0 0
EATON CORP PLC SHS G29183103 5,496 37,092 SH SOLE 0 37,092 0 0
ISHARES TR MORNINGSTAR VALU 464288109 249 3,858 SH SOLE 0 3,858 0 0
GALLAGHER ARTHUR J & CO COM 363576109 988 7,052 SH SOLE 0 7,052 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9,891 142,812 SH SOLE 0 142,812 0 0
PRICE T ROWE GROUP INC COM 74144T108 14,269 72,076 SH SOLE 0 72,076 0 0
LINCOLN NATL CORP IND COM 534187109 391 6,228 SH SOLE 0 6,228 0 0
NOVO-NORDISK A S ADR 670100205 15,259 182,159 SH SOLE 0 182,159 0 0
BECTON DICKINSON & CO COM 075887109 3,464 14,242 SH SOLE 0 14,242 0 0
METLIFE INC COM 59156R108 3,398 56,767 SH SOLE 0 56,767 0 0
RIBBON COMMUNICATIONS INC COM 762544104 76 10,030 SH SOLE 0 10,030 0 0
YUM BRANDS INC COM 988498101 322 2,798 SH SOLE 0 2,798 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 353 2,358 SH SOLE 0 2,358 0 0
CINTAS CORP COM 172908105 86 225 SH OTR 0 225 0 0
CINTAS CORP COM 172908105 10,071 26,363 SH SOLE 0 26,363 0 0
ALPHABET INC CAP STK CL A 02079K305 254 104 SH OTR 0 104 0 0
ALPHABET INC CAP STK CL A 02079K305 18,116 7,419 SH SOLE 0 7,419 0 0
SPDR GOLD TR GOLD SHS 78463V107 760 4,591 SH SOLE 0 4,591 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 229 964 SH SOLE 0 964 0 0
VANGUARD INDEX FDS SM CP VAL ETF 922908611 512 2,951 SH SOLE 0 2,951 0 0
PACKAGING CORP AMER COM 695156109 954 7,042 SH SOLE 0 7,042 0 0
TORONTO DOMINION BK ONT COM NEW 891160509 2,315 33,044 SH SOLE 0 33,044 0 0
MSC INDL DIRECT INC CL A 553530106 2,943 32,797 SH SOLE 0 32,797 0 0
BLACKROCK INC COM 09247X101 779 890 SH SOLE 0 890 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 252 6,247 SH SOLE 0 6,247 0 0
DISCOVERY INC COM SER A 25470F104 412 13,420 SH SOLE 0 13,420 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 212 941 SH SOLE 0 941 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 45,716 159,396 SH SOLE 0 159,396 0 0
EXPEDIA GROUP INC COM NEW 30212P303 15,211 92,915 SH SOLE 0 92,915 0 0
AMERIPRISE FINL INC COM 03076C106 398 1,598 SH SOLE 0 1,598 0 0
ABIOMED INC COM 003654100 210 674 SH SOLE 0 674 0 0
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3,358 77,273 SH SOLE 0 77,273 0 0
VANGUARD INDEX FDS SML CP GRW ETF 922908595 4,006 13,824 SH SOLE 0 13,824 0 0
PACCAR INC COM 693718108 898 10,067 SH SOLE 0 10,067 0 0
BOSTON BEER INC CL A 100557107 407 399 SH SOLE 0 399 0 0
SPDR SER TR S&P DIVID ETF 78464A763 274 2,241 SH SOLE 0 2,241 0 0
HANOVER INS GROUP INC COM 410867105 271 2,000 SH SOLE 0 2,000 0 0
BIOCRYST PHARMACEUTICALS INC COM 09058V103 800 50,605 SH SOLE 0 50,605 0 0
HOLOGIC INC COM 436440101 236 3,543 SH SOLE 0 3,543 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 110 218 SH OTR 0 218 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 572 1,133 SH SOLE 0 1,133 0 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 32,535 202,925 SH SOLE 0 202,925 0 0
HERON THERAPEUTICS INC COM 427746102 185 11,890 SH SOLE 0 11,890 0 0
ISHARES SILVER TR ISHARES 46428Q109 401 16,544 SH SOLE 0 16,544 0 0
INNOVIVA INC COM 45781M101 144 10,741 SH SOLE 0 10,741 0 0
MASTERCARD INCORPORATED CL A 57636Q104 146 399 SH OTR 0 399 0 0
MASTERCARD INCORPORATED CL A 57636Q104 2,567 7,032 SH SOLE 0 7,032 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 246 2,058 SH SOLE 0 2,058 0 0
INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 207 1,550 SH SOLE 0 1,550 0 0
ISHARES TR US AER DEF ETF 464288760 271 2,470 SH SOLE 0 2,470 0 0
COMPASS DIVERSIFIED SH BEN INT 20451Q104 212 8,302 SH SOLE 0 8,302 0 0
ISHARES TR MSCI USA ESG SLC 464288802 2,706 28,323 SH SOLE 0 28,323 0 0
ISHARES TR CORE S&P TTL STK 464287150 208 2,110 SH SOLE 0 2,110 0 0
ISHARES TR US HLTHCR PR ETF 464288828 429 1,610 SH SOLE 0 1,610 0 0
ISHARES TR US OIL GS EX ETF 464288851 4,094 71,445 SH SOLE 0 71,445 0 0
TELEDYNE TECHNOLOGIES INC COM 879360105 676 1,613 SH SOLE 0 1,613 0 0
HUDSON TECHNOLOGIES INC COM 444144109 114 33,422 SH SOLE 0 33,422 0 0
CASSAVA SCIENCES INC COM 14817C107 401 4,692 SH SOLE 0 4,692 0 0
NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 157 318,950 SH SOLE 0 318,950 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1,203 5,089 SH SOLE 0 5,089 0 0
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1,555 11,068 SH SOLE 0 11,068 0 0
EXACT SCIENCES CORP COM 30063P105 248 1,997 SH SOLE 0 1,997 0 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 328 5,176 SH SOLE 0 5,176 0 0
ISHARES TR IBOXX HI YD ETF 464288513 7,118 80,853 SH SOLE 0 80,853 0 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 347 4,036 SH SOLE 0 4,036 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 57,480 1,263,295 SH SOLE 0 1,263,295 0 0
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 352 9,116 SH SOLE 0 9,116 0 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 648 6,187 SH SOLE 0 6,187 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5,503 106,805 SH SOLE 0 106,805 0 0
ISHARES TR EAFE SML CP ETF 464288273 386 5,200 SH SOLE 0 5,200 0 0
VANGUARD WORLD FD MEGA GRWTH IND 921910816 794 3,431 SH SOLE 0 3,431 0 0
VISA INC COM CL A 92826C839 11,089 47,425 SH SOLE 0 47,425 0 0
PHILIP MORRIS INTL INC COM 718172109 20 205 SH OTR 0 205 0 0
PHILIP MORRIS INTL INC COM 718172109 419 4,227 SH SOLE 0 4,227 0 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 75,922 2,063,655 SH SOLE 0 2,063,655 0 0
INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 1,923 38,101 SH SOLE 0 38,101 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 137 20,465 SH SOLE 0 20,465 0 0
ALBIREO PHARMA INC COM 01345P106 261 7,421 SH SOLE 0 7,421 0 0
BROADCOM INC COM 11135F101 18 37 SH OTR 0 37 0 0
BROADCOM INC COM 11135F101 3,860 8,094 SH SOLE 0 8,094 0 0
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 741 7,111 SH SOLE 0 7,111 0 0
SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11,139 282,346 SH SOLE 0 282,346 0 0
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 5,579 53,655 SH SOLE 0 53,655 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 246 2,973 SH SOLE 0 2,973 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 7,548 72,450 SH SOLE 0 72,450 0 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7,508 228,349 SH SOLE 0 228,349 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 582 45,198 SH SOLE 0 45,198 0 0
CBOE GLOBAL MKTS INC COM 12503M108 12,085 101,511 SH SOLE 0 101,511 0 0
TESLA INC COM 88160R101 1,368 2,012 SH SOLE 0 2,012 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 938 2,383 SH SOLE 0 2,383 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 867 11,081 SH SOLE 0 11,081 0 0
INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 6,809 307,422 SH SOLE 0 307,422 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 429 8,447 SH SOLE 0 8,447 0 0
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 808 9,225 SH SOLE 0 9,225 0 0
MARATHON PETE CORP COM 56585A102 246 4,076 SH SOLE 0 4,076 0 0
FORTUNE BRANDS HOME & SEC IN COM 34964C106 68 680 SH OTR 0 680 0 0
FORTUNE BRANDS HOME & SEC IN COM 34964C106 349 3,500 SH SOLE 0 3,500 0 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 243 3,219 SH SOLE 0 3,219 0 0
FACEBOOK INC CL A 30303M102 186 536 SH OTR 0 536 0 0
FACEBOOK INC CL A 30303M102 14,884 42,805 SH SOLE 0 42,805 0 0
ISHARES INC CORE MSCI EMKT 46434G103 83,093 1,240,383 SH SOLE 0 1,240,383 0 0
ISHARES TR CORE MSCI EAFE 46432F842 114,595 1,530,789 SH SOLE 0 1,530,789 0 0
REGULUS THERAPEUTICS INC COM NEW 75915K200 51 63,262 SH SOLE 0 63,262 0 0
ABBVIE INC COM 00287Y109 9,548 84,767 SH SOLE 0 84,767 0 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 111,126 5,394,473 SH SOLE 0 5,394,473 0 0
VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 279 16,287 SH SOLE 0 16,287 0 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 108,295 2,339,494 SH SOLE 0 2,339,494 0 0
MURPHY USA INC COM 626755102 370 2,774 SH SOLE 0 2,774 0 0
ADMA BIOLOGICS INC COM 000899104 87 54,186 SH SOLE 0 54,186 0 0
SPDR SER TR PORTFOLIO S&P600 78468R853 76,995 1,752,266 SH SOLE 0 1,752,266 0 0
ALPHABET INC CAP STK CL C 02079K107 9,043 3,608 SH SOLE 0 3,608 0 0
AGILE THERAPEUTICS INC COM 00847L100 121 90,941 SH SOLE 0 90,941 0 0
ISHARES TR CORE DIV GRWTH 46434V621 327 6,498 SH SOLE 0 6,498 0 0
MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 474 26,431 SH SOLE 0 26,431 0 0
ARK ETF TR INNOVATION ETF 00214Q104 383 2,930 SH SOLE 0 2,930 0 0
ARK ETF TR GENOMIC REV ETF 00214Q302 322 3,480 SH SOLE 0 3,480 0 0
GRANITESHARES ETF TR HIPS US HIGH INC 38747R306 283 17,975 SH SOLE 0 17,975 0 0
SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 7,318 151,162 SH SOLE 0 151,162 0 0
CALITHERA BIOSCIENCES INC COM 13089P101 232 111,080 SH SOLE 0 111,080 0 0
PAYPAL HLDGS INC COM 70450Y103 143 492 SH OTR 0 492 0 0
PAYPAL HLDGS INC COM 70450Y103 360 1,236 SH SOLE 0 1,236 0 0
VBI VACCINES INC CDA COM NEW 91822J103 810 241,674 SH SOLE 0 241,674 0 0
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 4,798 92,548 SH SOLE 0 92,548 0 0
SQUARE INC CL A 852234103 877 3,596 SH SOLE 0 3,596 0 0
JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 89,329 1,641,178 SH SOLE 0 1,641,178 0 0
ISHARES INC ESG AWR MSCI EM 46434G863 889 19,680 SH SOLE 0 19,680 0 0
ISHARES TR ESG AW MSCI EAFE 46435G516 1,443 18,258 SH SOLE 0 18,258 0 0
GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 210 6,020 SH SOLE 0 6,020 0 0
INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 576 22,963 SH SOLE 0 22,963 0 0
DUPONT DE NEMOURS INC COM 26614N102 251 3,242 SH SOLE 0 3,242 0 0
FINISAR CORP NOTE 0.500%12/1 31787AAP6 26 26,000 PRN SOLE 0 26,000 0 0
ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 96 11,938 SH OTR 0 11,938 0 0
ISHARES TR ESG AWARE MSCI 46435U663 1,198 29,673 SH SOLE 0 29,673 0 0
VINCO VENTURES INC COM 927330100 40 10,000 SH SOLE 0 10,000 0 0
ITERUM THERAPEUTICS PLC SHS G6333L101 338 146,278 SH SOLE 0 146,278 0 0
SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 34,159 421,871 SH SOLE 0 421,871 0 0
ETFIS SER TR I VIRTUS INFRCAP 26923G822 285 11,326 SH SOLE 0 11,326 0 0
DELL TECHNOLOGIES INC CL C 24703L202 296 2,969 SH SOLE 0 2,969 0 0
SOLITON INC COM 834251100 1,229 54,643 SH SOLE 0 54,643 0 0
DOW INC COM 260557103 12 191 SH OTR 0 191 0 0
DOW INC COM 260557103 210 3,317 SH SOLE 0 3,317 0 0
DRAFTKINGS INC COM CL A 26142R104 219 4,193 SH SOLE 0 4,193 0 0
PELOTON INTERACTIVE INC CL A COM 70614W100 435 3,507 SH SOLE 0 3,507 0 0
CARRIER GLOBAL CORPORATION COM 14448C104 596 12,268 SH SOLE 0 12,268 0 0
OTIS WORLDWIDE CORP COM 68902V107 498 6,089 SH SOLE 0 6,089 0 0
AIRBNB INC COM CL A 009066101 333 2,174 SH SOLE 0 2,174 0 0
ROBLOX CORP CL A 771049103 348 3,869 SH SOLE 0 3,869 0 0


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